Alpha-1 Proteinase Inhibitors

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1 Alpha-1 Proteinase Inhibitors Policy Number: Last Review: 01/2018 Origination: 06/2013 Next Review: 02/2019 Policy Blue Cross and Blue Shield of Kansas City will provide coverage for alpha 1 -proteinase inhibitor infusions (Prolastin, Prolastin -C, Aralast, Zemaira, and Glassia ) when it is determined to be medically necessary because the following criteria are met. When Policy Topic is covered Alpha-1 Proteinase Inhibitors may be considered medically necessary for the treatment of the following conditions: 1. Alpha 1 -antitrypsin deficiency with emphysema (or COPD). Approve in patients with baseline (pretreatment) AAT serum concentration < 80 mg/dl or 11 M (11 mol/l). These products are indicated for chronic augmentation and maintenance therapy of individuals having congenital deficiency of alpha 1 -proteinase inhibitor (AAT deficiency) with clinically demonstrable panacinar emphysema. 1-3 Patients with endogenous levels < 80 mg/dl (or 11 M) have been noted to have an increased risk for the development of emphysema. 1 Maintenance of AAT levels > 80 mg/dl (> 11 µm) was determined to be the serum concentration necessary to provide adequate anti-elastase activity per epidemiologic studies for most patients with AAT deficiency. 1,11-13 Other Uses with Supportive Evidence 2. AAT deficiency-associated panniculitis. Approve. Many case reports are available for the treatment of this rare complication ,35 The ATS/ERS standards for the diagnosis and management of individuals with AAT deficiency state the panniculitis is an uncommon, but well-recognized complication of AAT deficiency. 13 Although no controlled trials provide a clear treatment recommendation, augmentation therapy with purified human AAT or fresh frozen plasma to restore plasma and local tissue levels of AAT appears to be rational, safe, and effective. Drug must be sourced from an approved specialty infusion provider. When Policy Topic is not covered Alpha-1 Proteinase Inhibitors are considered investigational for the treatment of all other conditions including but not limited to: 1. Cystic fibrosis. The use of alpha 1 -proteinase inhibitor is considered investigational due to the lack of literature available regarding use of the agent for this disease state and many studies utilized an investigational aerosolized AAT delivery mechanism

2 2. Chronic obstructive pulmonary disease (COPD) without alpha 1 -antitrypsin deficiency. The Global Initiative for Chronic Obstructive Lung Disease (GOLD) guidelines 40 for the diagnosis management and prevention of COPD, updated in 2011, state that young patients with severe hereditary AAT deficiency and established emphysema may be candidates for AAT augmentation therapy. However, this therapy is not recommended for COPD that is unrelated to AAT deficiency. 3. Alpha 1 -antitrypsin deficiency without lung disease, even if deficiency-induced hepatic disease is present. The ATS/ERS standards for the diagnosis and management of individuals with AAT deficiency (2003) states that the pathophysiology of liver disease in AAT deficiency is different from that of lung disease and the use of alpha 1 -proteinase inhibitor for these patients is not discussed. 13 There is an absence of information that suggests that alpha 1 -proteinase inhibitor is useful in patients with AAT deficiency-related liver disease. 4. Bronchiectasis (without alpha 1 -antitrypsin deficiency). Studies have not demonstrated alpha 1 proteinase inhibitor to be effective for this condition. The ATS/ERS standards for the diagnosis and management of individuals with AAT deficiency (2003) states that despite the well recognized association between AAT deficiency and the early development of emphysema, only a limited number of studies have assessed the association between AAT deficiency and bronchiectasis. 13 Studies suggest that bronchiectasis is more a result of emphysematous changes in the parenchyma than of AAT deficiency. Considerations Alpha-1 Proteinase Inhibitors require prior authorization through the pharmacy services department. This Blue Cross and Blue Shield of Kansas City policy Statement was developed using available resources such as, but not limited to: Food and Drug Administration (FDA) approvals, Facts and Comparisons, National specialty guidelines, Local medical policies of other health plans, Medicare (CMS), Local providers. Description of Procedure or Service Alpha 1 -proteinase inhibitor (also known as alpha 1 -antitrypsin [AAT]), is indicated for use as a chronic replacement or augmentation therapy for individuals with a congenital deficiency of AAT with clinically demonstrable emphysema. 1-3 In the scientific literature, the disorder is referred to as AAT deficiency whereas the deficiency or replacement protein is referred to as alpha 1 -proteinase inhibitor. Five products are available commercially in the US: Prolastin, Prolastin-C, Aralast NP, Zemaira, and Glassia. 1-6 The products vary in their availability and in some of their purification and viral inactivation processes. 1-5,7-8 Prolastin was approved by the Food and Drug Administration (FDA) in 1987 and is prepared from pooled human plasma and undergoes pasteurization (60 C for 10 hours) to reduce transmission of viral agents. 1 Aralast NP was modified from Aralast, which was approved by the FDA in Aralast-NP contains significantly less truncated C-terminal lysine (removal of LYS394) compared with Aralast (2% vs. 67%). 2,6 Studies have shown Aralast to have bioequivalence to Prolastin. 2,9 In a study involving 28 patients with congenital alpha 1 -antitrypsin deficiency who were given both agents at a dose of 60 mg/kg intravenously (IV) once per week, similar effects in maintaining target serum AAT levels and increasing antigenic levels of AAT were achieved. Aralast NP is also derived from pooled human plasma and to reduce the risk of viral transmission, the manufacturing process utilizes treatment with a solvent detergent and nanofiltration. Zemaira was approved by the FDA in 2003 and is also prepared from pooled human plasma. Viral reduction steps used in the manufacturing process for Zemaira include pasteurization (60 C for 10 hours) and ultrafiltration. 3 A study of 44 patients with congenital AAT deficiency compared 60 mg/kg IV of Zemaira to the same dose of Prolastin once per week. 3,10 No clinically significant differences were seen in serum AAT levels or antigenic AAT levels between the two treatments. Prolastin-C was approved in It has improved product purity and higher concentrations of alpha 1 -proteinase inhibitor when reconstituted, compared with Prolastin. Studies have shown Prolastin-C to be pharmacokinetically equivalent to Prolastin. Glassia, approved in 2010, is the only product available as a solution; it does not require reconstitution. 5 Studies have shown Glassia to be similar to Prolastin.

3 Rationale Clinical and biochemical studies have established that with use of these products, target serum alpha 1 - proteinase inhibitor trough levels are maintained and increased levels of alpha 1 -proteinase inhibitor are noted in the epithelial lining fluid. The product labeling for Prolastin cites more specific recommendations such as only patients with evidence of disease should be considered for chronic replacement therapy. 1 The product labeling for all preparations notes that the safety and effectiveness in pediatric patients have not been established and that the therapy is not indicated for lung disease patients in whom congenital alpha 1 antitrypsin inhibitor deficiency has not been established. 1-3 AAT deficiency is a rare, chronic, hereditary, autosomal, co-dominant disorder marked by low concentrations of AAT which leads to progressive, severe emphysema that often does not manifest until the third to fourth decades of life. 1 AAT deficiency is more common in populations of European ancestry and the estimated prevalence is one case per 3,000 to 5,000 persons in the US. 11 Liver disease is also associated with AAT deficiency and occurs in approximately 10%, predominantly children. 12 The natural history of AAT deficiency in adulthood is not fully understood. The diagnosis of AAT deficiency generally occurs after a diagnosis of chronic obstructive pulmonary disease (COPD) or liver disease, or after deficiency has been diagnosed in a family member. Many patients may not have substantial impairment. Cigarette smoking greatly increases and accelerates the risk of COPD in patients, especially those with the Z protein phenotype. A large number of phenotypic variants exist, which have different clinical consequences. 1,13,14 This disease is most severe in those with null phenotypes (with no detectable circulating AAT in the plasma) or the PiZZ variant (AAT levels typically < 35% of normal). 1,13 The S phenotypes have plasma levels about 60% of normal whereas the M phenotypes are generally characterized by normal plasma AAT levels. 13 The range of serum levels of AAT according to phenotype are shown in Table 1. Table 1. Range of Serum Levels* of AAT According to Phenotype. 13 Units PiMM PiMZ PiSS PiSZ PiZZ Serum levels in 150 to to to to to 45 mg/dl mg/dl mg/dl mg/dl mg/dl mg/dl Serum levels in µm 20 to 48 µm 17 to 33 µm 15 to 33 µm 8 to 16µM 2.5 to 7 µm * Serum levels are measured using a typical commercial standard (mg/dl) and the purified standard (µm) used in the U.S Registry. A level of less than 11 µm is associated with an increased emphysema risk. AAT - Alpha 1 -antitrypsin. The goal of treatment is to increase AAT levels in the lungs to provide adequate anti-elastase activity. Epidemiological studies have demonstrated that individuals with endogenous serum levels of AAT 50 mg/dl have a much greater risk for developing emphysema over a typical lifespan. 12 Individuals who maintain endogenous serum AAT levels > 80 mg/dl do not appear to have an increased risk for developing emphysema compared with the general population. From these observations, an AAT level < 80 mg/dl (< 11 µm) was determined to be the serum concentration necessary to provide adequate anti-elastase activity Alpha 1 -proteinase inhibitor is the only treatment approved to correct AAT deficiency. The approved dosage regimen to achieve adequate concentrations in the lung is 60 mg/kg of body weight administered intravenously (IV) once weekly. However, other dosage regimens with prolonged intervals, including once-monthly administration, have been utilized to enhance patient convenience. 1-2,6,15-16 Clinical Data Due to the limitations of performing randomized, double-blind clinical trials (e.g., expense of the study drug, limited patient population, slow progression of the disease), the majority of the published literature evaluating the efficacy of these agents consist of observational cohort studies. 13,17-22 Subjects

4 (n = 1,129) with AAT levels 11 M (80 mg/dl) or a PiZZ phenotype were followed longitudinally for 3.5 to 7 years. 13,15 Those who received alpha 1 -proteinase inhibitor therapy had decreased mortality (risk ratio = 0.64; 95% confidence interval [CI]: 0.43, 0.94; P = 0.02) compared with matched controls not receiving therapy. Patients with a mean forced expiratory volume in 1 second (FEV 1 ) of 35% to 49% of predicted experienced a slower decline in lung function (P = 0.03). Another analysis revealed that for patients with the phenotype PiZZ or AAT deficiency, alpha 1 -proteinase inhibitor administered once weekly slowed the annual decline in FEV 1 for those with moderately reduced lung function. 23 An uncontrolled prospective study (n = 20) involving primarily patients of the PiZZ phenotype found that treatment with alpha 1 -proteinase inhibitor once weekly for up to 36 months resulted in a reduced annual loss of FEV 1 compared with historically untreated similar patients. 18 Data also suggests that AAT replacement therapy might reduce emphysema progression in some subsets of patients with AAT deficiency, although further study is needed. 24 A 2009 meta-analysis of five randomized and nonrandomized studies (n = 1,509) support that augmentation with alpha 1 -proteinase inhibitor can slow lung function decline in those with AAT deficiency and moderate pulmonary impairment. 22 However, a 2010 meta-analysis that only included the two randomized controlled trials (total n = 140) failed to show the beneficial effects of AAT augmentation therapy compared with placebo. 25 Guidelines The Canadian Thoracic Society updated its guidelines (2012) regarding alpha-1 antitrypsin deficiency testing and augmentation therapy. 26 The guidelines state that evidence supports the consideration of AAT augmentation therapy in non-smoking or ex-smoking patients with COPD due to emphysema and a documented AAT deficiency (level 11 µmol/l). Patients should also be receiving other pharmacological and non-pharmacologic therapies, including comprehensive case management and pulmonary rehabilitation. The benefits of augmentation therapy are noted in computed tomography (CT) scan lung density and mortality (based on single registry report). Although not indicated for this use, alpha 1 -proteinase inhibitor therapy has been utilized for AATassociated panniculitis, a rare complication characterized by erythematous nodules and plaques located on subcutaneous (skin) tissue in wide areas of the lower extremities, arms, trunk, and/or face The literature mainly documents case reports ,35 In the American Thoracic Society (ATS) and the European Respiratory Society (ERS) standards for the diagnosis and management of individuals with AAT deficiency (updated in 2003), it is stated that AAT replacement therapy is a reasonable option for AAT deficiency-associated panniculitis. 13 References: 1. Prolastin [package insert]. Research Triangle Park, NC: Talecris Biotherapeutics, Inc.; October Aralast NP [package insert]. Westlake Village, CA: Baxter; April Zemaira [package insert]. Kankakee, IL: CSL Behring; August Prolastin -C [package insert]. Research Triangle Park, NC: Talecris Biotherapeutics; October Glassia [package insert]. Westlake Village, CA: Baxter; August Tonelli AR, Brantly ML. Augmentation therapy in alpha-1 antitrypsin deficiency: advances and controversies. Ther Adv Respir Dis Oct;4(5): Stoller JK, Aboussouan LS. Alpha-1-antitrypsin deficiency. Lancet. 2005;365: Abusriwil H, Stockley RA. Alpha-1-antitrypsin replacement therapy: current status. Curr Opin Pulm Med. 2006;12: Stoller JK, Rouhant F, Brantly M, et al. Biochemical efficacy and safety of a new pooled human plasma α 1 -antitrypsin, Respitin. CHEST. 2002;122: Stocks, JM, Brantly M, Pollock D, et al. Multi-center study: the biochemical efficacy, safety, and tolerability of a new alpha1-proteinase inhibitor, Zemaira. COPD. 2006;3(1): Silverman EK, Sandhaus RA. Alpha1-antitrypsin deficiency. N Engl J Med. 2009;360: Petrache I, Hajjar J, Campos M. Safety and efficacy of alpha-1-antitrypsin augmentation therapy in the treatment of patients with alpha-1-antitrypsin deficiency. Biologics. 2009;3:

5 13. American Thoracic Society and the European Respiratory Society. Standards for the diagnosis and management of individuals with alpha-1 antitrypsin deficiency. Am J Respir Crit Care Med. 2003;168: Accessed on October 24, 2012 at Kelly E, Greene CM, Carroll TP, et al. Alpha-1 antitrypsin deficiency. Respir Med. 2010;104: The alpha 1 -antitrypsin deficiency registry study group. Survival and FEV 1 decline in individuals with severe deficiency of 1 -antitrypsin. Am J Respir Crit Care Med. 1998;158: Dirksen A, Dijkman JH, Madsen F, et al. A randomized clinical trial of 1 -antitrypsin augmentation therapy. Am J Respir Crit Care Med. 1999;160: Wencker M, Banik N, Buhl, R, et al. Long-term treatment of 1 -antitrypsin deficiency-related pulmonary emphysema with human 1 -antitrypsin. Eur Respir J. 1998;11: Schwaiblmair M, Vogelmeier C, Fruhmann G. Long-term augmentation therapy in twenty patients with severe alpha 1 -antitrypsin deficiency three-year follow-up. Respiration. 1997;64: Wencker M, Fuhrmann B, Banik N, et al. Longitudinal follow-up of patients with 1 -protease inhibitor deficiency before and during therapy with IV 1 -protease inhibitor. CHEST. 2001;119: Modrykamien A, Stoller JK. Alpha-1 antitrypsin (AAT) deficiency what are the treatment options? Expert Opin Pharmacother. 2009;10(16): Tonelli AR, Rouhani F, Li N, et al. Alpha-1-antitrypsin augmentation therapy in deficient individuals enrolled in the Alpha-1 Foundation DNA Tissue Bank. Int J Chron Obstruct Pulmon Dis. 2009;4; Chapman KR, Stockley RA, Dawkins C, et al. Augmentation therapy for α1 antitrypsin deficiency: a meta-analysis. COPD. 2009;6: Seersholm N, Wencker M, Banik N, et al. Does 1 -antitrypsin augmentation therapy slow the annual decline in FEV 1 in patients with severe hereditary 1 -antitrypsin deficiency? Eur Respir J. 1997;10: Ranes J, Stoller JK. A review of alpha-1 antitrypsin deficiency. Semin Respir Crit Care Med. 2005;26(2): Gotzsche PC, Johansen HK. Intravenous alpha-1 antitrypsin augmentation therapy for treating patients with alpha-1 antitrypsin deficiency and lung disease (Review). Cochrane Database Syst Rev July 7;7:CD Marciniuk DD, Hernandez P, Balter M, et al. Alpha-1 antitrypsin deficiency targeted testing and augmentation therapy: A Canadian Thoracic Society clinical practice guideline. Can Respir J. 2012;19: O Riordan K, Blei A, Rao MS, Abecassis M. Alpha 1 -antitrypsin deficiency-associated panniculitis: resolution with intravenous alpha 1 -antitrypsin administration and liver transplantation. Transplantation. 1997;63: Furey NL, Golden RS, Potts SR. Treatment of 1 -antitrypsin deficiency, massive edema, and panniculitis with 1 -protease inhibitor. Ann Intern Med. 1996;125: Chowdhury MMU, Williams EJ, Morris JS, et al. Severe panniculitis caused by homozygous ZZ α 1 - antitriypsin deficiency treated successfully with human purified enzyme (Prolastin ). Br J Dermatol. 2002;147: Ortiz P, Skov B, Benfeldt E. Alpha-antitrypsin deficiency-associated panniculitis: case report and review of treatment options. J Eur Acad Dermatol Venereol. 2005;19(4): Geraminejad P, DeBloom JR, Walling HW, et al. Alpha-1-antitrypsin associated panniculitis: the MS variant. J Am Acad Dermatol. 2004;51(4): Kjus T, Lutzow-Holm C, Christensen OB. Treatment of panniculitis associated with alpha-1- antitrypsin deficiency with alpha-1-protease inhibitor. Acta Derm Venereol. 2003;83(6): Valverde R, Rosales B, Ortiz-de Frutos FJ, et al. Alpha-1-antitrypsin deficiency panniculitis. Dermatol Clin. 2008;26: Lyon MJ. Metabolic panniculitis: alpha-1 antitrypsin deficiency panniculitis and pancreatic panniculitis. Dermatol Ther. 2010;23:

6 35. Olson JM, Moore EC, Valasek MA, et al. Panniculitis in alpha-1 antitrypsin deficiency treated with enzyme replacement. J Am Acad Dermatol. 2012;66:e139-e Allen ED. Opportunities for the use of aerosolized 1 -antitrypsin for the treatment of cystic fibrosis. CHEST. 1996;110:256S-260S. 37. Doring G. Serine proteinase inhibitor therapy in 1 -antitrypsin inhibitor deficiency and cystic fibrosis. Pediatr Pulmonol. 1999;28: Griese M, Latzin P, Kappler M, et al. alpha 1 -antitrypsin inhalation reduces airway inflammation in cystic fibrosis patients. Eur Respir J. 2007;29(2): Martin SL, Downey D, Bilton D, et al, on behalf of the Recombinant AAT CF Study Team. Safety and efficacy of recombinant alpha 1 -antitrypsin therapy in cystic fibrosis. Pediatr Pulmonol. 2006;41: Global Initiative for Chronic Obstructive Lung Disease (GOLD). Global strategy for the diagnosis, management, and prevention of chronic obstructive pulmonary disease. Updated Executive summary. Accessed on 10/18/2012. Available at: Other References Utilized Cowden DI, Fisher Ge, Weeks RL. A pilot study comparing the purity, functionality and isoform composition of alpha-1-proteinase inhibitor (human) products. Curr Med Res Opin. 2005;21(6): Fairbanks KD, Tavill AS. Liver disease in alpha 1-antitrypsin deficiency: a review. Am J Gastroenterol. 2008;103: Heresi GA, Stoller JK. Augmentation therapy in α-1 antitrypsin deficiency. Expert Opin Biol Ther. 2008;8(4): Mordwinkin NM, Louie SG. Aralast: an α 1 -protease inhibitor for the treatment of α-antitrypsin deficiency. Expert Opin Pharmacother. 2007;8(15): Petrache I, Hajjar J, Campos M. Safety and efficacy of alpha-1-antitrypsin augmentation therapy in the treatment of patients with alpha-1-antitrypsin deficiency. Biologics. 2009;3; Tanash HA, Milsson PM, Milsson JA, Pitulainen E. Survival in severe alpha-1-antitrypsin deficiency (PiZZ). Respir Res Apr 26;11:44. Dickens JA, Lomas DA. Why has it been so difficult to prove the efficacy of alpha-1-antitrypsin replacement therapy? Insights from the study of disease pathogenesis. Drug Des Devel Ther. 2011:5; Billing Coding/Physician Documentation Information J0256 Injection, alpha 1-proteinase inhibitor, human, 10mg, not otherwise specified J0257 Injection, alpha 1 proteinase inhibitor (human), (Glassia), 10mg Additional Policy Key Words Policy Number: Policy Implementation/Update Information 07/2013 New Policy titled Alpha-1 Antitrypsin Inhibitors 02/2014 Reviewed no changes made 02/2015 Reviewed no changes made 02/2016 Reviewed no changes made 02/2017 Reviewed no changes made 05/2017 Added specialty infusion provider requirement 01/2018 Reviewed no changes made

7 State and Federal mandates and health plan contract language, including specific provisions/exclusions, take precedence over Medical Policy and must be considered first in determining eligibility for coverage. The medical policies contained herein are for informational purposes. The medical policies do not constitute medical advice or medical care. Treating health care providers are independent contractors and are neither employees nor agents Blue KC and are solely responsible for diagnosis, treatment and medical advice. No part of this publication may be reproduced, stored in a retrieval system or transmitted, in any form or by any means, electronic, photocopying, or otherwise, without permission from Blue KC.

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