Comparative efficacy of two daily use mouthrinses: randomized clinical trial using an experimental gingivitis model

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1 Periodontology Periodontology Comparative efficacy of two daily use mouthrinses: randomized clinical trial using an experimental gingivitis model Christine Ann Charles (a) James Anthony McGuire (b) Naresh Chandra Sharma (c) James Qaqish (c) (a) Johnson & Johnson Consumer & Personal Healthcare Products Worldwide, Division of Johnson & Johnson Consumer Companies, Scientific and Professional Affairs, Research and Development, Morris Plains, NJ, United States of America. (b) Johnson & Johnson Consumer & Personal Healthcare Products Worldwide, Division of Johnson & Johnson Consumer Companies, Biometric and Clinical Data Systems, Morris Plains, NJ, United States of America. (c) BioSci Research Canada, Ltd., Mississauga, ON, Canada. Abstract: Two antimicrobial agents, a fixed combination of essential oils (EOs) and 0.07% cetylpyridinium chloride (CPC) are found in commercially available mouthrinses, Listerine Antiseptic and Crest Pro Health, respectively. Both mouthrinses have been shown to control dental plaque and gingivitis in short and longer term studies. The aim of this study was to determine the comparative effectiveness of these two mouthrinses using a 2-week experimental gingivitis model. Qualified subjects were randomly assigned to one of three mouthrinse groups: a fixed combination of EOs, 0.07% CPC, or negative control (C) rinse. Following baseline clinical assessments and a dental prophylaxis, subjects began a two-week period in which they rinsed twice daily with their assigned rinse and abstained from any mechanical oral hygiene procedures or other oral care products. Subjects were reassessed at the end of the two-week period. One hundred and forty-seven subjects were randomized and 142 completed this study. After two weeks use, the EOs rinse was superior (p 0.011) to the CPC rinse in inhibiting the development of gingivitis, plaque, and bleeding, with 9.4% and 6.6% reductions compared to CPC for gingivitis and plaque, respectively. Both rinses were superior to the negative control rinse (p < 0.001). This study demonstrates that the essential oil-containing mouthrinse has superior antiplaque/antigingivitis effectiveness compared to the 0.07% CPC-containing mouthrinse without mechanical oral hygiene influence. Descriptors: oils; cetylpyridinium; mouthwashes; dental plaque; gingivitis. Declaration of Interests: The authors certify that they have no commercial or associative interest that represents a conflict of interest in connection with the manuscript. Corresponding author: Christine Ann Charles ccharles@its.jnj.com Received for publication on Apr 19, 2011 Accepted for publication on Jun 22, 2011 Introduction Therapeutic antimicrobial mouthrinses have been shown to be valuable adjuncts to mechanical oral hygiene procedures for the control of supragingival plaque and gingivitis. 1 A mouthrinse containing a fixed combination of essential oils (Listerine Antiseptic, Morris Plains, USA) has been shown in a number of six-month clinical trials 2-8 to have significant antiplaque and antigingivitis efficacy. Efficacy has been acknowledged through ADA acceptance 9 and a Category I recommendation, i.e., safe and effective, by a U.S. FDA advisory panel reviewing antiplaque products for the control of gingivitis. 10 The experimental gingivitis model 11 in which antiplaque/antigingivitis agents are tested in the absence of mechanical oral hygiene procedures has been used to demonstrate efficacy of the fixed combination of es- 338 Braz Oral Res Jul-Aug;25(4):338-44

2 Charles CA, McGuire JA, Sharma NC, Qaqish J sential oils and to demonstrate superiority to 0.05% CPC rinses. 15 This experimental gingivitis model is useful as a short-term model to determine efficacy of mouthrinse formulations and has been found to be consistent with six-month clinical trials results. The objective of this randomized clinical trial was to determine the comparative antiplaque/ antigingivitis effectiveness of an EOs and a 0.07% CPC mouthrinse formulation (Crest Pro Health, Procter & Gamble, Cincinnati, USA) using an experimental gingivitis model. Methodology This was a randomized, controlled, examinerblind, parallel-group clinical trial using the twoweek experimental gingivitis model (Figure 1). This study was conducted in accordance with International Conference on Harmonization Good Clinical practice guidelines. 16 This international standard for pharmaceutical clinical trials insures credible and accurate data and results management. Subjects aged 18 to 65, who met the following inclusion criteria were included in the study: a minimum of 20 sound, natural teeth; a mean Modified Gingival Index , and a mean Plaque Index Teeth that were grossly carious, fully crowned or extensively restored, orthodontically banded, abutments, or third molars were not included in the tooth count. Exclusion criteria included: a history of significant adverse events with use of oral hygiene products; significant oral soft tissue pathology, excluding gingivitis; moderate to advanced periodontitis; any condition requiring antibiotic prophylaxis prior to an invasive dental procedure; antibiotic, anti-inflammatory, or anticoagulant drug therapy during the month prior to the baseline examination; participation in a dental clinical trial within the previous 30 days; and regular use of chemotherapeutic antiplaque/antigingivitis products within the two weeks prior to the baseline examination. Enrollment Assessed for eligibility (n = 147) Excluded (n = 0) Randomized (n = 147) Allocation Allocated to intervention (n = 48) Received allocated intervention (n =48) Allocated to intervention (n = 49) Received allocated intervention (n = 49) Allocated to intervention (n = 50) Received allocated intervention (n = 50) Follow-Up Lost to follow-up (n = 1) Discontinued intervention (personal reasons) (n=1) Lost to follow-up (n = 1) Discontinued intervention (personal reasons) (n=1) Lost to follow-up (n = 3) Discontinued intervention (personal reasons) (n=3) Analysis Analysed Analysed (n = 48) Analysed Figure 1 - Study Flow Diagram. Left: control; center: EO; right: CPC. Braz Oral Res Jul-Aug;25(4):

3 Comparative efficacy of two daily use mouthrinses: randomized clinical trial using an experimental gingivitis model All subjects signed an informed consent form after the nature of the study was fully explained to them. The protocol was reviewed by the Institutional BCRL Review Board, Mississauga, Canada. Prescreened subjects presented to the clinical site for baseline examinations having refrained from any oral hygiene procedures for at least 8 but not more than 18 hours. The baseline examinations consisted of a complete intraoral examination, assessment of gingivitis using the Modified Gingival Index 17 followed by sulcular bleeding, 18 and Plaque Index using the Turesky modification of the Quigley-Hein Plaque Index. 19 Following the baseline examination, qualifying subjects received a complete dental prophylaxis to remove all stain, plaque, and calculus. They were then randomly assigned to one of three groups: a group using the essential oil-containing mouthrinse (LISTERINE Antiseptic, Johnson & Johnson Consumer & Personal Products Worldwide, Division of Johnson & Johnson Consumer Companies Inc., Morris Plains, USA); a 0.07% CPC-containing mouthrinse (Crest Pro-Health Procter & Gamble, Cincinnati, USA); or a negative control group using a 5% hydroalcohol rinse. Qualified subjects were assigned product sequentially, in ascending numerical order, according to a block randomization with a fixed block size of 6. The randomization scheme was generated by a validated SAS-based randomization application developed by the sponsor. Neither the clinical examiner nor the recorder had access to the treatment code. Personnel dispensing study mouthrinses or supervising their use did not have access to the treatment identification and were not involved in examination of the subjects, in order to minimize potential bias. All mouthrinses were used with the same dosing regimen, i.e., subjects rinsed with 20 ml for 30 sec twice daily. All the rinses were dispensed in overwrapped marketed bottles that were individually labeled with the number of the subject to whom that bottle had been assigned according to the randomization scheme. Twice-daily rinsing was started immediately following the prophylaxis. The two daily rinses on weekdays were supervised and separated by at least four hours. Subjects were given an individually coded bottle of mouthrinse and plastic dosage cups for unsupervised use on weekends and were provided a diary in which to document unsupervised rinse times. At the end of each weekend period, subjects returned their mouthrinse bottles to the study site and compliance was estimated by measuring the volume of mouthrinse remaining. During the study period, subjects were instructed to discontinue all oral hygiene procedures, other than use of their assigned mouthrinse, and to follow their usual dietary habits. Subjects used their assigned rinse for 14 days and returned to the clinical site for an oral soft and hard tissue examination and scoring of gingival, bleeding and plaque indices, at least 4 hours after the last use of the test products. All of the examinations and scoring were performed by a single trained and calibrated examiner (N.S.) who did not know to which group the subjects had been assigned and did not have access to the case report forms until all the examinations had been completed. The repeatability of the examiner for gingival and plaque index scoring was determined prior to the start of the study. The examiner participated in an exercise in which subjects representing the entire scale of the gingival and plaque indices were scored and then rescored in random order after a period of time to avoid the possible recall of scores. The examiner s repeatability of mean index scores was assessed using the intraclass correlation coefficient. The intraclass coefficients for the mean Modified Gingival Index and mean Plaque Index were > 0.9. Statistical methods The primary outcome variables were gingivitis, (Modified Gingival Index) 17 and supragingival plaque (Turesky modification of the Quigley-Hein Plaque Index). 18 The secondary outcome variable was gingival bleeding, (Gingival Bleeding Index). 19 At baseline, the three treatment groups were compared with respect to age, mean Modified Gingival Index, mean Plaque Index, and mean Gingival Bleeding Index by means of a one-way analysis of 340 Braz Oral Res Jul-Aug;25(4):338-44

4 Charles CA, McGuire JA, Sharma NC, Qaqish J variance model with treatment as a factor, with respect to gender and smoking status by means of a chi-square test, and with respect to race by means of Fishers Exact test. A sample size of 135 (45 per treatment group) completed subjects was calculated to provide power of 0.90 for detecting a difference of 10% and 5% between treatment groups in mean plaque and gingival index scores, respectively. For each of the outcome variables, between-group differences after two weeks of treatment were tested by means of a one-way analysis of covariance model with treatment as a factor and the corresponding baseline value as a covariate. Comparisons were made between the essential oil and negative control rinse, between the CPC and negative control rinse, and between the EO and CPC mouthrinses. All tests were performed at the 0.05 level and two-sided. The essential oil-containing mouthrinse was to be considered better than Crest Pro-Health if the essential oil-containing mouthrinse was statistically significantly better than both the 5% hydroalcohol control and Crest Pro-Health mouthrinses. Each comparison was performed at the 0.05 level of significance, two-sided. Results One hundred forty-seven subjects were randomized into the study to compensate for drop outs, so that 135 subjects could be expected to complete the study. One hundred forty-two subjects completed the study and constituted the intent-to-treat subject population. The baseline demographic characteristics and gingival, plaque, and bleeding indices are shown in Table 1. There were no statistically sig- Table 1 - Baseline demographics and clinical means.* Variable (N = 47) EO (N = 48) CPC (N = 47) Age (years) Mean (SD) 38.7 (10.38) 38.6 (9.30) 39.8 (9.23) Median Range Gender (%) Male 11 (23.4) 12 (25.0) 10 (21.3) Female 36 (76.6) 36 (75.0) 37 (78.7) Race (%) White 35 (74.5) 28 (58.3) 34 (72.3) Black 3 (6.4) 7 (14.6) 4 (8.5) Hispanic 2 (4.3) 1 2.1) 0 Asian/PI 5 (10.6) 7 (14.6) 5 (10.6) AI/AN** 0 1 (2.1) 0 Other 2 (4.3) 4 (8.3) 4 (8.5) Smoker (%) Yes 11 (23.4) 10 (20.8) 11 (23.4) No 36 (76.6) 38 (79.2) 36 (76.6) Gingival Index Mean (SD) 2.08 (0.057) 2.09 (0.060) 2.07 (0.048) Plaque Index Mean (SD) 2.96 (0.246) 2.91 (0.222) 2.96 (0.251) Bleeding Index Mean (SD) 0.17 (0.058) 0.19 (0.074) 0.17 (0.068) *For all subjects who had two-week efficacy data; **American Indian/Alaskan Native. Braz Oral Res Jul-Aug;25(4):

5 Comparative efficacy of two daily use mouthrinses: randomized clinical trial using an experimental gingivitis model Table 2 - Modified Gingival Index Scores, Baseline and Two Weeks. Group Baseline* 2-weeks** % Reduction vs. % Reduction vs. CPC EOs (n = 48) CPC 2.08 (0.057) 2.09 (0.015) (0.060) 1.74 (0.015) ª (0.048) 1.92 (0.015) *Mean (S.D.); **Adjusted mean (S.E.); Significantly different from negative control, p < 0.001; ªSignificantly different from CPC, p < Table 3 - Plaque Index Scores, Baseline and Two Weeks. Group Baseline* 2-weeks** % Reduction vs. % Reduction vs. CPC EOs (n = 48) CPC 2.96 (0.246) 3.28 (0.044) (0.222) 2.24 (0.043) ª (0.251) 2.40 (0.044) *Mean (S.D.); **Adjusted mean (S.E.); Significantly different from negative control, p < 0.001; ªSignificantly different from CPC, p = nificant differences among the three groups with respect to gender, race, smoking status, or mean gingival, plaque, or bleeding indices. The majority of the subjects were female (76.8%), white (68.3%) and non-smokers (77.5%). The mean age was 39 years (18-64 range) with no statistically significant differences among the three groups. Primary outcome variables The mean values at baseline and two-weeks for the Modified Gingival Index and Plaque Index are presented in Tables 2 and 3, respectively. The comparison of interest, that between the EOs and CPC mouthrinse, demonstrated superiority for the EOs rinse for both gingivitis and plaque, with 9.4% and 6.6% reductions versus CPC, respectively. Compared to the negative control at two-weeks, the essential oils (EOs) mouthrinse group had 16.8% and 31.6% reductions, respectively, in Modified Gingival Index and Plaque Index (p < 0.001); while the CPC mouthrinse had reductions of 8.3% and 26.7%, respectively. All treatment differences were statistically significant. Table 4 - Bleeding Index Scores, Baseline and Two Weeks. Group Baseline* 2-weeks** EOs (n = 48) CPC 0.17 (0.058) 0.21 (0.006) 0.19 (0.074) 0.05 (0.006) ª 0.17 (0.068) 0.07 (0.006) *Mean (S.D.); **Adjusted mean (S.E.); Significantly different from negative control, p < 0.001; ªSignificantly different from CPC, p = Secondary outcome variable The mean values at baseline and two-weeks for the Bleeding Index are presented in Table 4. At two weeks, EOs mouthrinse was superior to the CPC mouthrinse and both produced statistically significant differences (p = 0.003) compared to the negative control. Safety evaluations No mucosal lesions developed during the course of the study. There were no product-related adverse events. 342 Braz Oral Res Jul-Aug;25(4):338-44

6 Charles CA, McGuire JA, Sharma NC, Qaqish J Compliance with treatment regimen All completed subjects complied with the supervised rinse schedule. Subject diaries and residual mouthrinse quantities at the completion of the two week period indicated compliance with weekend rinsing schedule as well. Discussion Previously this EOs mouthrinse has been shown to have antiplaque and antigingivitis efficacy superior to that of 0.05% CPC rinses in this same model 15 as well as in longer-term studies incorporating mechanical oral hygiene. 20,21 This study was conducted to determine the comparative efficacy to a higher level (0.07%) CPC rinse. This model has demonstrated the clinical superiority of the EOs mouthrinse in reducing supragingival plaque and gingivitis, compared to that of the 0.07% CPC rinse in the absence of mechanical oral hygiene. In a 3-month randomized clinical trial, EOs + floss + manual brush and paste was shown to be superior to 0.07% CPC + floss + manual brush and paste. 22 In 6-month trials, this 0.07% CPC rinse has shown efficacy, however, only the EOs rinse has met the clinical criteria, in 6-month randomized clinical trials, to qualify for ADA acceptance for products indicated for plaque and gingivitis. 25 This fixed combination EOs mouthrinse containing 0.064% thymol, 0.092% eucalyptol, 0.060% methyl salicylate, and 0.042% menthol has been previously shown to be an effective antiplaque/antigingivitis product in numerous six-month clinical trials. 2-8,20-21 The experimental gingivitis model used for this study, in which subjects abstain from all mechanical oral hygiene procedures for the two-week study period, 11 provides a rigorous test for antiplaque/antigingivitis products and enables a determination to be made of relative chemotherapeutic effectiveness against the dental plaque biofilm in situ. There are several commercially available mouthwashes with different features and profiles of clinical indication. Some of them are superior to others and thus can provide better results. 26 The use of effective mouthrinses on a daily basis is proven through scientific data and is indicated to achieve or maintain a healthier mouth leading to a better overall systemic health. 20 EOs containing mouthwashes present a better 26 and deeper 27 bacterial reduction in laboratory biofilm models when compared with several other mouthwashes indicated for daily use and therefore provides support for the clinical superiority in controlling the plaque biofilm. Furthermore, while the cationic properties of CPC help maintain its relatively high substantivity, CPC can interact with negatively charged particles found in other mouthrinses, dentifrices, serum, tissue fluids, lipids, phospholipids, and proteins. This interaction may lower CPC s biological activity, affecting its clinical efficacy. 28 Unlike CPC, all four essential oils are nonionic (i.e. uncharged). An additional benefit of essential oils is that, because of their nonionic state, they do not adversely interact with positively or negatively charged ions found in dentifrices and other oral hygiene products. 29 The need for effective antiplaque/antigingivitis products to be used as adjuncts to mechanical oral hygiene procedures is evident from both populationbased studies and from clinical anecdotal experience indicating a high prevalence of gingivitis. 1 It is important that consumers comply with the recommended dosage regimen in order for these products to have maximum impact. Conclusion An in vivo gingivitis model has demonstrated the superior efficacy of an essential oil-containing mouthrinse compared to a 0.07% CPC mouthrinse in reducing supragingival plaque and gingivitis. These results should provide the dental professional with a basis for recommending daily use of EOs mouthrinses to his or her patients. References 1. Barnett ML. The role of therapeutic antimicrobial mouthrinses in clinical practice. Control of supragingival plaque and gingivitis. J Am Dent Assoc Jun;134(6): Lamster IB, Alfano MC, Seiger MC, Gordon JM. The effect of Listerine Antiseptic on reduction of existing plaque and gingivitis. Clin Prev Dent. 1983; 5(6): Braz Oral Res Jul-Aug;25(4):

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