WORKPLACE SAFETY AND INSURANCE APPEALS TRIBUNAL DECISION NO. 23/13I

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1 WORKPLACE SAFETY AND INSURANCE APPEALS TRIBUNAL DECISION NO. 23/13I BEFORE: B. Kalvin : Vice-Chair HEARING: February 24, 2017, at Toronto Written DATE OF DECISION: March 1, 2017 NEUTRAL CITATION: 2017 ONWSIAT 628 DECISION UNDER APPEAL: WSIB ARO decision dated January 23, 2012 APPEARANCES: For the worker: For the employer: For the former employer: Interpreter: A. LaDouceur, Union Representative The most recent employer did not participate M. Hamilton, Paralegal N/A Workplace Safety and Insurance Appeals Tribunal Tribunal d appel de la sécurité professionnelle et de l assurance contre les accidents du travail 505 University Avenue 7 th Floor 505, avenue University, 7 e étage Toronto ON M5G 2P2 Toronto ON M5G 2P2

2 Decision No. 23/13I REASONS [1] These are the reasons for an interim decision of the Workplace Safety and Insurance Appeals Tribunal with respect to an appeal by a worker s estate from a decision of the Workplace Safety and Insurance Board (the Board ) with respect to the worker s entitlement to benefits for esophageal cancer. (i) Background [2] The background to this appeal is as follows. From 1970 to 1999, the worker performed a variety of duties for the employer, a steel producer. In particular, he worked as a general labourer, a handyman, brakeman, craneman, stool cleaner, scarfer, bar welder, torch cutter, and slab handler. In 2000, when he was 53 years old, the worker was diagnosed with esophageal cancer. He subsequently initiated a claim at the Board for entitlement to benefits for esophageal cancer, chronic obstructive pulmonary disease ( COPD ) and asthma. In a decision dated August 6, 2002, the Board s Operations Division denied the worker s claim. [3] On January 2, 2003, the worker died as a result of his esophageal cancer. [4] The worker s estate objected to the Operations Branch decision to deny the worker entitlement to benefits for esophageal cancer. The estate s objection was referred to an Appeals Resolution Officer ( ARO ) in the Board s internal Appeal Services Division. In a decision dated January 23, 2012, the ARO denied the objection. The worker s estate now appeals to this Tribunal. [5] It is clear from the ARO s decision that the Board considered whether the worker s cancer was caused by his occupational exposures to asbestos and other respirable dusts. Thus, the ARO s assessment of the evidence begins as follows: It is the submission of the worker's representative that the primary exposure was to asbestos and this was contained in the exothermic boards which the worker was involved in cutting. He therefore would likely have had repetitive daily exposure to asbestos. In addition, the representative noted that the worker was exposed to agents from stool patch, and Mould Powders which are noted to cause burns to the digest tract as well as irritation. It is therefore submitted that the unintentional ingestion of the dust from these products would be unavoidable and increase the risk of the worker developing esophageal cancer. He noted that the coexisting condition of Barett's esophagus was only a trifling increase to the risk of developing esophageal cancer. [6] It is also clear from the Case Record that the occupational exposures that were considered by the Board, that is, by its adjudicators, occupational hygienists, and medical consultants were to asbestos respirable dusts. Thus, after the worker s claim was initiated, it was reviewed by its Occupational Medical Consultant, Dr. C. Smith, who requisitioned a report from the Board s Occupational Hygienist with respect to the worker s exposure to asbestos and dust. Dr. Smith s memorandum to the Hygienist is dated March 5, 2002, and reads as follows: He has submitted a claim for esophageal cancer - cell type poorly differentiated adenocarcinoma of the gastroesophageal junction detected on the 12DEC00 and COPD with airways reversibility with symptoms beginning in 1993 related to employment at [the last employer]. In regards to esophageal cancer, I would appreciate your review of the work process in regards to asbestos exposure. This man was employed in the mould yard and was accustomed to cutting exothermic board. The MSDS for this material is on file, however

3 Page: 2 Decision No. 23/13I the prior compounds used were considered "carcinogenic", which leads me to suspect that they may have contained asbestos, particularly in the 70's? In regards to the claim for COPD, could you comment on the dust exposure in the mould yard? What would be the nature of this dust ie silica, asbestos or other? [7] Because, at this stage, entitlement to benefits for esophageal cancer and for COPD were being pursued, the Board s Occupational Hygienist, Dr. H. Kabir, prepared a report which detailed the worker s exposures during his last employment with the steel producer, as well as his employment with respect to two prior employers. With respect to his last employment at the steel producer, that is, the employment which the estate alleges is causally related to the onset of cancer, Dr. Kabir stated the following: At [the last employer], the claimant worked from 1971 to He spent over 20 years initially in the Mould Yard, where he held various jobs. From the [last employer s] industrial hygienist, it appears that it was not a foundry" as no moulds were made from silica and binders. The moulds were pre fabricated elsewhere as a container for temporarily keep the molten steel before it was cast, as opposed to continuous casting of molten steel now-a-days [sic]. [The last employer] fails to indicate the possibility of asbestos exposure in this claimant s jobs. However, because of the known use of asbestos in the carly-l970s, some potential for low-level asbestos exposure can not be ruled out. Besides the possible presence of low-level nickel, chromium and cobalt in the mild steel, there is the possibility for some exposure to these respiratory sensitizers arising out of dust exposure in the Mould Yard and Plate & Slab Yard. [8] Similarly, a report provided in support of the worker s claim, prepared by an Occupational Hygienist retained by the Occupational Health Clinics for Ontario Workers Inc. ( OHCOW ) also focuses on the worker s exposures to smoke and asbestos. This report, dated October 4, 2001, was prepared by N. Keller and reads as follows: From 1972 to 1992, [the worker] worked in the Mould Yard of [the last employer]. His primary duties were as a craneman. He also worked on the trains as a brakeman. As a craneman, he was concerned about exposures excessive amounts of smoke generated by the smelting process, as well as the operations of the trains [sic]. He also suspected asbestos exposure. From 1992 to 1996, [the worker] worked in the Slab Caster area as a scarfer. In this area he was concerned about fumes from the cutting of boron steel. [9] After reviewing Dr. Kabir s report on the worker s occupational exposures, Dr. Smith opined that we have not been able to confirm exposure to occupationally related esophageal carcinogens in the employment. After Dr. Smith issued her opinion, the Board s Operations Division denied the worker s claim. As noted, the worker objected to the denial, and the objection was referred to an ARO who also denied the claim for entitlement to benefit for esophageal cancer. [10] Thus, it is apparent that the worker s claim for entitlement to benefits for esophageal cancer was based on alleged exposure to asbestos and other respirable dusts. In the worker s representative s detailed written submissions to the ARO, reference is made to asbestos as well as to other respirable chemicals. These submissions read as follows: In Memo #12 it is documented that there are two different types of exothermic boards used in the moulds with one being known to be carcinogenic; however the employer submitted two MSDSs from a supplier (Canadex) of exothermic boards and neither was identified as being carcinogenic. When steel was poured into moulds with the big end down boards supplied by Ferro were used, and when the big end was up boards from either Foseco or Canadex were used. Workers referred to all these products as exothermic boards, and those supplied by Foseco or Ferro contained asbestos. Both

4 Page: 3 Decision No. 23/13I Foseco and Ferro have been named as defendants in asbestos litigation, and damages have been awarded. [The worker] would have handled these products creating repetitive daily exposures to asbestos, and would have been in close proximity to such exposures when he was not personally handling these products. [The worker s] asbestos exposures were a significant contributing factor in the onset of his esophageal cancer. It is noted in the file that the employer did not report asbestos exposures for [the worker]; however in subsequent claims for workers who performed the same jobs asbestos was reported for these workers and their claims were allowed (Claims ). This was therefore.likely just an omission in [the worker s] claim. The Canadian Cancer Society states that "irritation or damage caused by exposure to chemicals" increases the risk of developing esophageal cancer. In [the worker s] statement recorded on file (Memo #9) he reports exposures to Alchem (documented as "alcam"). Enclosed are material safety evaluation sheets from [the last employer s] industrial hygiene department for Alchem. These products were applied to the Stools as described in [the worker s] statement, and they cause irritation as well as burning when the dust and/or mist are ingested. According to the enclosed "material safety evaluation sheet" for mould powders, these products cause caustic burns to the digestive tract when the dust is swallowed. Given the description of a dusty work environment, as per the job descriptions on file and [the worker s] statement documented in Memo #9, unintentional ingestion of the dust from these products would be unavoidable. These workplace exposures would further increase the risk of [the worker] developing esophageal cancer. [11] Certainly, there is no mention in these submissions of the worker s cancer having been caused by exposure to ionizing radiation or to contaminated water. However, the allegation that the worker s cancer was caused by exposure to ionizing radiation and contaminated water is now raised for the first time in the worker s representative s written submissions to this Tribunal. These submissions, dated June 23, 2016, read, in part, as follows: Exposure to ionizing radiation is the remaining known risk factor listed by the Canadian Cancer Society that has not been addressed in this submission. The employer did not report any exposure to radiation sources for [the worker], and none were noted by WSIB in their review. However, [the last employer] did use uranium in the steelmaking process as documented in the Montreal Gazette. The article only mentions the start of using uranium in steelmaking, but there is no information to be found regarding an end point. Steel from the Open Hearth was sent to the Mould Yard (see bullet number 4 in the attached document) where [the worker] worked, and uranium heats would expose those workers to radiation. In support of this submission, the worker s representative attached an article from the Montreal Gazette. [12] More significant, however, is the worker s estate s representative s submission that the worker s esophageal cancer was causally linked to the worker s exposure to contaminated water, which he drank and with which he showered. The submissions on this point are extensive and read, in part, as follows: Addendum 2 contains information regarding exposures to various toxins and carcinogens due to the contamination of the water used for drinking as well as washing at [the last employer]. Those documents show that the shower water contamination was a concern for employees, and that management was aware of such a concern. In fact the Safety Releases (pages 8-24 of Addendum 2) reflect that the employer's industrial hygienist was present for much of the discussion regarding the contaminated source for the shower water. The issue remained on the agenda for at least a couple years as documented by the

5 Page: 4 Decision No. 23/13I Safety Releases, and would naturally have existed prior to the date of the enclosed documentation. The source is the as indicated in section l(d) of the April 3, 1996 meeting minutes (page 19 of Addendum 2). In June of 1981 the city [ ] moved the water intake from the power canal (which is downstream from [the last employer) to [.] (pages of Addendum 2). Testing of the water at the power canal site revealed that the city of [.]'s water supply had the highest concentration of PAHs of any Ontario city tested in 1980 (Williams et al 1982, pages of Addendum 2). Clearly the city did not feel that the water supply being located downstream from [the last employer] was suitable for household use once the issue of contamination was identified: however [the last employer] obviously did not believe the cost was worth the benefit since they used contaminated water until at least This contaminated water exposed [the worker] to known carcinogens such as arsenic, PAHs, and cadmium as well as several toxic substances. It is noted in the letter from a General Manager of Employee Relations for [the last employer] that drinking water was not supplied by the city, and indicates that this water is the same as the shower water (pages of Addendum 2). The Minutes of the Joint Industrial Hygiene/Environment Committee (Safety Releases) only mention one water intake supply for the company, and this would be water from the river that workers were drinking and using to wash/shower. Despite the fact that the employer's industrial hygienists were aware of this issue, and the individual hygienist responsible for the employer's submission regarding exposures was named on those document, therefore he was aware of this exposure, there is no comment in the employer's submission regarding exposures that [the worker] would have washed/showered in and/or drank contaminated water [sic]. The issue of polluting the [.] River has been a cause for concern for quite some time, and is the subject of numerous studies. In 1985 the MOE studied the effects of PAHs on caged mussels (pages of Addendum 2), and provided information regarding the level of pollution released by [the last employer] on a daily basis (page 42 of Addendum 2, last sentence of the first paragraph in the right column). The study notes that the PAH concentrations found in mussels indicates a rapid accumulation of those compounds from exposure, noting the highest levels were in the (page 55 of Addendum 2, first paragraph in section 3.4 PAH concentrations in mussels). It is also noted in the study that two sewers from [the last employer s] blast furnaces discharge in to the slip (page 62 of Addendum 2, first full paragraph in the left column, 2 nd sentence). Sewers were discharging in the same area that the water intake for drinking and washing was located. A 1992 study (pages of Addendum 2) shows that this area remained a concern, and notes that the highest levels for PAHs was at the described as "high acute toxicity" (page 115 of Addendum 2, first sentence of the third paragraph). Again the samples noted the presence of arsenic, cyanide, heavy metals, oils and grease, and numerous PAHs (pages 122 of Addendum 2, second paragraph). [The worker] would have been exposed to these contaminants when washing, or drinking water as well as coffee at work. There was a follow up study in July of 1995 that also listed a 24 inch coke quench overflow (page 1, 3rd paragraph) as a source of contamination in. Water is used to quench/cool hot coke pushed from the coke ovens, and this water would be contaminated with PAHs from the coke which would add to the pollution in. The study also mentions coal tar spill contaminating Bennett Creek which flows into (page l, 5th paragraph). This contamination flows directly into the source of the water used by [the last employer] employees like [the worker] to wash and drink. The April 2000 study (pages of Addendum 2) shows that this problem persists, and it is position that this would confirm that the water used during [the worker s] employment would have been contaminated with carcinogens as well as toxic substances. [The worker s] workplace exposures would include ingestion and skin contact of water

6 Page: 5 Decision No. 23/13I contaminated with heavy metals, PAH's, arsenic and cyanide (page 220 or Addendum 2, last paragraph). It is therefore submitted that the exposures previously reported and reviewed, which resulted in the ARO denying this claim, were lacking information. [13] The reason that the exposures previously reported on and reviewed by the ARO were lacking information is because neither the worker nor his representative alleged that the worker s esophageal cancer was caused by exposure to contaminated water. Accordingly, this issue is not addressed by the Board s occupational hygienist, occupational medical consultant, or adjudicators. For the same reason, it is also not addressed by the OHCOW occupational hygienist or medical consultant. The claim that the worker s esophageal cancer is linked to his exposure to contaminated water is advanced for the first time in the appeal to this Tribunal, with a voluminous attachment of new evidence. [14] The worker s estate s representative takes the positon that it is appropriate for the Tribunal to address the issue of contaminated water. His submissions state: The Act provides the Tribunal with the same investigative powers as the Board, and in that spirit I have submitted new evidence to be considered in this claim. It is my position that new exposure evidence does not raise a new issue, and that the final decision of the Board would provide the Tribunal the legislative authority to decide the issue based on all evidence regarding work place exposures encountered by [the worker] given the broad ruling provided by the ARO. Additionally the investigative powers prescribed by the Act would allow the Tribunal to gather and hear new evidence for an appeal. WSIAT Decision No. 549/95I2 at paragraph [48] states that: Where a medical condition has, potentially, a variety of possible causes, in determining whether the workplace exposure caused or contributed to the condition, an evaluation of the role that other potential causes may have played is an integral part of the analysis. (last sentence). It is therefore submitted that hearing this additional evidence would be consistent with the Act and Tribunal jurisprudence. [Emphasis is that of the representative]. [15] I do not agree with this submission for several reasons. First, the passage referred to from Decision No. 549/95I2 concerned the Panel s consideration of whether a worker s occupational exposures in previous jobs could be considered in relation to a claim for entitlement to benefits for an occupational disease related to his most recent job. The Panel concluded that while it could consider evidence pertaining to the worker s previous jobs, it was not necessary to do so because that evidence did not show sufficient promise of being the exposure that caused or contributed to the worker's cancer. Had the Panel been of the view that the exposure evidence from the previous jobs showed sufficient promise of being the cause of the worker s cancer, it might have been necessary to direct further investigation as to the details of that exposure. The circumstances are different from the current case where the worker s estate is alleging for the first time at this Tribunal, that exposure to contaminated water was causally related to his esophageal cancer. [16] Second, the situation that has arisen in this is virtually identical to that which occurred in Decision No. 1376/13I. That case concerned a worker who claimed entitlement to benefits for renal cancer as a result of his occupational exposure to asbestos and trichloroethylene ( TCE ). The claim was denied by the Board and the worker s estate appealed the Board s decision to this Tribunal. At the appeal, the worker s representative sought to expand the scope of inquiry to include exposures that had not been raised at the Board and therefore not considered by the

7 Page: 6 Decision No. 23/13I Board s adjudicators. In Decision No. 1376/13I, I indicated that the Tribunal may not have jurisdiction to deal with the expanded scope of the claim, and that even if it has such jurisdiction it is not appropriate to proceed with the claim in this manner. Decision No. 1376/13I reads as follows: The worker s representative goes on to state that although he has raised new arguments, I have not raised a new issue, and therefore submits that the Tribunal has jurisdiction to consider the claim in relation to the expanded set of exposures that were not considered by the Board. I do not agree with that submission. The worker s representative takes the position that the worker s cancer was caused by a variety of exposures, most of which were not considered by the Board. In particular, the Board did inquire into, examine, or rule on whether the worker s exposures to cadmium, PCBs, mercury, non-steroidal antiinflammatory medications, toxins and carcinogens found in the employer s water source, PAHs, and radiation were a cause of the worker s cancer. Accordingly, in my assessment, the basis of the claim advanced before the Tribunal is significantly different than that which was advanced before, and ruled on, by the Board. The Tribunal s jurisdiction to hear appeals from Board decisions is set out in section 123 of the Workplace Safety and Insurance Act, That section authorizes the Tribunal to hear appeals from final decisions of the Board. The Board has not rendered a final decision with respect to whether the majority of exposures identified above were a cause of the worker s cancer. In coming to this conclusion, I have considered Decision No. 2538/11I referred to by the worker s representative. In this case, the Board denied a worker s claim for injuries sustained after he fell at work after suffering a seizure. The Board ruled that the seizure was not caused by the work-related duties, and since the worker s injuries were caused by the seizure, he was not entitled to benefits for those injuries. The worker s representative sought to raise an alternative argument, namely, that even if the seizure did not arise out of the worker s employment, the injuries sustained from the fall did arise out of employment. The Vice-Chair ruled as follows: As I understand the alternative argument that the worker s representative seeks to raise at the Tribunal hearing, she wishes to argue (in the alternative) that even if the worker s seizure did not arise out of the employment, the injuries sustained from that seizure arose out of the employment and therefore initial entitlement should be allowed. I see no bar to the worker s representative being permitted to raise the alternative argument at the hearing, for the following reasons. First, I find that the argument that the worker representative seeks to raise in the alternative is an argument that essentially does not raise a new issue. The issue under appeal from the ARO decision is whether the worker should have initial entitlement for personal injuries sustained on May 10, The accident history is that the worker had a seizure and fell, and sustained injuries in the fall. In my view, it is open to the worker representative to raise all plausible arguments related to the issue under appeal. Although I have not been provided with a detailed account of the worker representative s argument in the alternative, it appears to be an argument that is plausibly related to the issue under appeal and it appears not to raise a substantial new issue that would require an additional final decision from the Board. Second, I find in the alternative that the Tribunal has implicit jurisdiction to hear and decide the worker representative s alternative argument. I note in this regard that the ARO decision under appeal dated April 27, 2011 stated that the Board Operating level decision dated June 2, 2010 concluded that the worker s seizure caused the fall, the fall caused the injuries, and the workplace did not cause the

8 Page: 7 Decision No. 23/13I seizure. In my view this finding of the Board Operating level, which was referred to in the ARO decision and which was essentially incorporated into the ARO decision in question, gives the Tribunal implicit jurisdiction to consider the alternative argument that while the seizure may not have arisen out of the employment, the injuries sustained from the seizure did arise out of employment. In my opinion, this decision does not advance the worker s estate s argument with respect to the jurisdictional question at issue in the present case. In Decision No. 2538/11I, the Vice-Chair noted the alternative argument appears to be plausibly related to the issue under appeal. The argument involved a new legal interpretation of already existing facts. It did not involve a new factual investigation that had not been undertaken at first instance. In the present case, it cannot be said that the worker s renal cancer can be plausibly related to his exposures to cadmium, PCBs, mercury, non-steroidal antiinflammatory medications, toxins and carcinogens found in the employer s water source, PAHs, or radiation, because the plausibility of this claim requires a factual investigation that has not been undertaken by the Board. It may be plausible, once the details of the worker s exposure and the epidemiological assessments are known. In my assessment, it cannot be said that the question of whether the worker s renal cancer was caused by exposure to the agents listed above would not raise a substantial new issue that would require an additional final decision from the Board. In addition, in coming to the conclusion that the Tribunal had jurisdiction in Decision No. 2538/11I, the Vice-Chair noted that the Board had implicitly ruled on the matter being raised as an alternative argument. In my assessment, it cannot be said that the Board has implicitly ruled on the question of the worker s entitlement to benefits for renal cancer in relation to the additional exposures now being raised for the first time, nor does the Tribunal have implicit jurisdiction to deal with the issue. Further, even if the Tribunal does have jurisdiction to consider the claim as currently advanced by the worker s representative, in my view, is not advisable to do so. This is because in occupational disease cases, the information collected by the Board and reviewed by its assessors is extremely important. For example, the Board s Exposure Assessment Review contains very important investigative information by a certified occupational hygienist relating to a worker s occupational exposures that are at issue. In this case, the stated purpose of the Exposure Assessment Review was to outline potential exposures to asbestos and trichloroethylene (TCE) of an Electrical Maintenance Repairman ( ) in relation to his recurrent kidney cancer since Similarly, the Board s Occupation Medical Consultant has provided an opinion in relation to the worker s exposure to asbestos and TCE. While it is obviously open to a worker to challenge the findings of the Board s investigations and medical opinions, those documents are an important starting point for occupational disease cases, and usually constitute important evidence in Tribunal appeals. Accordingly, even if the Tribunal has jurisdiction to hear this appeal as currently constituted, in my view, it would be highly inadvisable to do so at this time. This is because the record would incomplete and the Tribunal, not to mention the employer, would be disadvantaged by not having the benefit of the Board s review, investigation into, and adjudication of the majority of exposures which are now said to be a cause of the worker s cancer. Accordingly, I find that if the worker s estate wishes to pursue entitlement to benefits for renal cancer in relation to workplace exposures other than asbestos and TCE, it must do so at the Board. I am also of the view that the worker s appeal should not be bifurcated. By this, I mean that if the worker s estate intends to pursue entitlement to benefits for renal cancer in relation to exposures to agents other than asbestos and TCEs, then this should be done prior to the appeal being heard by the Tribunal.

9 Page: 8 Decision No. 23/13I Accordingly, the worker s representative must inform the Tribunal whether or not the worker s estate intends to pursue entitlement to benefits for renal cancer in relation to exposure to any of the following: cadmium, PCBs, mercury, non-steroidal antiinflammatory medications, toxins and carcinogens found in the employer s water source, PAHs, or radiation. If so, a final ruling on such entitlement must be sought from the Board before this appeal can be heard by the Tribunal, so that all potential appeals in relation to this matter may be consolidated. If the worker s representative is willing to confirm that it is not the intention of the estate to pursue entitlement to benefits for renal cancer in relation to exposure to any of the agents listed in this paragraph, then the appeal may proceed before the Tribunal. In this case, the appeal will consider entitlement in relation only to exposures to asbestos and TCE. [17] I adopt the reasons set out in Decision No. 1376/13I. Accordingly, the worker s representative must inform the Tribunal whether or not the worker s estate intends to pursue entitlement to benefits for esophageal cancer in relation to occupational exposure to ionizing radiation or contaminated water. If so, a final ruling on such entitlement must be sought from the Board before this appeal can be heard by the Tribunal, so that all potential appeals in relation to this matter may be consolidated. If the worker s representative is willing to confirm that it is not the intention of the estate to pursue entitlement to benefits for esophageal cancer in relation to exposure to ionizing radiation and contaminated water, then the appeal may proceed before the Tribunal. In this case, the appeal will consider entitlement in relation only to exposures considered by the Board.

10 Page: 9 Decision No. 23/13I INTERIM DISPOSITION [18] The following interim orders are made: 1. The worker s estate s representative must inform the Tribunal within 30 days whether or not the worker s estate intends to pursue entitlement to benefits for esophageal cancer in relation to exposure to either ionizing radiation or contaminated water. 2. If the worker s estate intends to pursue entitlement to benefits for esophageal cancer in relation to exposure to either ionizing radiation or contaminated water, that claim must be made to the Board prior to this appeal being heard by the Tribunal. 3. If the worker s estate s representative confirms that the estate does not intend to pursue entitlement to benefits for esophageal cancer in relation to exposure to ionizing radiation or contaminated water, the appeal may proceed. In this case, the appeal will consider entitlement in relation only to previously exposures considered by the Board. 4. If this matter goes back to the Board for further adjudication, I will not remain seized of the case. If the matter does not go back to the Board, and the appeal proceeds only in relation to exposures considered by the Board, I will remain seized. DATED: March 1, 2017 SIGNED: B. Kalvin

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