Assessing Remission in Rheumatoid Arthritis on the Basis of Patient Reported Outcomes

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1 136 Bulletin of the Hospital for Joint Diseases 2014;72(2): Assessing Remission in Rheumatoid Arthritis on the Basis of Patient Reported Outcomes Advantages of Using RAPID3/MDHAQ in Routine Care Isabel Castrejón, M.D., and Theodore Pincus, M.D. Abstract Advances in the management of rheumatoid arthritis (RA) have rendered remission an increasingly achievable goal. However, a single, universal definition of remission in RA does not exist. Remission criteria were developed in 1981 by a committee of the American College of Rheumatology (ACR) and have been described according to different composite indices. In 2011, a committee of the ACR and the European League against Rheumatism (EULAR) has proposed two remission criteria sets to be applied in clinical trials, a Boolean criteria set and a simplified disease activity index (SDAI), which are more stringent than disease activity score with 28 swollen join count (DAS28) to identify remission. More recently, remission has been described based on routine assessment of patient index data (RAPID3), an index of only patient reported outcomes (PROs). Remission criteria of RAPID3 3 and less than one swollen joint (RAPID3 SJ1) is comparable to Boolean criteria and can be implemented in busy clinical settings more easily than indices requiring a laboratory test or formal joint count. Rheumatoid Arthritis (RA) is a heterogeneous disease that can cause decreased functional capacity, work disability, and reduced quality of life. 1 Advances in the management of RA with early treatment, widespread methotrexate, biologic agents, and new treatment guidelines have rendered achievement of remission increasingly possible. 2,3 However, a single measure for remission does not exist in RA, in part because no gold standard measure is Isabel Castrejón, M.D., and Theodore Pincus, M.D., are in the Department of Medicine, Division of Rheumatology, New York University School of Medicine and NYU Hospital for Joint Diseases, New York, New York. Correspondence: Theodore Pincus, M.D., Division of Rheumatology, NYU Hospital for Joint Diseases, 301 East 17th Street, Room 1608, New York, New York 10003; tedpincus@gmail.com. available to be applied to each individual patient. Multiple indices are available for criteria to identify remission in RA patients. 4 Remission rates differ in RA studies depending on remission criteria selected. 5 The rheumatology community has sought an optimal definition of remission in RA, since 1981, when the first report of a committee of the ACR was reported. 6 Most reports over the last decade have described remission according to disease activity score (DAS) or DAS28. Remission also has been proposed according to a simplified disease activity index (SDAI) and clinical disease activity index (CDAI). A committee of the American College of Rheumatology (ACR) and the European League against Rheumatism (EU- LAR) has proposed two remission criteria sets, 7,8 a Boolean Criteria set and SDAI, which are more stringent than DAS28 to identify remission. Recently, remission criteria sets have been described, based on routine assessment of patient index data (RAPID3), an index of only patient reported outcomes (PROs). 9 This review will summarize evidence concerning the validity and advantages of using RAPID3 to recognize remission in RA and implementation in routine care to guide a treat to target strategy. Remission: No Single, Universal Criteria In 1981, Pinals and colleagues presented a report of a committee of the ACR for preliminary remission criteria for RA. 6 Remission was identified by the total absence of all articular and extra-articular inflammation and immunologic activity related to RA. Patients were required to meet 5 of 6 criteria during at least 2 consecutive months: morning stiffness of less than 15 minutes duration, no fatigue, no joint pain, no joint tenderness or pain on motion, no soft-tissue swelling in joint or tendon sheaths, and a normal erythrocyte sedimentation rate (ESR) (Table 1). This criteria set has not been widely applied, as it was overly stringent and unattainable in the majority of patients. Fa- Castrejón I, Pincus T. Assessing remission in rheumatoid arthritis on the basis of patient reported outcomes: advantages of using RAPID3/MDHAQ in routine care. Bull Hosp Jt Dis. 2014;72(2):

2 Bulletin of the Hospital for Joint Diseases 2014;72(2): Table 1 Remission Criteria and Definitions for the Assessment of Patients with Rheumatoid Arthritis (RA) Index Based Definitions ACR-EULAR 1981 ACR definition DAS/DAS28 SDAI CDAI RAPID3 Boolean Remission cut-off point At least 5 of 6 1.6/ All 1 Physician measures Morning stiffness < 15 min TJC No fatigue 0.56 sq rt SJC No joint pain 0.28 sq rt Physician global estimate No joint tenderness No swelling Normal ESR Laboratory Test ESR (mm/h)/crp (mg/dl) Normal 0.70 ln (ESR) 0-10 CRP 1 mg/dl Patient self-report Physical function 0-10 Pain 0-10 Patient global estimate PTGL (0-100 mm) (0-10) ACR, American College of Rheumatology; DAS28, disease activity score 28; SDAI, simplified disease activity index; CDAI, clinical activity index; RAPID3, routine assessment of patient index data; TJC, tender joint counts; SJC, swollen joint counts; ESR, erythrocyte sedimentation rate; CRP, C-reactive protein. tigue is considered a nonspecific symptom, as no significant association was found between fatigue and inflammation in RA, and a high percentage of patients with osteoarthritis (OA) and fibromyalgia also have fatigue. 10 Morning stiffness and pain may also be common and have nonspecific symptoms. Duration of morning stiffness can be similar between patients with OA and RA, 11 and chronic pain was reported by 35% of the Finnish population aged from 15 to 74 years. In addition, many people over 50 in the general population do not meet the ACR remission criteria. 12 One attempt to make these criteria less stringent involved deletion of fatigue, in modified Pinals criteria. 13 The DAS was developed in the early 1990s to assess disease activity in RA. 14 The DAS includes 4 measures, the Ritchie articular index of tender joints, a 44 swollen joint count, erythrocyte sedimentation rate (ESR), and a patient estimate of global status (PATGL) on a visual analogue scale (VAS). It is calculated according to a mathematical formula, developed from a discriminant analysis of when a doctor changed a patient s disease modifying anti-rheumatic drug (DMARD). A modified version, including a 28 joint count, the DAS28, 15 was subsequently described, which was shown to be as valid as the original DAS. A cut-point below 1.6 corresponds to remission for DAS compared to Pinals remission criteria. 16 For DAS28, a cut-point below 2.6 was found to correspond to remission based on a formula to convert DAS to DAS However, patients classified as in remission according to DAS28 of 2.6 may have up to 8 swollen joints, 18 leading to a search for more stringent remission criteria. Two less complex composite indices include variables from the DAS but do not require a calculator. The simplified disease activity index (SDAI) constitutes a simple numerical summation of 5 measures, adding a physician estimate of global status (DOCGL), and includes a C-reactive protein (CRP) instead of ESR. 18 A simpler version, the CDAI, does not include a laboratory test. Remission cut-points of 3.3 for the SDAI and 2.8 for the CDAI have been described, analyzing ratings of RA patients by expert rheumatologists. 19 In a combined effort to unify remission, a committee of the ACR and EULAR presented two criteria sets for remission to be used in clinical trials. 7 One is the Boolean-based definition in which a patient must satisfy having no more than one swollen and tender joint, C reactive protein (CRP) level 1, and PATGL score 1 on a 0 to 10 scale. The second definition is based on the SDAI (value equal to or lower than 3.3). Both definitions include one patient-reported outcome, PATGL. Application of these new criteria sets in routine care includes the same limitations as those of remission criteria based DAS28, SDAI, and CDAI. Laboratory measures often are not available when evaluating the patient, and ESR or CRP may be normal in the 40% of patients at presentation with RA. 20 Furthermore, the two ACR/EULAR criteria sets include formal joint counts, which show high variability among observers 21 and are not performed at most visits in usual care. 22 Even when these new criteria sets were developed, the members of the committee pointed out that in routine care an acute-phase laboratory measure may not be available at every visit. Therefore, it was proposed to develop clinic-based practice criteria, which did not require laboratory variables, but are equally stringent as the two proposed criteria sets. An index without formal joint counts, based on only PROs of physical function, pain, and patient global estimate, RAPID3 has been developed. 23 RAPID3 alone appears insufficiently stringent as a remission criteria, although somewhat more stringent than DAS28. Therefore, additional simple criteria sets were analyzed in an early RA cohort, the ESPOIR cohort, as described in more detail below. 24 Defining Remission Based on RAPID3 RAPID3 is an index of the three patient self-report measures included in the RA Core Data Set: physical function, pain,

3 138 Bulletin of the Hospital for Joint Diseases 2014;72(2): Table 2 RAPID3 Remission Criteria Sets Careful Joint Examination Remission Criteria RAPID3 3 1 Swollen joint 0 Swollen joints Physician Global 1 RAPID3R a RAPID3R SJ1 a a RAPID3R SJ1 DOC1 a a a RAPID3R SJ0 a a RAPID3R SJ0 D1 a a a Table 3 Comparison between the Different Remission Criteria Using the ACR-EULAR Boolean Remission Criteria as Reference ACR-EULAR Boolean (12.9%) Indices % Patients in Remission Agreement Kappa (95% CI) Sensitivity Specificity PPV NPV SDAI 17.1% 94.7% % 94.6% 72.4% 99.3% ( ) DAS % 79.9% % 77.2% 38.9% 67.2% ( ) CDAI 17.9% 93.6% % 93.5% 68.2% 99.1% ( ) RAPID3R 25.1% 85.8% % 84.8% 47.5% 86.8% ( ) RAPID3R SJ1 18.2% 92.8% % 92.8% 65.6% 98.8% ( ) RAPID3R SJ1 D1 15.6% 93.7% % 94.9% 71.4% 97.9% ( ) RAPI3R SJ0 14.9% 92.2% % 94.4% 67.3% 96.6% ( ) RAPID3R SJ0 D1 12.8% 93.2% 0.70 ( ) 73.1% 96.2% 73.9% 96.0% DAS28, disease activity score 28; SDAI, simplified disease activity index; CDAI, clinical activity index; RAPID3, routine assessment of patient index data; PPV, positive predictive value; NPV, negative predictive value. and patient global estimate of status. RAPID3 is correlated significantly with other composite indices, such as DAS28 and CDAI. 25 Categories for high, moderate, and low activity and remission have been reported to be similar according to RAPID3, DAS28, and CDAI, suggesting that RAPID3 can be used as effectively as these composite indices. 25 Four RAPID3 based remission criteria sets have recently been described (Table 2). 23 These criteria sets were compared to the previously described criteria sets based on the composite indices and the two newly proposed by the ACR-EULAR committee in an early arthritis population. 24 The version most similar to the Boolean and SDAI criteria was RAPID3RSJ1, defined as RAPID3 3.0 and fewer than a swollen joint on a careful examination (Table 3). Other proposed RAPID3-based criteria including DOCGL or no swollen joint appear more stringent than Boolean criteria. However, it seems reasonable to use a version which is similar to that proposed by the ACR/EULAR Committee but is more feasible in busy clinical settings. As with the Boolean criteria, no patient had more than one swollen joint, by definition. The most frequently affected single joint in patients who were in remission was a wrist or MCP joint not a knee, hip, or shoulder, which are more prognostic of severe outcomes. 26 Advantages of Using PROs to Measure Disease Activity and Remission According to the treat-to-target recommendations, treatment in RA should be targeted at remission (or low disease activity), in close consultation with the patient. 3 PROs promote incorporation of a patient perspective in the physician s assessment of RA. The three domains most frequently reported in clinical trials from the RA core set, physical function, pain, and PATGL, 27 constitute RAPID3. PROs present a number of advantages, which may be classified as pragmatic and scientific advantages. 28 Pragmatic advantages include that the patient does almost all the work, completing a questionnaire helps prepare the patient for the encounter, and PROs promote patients as crucial partners in obtaining relevant clinical information. PROs improve patient-physician communication and facilitate patient involvement in shared treatment decisions. There is only one observer, the patient, so the data are more reproducible than with two observers; the same examiner at each visit

4 Bulletin of the Hospital for Joint Diseases 2014;72(2): for a joint count is not required; and measurement error and variation reported for joint counts 29 are less with PROs. PROs that are available before the visit save time for the doctor to direct the conversation. MDHAQ/RAPID3 may be informative in other rheumatic diseases, 30 so it presents an additional advantage if the receptionist presents the same questionnaire to each patient, regardless of the diagnosis, to complete before seeing the doctor as part of the infrastructure of care. RAPID3 requires 5 seconds to score in contrast to almost 2 minutes for DAS28 or CDAI. 31 A recent survey of ACR members indicated that RAPID3 is scored by 29% of respondents, similar to 27.8% for DAS28 and more frequent than 15.2% for CDAI. 32 PROs also present a number of scientific advantages. PROs distinguish active from control treatments at similar levels to DAS28 and CDAI in different clinical trials. 33 Functional status is the most significant predictor of severe outcomes of RA, such as work disability, total joint replacement, and premature death, 34 and predicts 5 year mortality even in the general population more significantly than smoking. 35 Discussion The use of quantitative measures of disease activity facilitates clinical decision-making, including implementing a treat-to-target strategy to optimize outcomes in RA. 36 The target of RA treatment is to suppress disease activity as completely as possible, with remission being the ultimate goal depending on patient characteristics. Quantitative measures allow comparison of patient status between visits in routine care, including possible remission status. Estimation of remission from the patient and physician perspectives can differ. Physicians are more aware of disease features that could be harmful over long periods without necessarily causing pain or discomfort to the patient. For example, swollen joints and the acute phase response may be more associated with joint damage. 37,38 Physicians tend to tolerate a higher number of tender joints compared to swollen joints to define similar levels of disease activity. 39 By contrast, patients may not identify swelling accurately, tend to be ignorant of CRP or other laboratory data, and in general give higher priority to pain, 40 even if pain is not related to RA activity. Different remission rates have been described according to physician-derived or laboratory measures compared to those by patient-derived measures. Physician-patient discordance in global estimates has been reported, not only in RA, 41 but also in other rheumatic diseases. 42 Nonetheless, 79% full agreement between patient and physician estimates of remission has been found. 43 In this study by Wolfe and colleagues, the prevalence of remission was 34.8% from the physician perspective and 30.9% from the patient perspective, less stringent than using DAS28 (28.5%) or CDAI (6.5%) in the same patients, 44 probably representing more minimal disease activity than remission. Limitations to patient self-report also are seen, including a need to translate questionnaires into different languages and cultural differences in interpretation of pain, fatigue, and other symptoms in different ethnic groups. 45 Also, the capacity of HAQ physical function scores to document clinical improvement can be limited in part by irreversible joint damage. 46 Although the two remission criteria proposed by EULAR/ ACR were developed for clinical trials, they have been tested in observational cohorts with similar results compared to trial data. 47 Nonetheless, the need for laboratory tests and formal joint counts may present a limitation for implementation in routine care. MDHAQ/RAPID3 can provide a feasible basis for remission, with criteria that appear as scientifically valid as other remission criteria. Collection of MDHAQ/RAPID3 does not prevent collection of any additional remission criteria in clinical trials and clinical care for a treat-to-target strategy in RA patients. Disclosure Statement None of the authors have a financial or proprietary interest in the subject matter or materials discussed, including, but not limited to, employment, consultancies, stock ownership, honoraria, and paid expert testimony. References 1. Sokka T. Long-term outcomes of rheumatoid arthritis. Curr Opin Rheumatol May;21(3): Smolen JS, Landewe R, Breedveld FC, et al. EULAR recommendations for the management of rheumatoid arthritis with synthetic and biological disease-modifying antirheumatic drugs. Ann Rheum Dis Jun;69(6) Smolen JS, Aletaha D, Bijlsma JW, et al. Treating rheumatoid arthritis to target: recommendations of an international task force. Ann Rheum Dis Apr;69(4): Bykerk VP. Rheumatoid arthritis: 2011 remission criteria are a new benchmark for RA therapy. Nat Rev Rheumatology Jun;7(6): Makinen H, Hannonen P, Sokka T. Definitions of remission for rheumatoid arthritis and review of selected clinical cohorts and randomised clinical trials for the rate of remission. Clin Exp Rheumatol Nov-Dec;24(6 Suppl 43):S Pinals RS, Masi AT, Larsen RA. Preliminary criteria for clinical remission in rheumatoid arthritis. Arthritis Rheum Oct;24(10): Felson DT, Smolen JS, Wells G, et al. American College of Rheumatology/European League Against Rheumatism provisional definition of remission in rheumatoid arthritis for clinical trials. Arthritis Rheum Mar;63(3): Felson DT, Smolen JS, Wells G, et al. American College of Rheumatology/European League against Rheumatism provisional definition of remission in rheumatoid arthritis for clinical trials. Ann Rheum Dis Mar;70(3): Castrejon I, Dougados M, Combe B, et al. Can Remission in Rheumatoid Arthritis Be Assessed Without Laboratory Tests or a Formal Joint Count? Possible Remission Criteria Based on a Self-report RAPID3 Score and Careful Joint Examination in the ESPOIR Cohort. J Rheumatol Apr; 40(4):

5 140 Bulletin of the Hospital for Joint Diseases 2014;72(2): Wolfe F, Hawley DJ, Wilson K. The prevalence and meaning of fatigue in rheumatic disease. J Rheumatol Aug;23(8): Yazici Y, Erkan D, Peterson MG, Kagen LJ. Morning stiffness: how common is it and does it correlate with physician and patient global assessment of disease activity? J Rheumatol Jun;28(6): Sokka T, Makinen H, Hannonen P, Pincus T. Most people over age 50 in the general population do not meet ACR remission criteria or OMERACT minimal disease activity criteria for rheumatoid arthritis. Rheumatology (Oxford) Jun;46(6): Gerards AH, Landewe RB, Prins AP, et al. Cyclosporin A monotherapy versus cyclosporin A and methotrexate combination therapy in patients with early rheumatoid arthritis: a double blind randomised placebo controlled trial. Ann Rheum Dis Apr;62(4): van der Heijde DM, van t Hof M, van Riel PL, van de Putte LB. Development of a disease activity score based on judgment in clinical practice by rheumatologists. J Rheumatol Mar;20(3): Prevoo ML, van t Hof MA, Kuper HH, et al. Modified disease activity scores that include twenty-eight-joint counts. Development and validation in a prospective longitudinal study of patients with rheumatoid arthritis. Arthritis Rheum Jan;38(1): Prevoo ML, van Gestel AM, van THMA, et al. Remission in a prospective study of patients with rheumatoid arthritis. American Rheumatism Association preliminary remission criteria in relation to the disease activity score. Br J Rheumatol Nov;35(11): van Riel PL, van Gestel AM. Clinical outcome measures in rheumatoid arthritis. Ann Rheum Dis Nov;59 Suppl 1:i Aletaha D, Ward MM, Machold KP, et al. Remission and active disease in rheumatoid arthritis: defining criteria for disease activity states. Arthritis Rheum Sep;52(9): Aletaha D, Smolen J. The Simplified Disease Activity Index (SDAI) and the Clinical Disease Activity Index (CDAI): a review of their usefulness and validity in rheumatoid arthritis. Clin Exp Rheumatol Sep-Oct;23(5 Suppl 39):S Wolfe F, Michaud K. The clinical and research significance of the erythrocyte sedimentation rate. J Rheumatol Jul;21(7): Scott DL, Choy EH, Greeves A, et al. Standardising joint assessment in rheumatoid arthritis. Clin Rheumatol Nov;15(6): Pincus T, Segurado OG. Most visits of most patients with rheumatoid arthritis to most rheumatologists do not include a formal quantitative joint count. Ann Rheum Dis Jun;65(6): Castrejon I, Dougados M, Combe B, et al. Can remission in rheumatoid arthritis be assessed without laboratory tests or a formal joint count? possible remission criteria based on a self-report RAPID3 score and careful joint examination in the ESPOIR cohort. J Rheumatol Apr;40(4): Combe B, Benessiano J, Berenbaum F, et al. The ESPOIR cohort: a ten-year follow-up of early arthritis in France: methodology and baseline characteristics of the 813 included patients. Joint Bone Spine Oct;74(5): Pincus T, Swearingen CJ, Bergman M, Yazici Y. RAPID3 (Routine Assessment of Patient Index Data 3), a rheumatoid arthritis index without formal joint counts for routine care: proposed severity categories compared to disease activity score and clinical disease activity index categories. J Rheumatol Nov;35(11): Pincus T, Brooks RH, Callahan LF. Prediction of long-term mortality in patients with rheumatoid arthritis according to simple questionnaire and joint count measures. Ann Intern Med Jan 1;120(1): Kalyoncu U, Dougados M, Daures JP, Gossec L. Reporting of patient-reported outcomes in recent trials in rheumatoid arthritis: a systematic literature review. Ann Rheum Dis Feb;68(2): Pincus T, Castrejon I. An evidence-based medical visit for patients with rheumatoid arthritis based on standard, quantitative scientific data from a patient MDHAQ and physician report. Bull NYU Hosp Jt Dis. 2012;70(2): Hart LE, Tugwell P, Buchanan WW, et al. Grading of tenderness as a source of interrater error in the Ritchie articular index. J Rheumatol Aug;12(4): Castrejon I, Bergman MJ, Pincus T. MDHAQ/RAPID3 to recognize improvement over 2 months in usual care of patients with osteoarthritis, systemic lupus erythematosus, spondyloarthropathy, and gout, as well as rheumatoid arthritis. J Clin Rheumatol Jun;19(4): Pincus T, Swearingen CJ, Bergman MJ, et al. RAPID3 (Routine Assessment of Patient Index Data) on an MDHAQ (Multidimensional Health Assessment Questionnaire): agreement with DAS28 (Disease Activity Score) and CDAI (Clinical Disease Activity Index) activity categories, scored in five versus more than ninety seconds. Arthritis Care Res (Hoboken) Feb;62(2): Anderson J, Caplan L, Yazdany J, et al. Rheumatoid arthritis disease activity measures: American College of Rheumatology recommendations for use in clinical practice. Arthritis Care Res (Hoboken) May;64(5): Pincus T. Can RAPID3, an index without formal joint counts or laboratory tests, serve to guide rheumatologists in tight control of rheumatoid arthritis in usual clinical care? Bull NYU Hosp Jt Dis. 2009;67(3): Sokka T, Abelson B, Pincus T. Mortality in rheumatoid arthritis: 2008 update. Clin Exp Rheumatol Sep-Oct;26(5 Suppl 51):S Sokka T, Hakkinen A. Poor physical fitness and performance as predictors of mortality in normal populations and patients with rheumatic and other diseases. Clin Exp Rheumatol Sep-Oct;26(5 Suppl 51):S Schoels M, Knevel R, Aletaha D, et al. Evidence for treating rheumatoid arthritis to target: results of a systematic literature search. Ann Rheum Dis Apr;69(4): Smolen JS, Van Der Heijde DM, St Clair EW, et al. Predictors of joint damage in patients with early rheumatoid arthritis treated with high-dose methotrexate with or without concomitant infliximab: results from the ASPIRE trial. Arthritis Rheum Mar;54(3): Olsen NJ, Callahan LF, Brooks RH, et al. Associations of HLA-DR4 with rheumatoid factor and radiographic severity in rheumatoid arthritis. Am J Med Feb;84(2):

6 Bulletin of the Hospital for Joint Diseases 2014;72(2): Aletaha D, Machold KP, Nell VP, Smolen JS. The perception of rheumatoid arthritis core set measures by rheumatologists. Results of a survey. Rheumatology (Oxford) Sep;45(9): Heiberg T, Kvien TK. Preferences for improved health examined in 1,024 patients with rheumatoid arthritis: pain has highest priority. Arthritis Rheum Aug;47(4): Barton JL, Imboden J, Graf J, et al. Patient-physician discordance in assessments of global disease severity in rheumatoid arthritis. Arthritis Care Res (Hoboken) Jun;62(6): Castrejon I, Yazici Y, Samuels J, et al. Discordance of global estimates by patients and their physicians in usual care of many rheumatic diseases is associated with 5 MDHAQ scores not found on the HAQ. Arthritis Care Res (Hoboken) Dec 2. doi: /acr [Epub ahead of print]. 43. Wolfe F, Boers M, Felson D, et al. Remission in rheumatoid arthritis: physician and patient perspectives. J Rheumatol May;36(5): Shaver TS, Anderson JD, Weidensaul DN, et al. The problem of rheumatoid arthritis disease activity and remission in clinical practice. J Rheumatol Jun;35(6): Yazici Y, Kautiainen H, Sokka T. Differences in clinical status measures in different ethnic/racial groups with early rheumatoid arthritis: implications for interpretation of clinical trial data. J Rheumatol Feb;34(2): Aletaha D, Smolen J, Ward MM. Measuring function in rheumatoid arthritis: Identifying reversible and irreversible components. Arthritis Rheum Sep;54(9): Lillegraven S, Prince FH, Shadick NA, et al. Remission and radiographic outcome in rheumatoid arthritis: application of the 2011 ACR/EULAR remission criteria in an observational cohort. Ann Rheum Dis May;71(5):681-6.

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