Early virologic failure in HIV-1 infected subjects on didanosine/tenofovir/efavirenz: 12-week results from a randomized trial

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1 Early virologic failure in HIV-1 infected subjects on didanosine/tenofovir/efavirenz: 12-week results from a randomized trial Desmond Maitland, Graeme Moyle, James Hand, Sundhiya Mandalia, Marta Boffito, Mark Nelson and Brian Gazzard Objective: To compare the safety and efficacy of two once-daily antiretroviral regimens containing lamivudine (3TC) or tenofovir disoproxil fumarate (TDF), each administered with didanosine (ddi) and efavirenz (EFV) as initial therapy to HIV-1- infected subjects. Methods: Single centre, randomized (1 : 1), open-label study in antiretroviral-naive, HIV-infected adults. Subjects commenced either 3TC/ddI/EFV (3TC group) or TDF/ddI/ EFV (TDF group). Safety, Medication Event Monitoring System (MEMScap) and plasma EFV concentration monitoring was performed over the study period. Comparisons between groups were assessed using x 2 test and linear regression analysis was used to assess the relationship between EFV concentrations and virological response. Results: Seventy-seven subjects were enrolled prior to recruitment being suspended, 36 to the 3TC group and 41 to the TDF group. Intention-to-treat analysis in which last observation carried forward (LOCF) found the mean viral log 10 load [95% confidence interval (CI)] at weeks 4 and 12 to be 2.67 ( ) and 1.83 ( ) for the 3TC group and 2.75 ( ) and 2.28 ( ) for the TDF group (P ¼ 0.013). Emergence of resistance occurred in five of 41 (12.2%) subjects in the TDF group up to week 12 compared with none of 36 in the 3TC group, (P < 0.05); these five subjects shared similar baseline characteristics (CD4þ cell counts < cells/l and HIV-1 RNA > copies/ml). Despite MEMScap monitoring showing > 99% adherence in all subjects, among the five failures, three had low EFV concentrations. Conclusion: TDF/ddI/EFV as initial therapy appears to have diminished efficacy in subjects with CD4 < cells/l and viral load > copies/ml. Treatment failure with resistance was not attributable to baseline resistance, efavirenz exposure or poor adherence. ß 2005 Lippincott Williams & Wilkins AIDS 2005, 19: Keywords: antiretroviral regimens, once daily therapy, naive HIV patients, tenofovir, didanosine Introduction Successful, durable control of HIV replication with antiretroviral (ARV) drugs requires high levels of medication adherence [1]. Surveys of HIV-positive patients receiving highly active antiretroviral therapy (HAART) indicate a preference for ARV regimens that can be taken once daily, involve few pills, and do not have specific dietary requirements [2]. A meta-analysis of virologic outcome data from clinical trials of various HAART regimens found a significant correlation between lower pill burden and treatment efficacy [3]. The expanded availability of once-daily ARV agents allows the clinician to construct regimens that are From the Chelsea and Westminster Hospital, London, UK. Correspondence to Dr Desmond Maitland, St. Stephen s Centre, Chelsea and Westminster Hospital, 369 Fulham Road, London SW10 9NH, UK. desmond.maitland@btinternet.com Received: 8 February 2005; revised: 6 April 2005; accepted: 15 April ISSN Q 2005 Lippincott Williams & Wilkins 1183

2 1184 AIDS 2005, Vol 19 No 11 minimally intrusive to a patient s lifestyle and potentially facilitate greater adherence to therapy. Whereas there are now a number of ARV agents with the pharmacokinetic properties to allow once daily dosing, the available clinical evidence to support the use of particular once-daily regimens remains limited [4]. In this study we set out to compare the safety, virological efficacy and adherence of two once-daily thymidine-sparing ARV regimens with different dosing requirements in treatment naive subjects: lamivudine (3TC)/didanosine (ddi)/efavirenz (EFV) taken fasted versus tenofovir disoproxil fumarate (TDF)/ddI/ EFV taken with food. Methods This was a single-centre, randomized, open-label study in ARV-naive, HIV-1-infected adults. Subjects were randomized 1 : 1 to commence either 3TC (300 mg)/ddi (400 mg)/efv 600 mg) taken fasted (3TC group) or TDF (300 mg)/ddi (250 mg)/efv (600 mg) taken with food (TDF group). The dose of ddi was adjusted to 200 mg for body weight below 60 kg and both regimens were taken prior to bedtime. Patients ARV-naive, HIV-1-infected adults requiring ARV treatment, as assessed by their physician were included. There were no exclusion criteria regarding CD4þ cell count or plasma HIV-1 RNA. Patients were excluded if they had an active or ongoing opportunistic infection or if they were being treated with chemotherapy for a malignancy. Approval for the study was obtained from the local ethics committee (Riverside Research Ethics Committee) and all subjects gave written informed consent to participate in the study. Primary endpoint The primary endpoint of the trial was the difference in viral load at week 48 as measured by time-weighted change in averages from baseline. An unplanned analysis of the data was performed at week 12. Efficacy and safety assessments Following screening procedures, participating subjects returned ( 28 days later) for baseline assessments and randomization. At each trial visit (week 4, 12, 24, 36, and 48 following ARV therapy initiation), subjects were to be assessed for HIV-related events, ARV drug-related adverse events, and any changes to concomitant medication. A physical examination was also to be performed and blood drawn to measure CD4þ cell counts and plasma HIV-RNA using Chiron Quantiplex (lower limit of detection 50 copies/ml; Chiron Corp., Emeryville, California, USA). In addition, clinical chemistry and hematology assessments were to be performed throughout the study. Genotypic analysis using the Virco TYPE HIV-1 assay were retrospectively performed on stored samples drawn at screening, baseline and at all subsequent time points should the subject have a HIV-RNA greater than 1000 copies/ml. Adherence measures Medication Event Monitoring System (MEMScap; Aardex Ltd, Zug, Switzerland) monitoring, self reported adherence questionnaires and food/therapy diaries were to be recorded in all subjects between weeks 0 4, and Therapeutic drug monitoring Samples for therapeutic drug monitoring (TDM) of EFV were to be collected at weeks 4 and 12 in all subjects. Blood was drawn between 10 and 15 h following the previous EFV dose. Should this not be possible blood was drawn at any time following the EFV dose and the 12-h concentration projected using a population-based linear regression method. EFV plasma concentrations were measured by a fully validated method using highperformance liquid chromatography (UV detection) at the TDM Service of the University of Liverpool, Liverpool, UK. Variability in EFV plasma concentrations between subjects was expressed as the percentage coefficient of variation (CV: SD/mean). Statistical methods The planned sample size was 100 subjects; this provided statistical power for the protocol to determine noninferiority between the two treatment groups. The primary endpoint of the study was to be the difference in viral load at week 48, as measured by time-weighted change in averages from baseline. Treatment failure was defined as either: a less than 1 log 10 drop in HIV-1 RNA by week 4, a rebound in viral load from nadir greater than 0.5 log 10, or the emergence of genotypic resistance. The unplanned interim analysis at week 12 used an intention to treat method where missing results equals failure and the last result available was carried forward. This comparative analysis evaluated mean plasma HIV-1 RNA expressed in log 10 and median change from baseline of CD4þ cell count at weeks 4 and 12. Both indices have been presented with 95% confidence intervals (CI). Between-group comparisons of qualitative data were assessed using x 2 test and where appropriate this was adjusted for small numbers in cells using Yate s correction. EFV concentrations were categorized into equally spaced categories. Linear regression was used to test for association between log 10 virological response between week 4 and week 12 and categorized EFV concentrations. A multivariate regression method was used to adjust for gender, ethnicity and treatment arms. All P values presented are two tailed.

3 Once daily therapy and failure Maitland et al Table 1. Baseline demographic characteristics of the 77 subjects enrolled in the study by treatment group. 3TC group (n ¼ 36) TDF group (n ¼ 41) Sex male 92% 83% Median age (range) 36 (25 66) 39 (26 58) % Caucasian 77% 74% % Stage C 22.2% 12.2% Median CD4 cell count (range) 158 (8 572) 10 6 cells/l 174 (20 351) 10 6 cells/l Mean VL (95% confidence interval) 5.13 ( ) copies/ml 4.99 ( ) copies/ml 3TC, lamivudine group; TDF, tenofovir disoproxil fumarate group; VL, viral load. Results Baseline characteristics Seventy-seven subjects were enrolled into the trial prior to the unplanned interim analysis that resulted in recruitment being suspended. Thirty-six subjects were randomized to the 3TC group and 41 to the TDF group. The baseline characteristics of the two groups were comparable with regard to gender, age, disease stage and laboratory indices (Table 1). Mean baseline viral load (95% CI) were 5.13 log 10 ( ) for the 3TC group and 4.99 log 10 ( ) for the TDF group, median (range) CD4þ cell counts was cells/l (8 572) for the 3TC group and cells/l (20 351) for the TDF group. A history of CDC Class C (AIDS) event (eight Kaposi s sarcoma, five Pneumocystis carinii pneumonia) was noted in 22% of the 3TC group and 12% of the TDF group. Fifteen of the 41 subjects in the TDF group and 18 of the 36 in the 3TC group had a baseline CD4 cell count less than cells/l and viral load greater than copies/ml. Efficacy analyses The interim analysis was performed after the investigators were notified of concerns regarding the efficacy of the TDF/ddI/EFV regimen in initial therapy raised from a small Spanish study [5] and the observation of four treatment failures occurring in the TDF group (three who failed to suppress HIV-1 RNA by 1 log 10 by week 4 and the fourth rebounding from virological nadir at week 12). Mean (95% CI) viral load at weeks 4 and 12 for the 3TC group were 2.67 log 10 ( ) and 1.83 log 10 ( ), and for the TDF group 2.75 log 10 ( ) and 2.28 log 10 ( ), showing significant difference in viral response between the two groups at week 12 (P ¼ 0.013). Median (range) increase from baseline in CD4 cell count at week 12 was comparable between the two groups, cells/l (87 147) in the 3TC group and cells/l (81 136) in the TDF group (Fig. 1). Following this intention-to treat analysis further recruitment to the study was suspended. Subjects in the 3TC group continued as per the original trial protocol, and those subjects in the TDF group were promptly recalled to clinic. All of the subjects in the TDF group then had a genotype performed and empirically switched therapy to zidovudine/3tc (as Combivir) twice daily plus atazanavir/ritonavir 300/100 mg once daily. A fifth subject in the TDF group who had achieved a viral load reduction (a) 6 Mean VL Log 10 (copies/ml) 5 TDF group 3TC group (b) Change in CD4 count from baseline TDF group 3TC group Study visits (weeks) Week 4 Week 12 Fig. 1. (a) Mean change in viral load (VL) log 10 copies/ml and (b) median change in CD4R cell count over 12 weeks of treatment; tenofovir (TDF) group versus lamivudine (3TC) group. Error bars represent 95% confidence intervals.

4 1186 AIDS 2005, Vol 19 No 11 greater than 1 log 10 at week 4 was subsequently found to have developed resistance mutations at week 8 when the ARV regimen was empirically changed. By week 12 more patients in the TDF group had experienced virological failure; five of 41 (12.2%) compared with the 3TC group none of 36 (0%) (P < 0.05).The five patients who failed treatment in the TDF group shared similar baseline characteristics: CD4þ cell count less than cells/l (ranging from 24 to 195), HIV-1 RNA greater than copies/ml (ranging from to ), HIV-1 wild-type and HIV-1 clade B. The first resistance mutations observed to emerge in each of the patients who failed therapy in the TDF group were characteristic of non-nucleoside reverse transcriptase inhibitor (NNRTI) resistance [6]. Overall, the most prevalent reverse transcriptase (RT) mutation observed was 103N/T (three subjects), although a range of other NNRTI-associated mutations were also seen: 108I (two subjects), 190E/S (two subjects), 188L (two subjects), 100I (two subjects), 179D (two subjects), and 225H (one subject). Of the three subjects who developed NNRTI-associated mutations by week 4, one switched therapy soon after this time-point whereas two continued on TDF/ddI/ EFV until week 12. These latter two subjects developed additional nucleoside reverse transcriptase inhibitor (NRTI)-associated mutations (shown by the genotype test performed at week 12), including 65R (one subject) and 74V (one subject) (Table 2). Safety analyses By week 12 no subjects in either group had discontinued the study due to a serious adverse event, withdrawn consent, or were lost to follow-up. The only adverse event of note reported by week 12 was EFV-related rash, this occurred at an expected incidence with no significant difference between the two treatment groups [seven of 36 (19.4%) in the 3TC group and six of 41 (14.6%) in the TDF group] and did not result in the discontinuation of EFV in any subjects. No grade 3 or 4 abnormalities in clinical chemistry, lipids or haematology laboratory tests were observed up to week 12. Adherence measures MEMScap monitoring, adherence questionnaires and treatment diaries between baseline and week 4 confirmed a high level of adherence to treatment in both groups. MEMScap monitoring from baseline to week 4 demonstrating greater than 99% of doses were taken in both treatment groups (99.1% in the 3TC group and 99.9% in the TDF group). Adherence in all five individuals with virological failure in the TDF group was 100% by MEMScaps Therapeutic drug monitoring Samples from 65 patients (nine females) were analysed (n ¼ 130). Median (range) EFV concentrations were 1569 ( ) and 1705 ( ) ng/ml at week 4 and 12, respectively. EFV concentrations were significantly higher in women than in men at weeks 4 and 12 [median (range) EFV concentrations in women 5294 ( ) and 3369 ( ), respectively (P ¼ and 0.022). Among those subjects who were not considered treatment failures, 17 had at least one EFV concentration lower than the suggested minimum effective concentration (MEC) of 1000 ng/ml [7], while of the five failures (TDF group), three had concentrations lower than the MEC. The CV of the EFV concentration was greater than 90% at both weeks. Subjects with concentrations higher than 1100 ng/ml at week 4 and 12 were more likely to reach an undetectable viral load at week 12 (P < 0.001) and showed a greater decrease in plasma HIV-RNA between baseline and week 12 (P ¼ 0.009), and this was consistent after adjusting for sex, ethnicity, and treatment group. No significant difference in EFV concentrations was observed between Table 2. CD4R cell counts [ T 10 6 cells/l, (%)], viral load (VL; log 10 copies/ml) and reverse transcriptase (RT) genotypes of the five subjects who failed treatment in the tenofovir (TDF) group. Baseline Week 4 Week 12 Subject CD4 VL RT CD4 VL RT CD4 VL RT (10.8%) (11.2%) 3 24 (4.2%) (13.3%) 5 28 (5.5%) , ,764, , , , (16.7%) 155 (14.4%) 192 (24%) 419 (16.8%) 366 (14.2%) , , , , , N 225H 205 (15.5%) ,757 65R 100I 103N 74V 190S 188L 151 (12.2%) , I Subject switched therapy 103T 108I 179D N (16.1%) 33, I Week 8 Week 8 Week D (14.2%) 2, L

5 Once daily therapy and failure Maitland et al the two treatment groups or when comparing subjects who had a baseline viral load greater than copies/ml and CD4 cell count lower than cells/l with subjects who did not match these baseline characteristics. Discussion This study indicates that the combination of TDF, ddi, and EFV as initial therapy has diminished virological efficacy, particularly in those subjects with baseline CD4 cell count less than cells/l and HIV-1 RNA greater than copies/ml. Virological failure of this regimen occurred early after initiation of treatment and could not be attributed to problems with baseline resistance, efavirenz exposure or subject adherence. HIV therapy is evolving toward the use of antiretroviral combinations that are compact, simplified, and with lesser toxicities, both short- and long-term. Patients strongly favour once daily therapy, as they must reconcile the adherence demands necessary to maintain virologic suppression with the realities of their daily lives [2]. Compact regimens involving triple nucleoside/nucleotide [N(t)RTI] combinations have been demonstrated to result in a sub-optimal virologic response in ARV-naive subjects [8 11]. Moreover, it has been shown in a recent study performed in 36 ARV-naive subjects that treatment with TDF, ddi and EFV resulted in a high early virological failure rate associated with the development of resistance mutations [5]. Despite TDF and ddi being recommended as an alternative N/NtRTI backbone in the International AIDS Society (IAS) guidelines for the treatment of HIV-1 infection in ARV-naive adults [4] our findings suggest that these agents do not provide sufficient antiviral activity when combined with EFV. The reasons for TDF/ddI being a sub-optimal N/NtRTI backbone are not clear. In the studies involving triple N/NtRTI combinations the most likely reason for virological failure would appear to be the selection of a single mutation, K65R which results in reduced sensitivity to all of the drugs in the regimen [8 11]. The reason for the failure of TDF/ddI when combined with EFV in the present study is less clear as the first mutations to appear were those associated with the NNRTI component and only further treatment seemed to select the K65R mutation in one of our subjects. Moreover, a retrospective cohort analysis of 14 subjects initiating therapy with TDF/ddI combined with either EFVor NVP has reported a virological failure rate of 50% with K65R observed in two out of seven failing patients at week 12 and four out of seven at week 24 [12]. It is possible that K65R was a common minority species in all of our subjects who failed ddi/tdf/efv; to investigate this hypothesis further we are currently undertaking single gene probe clonal analysis of the available samples. Our analysis of EFV plasma concentrations showed that having higher values leads to a more rapid reduction in viral load. However, no difference in EFV plasma concentrations was shown between the two treatment groups, with few subjects who responded to treatment (six in the 3TC and 11 in the TDF group) and three out of five who failed ddi/tdf/efv having concentrations lower than the suggested MEC at least once. Interestingly, EFV concentrations were significantly higher in women, who all achieved an undetectable viral load at week 12. Despite confirming the relationship between plasma concentrations and virological response [13], the importance of concentrations higher than the suggested cut-off [7], and the frequent occurrence of low drug plasma concentrations (approximately 30%) [14], the information obtained by TDM alone could not explain the virological failures in the TDF group. However, it could be hypothesized that combinations including N/NtRTI backbones with low genetic barrier to resistance may be more vulnerable if they are combined with a third agent characterized by a wide inter-individual variability in plasma concentrations (90%). Furthermore, whether a possible explanation for the higher rate of virological failure in the TDF group is a pharmacokinetic interaction between TDF and ddi is unclear. It is thought that this interaction is dependent upon the inhibition by TDF of purine nucleoside pyrophosphorylase (PNP)-dependent ddi degradation [15,16]. For this reason the dose of ddi is decreased when it is co-administered with TDF [17]. However a remarkable inter-subject variability in ddi plasma concentrations has been observed in subjects when ddi and TDF are co-administered independent of ddi dosage [18]. Planned analysis of the intra-cellular triphosphate concentrations of TDF and ddi may also provide an explanation of the poor virological response observed in the TDF group of our study. In vitro data has indicated no intracellular interaction between these two agents although such data may not always be an accurate indicator of what happens in vivo [19]. The antiviral activity of the two drugs when combined may be limited by the fact that they share a common pathway of activity, TDF and ddi both being adenosine analogues that inhibit HIV replication by causing premature chain termination during HIV-1 RNA reverse transcription [20]. Treatment with TDF/ddI-based regimens has recently been reported to be associated with paradoxical reductions or lack of increase in CD4þ cell counts despite subjects having undetectable viral loads. Paradoxically these CD4þ cell count drops were being observed most often after more than 6 months of treatment with a TDF/ddI-based regimen and when standard dose ddi (400 mg) was co-administered with

6 1188 AIDS 2005, Vol 19 No 11 TDF [21]. We did not observe any paradoxical drops in CD4þ cell count in subjects treated for up to 12 weeks with a TDF/ddI-based regimen in our study. A higher rate of pancreatitis has also been reported in subjects treated with TDF/ddI-based regimens in comparison with those treated with regimens including ddi without TDF or TDF without ddi [22]. Whatever the cause of the poor virological response observed in this study, it is clear that TDF/ddI should be used with caution as a N/NtRTI backbone. Clinicians should therefore be cautious when co-administering ddi/ TDF with EFV in treatment-naive subjects with high baseline viral loads and low CD4 cell counts. TDF/ddI is also frequently prescribed in experienced patients based on the results of resistance testing [23]. 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