SYSTEMATIC LITERATURE

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1 Evidence-Based Practice in Critical Care SYSTEMATIC LITERATURE REVIEW OF ORAL HYGIENE PRACTICES FOR INTENSIVE CARE PATIENTS RECEIVING MECHANICAL VENTILATION By Angela M. Berry, RN, BAppSc, MHthSc, Patricia M. Davidson, RN, BA, MEd, PhD, Janet Masters, RN, BHSc (Nur), MN, and Kaye Rolls, RN, BAS C E 1.5 Hours Notice to CE enrollees: A closed-book, multiple-choice examination following this article tests your under standing of the following objectives: 1. Describe important strategies to decrease ventilator-associated pneumonia. 2. Compare different studies that examine various oral hygiene methods. 3. Analyze the results of different studies of oral hygiene practices. To read this article and take the CE test online, visit and click CE Articles in This Issue. No CE test fee for AACN members. Background Oropharyngeal colonization with pathogenic organisms contributes to the development of ventilatorassociated pneumonia in intensive care units. Although considered basic and potentially nonessential nursing care, oral hygiene has been proposed as a key intervention for reducing ventilator-associated pneumonia. Nevertheless, evidence from randomized controlled trials that could inform best practice is limited. Objective To appraise the peer-reviewed literature to determine the best available evidence for providing oral care to intensive care patients receiving mechanical ventilation and to document a research agenda for this important activity in optimizing patients outcomes. Methods Articles published from 1985 to 2006 in English and indexed in the CINAHL, MEDLINE, Joanna Briggs Institute, Cochrane Library, EMBASE, and DARE databases were searched by using the key terms oral hygiene, oral hygiene practices, oral care, mouth care, mouth hygiene, intubated, mechanically ventilated, intensive care, and critical care. Reference lists of retrieved journal articles were searched for publications missed during the primary search. Finally, the Google search engine was used to do a comprehensive search of the World Wide Web to ensure completeness of the search. The search strategy was verified by a health librarian. Results The search yielded 55 articles: 11 prospective controlled trials, 20 observational studies, and 24 descriptive reports. Methodological issues and the heterogeneity of samples precluded meta-analysis. Conclusions Despite the importance of providing oral hygiene to intensive care patients receiving mechanical ventilation, highlevel evidence from rigorous randomized controlled trials or high-quality systematic reviews that could inform clinical practice is scarce. (American Journal of Critical Care. 2007;16: ) 552 AJCC AMERICAN JOURNAL OF CRITICAL CARE, November 2007, Volume 16, No. 6

2 Although nurses recognize that oral hygiene is an integral part of care in intensive care units (ICUs), the relationship between oral hygiene and the reduction of oropharyngeal colonization with pathogenic organisms is less recognized. The vulnerability of ICU patients to nosocomial infections underscores the importance of examining interventions and strategies to improve patients outcomes. Ventilator-associated pneumonia (VAP) is a leading cause of death due to nosocomial infection in ICUs. 1 VAP occurs in 9% to 28% of patients treated with mechanical ventilation, and mortality rates for VAP are from 24% to 50%. These figures may be higher in immunocompromised patients and when the pneumonia is caused by multiresistant pathogens. 1 Although the relationship between oral care and prevention of VAP is difficult to substantiate directly, oral hygiene is considered an important strategy in combination with a range of other activities, such as subglottal suctioning, for improving clinical outcomes. 2 In their guidelines for preventing healthcareassociated pneumonia, 2 the Centers for Disease Control and Prevention recommend the development and implementation of a comprehensive oral hygiene program, potentially with the inclusion of an antiseptic agent, for settings where patients are at risk for hospital-acquired pneumonia. In support of this recommendation, researchers 3,4 have advocated oral hygiene (and a subsequent reduction in the colonization of dental plaque) as an important strategy in preventing VAP. Despite these recommendations, limited evidence exists to guide nurses oral hygiene practice in the general ICU population. Most available evidence has been developed for oncology and cardiothoracic patients, and it is not apparent whether these guidelines are applicable to general intensive care patients. The omission of oral care in the ventilation bundle of the Institute for Healthcare Improvement challenges the recognition of the relationship between oral care and the development of VAP. The American Association of Critical- Care Nurses recently released a practice alert 5 that About the Authors Angela M. Berry is a clinical nurse consultant in intensive care services at Westmead Hospital and a doctoral candidate in nursing at the University of Western Sydney, Australia. Patricia M. Davidson is professor of cardiovascular and chronic care in the School of Nursing and Midwifery, Curtin University of Technology, Australia. Janet Masters is a clinical nurse educator in the highdependency unit at Mt Druitt Hospital in Western Sydney, Australia. Kaye Rolls is a clinical nurse consultant in the NSWHealth Intensive Care Coordination and Monitoring Unit and a master of nursing candidate at the University of Sydney, Australia. Corresponding author: Angela Berry, Intensive Care Unit, Westmead Hospital, Darcy Rd, Westmead NSW 2145, Australia ( angela_berry@wsahs.nsw.gov.au). supports the importance of oral care in influencing outcomes in critically ill patients. Clearly, fundamental nursing practices such as hand hygiene, 2,6 semirecumbent positioning of patients, 2,7,8 subglottal suctioning, 8-12 and reducing colonization of dental plaque by respiratory pathogens 4,13,14 play a critical role in minimizing the incidence of VAP. Nurses admit that these elementary procedures are often relegated to a lower priority in the high-pressure, highly technological critical care environment. Such anecdotal reports are further substantiated by Grap et al, 15 who found that a sample of 77 health - care providers perceived oral hygiene as less important than other unspecified nursing practices to patients well-being. Therefore, if nurses are to appreciate the relationship between dental plaque and its colonization with respiratory pathogens potentially leading to VAP, they must have a clear understanding of the complex characteristics of the oral cavity. The normal flora of the oral cavity may include up to 350 different bacterial species, 16 with tendencies for groups of bacteria to colonize different surfaces in the mouth. For example, Streptococcus mutans, Streptococcus sanguis, Actinomyces viscosus, and Bacteroides gingivalis mainly colonize the teeth; Streptococcus salivarius mainly colonizes the dorsal aspect of the tongue; and Streptococcus mitis is found on both buccal and tooth surfaces. 16 Because of a number of processes, however, critically ill patients lose a protective substance called fibronectin from the tooth surface. Loss of fibronectin reduces the host defense mechanism mediated by reticuloendothelial cells. 17 This reduction in turn results in an environment Although use of an oral hygiene program is recommended, evidence to guide specific oral care practices is limited. AJCC AMERICAN JOURNAL OF CRITICAL CARE, November 2007, Volume 16, No

3 Development of evidence-based guidelines is limited by the small number of randomized controlled trials and the variability of interventions studied. conducive to the attachment of organisms such as Pseudomonas aeruginosa to buccal and pharyngeal epithelial cells. 17 The proliferation of organisms depends to a large extent on their ability to attach to a surface in the mouth. Bacteria that attach to the tooth surface gradually coalesce to produce a biofilm, and after further development lead to the formation of dental plaque, which is occupied by a diverse microcosm of organisms. 16 In summary, addressing the formation of dental plaque and its continued existence by optimizing oral hygiene in critically ill patients is an important strategy for minimizing VAP. Objectives The goals of this review were to evaluate peerreviewed publications to determine the best available evidence for providing oral care to ICU patients receiving mechanical ventilation and to document a research agenda to improve patients outcomes. Method Approaches used to review the scientific literature range from a purposeful, systematic evaluation of rigorous studies to subjective overviews of descriptive articles. 18(p53) Well-conducted systematic reviews can result in 3 major outcomes. First, increased power can be obtained by combining the effects of a number of smaller studies on the same topic when homogeneity allows metaanalysis. Second, systematic reviews to some extent enable the comparison of effects of studies with different designs. 18(p53) Finally, a prospective and systematic review allows synthesis of the data and should assist in providing quality current evidence to guide clinical practice. 19 Formulation of the review question requires extensive background research to enable an informed outcome. The question must accurately reflect the extent of the issue to be reviewed. Therefore, a comprehensive approach, including a wide-ranging search of the literature together with consultation with experts, including nurses, in the field of dental health and critical care resulted in the following review question: With respect to intensive care patients receiving mechanical ventilation, what is the best method for providing oral hygiene that will result in a reduction of colonization of dental plaque with respiratory pathogens? Both experimental and nonexperimental study designs were included in the review. Because of the scarceness of review material on ICU patients receiving mechanical ventilation, articles that focused on specific oral care tools or solutions for the seriously ill also were included in the review. This review considered studies that included patients in ICUs who were intubated and receiving mechanical ventilation. Also included were studies that proposed a link between oral hygiene and systemic diseases. The interventions of interest were those designed to affect dental plaque specifically and oral hygiene in general. The types of outcome measures considered were general and specific indicators of oral health: Microbial counts Plaque indices Oral assessment scores Validation of tools used in the provision of oral care Articles were excluded if the study sample consisted of healthy participants or the study was done in a setting other than a critical care environment (eg, oncology). Articles published from 1985 to 2006 in English and indexed in the following databases were searched: CINAHL, MEDLINE, Joanna Briggs Institute, Cochrane Library, EMBASE, DARE, and the World Wide Web search engine, Google. Key search terms used in the review were oral hygiene, oral hygiene practices, oral care, mouth care, mouth hygiene, intubated, mechanically ventilated, intensive care, and critical care. This search strategy was verified by a health librarian. Full copies of articles considered to meet the inclusion criteria (on the basis of their title, abstract, and subject descriptors) were obtained for data synthesis. Articles identified through reference lists and bibliographic searches were considered for data collection depending on the titles. Articles were independently selected according to prespecified inclusion criteria by 3 reviewers, each with a minimum of a master s degree and certification in critical care. Discrepancies in the reviewers selections were resolved at meetings between the reviewers before the selected articles were included. Until recently, one system used to grade levels of evidence was based on work by the US Agency for Healthcare Research and Quality. Because of the increasing awareness of the limitations of that system, however, the classification structure was revised by the Scottish Intercollegiate Guidelines Network. Therefore, the rating method used for categorization of levels of evidence found in this review was based on the revised system (Tables 1 and 2) AJCC AMERICAN JOURNAL OF CRITICAL CARE, November 2007, Volume 16, No. 6

4 Results Although we found a number of references for the provision of oral hygiene in the management of oncology and other medical patients, most articles related to critical care were review articles. For the prospective randomized control trials we found, meta-analysis could not be used to synthesize the results because of variations in the methods of these studies. For example, in some studies, the populations assessed differed, and for those studies in which the populations were the same, the interventions were often dissimilar. These limitations were recognized in a recent meta-analysis on the use of chlorhexidine and the incidence of nosocomial pneumonia. 21 Using the classification system developed by the Scottish Intercollegiate Guidelines Network, we reviewed 11 prospective controlled trials, 3,4,13,14, observational studies, 15,29-47 and 24 descriptive studies. 21,48-70 The 11 articles on prospective controlled trials are presented in Table 3. Summary tables of the observational studies (Table 4) and descriptive papers (Table 5) are available only on the American Journal of Critical Care Web site ( in the full-text view of this article. Discussion The information available for developing evidence-based guidelines is limited by the small number of randomized controlled studies and the heterogeneity of oral hygiene solutions, tools, and techniques. These limitations are compounded by a lack of reliable outcome measures to determine the effectiveness of the oral hygiene interventions. This lack of rigorous, quality studies markedly limits the weight of evidence presented and affects recommendations for practice. Despite these limitations, however, it is important to favor judgments regarding health benefits and reduction of harm over any possible cost considerations. 71 This literature review therefore is summarized as methodological issues, oral hygiene solutions and equipment, and oral health assessment strategies. Methodological Issues Electronic and hand searches do not completely reflect the extent of research outcomes. For example, trials reported at conferences are more likely than trials published in journals to contain negative reports. In addition, more positive than negative results tend to be reported in the literature. This failure to publish more studies with negative outcomes is due more to authors lack of inclination to submit such manuscripts than to the unwillingness of editors to accept such manuscripts. 72 Furthermore, many studies not Table 1 Guide to the levels of evidence Level Grade A B C D High-quality meta-analyses, systematic reviews of RCTs, or RCTs with a very low risk of bias Well-conducted meta-analyses, systematic reviews of RCTs, or RCTs with a low risk of bias Meta-analyses, systematic reviews of RCTs, or RCTs with a high risk of bias High-quality systematic reviews of case-control or cohort studies or high-quality case-control or cohort studies with a very low risk of confounding, bias, or chance and a high probability that the relationship is causal Well-conducted case-control or cohort studies with a low risk of confounding, bias, or chance and a moderate probability that the relationship is causal Case-control or cohort studies with a high risk of confounding, bias, or chance and a significant risk that the relationship is not causal Nonanalytic studies such as case reports, case series Expert opinion Abbreviation: RCTs, randomized controlled trials. Adapted from Harbour and Miller, 20 with permission. Table 2 Grades of recommendations No recommendation, unresolved issue Therapy/prevention At least 1 meta-analysis, systematic review, or RCT rated as 1++ and directly applicable to the target population or A systematic review of RCTs or a body of evidence consisting principally of studies rated as 1+ directly applicable to the target population and demonstrating overall consistency of results A body of evidence including studies rated as 2++ directly applicable to the target population and demonstrating overall consistency of results or Extrapolated evidence from studies rated as 1++ or 1+ A body of evidence including studies rated as 2+ directly applicable to the target population and demonstrating overall consistency of results or Extrapolated evidence from studies rated as 2++ Evidence level 3 or 4 or Extrapolated evidence from studies rated as 2+ Practices for which insufficient evidence or no consensus exists about efficacy Abbreviation: RCT, randomized controlled trial. Adapted from Harbour and Miller, 20 with permission. Description published in English may not be included in the most commonly used searches. 73(p43) These limitations lead to a risk for systematic reviews to yield a lessbalanced analysis 18(p53) and may therefore affect the recommendations resulting from the reviews. AJCC AMERICAN JOURNAL OF CRITICAL CARE, November 2007, Volume 16, No

5 Table 3 Prospective controlled trials Source Type of trial No. of participants Method Koeman et al, PRCT Level of evidence: General ICUs Chlorhexidine, chlorhexidine and colistin, placebo Significant risk of bias: the control group received no reported oral hygiene except application of petroleum jelly Preintervention group received no oral care Intervention consisted of toothbrush, oral assessment score, povidone-iodine swab, 300 ml weakly acidic water for rinsing Significant risk of bias: the control group received no oral hygiene 2 treatment groups: chlorhexidine 0.2% gel vs placebo gel applied 3 times a day Significant risk of bias: control group received no oral hygiene, and toothbrush was not allowed; inclusion criteria included mechanical ventilation but patients remained in the study after extubation and were able to eat and drink No allowance was made for the stimulation of saliva and its effects during mastication 2 treatment groups: chlorhexidine 0.12% by spray or swab Risk of bias: control group received unreported type of usual care Treatment group: toothbrush and toothpaste Control: metal forceps with cotton wool soaked in thymol Small sample size reduced proposed causal effect Chlorhexidine 0.12% rinse compared with Listerine rinse No mention of tooth brushing; further study required before results can be adopted in broader ICU population Test group: nurses received comprehensive oral care training and used toothbrushes, salt, soda, floss, and sage product (not described) Control group: followed unit routine and used sage product (neither routine nor product described) Small sample size reduced proposed causal effect Chlorhexidine gel 0.2% dental plaque decontamination 3 times daily, compared with bicarbonate solution rinse 4 times daily followed by oropharyngeal suctioning No mention of use of toothbrush Extubated patients could eat/drink, yet no allowance was made for the stimulation of saliva and its effects during mastication Compared effectiveness of chlorhexidine 0.12% mouth rinse with alcohol-based placebo in reducing the incidence of VAP Mori et al, Nonrandomized trial with historical controls Level of evidence: ICU patients Fourrier et al, PRCT Level of evidence: ICU patients Grap et al, PCT Level of evidence: 1- PCT Level of evidence: 1-34 Taylor-Piliae et al, Houston et al, PRCT Level of evidence: cardiac surgery patients 22 Yates, PCT Level of evidence: 2- Fourrier et al, PCT Level of evidence: 1-60 DeRiso et al, PRCT Level of evidence: cardiac surgery patients Holberton et al, PCT Level of evidence: 2-47 ICU patients Compared tap water, normal saline, and 1:1 solution of saline and hydrogen peroxide Questionable use of hospital tap water as an oral rinse because of its reputation for contamination Compared Ultrafresh solution/swab stick with saline/swab stick Because of the small sample, risk that relationship is not causal Liwu, PCT Level of evidence: 2 40 ICU patients Abbreviations: ICU, intensive care unit; PCT, prospective controlled trial; PRCT, prospective randomized controlled trial; VAP, ventilator-associated pneumonia. When we reviewed the 11 prospective controlled trials, a number of methodological issues became evident. First, the samples were taken from a range of critically ill patients. Some studies were limited to cardiac surgical patients, and even within these studies further variances occurred. For exam- ple, some participants remained in the study after extubation, thereby resulting in a mix of intubated and extubated patients with vastly different accessibility for the provision of oral hygiene. The extubated patients were able to eat and drink fluids, 13 yet no allowance was made for the stimulation of 556 AJCC AMERICAN JOURNAL OF CRITICAL CARE, November 2007, Volume 16, No. 6

6 Results Recommendations/comments Reduction in daily risk of VAP in both treatment groups but no difference in hours of mechanical ventilation, length of stay in ICU, or ICU survival Incidence of VAP significantly lower in treatment group No significant difference in hours of mechanical ventilation or length of stay in ICU Large-scale multicenter trial on the efficacy of oral care for VAP prevention Day 10 cultures of dental plaque that showed growth were less common in the treated group Ability to reduce incidence of respiratory infections due to multiresistant bacteria was not significant Further study to determine if combined dental plaque, oropharyngeal, and salivary decontamination will decrease VAP in ICU Reduction in oral culture and Clinical Pulmonary Infection Score in treatment group compared with control group VAP developed in 1 control and 3 study group participants Oropharyngeal colonization increased 25% in control vs 10% in study group VAP reduced by 52% in chlorhexidine group overall and 71% lower in the chlorhexidine group intubated >24 hours No statistical difference between groups in Clinical Pulmonary Infection Score, oral assessment scores, mucosal plaque scores, or inoculum of plaque Use of chlorhexidine early after intubation or before intubation may reduce incidence of VAP No recommendations Limitation of study size acknowledged Chlorhexidine is worth considering for patients undergoing cardiovascular surgery Extremely cost-effective compared with 1 case of VAP Oral care, including oral assessment, is a risk reduction technique to prevent further infection in hospitalized patients Reduced plaque colonization in the treatment group on days 5-7 Nosocomial infection rate significantly reduced in the treatment group with a trend to a reduction of mortality, length of stay, and duration of mechanical ventilation A double-blind placebo-controlled study must be done to confirm these results Incidence of VAP was 4.6% in the chlorhexidine group and 13% in the control group Reduction in mortality was 5.5% in the chlorhexidine group and 1% in the control group Statistical analysis was not reported Patients tolerated tap water best and then saline Solution of peroxide and saline was not tolerated Chlorhexidine is an inexpensive and effective agent for reducing VAP in patients undergoing heart surgery Larger study required No difference between worst scores between both groups Swab sticks were ineffective for removing oral debris Further research needed to determine impact of endotracheal tubes on oral mucosa and to evaluate effectiveness of mouth care agents saliva during mastication and the subsequent production of immune substances. Examples include substances such as immunoglobulin A, which obstructs microbial adherence in the oral cavity, and lactoferrin, which inhibits bacterial infection. 16 These important considerations may have influenced a study s outcome. In their 2005 study, Fourrier et al 13 also did not permit the use of a toothbrush in the protocol, so in effect the control group received only a neutral gel for the provision of oral care. It is not surprising, therefore, that the trial group had a reduced colonization of dental plaque AJCC AMERICAN JOURNAL OF CRITICAL CARE, November 2007, Volume 16, No

7 Although chlorhexidine reduces respiratory infections in cardiac surgery patients, its effect on ventilator-associated pneumonia in the broader ICU population is unknown. No significant evidence supports the use of sodium bicarbonate or hydrogen peroxide impregnated sticks for use with the critically ill. at day 10; one could argue that any form of oral hygiene is likely to produce a better result than none at all. A number of other researchers 3,4,14,22,26,27 also did not mention use of a toothbrush in their protocols. Liwu, 28 on the other hand, mentioned the use of swab sticks and reported that they were ineffective in removing debris between the teeth and gum borders. The protocol used by DeRiso et al 4 included a mint-flavored alcohol and water-based mouth rinse as the control versus a 0.12% chlorhexidine rinse. Although the placebo contained less than one-third the alcohol content of the chlorhexidine, the antiseptic properties of alcohol may have had an additional therapeutic effect. In the protocols of 2 studies, 27,47 hospital tap water was included as an oral rinse. Because hospital tap water is a source of nosocomial infections, 74,75 its use as an oral rinse in critically ill patients is questionable. Finally, the protocols of 3 studies 25(p174),27,28 included systematic oral assessment, but we were unable to ascertain whether the frequency of assessments and outcomes measures were similar in the studies or how these related to the oral hygiene provided to the study participants. Oral Hygiene Solutions and Equipment A range of oral rinse solutions and equipment are discussed in the literature, and these data and recommendations are briefly summarized here. Chlorhexidine gluconate mouthwash is an antiplaque agent with potent antimicrobial activity that, without causing increased resistance of oral bacteria, is effective at low concentrations. 76 Chlorhexidine gluconate mouth rinse or gel has been used in a number of clinical trials, 3,4,14,22,26,77 primarily in cardiac surgery patients, to improve gingival health and to treat oral infections. Chlorhexidine mouth spray or rinse appears to be effective in reducing oral colonization of gram-negative bacteria and subsequent respiratory infections in cardiac surgical patients receiving mechanical ventila- tion in the ICU. 13 Also, significant cost savings and decreased mortality may be apparent for such patients. 4 Further research is required to determine the frequency of use of chlorhexidine and the relationship between chlorhexidine use and reduction in the incidence of VAP in the broader ICU population. Recommendation: B Sodium bicarbonate mouth rinse is a cleaning agent that can dissolve mucus and loosen oral debris. 78 This rinse was used as a control substance in a study by Fourrier et al, 26 who compared it with a chlorhexidine gel. Although the frequency of colonization of plaque on day 5 was higher in the sodium bicarbonate group, by day 10 no significant difference could be detected between groups. To date, no reports of results of randomized controlled studies that support the use of sodium bicarbonate over any other mouth rinse in critical care patients have been published. Houston et al 3 used the essential oil mouth rinse Listerine (Pfizer, New York, New York) as a control when testing the effect of chlorhexidine mouth rinse. Other than that study, essential oils remain untested in ICU patients. Houston et al did not find any significant difference between chlorhexidine and Listerine with regard to cultures of sputum samples from postoperative cardiac patients with growth of microorganisms. Hydrogen peroxide mouth rinse has been used untested for many years in ICU patients. Although their study was excluded from this review because it included healthy participants, Tombes and Gallucci 79 found significant mucosal abnormalities in patients treated with hydrogen peroxide mouth rinse. Holberton et al 27 reported that some ICU patients found hydrogen peroxide mouth rinse distasteful and refused to use it. The effectiveness of foam sticks impregnated with hydrogen peroxide also has not been rigorously tested for the provision of oral hygiene in critically ill patients. Physiological salt solution (normal saline), because of its tendency to cause drying, has limited use as a mouth rinse in critical care settings. 80 In fact, in a small study 27 of 47 participants, the participants did not tolerate the use of physiological salt solution as a mouth rinse. 558 AJCC AMERICAN JOURNAL OF CRITICAL CARE, November 2007, Volume 16, No. 6

8 Tap water, although readily available and free, can be a source of nosocomial infections in hospitals. 74,75 Recommendation: Not recommended for use as a mouth rinse in critically ill patients Sterile water used as a mouth rinse is costeffective, but such use has not been rigorously tested. Use of a toothbrush and toothpaste is recommended by several authors. 40,57(pp1-4),81 Furthermore, a toothbrush with toothpaste is more effective than foam swabs for the removal of plaque. 82 Griffiths et al 57(pp1-4) recommend a very small, soft-bristled toothbrush because it can reach the most posterior aspects of the mouth. Such a toothbrush is also useful for cleaning the tongue and gums in edentulous patients. For any patient who has sensitive gums, gentle cleaning is of paramount importance. Although bacteremia after tooth brushing in healthy persons is rare, 83 care is advised when this procedure is used in immunocompromised critically ill patients. Furthermore, because toothbrushes must be treated as potential sources of contamination, thorough cleaning and protected storage of the brushes after each use should be mandatory. Recommendation: D Foam and cotton swabs generally are not effective for removing debris and plaque. 82,84,85 Even so, Ransier et al 85 suggest the use of foam swabs soaked in chlorhexidine if a toothbrush is considered inappropriate. Roberts 86 raises concern, although it is not substantiated in the literature, about the possible detachment of foam from the swab stick during the provision of oral hygiene in less compliant patients. Although swabs impregnated with lemon and glycerol have been used for some time, their value has been questioned, and such swabs may actually have deleterious effects such as xerostomia and decalcifying of tooth enamel. 41,84,87 Suction devices. No published reports describe a comparison between the various suction devices used to provide oral hygiene. Devices such as suction foam swabs and rigid suction tools (eg, Yankauer device) are only generally effective for clearing secretions from the oral cavity. However, because the importance of removing secretions from the subglottic area is well known, 10,11,88,89 use of a flexible suction catheter when rinsing the mouth after oral hygiene is essential. Recommendation: D Oral Health Assessment Strategies Reliable and valid assessment tools are needed to document nurses assessments of the oral cavity as well as the effectiveness of oral hygiene interventions. The paucity of data related to solutions and techniques is paralleled by the limited data available on assessment tools. The oral assessment tool used by Fitch et al 41 reportedly included assessment of several oral components, such as dental plaque, inflammation, salivary flow, bleeding, candidiasis, purulent matter, calculus, staining, and caries. When scores were compared between dental hygienists and nurses trained in the use of the tool in a study 41 of 60 adult ICU patients, the correlations were positive. This result indicated that nurses who used this tool were adept at assessing changes in the oral cavities of their patients. Recommendation: D Implications for Clinical Research and Practice Although colonization of dental plaque with respiratory pathogens correlates with occurrence of pneumonia, 13 protocols based on research studies for best practice in providing oral care in ICUs are rare. 51 Therefore, in the absence of evidence-based guidelines to direct best practice, critical care nurses often perform oral hygiene according to their individual preferences and historical patterns. 51 These preferences are often based on a combination of availability of one product over another and the nurse s experience and knowledge underpinning this practice. Clearly, these are important issues to address, especially because of the relationship between poor oral hygiene and the incidence of VAP. 46,90 Finally, although nurses self-reporting of oral hygiene practices has been examined in 3 studies, 15,30,31 the studies do not fully explore nurses perceptions of the importance of these practices. That is, nurses regularly undertake a number of routine practices in the care of critically ill patients, but little evidence is available to measure nurses sense of the importance of these practices and how optimizing Without evidence-based guidelines to direct best practice, critical care nurses often perform oral hygiene according to their individual preferences and historical patterns. AJCC AMERICAN JOURNAL OF CRITICAL CARE, November 2007, Volume 16, No

9 Limited high-level evidence exists to inform clinical practice regarding oral hygiene in the intensive care setting. the structure of these practices may affect the overall health of ICU patients. For example, reported statements such as Mouthcare is very important to my care unless [there s] no time for it 15 imply that oral hygiene is not considered part of the essential care required by ICU patients. It would be noteworthy, for instance, if this same statement was made with regard to administration of medications, yet oral hygiene is an important strategy not only for patients comfort but for improving clinical outcomes. It is therefore vital that adequately powered, randomized, controlled clinical trials be undertaken to develop and evaluate oral hygiene practices for critically ill patients. These data are essential to optimize oral hygiene practices and inform evidencebased practice. The potential for oral care guidelines to contribute to reducing the incidence of VAP is an important area for ongoing research in the ICU. The following conclusions can be drawn from this systematic literature review: Apart from the possible use of chlorhexidine mouth rinse in cardiothoracic intensive care patients, high-level evidence that could inform clinical practice regarding oral hygiene in ICUs is limited. That is, metaanalysis is hindered by the absence of standardized processes such as use of solutions and oral hygiene tools and by the lack of outcome measures such as validated oral assessment scales relative to ICUs. Only a few small studies have addressed nurses perceptions of the importance of oral hygiene practices and the barriers that prevent or strategies that facilitate adherence to evidence-based practice guidelines. Because oral care may contribute to improved clinical outcomes, further research is warranted for establishing best-practice guidelines. Also, the provision of protocols and the capacity for monitoring and evaluating these processes could improve clinical outcomes. These limited data make oral care a fertile area for ongoing nursing research. Topics for potential further research include the following: Well-designed, adequately powered clinical trials to determine the most effective techniques for oral hygiene for reducing the incidence of dental plaque, with respect to the most effective use of solutions, equipment, and procedure for adults receiving mechanical ventilation Development of standardized oral assessment techniques and tools not only for research but also for assessing patients, evaluating practice, and improving the quality of care Assessment of nurses attitudes and beliefs about the importance and possible benefits of oral hygiene in the ICU FINANCIAL DISCLOSURES None reported. eletters Now that you ve read the article, create or contribute to an online discussion about this topic using eletters. Just visit and click Respond to This Article in either the full-text or PDF view of the article. SEE ALSO To learn more about oral hygiene and other methods for preventing ventilator-associated pneumonia in the intensive care unit, visit and read the article by Augustyn and colleagues, Ventilator-Associated Pneumonia: Risk Factors and Prevention (Critical Care Nurse, August 2007). REFERENCES 1. Chaste J, Fagon J. Ventilator-associated pneumonia. Am J Respir Crit Care Med. 2002;165: Tablan OC, Anderson L, Besser R, Bridges C, Hajjeh R. Guidelines for preventing health-care-associated pneumonia: recommendations of CDC and the Healthcare Infection Control Practices Advisory Committee. MMWR Recomm Rep. 2004;53(RR-3): Accessed July 25, Houston S, Hougland P, Anderson JJ, LaRocco M, Kennedy V, Gentry LO. Effectiveness of 0.12% chlorhexidine gluconate oral rinse in reducing prevalence of nosocomial pneumonia in patients undergoing heart surgery. Am J Crit Care. 2002;11(6): DeRiso AJ II, Ladowski JS, Dillon TA, Justice JW, Peterson AC. Chlorhexidine gluconate 0.12% oral rinse reduces the incidence of total nosocomial respiratory infection and nonprophylactic systemic antibiotic use in patients undergoing heart surgery. Chest. 1996;109(6): American Association of Critical-Care Nurses. Practice alert: oral care in the critically ill. AACN News. 2006;23(8): _news.html. Accessed August 1, Fagon J. Prevention of ventilator-associated pneumonia. Intensive Care Med. 2002;28(7): Heyland DK, Cook DJ, Dodek PM. Prevention of ventilatorassociated pneumonia: current practice in Canadian intensive care units. J Crit Care. 2002;17(3): Rabitsch W, Köstler W, Fiebiger W, et al. Closed suctioning system reduces cross-contamination between bronchial system and gastric juices. Anesth Analg. 2004;99(3): Combes P, Fauvage B, Oleyer C. Nosocomial pneumonia in mechanically ventilated patients: a prospective randomised evaluation of the Stericath closed suctioning system. Intensive Care Med. 2000;26(7): Mahul P, Auboyer C, Jospe R, Ros A, Guerin C, el Khouri Z. Prevention of nosocomial pneumonia in intubated patients: respective role of mechanical subglottic secretions drainage and stress ulcer prophylaxis. Intensive Care Med. 1992;18(1): Valles J, Artigas A, Rello J, Bonsoms N, Fontanals D, Blanch L. Continuous aspiration of subglottic secretions in preventing ventilator-associated pneumonia. Ann Intern Med. 1995;122(3): Kollef MH, Skubas NJ, Sundt TM. A randomized clinical trial of continuous aspiration of subglottic secretions in cardiac surgery patients. Chest. 1999;116(5): Fourrier F, Dubois D, Pronnier P, et al. Effect of gingival and dental plaque antiseptic decontamination on nosocomial infections acquired in the intensive care unit: a double-blind placebo-controlled multicenter study. 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10 33(8): Grap MJ, Munro CL, Elswick RK, Sessler CN, Ward KR. Duration of action of a single, early oral application of chlorhexidine on oral microbial flora in mechanically ventilated patients: a pilot study. Heart Lung. 2004;33(2): Grap MJ, Munro C, Ashtiani B, Bryant S. Oral care interventions in critical care: frequency and documentation. Am J Crit Care. 2003;12(3): Bagg J, MacFarlane TW, Poxton IR, Miller CH, Smith AJ. Essentials of Microbiology for Dental Students. New York, NY: Oxford University Press; 1999: Gibbons RJ. Bacterial adhesion to oral tissues: a model for infectious diseases. J Dent Res. 1989;68(5): Glasziou P, Irwig L, Bain C, Colditz G. Systematic Reviews in Health Care: A Practical Guide. New York, NY: Cambridge University Press; Bench S. Humidification in the long-term ventilated patient: a systematic review. Intensive Crit Care Nurs. 2003;19(2): Harbour R, Miller J. A new system for grading recommendations in evidence based guidelines. BMJ. 2001;323 (7308): Pineda LA, Saliba RG, El Solh AA. Effect of oral decontamination with chlorhexidine on the incidence of nosocomial pneumonia: a meta-analysis. Crit Care. 2006;10(1):R Koeman M, van der Ven AJ, Hak E, et al. Oral decontamination with chlorhexidine reduces the incidence of ventilatorassociated pneumonia. Am J Respir Crit Care Med. 2006; 173(12): Mori H, Hirasawa H, Oda S, Shiga H, Matsuda K, Nakamura M. Oral care reduces incidence of ventilator-associated pneumonia in ICU populations. Intensive Care Med. 2006; 32(2): Taylor-Piliae R, Fung Y, Kwok L, et al. Nurse-administered mouth care and oral hygiene status in endotracheal intubated and ventilated patients [abstract]. Paper presented at: AACN National Teaching Institute; May 2004; Orlando, FL. 25. Yates JM. The Role of a Meticulous Oral Hygiene Program in Reducing Oral Assessment Scores, Mucosal Plaque Scores, Colonization of Dental Plaque and Exposition to Pathogen Colonization That May Lead to Nosocomial Respiratory Infections in a Selected ICU Patient Population [dissertation]. Fairfax, VA: Faculty of the College of Nursing and Health Science, George Mason University; Fourrier F, Cau-Pottier E, Boutigny H, Roussel-Delvallez M, Jourdain M, Chopin C. Effects of dental plaque antiseptic decontamination on bacterial colonization and nosocomial infections in critically ill patients. Intensive Care Med. 2000;26(9): Holberton P, Liggett G, Lundberg D. Researching mouth care in the ICU. Can Nurse. 1996;92(5): Liwu A. Oral hygiene in intubated patients. Aust J Adv Nurs. 1990;7(2): Cutler CJ, Davis N. Improving oral care in patients receiving mechanical ventilation. Am J Crit Care. 2005;14(5): Hanneman SK, Gusick GM. Frequency of oral care and positioning of patients in critical care: a replication study. Am J Crit Care. 2005;14(5): Binkley C, Furr L, Carrico R, McCurren C. Survey of oral care practices in US intensive care units. Am J Infect Control. 2004;32(3): El-Solh AA, Pietrantoni C, Bhat A, et al. Colonization of dental plaques: a reservoir of respiratory pathogens for hospital-acquired pneumonia in institutionalized elders. Chest. 2004;126(5): Furr LA, Binkley CJ, McCurren C, Carrico R. Factors affecting quality of oral care in intensive care units. J Adv Nurs. 2004;48(5): Harris C, ed. New oral care routine eliminates VAP at Florida hospital. ICP Rep. 2004;9(1): Jones H, Newton J, Bower EJ. A survey of the oral care practices of intensive care nurses. Intensive Crit Care Nurs. 2004;20(2): Simmons-Trau D, Cenek P, Counterman J, Hockenbury D, Litwiller L. Reducing VAP with 6 Sigma. Nurs Manage. 2004;35(6): Houston S, Gentry L, Pruitt V, Dao T, Zabaneh F, Sabo J. Reducing the incidence of nosocomial pneumonia in cardiovascular surgery patients. Qual Manag Health Care. 2003;12(1): Schleder B, Stott K, Lloyd RC. The effect of a comprehensive oral care protocol on patients at risk for ventilator-associated pneumonia. J Advocate Health Care. 2002;4(1): Genuit T, Bochicchio G, Napolitano LM, McCarter RJ, Roghman MC. Prophylactic chlorhexidine oral rinse decreases ventilatorassociated pneumonia in surgical ICU patients. Surg Infect (Larchmt). 2001;2(1): Franklin D, Senior N, James I, Roberts G. Oral health status of children in a pediatric intensive care unit. Intensive Care Med. 2000;26(3): Fitch JA, Munro CL, Glass CA, Pellegrini JM. Oral care in the adult intensive care unit. Am J Crit Care. 1999;8(5): Fourrier F, Cau-Pottier E, Boutigny H, et al. Colonization of dental plaque: a source of nosocomial infections in intensive care unit patients. Crit Care Med. 1998;26(9): Block E. Oral decontamination reduces vent pneumonia. Hosp Infect Control. December 1995: Kite K. Changing mouth care practice in intensive care: implications of the clinical setting context. Intensive Crit Care Nurs. 1995;11(4): Treloar D, Stechmiller J. Use of a clinical assessment tool for orally intubated patients. Am J Crit Care. 1995;4(5): Scannapieco FA, Stewart EM, Mylotte JM. Colonization of dental plaque by respiratory pathogens in medical intensive care patients. Crit Care Med. 1992;20: Nelsey L. Mouthcare and the intubated patient: the aim of preventing infection. Intensive Care Nurs. 1986;1(4): Munro CL, Grap M, Elswick RK, McKinney J, Sessler CN, Hummel RS. Oral health status and development of ventilator-associated pneumonia: a descriptive study. Am J Crit Care. 2006;15(4): Garcia R. A review of the possible role of oral and dental colonization on the occurrence of health care-associated pneumonia: underappreciated risk and a call for interventions. Am J Infect Control. 2005;33(9): Lipsett P. Can we take the teeth out of ventilator-associated pneumonia? Crit Care Med. 2005;33: Munro CL, Grap M. Oral health and care in the intensive care unit: state of the science. Am J Crit Care. 2004;13(1): O Reilly M. Oral care of the critically ill: a review of the literature and guidelines for practice. Aust Crit Care. 2003; 16(3): Schleder BJ. Taking charge of ventilator-associated pneumonia. Nurs Manage. 2003;34(8): Harris C, ed. Can improved oral care reduce the incidence of VAP? ICP Rep. 2002;7(5). 55. Evans G. A rationale for oral care. Nurs Stand. 2001;15(43): Pfeifer LT, Orser L, Gefen C, McGuinness R, Hannon CV. Preventing ventilator-associated pneumonia. Am J Nurs. 2001;101(8):24AA-GG. 57. Griffiths AJ, Jones V, Leeman I, Lewis D, Patel K, Wilson K. Guidelines for the Development of Local Standards of Oral Health Care for Dependent, Dysphagic, Critically and Terminally Ill Patients. Oxford, England: British Society for Disability and Oral Health; /guidelines/depend.pdf. Accessed July 28, Harris JR, Miller TH. Preventing nosocomial pneumonia: evidence-based practice. Crit Care Nurse. 2000;20(1): Jones CG. Chlorhexidine: is it still the gold standard? Periodontol. October 2000;15: Stiefel KA, Damron S, Sowers NJ, Velez L. Improving oral hygiene for the seriously ill patient: implementing research-based practice. Medsurg Nurs. 2000;9(1): White R. Nurse assessment of oral health: a review of practice and education. Br J Nurs. 2000;9(5): Kollef M. Current concepts: the prevention of ventilatorassociated pneumonia. N Engl J Med. 1999;340(8): Scannapieco F. Role of oral bacteria in respiratory infection. J Periodontol. 1999;70(7): Somerville R. Oral care in the intensive care setting: a case study. Nurs Crit Care. 1999;4(1): Hixson S, Sole ML, King T. Nursing strategies to prevent ventilator-associated pneumonia. AACN Clin Issues. 1998; 9(1): Scannapieco FA. Relationships between periodontal disease and bacterial pneumonia. 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11 1995;11: Moore J. Assessment of nurse-administered oral hygiene. Nurs Times. 1995;91(9): Day R. Mouth care in an intensive care unit: a review. Intensive Crit Care Nurs. 1993;9(4): Atkins D, Best D, Briss PA, GRADE Working Group. Grading quality of evidence and strength of recommendations. BMJ. 2004;328(7454): Stern J, Simes RJ. Publication bias: evidence of delayed publication in a cohort study of clinical research projects. BMJ. 1997;315(7109): Cochrane Reviewers Handbook. Vol Oxford, England: The Cochrane Collaboration; Anaissie EJ, Penzak SR, Dignani MC. The hospital water supply as a source of nosocomial infections: a plea for action. Arch Intern Med. 2002;162(13): Trautmann M, Michalsky T, Wiedeck H, Radosavljevic V, Ruhnke M. Tap water colonization with Pseudomonas aeruginosa in a surgical intensive care unit and relation to Pseudomonas infections of ICU patients. Infect Control Hosp Epidemiol. 2001;22(1): Sekino S, Ramberg P, Uzel NG, Socransky S, Lindhe J. The effect of a chlorhexidine regimen on de novo plaque formation. J Clin Periodont. 2004;31(8): Eggimann P, Pittet D. Infection control in the ICU. Chest. 2001;120(6): Carl W, Daly C, Andreana S, Ciancio SG, Cohen RE, Nisengard RJ. Clinical evaluation of the effect of a hydrogen peroxide mouth rinse, toothette-plus swab containing sodium bicarbonate, and a water-based mouth moisturizer on oral health in medically compromised patients. Periodont Insights. March 1999: Tombes MB, Gallucci B. The effects of hydrogen peroxide rinses on the normal oral mucosa. Nurs Res. 1993;42(6): Bowsher J, Boyle S, Griffiths J. A clinical effectiveness systematic review of oral care. Nurs Stand. 1999;13(37): Pearson L. A comparison of the ability of foam swabs and toothbrushes to remove dental plaque: implications for nursing practice. J Adv Nurs. 1996;23(1): Pearson L, Hutton J. A controlled trial to compare the ability of foam swabs and toothbrushes to remove dental plaque. J Adv Nurs. 2002;39(5): Hartzell JD, Torres D, Kim P, Wortmann G. Incidence of bacteremia after routine tooth brushing. Am J Med Sci. 2005;329(4): Buglass E. Oral hygiene. Br J Nurs. 1995;4(9): Ransier A, Epstein JB, Lunn R, Spinelli J. A combined analysis of a toothbrush, foam brush and a chlorhexidine-soaked foam brush in maintaining oral hygiene. Cancer Nurs. 1995; 18(5): Roberts J. Developing an oral assessment and intervention tool for older people, II. Br J Nurs. 2000;9(18): , Miller M, Kearney N. Oral care for patients with cancer: a review of the literature. Cancer Nurs. 2001;24(4): Ibrahim EH, Tracy L, Hill C, Fraser VJ, Kollef MH. The occurrence of ventilator-associated pneumonia in a community hospital: risk factors and clinical outcomes. Chest. 2001;120(2): Shorr AF, O Malley P. Continuous subglottic suctioning for the prevention of ventilator-associated pneumonia: potential economic implications. Chest. 2001;119(1): Stoutenbeek CP, van Saene HK. Nonantibiotic measures in the prevention of ventilator-associated pneumonia. Semin Respir Infect. 1997;12(4): To purchase electronic or print reprints, contact The InnoVision Group, 101 Columbia, Aliso Viejo, CA Phone, (800) or (949) (ext 532); fax, (949) ; , reprints@aacn.org. 562 AJCC AMERICAN JOURNAL OF CRITICAL CARE, November 2007, Volume 16, No. 6

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