March of Dimes Foundation Form 990 Tax Year 2008

Transcription

1 March of Dimes Foundation Form 990 Tax Year 2008

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3 Form Department of the Treasury Internal Revenue Service Return of Organization Exempt From Income Tax Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except lack lung enefit trust or private foundation) OMB No Open to Pulic The organization may have to use a copy of this return to satisfy state reporting requirements. Inspection A For the 2008 calendar year, or tax year eginning, 2008, and ending, 20 B Please D Employer identification numer Check if applicale: C Name of organization MARCH OF DIMES FOUNDATION Address use IRS change lael or Doing Business As Name change print or Numer and street (or P.O. ox if mail is not delivered to street address) Room/suite E Telephone numer type. Initial return See 1275 MAMARONECK AVENUE (914) Specific Termination City or town, state or country, and ZIP + 4 Instructions. G Gross receipts $ Amended return WHITE PLAINS, NY ,351,419. Application H(a) Is this a group return for pending DR. JENNIFER HOWSE affiliates? H() Are all affiliates included? Yes No I Tax-exempt status: 501(c) ( ) (insert no.) 4947(a)(1) or 527 If "No," attach a list. (see instructions) J Wesite: H(c) Group exemption numer K Type of organization: Corporation Trust Association Other Year of formation: State of legal domicile: L M Summary Part I Activities & Governance Revenue Expenses Net Assets or Fund Balances 1 Briefly descrie the organization's mission or most significant activities: THE MISSION OF THE MARCH OF DIMES IS TO IMPROVE THE HEALTH OF BABIES BY PREVENTING BIRTH DEFECTS, PREMATURE BIRTH AND INFANT MORTALITY. SEE STATEMENT I FOR MORE INFORMATION. 2 Check this ox if the organization discontinued its operations or disposed of more than 25% of its assets. 3 Numer of voting memers of the governing ody (Part VI, line 1a) 3 4 Numer of independent voting memers of the governing ody (Part VI, line 1) 4 5 Total numer of employees (Part V, line 2a) 5 6 Total numer of volunteers (estimate if necessary) 6 7a Total gross unrelated usiness revenue from Part VIII, line 12, column (C) 7a a Part II Sign Here 1275 MAMARONECK AVENUE 3 7 Prior Year 35,020,448. Beginning of Year Net unrelated usiness taxale income from Form 990-T, line 34 Contriution and grants (Part VIII, line 1h) Program service revenue (Part VIII, line 2g) Investment income (Part VIII, column (A), lines 3, 4, and 7d) Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) Grants and similar amounts paid (Part I, column (A), lines 1-3) Benefits paid to or for memers (Part I, column (A), line 4) Salaries, other compensation, employee enefits (Part I, column (A), lines 5-10) Professional fundraising fees (Part I, column (A), line 11e) Total fundraising expenses, Part I, column (D), line 25) Other expenses (Part I, column (A), lines 11a-11d, 11f-24f) Total expenses. Add lines (must equal Part I, column (A), line 25) Revenue less expenses. Sutract line 18 from line 12 Total assets (Part, line 16) 1938 NY Total liailities (Part, line 26) Net assets or fund alances. Sutract line 21 from line 20 Signature Block ,058 3,000,000 Current Year 236,928, ,314,102. 2,611,382. 2,302,487. 6,714,447. 1,623,600. 1,458,251. 1,817, ,712, ,057, ,330, ,953, ,596, ,003,031. 2,723,560. 2,725, ,209, ,762, ,859, ,445, ,852,998. 3,612,358. End of Year 184,371, ,527, ,663, ,377, ,708,139. 8,149,544. Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the est of my knowledge and elief, it is true, correct, and complete. Declaration of preparer (other than officer) is ased on all information of which preparer has any knowledge. Signature of officer Date Type or print name and title Date Check if Preparer's Paid selfemployed signature Preparer's Firm's name (or yours EIN Use Only if self-employed), address, and ZIP PARK AVENUE NEW YORK, NY Phone no. Preparer's identifying numer (see instructions) May the IRS discuss this return with the preparer shown aove? (See instructions) Yes No For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2008) 8E P KPMG, LLP

4 Form 990 (2008) Page 2 Part III Statement of Program Service Accomplishments (see instructions) 1 Briefly descrie the organization's mission: SEE STATEMENT 1 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ? Yes No If "Yes" descrie these new services on Schedule O. 3 Did the organization cease conducting, or make significant changes in how it conducts, any program services? Yes No If "Yes," descrie these changes on Schedule O. 4 Descrie the exempt purpose achievements for each of the organization's three largest program services y expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported. 4a (Code: ) (Expenses $ 38,893,221. including grants of $ 33,498,630. ) (Revenue $ ) RESEARCH & MEDICAL SUPPORT THE FOUNDATION SPONSORS RESEARCH TO DISCOVER THE CAUSE AND MEANS OF PREVENTION AND AMELIORATION OF BIRTH DEFECTS AND RELATED FORMS OF SUB-OPTIMAL PREGNANCY OUTCOME. MEDICAL SERVICES CONTINUED SUPPORT OF RESPIRATORY EQUIPMENT FOR POST POLIO PATIENTS 4 (Code: ) (Expenses $ 86,716,948. including grants of $ 6,455,692. ) (Revenue $ 2,302,487. ) PUBLIC & PROFESSIONAL EDUCATION THE FOUNDATION SUPPORTS MANY EFFORTS TO EDUCATE THE PUBLIC AND PROFESSIONALS THROUGH PUBLICATIONS AND INFORMATION CAMPAIGNS. INCLUDING THE PUBLICATION OF OVER 1,200 SEPARATE PIECES AVAILABLE TO ANY INTERESTED PARTY. 4c (Code: ) (Expenses $ 50,348,433. including grants of $ 2,999,494. ) (Revenue $ ) COMMUNITY SERVICES THE FOUNDATION WORKS WITH MANY LOCAL COMMUNITIES TO PROVIDE BENEFICIAL EFFECTS ON THE COMMUNITIES THAT IT SERVES. THESE PROGRAMS INCLUDE ITEMS THAT WILL IMPROVE THE OUTCOME OF PREGNANCY, SUCH AS SMOKING CESSATION AND NICU FAMILY SUPPORT. 4d Other program services. (Descrie in Schedule O.) (Expenses $ including grants of $ ) (Revenue $ ) 4e Total program service expenses $ 175,958,602. (Must equal Part I, Line 25, column (B).) 8E Form 990 (2008) 5

5 Form 990 (2008) Page 3 Part IV a a d 25a c Checklist of Required Schedules Is the organization descried in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A Is the organization required to complete Schedule B, Schedule of Contriutors? Did the organization engage in direct or indirect political campaign activities on ehalf of or in opposition to candidates for pulic office? If "Yes," complete Schedule C, Part I Section 501(c)(3) organizations. Did the organization engage in loying activities? If "Yes," complete Schedule C, Part II Sections 501(c)(4), 501(c)(5), and 501(c)(6) organizations. Is the organization suject to the section 6033(e) notice and reporting requirement and proxy tax? If "Yes," complete Schedule C, Part III Did the organization maintain any donor advised funds or any accounts where donors have the right to provide advice on the distriution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Did the organization report an amount in Part, line 21; serve as a custodian for amounts not listed in Part ; or provide credit counseling, det management, credit repair, or det negotiation services? If "Yes," complete Schedule D, Part IV Did the organization hold assets in term, permanent, or quasi-endowments? If "Yes," complete Schedule D, Part V Did the organization report an amount in Part, lines 10, 12, 13, 15, or 25? If "Yes," complete Schedule D, Parts VI, VII, VIII, I, or as applicale Did the organization receive an audited financial statement for the year for which it is completing this return that was prepared in accordance with GAAP? If "Yes," complete Schedule D, Parts I, II, and III Is the organization a school descried in section 170()(1)(A)(ii)? If "Yes," complete Schedule E Did the organization maintain an office, employees, or agents outside of the U.S.? Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, usiness, and program service activities outside the U.S.? If "Yes," complete Schedule F, Part I Did the organization report on Part I, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If "Yes," complete Schedule F, Part II Did the organization report on Part I, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If "Yes," complete Schedule F, Part III Did the organization report more than $15,000 on Part I, column (A), line 11e? If "Yes," complete Schedule G, Part I Did the organization report more than $15,000 total on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II Did the organization report more than $15,000 on Part VIII, line 9a? If "Yes," complete Schedule G, Part III Did the organization operate one or more hospitals? If "Yes," complete Schedule H Did the organization report more than $5,000 on Part I, column (A), line 1? If "Yes," complete Schedule I, Parts I and II Did the organization report more than $5,000 on Part I, column (A), line 2? If "Yes," complete Schedule I, Parts I and III Did the organization answer "Yes" to Part VII, Section A, questions 3, 4, or 5,? If "Yes," complete Schedule J Did the organization have a tax-exempt ond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after Decemer 31, 2002? If "Yes," answer questions 24-24d and complete Schedule K. If "No," go to question 25 Did the organization invest any proceeds of tax-exempt onds eyond a temporary period exception? Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt onds? Did the organization act as an "on ehalf of" issuer for onds outstanding at any time during the year? Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess enefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I Did the organization ecome aware that it had engaged in an excess enefit transaction with a disqualified person from a prior year? If "Yes," complete Schedule L, Part I Was a loan to or y a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization's tax year? If "Yes," complete Schedule L, Part II Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, or sustantial contriutor, or to a person related to such an individual? If "Yes," complete Schedule L, Part III 27 8E Form 990 (2008) a a 24 24c 24d 25a Yes No 6

6 Form 990 (2008) Page 4 Part IV 28 a c Checklist of Required Schedules (continued) During the tax year, did any person who is a current or former officer, director, trustee, or key employee: Have a direct usiness relationship with the organization (other than as an officer, director, trustee, or employee), or an indirect usiness relationship through ownership of more than 35% in another entity (individually or collectively with other person(s) listed in Part VII, Section A)? If "Yes," complete Schedule L, Part IV Have a family memer who had a direct or indirect usiness relationship with the organization? If "Yes," complete Schedule L, Part IV Serve as an officer, director, trustee, key employee, partner, or memer of an entity (or a shareholder of a professional corporation) doing usiness with the organization? If "Yes," complete Schedule L, Part IV Did the organization receive more than $25,000 in non-cash contriutions? If "Yes," complete Schedule M Did the organization receive contriutions of art, historical treasures, or other similar assets, or qualified conservation contriutions? If "Yes," complete Schedule M Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II Did the organization own 100% of an entity disregarded as separate from the organization under Regulations section and ? If "Yes," complete Schedule R, Part I Was the organization related to any tax-exempt or taxale entity? If "Yes," complete Schedule R, Parts II, III, IV, and V, line 1 Is any related organization a controlled entity within the meaning of section 512()(13)? If "Yes," complete Schedule R, Part V, line 2 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitale related organization? If "Yes," complete Schedule R, Part V, line 2 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI 28a 28 28c Yes No Form 990 (2008) 8E

7 Form 990 (2008) Page 5 Part V 1a c 2a 3a 4a 5a c 6a 7 a c 8 d e f g h 9 a 10 a 11 a 12a Statements Regarding Other IRS Filings and Tax Compliance Enter the numer reported in Box 3 of Form 1096, Annual Summary and Transmittal of U.S. Information Returns. Enter -0- if not applicale 1a 832 Enter the numer of Forms W-2G included in line 1a. Enter -0- if not applicale 1 68 Did the organization comply with ackup withholding rules for reportale payments to vendors and reportale gaming (gamling) winnings to prize winners? Enter the numer of employees reported on Form W-3, Transmittal of Wage and Tax Statements, filed for the calendar year ending with or within the year covered y this return 2a 2,058 If at least one is reported on line 2a, did the organization file all required federal employment tax returns? Note: If the sum of lines 1a and 2a is greater than 250, you may e required to e-file this return. (see instructions) Did the organization have unrelated usiness gross income of $1,000 or more during the year covered y this return? If "Yes," has it filed a Form 990-T for this year? If "No," provide an explanation in Schedule O At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a ank account, securities account, or other financial account)? If Yes, enter the name of the foreign country: SEE STATEMENT 2 See the instructions for exceptions and filing requirements for Form TD F , Report of Foreign Bank and Financial Accounts. Was the organization a party to a prohiited tax shelter transaction at any time during the tax year? Did any taxale party notify the organization that it was or is a party to a prohiited tax shelter transaction? If "Yes," to question 5a or 5, did the organization file Form 8886-T, Disclosure y Tax-Exempt Entity Regarding Prohiited Tax Shelter Transaction? Did the organization solicit any contriutions that were not tax deductile? If "Yes," did the organization include with every solicitation an express statement that such contriutions or gifts were not tax deductile? Organizations that may receive deductile contriutions under section 170(c). Did the organization provide goods or services in exchange for any quid pro quo contriution of more than $75? If "Yes," did the organization notify the donor of the value of the goods or services provided? Did the organization sell, exchange, or otherwise dispose of tangile personal property for which it was required to file Form 8282? If "Yes," indicate the numer of Forms 8282 filed during the year 7d Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal enefit contract? Did the organization, during the year, pay premiums, directly or indirectly, on a personal enefit contract? For all contriutions of qualified intellectual property, did the organization file Form 8899 as required? For contriutions of cars, oats, airplanes, and other vehicles, did the organization file a Form 1098-C as required? Section 501(c)(3) and other sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a fund maintained y a sponsoring organization, have excess usiness holdings at any time during the year? Section 501(c)(3) and other sponsoring organizations maintaining donor advised funds. Did the organization make any taxale distriutions under section 4966? Did the organization make a distriution to a donor, donor advisor, or related person? Section 501(c)(7) organizations. Enter: Initiation fees and capital contriutions included on Part VIII, line 12 Gross receipts, included on Form 990, Part VIII, line 12, for pulic use of clu facilities Section 501(c)(12) organizations. Enter: Gross income from memers or shareholders Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) 11 N/A Section 4947(a)(1) non-exempt charitale trusts. Is the organization filing Form 990 in lieu of Form 1041? If "Yes," enter the amount of tax-exempt interest received or accrued during the year 12 N/A 10a N/A 10 N/A 11a N/A 1c 2 3a 3 4a 5a 5 5c 6a 6 7a 7 7c 7e 7f 7g 7h 8 9a 9 12a Yes N/A No N/A N/A N/A Form 990 (2008) 8E

8 Part VI Governance, Management, and Disclosure (Sections A, B, and C request information aout policies not required y the Internal Revenue Code.) Section A. Governing Body and Management Form 990 (2008) Page a For each "Yes" response to lines 2-7 elow, and for a "No" response to lines 8 or 9 elow, descrie the circumstances, process, or changes in Schedule O. See instructions. Enter the numer of voting memers of the governing ody 1a Enter the numer of voting memers that are independent 1 Did any officer, director, trustee, or key employee have a family relationship or a usiness relationship with any other officer, director, trustee, or key employee? Did the organization delegate control over management duties customarily performed y or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? 4 Did the organization make any significant changes to its organizational documents since the prior Form 990 was filed? 5 Did the organization ecome aware during the year of a material diversion of the organization's assets? 6 Does the organization have memers or stockholders? 7a Does the organization have memers, stockholders, or other persons who may elect one or more memers of the governing ody? Are any decisions of the governing ody suject to approval y memers, stockholders, or other persons? 8 Did the organizations contemporaneously document the meetings held or written actions undertaken during the year y the following: a The governing ody? Each committee with authority to act on ehalf of the governing ody? 9a Does the organization have local chapters, ranches, or affiliates? If "Yes," does the organization have written policies and procedures governing the activities of such chapters, affiliates, and ranches to ensure their operations are consistent with those of the organization? 10 Was a copy of the Form 990 provided to the organization s governing ody efore it was filed? All organizations must descrie in Schedule O the process, if any, the organization uses to review the Form Is there any officer, director or trustee, or key employee listed in Part VII, Section A, who cannot e reached at the organization s mailing address? If "Yes," provide the names and addresses in Schedule O Section B. Policies 12a Does the organization have a written conflict of interest policy? If "No," go to line 13 12a Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? 12 c Does the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," descrie in Schedule O how this is done 12c 13 Does the organization have a written whistlelower policy? Does the organization have a written document retention and destruction policy? Did the process for determining compensation of the following persons include a review and approval y independent persons, comparaility data, and contemporaneous sustantiation of the delieration and decision: a The organization s CEO, Executive Director, or top management official? 15a Other officers or key employees of the organization? 15 Descrie the process in Schedule O. (see instructions) 16a Did the organization invest in, contriute assets to, or participate in a joint venture or similar arrangement with a taxale entity during the year? 16a If "Yes," has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicale federal tax law, and taken steps to safeguard the organization s exempt status with respect to such arrangements? 16 Section C. Disclosure 17 List the states with which a copy of this Form 990 is required to e filed SEE STATEMENT 3 18 Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicale), 990, and 990-T (501(c)(3)s only) availale for pulic inspection. Indicate how you make these availale. Check all that apply. Own wesite Another's wesite Upon request 19 Descrie in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements availale to the pulic. 20 State the name, physical address, and telephone numer of the person who possesses the ooks and records of the organization: RICHARD MULLIGAN 1275 MAMARONECK AVENUE WHITE PLAINS, NY a 7 8a 8 9a Yes Yes No No Form 990 (2008) 8E

9 Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Form 990 (2008) Page 7 Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this tale for all persons required to e listed. Use Schedule J-2 if additional space is needed. List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid. List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportale compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations. List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of reportale compensation from the organization and any related organizations. List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportale compensation from the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons. Check this ox if the organization did not compensate any officer, director, trustee, or key employee. (A) (B) (C) (D) (E) (F) Name and Title Average hours per week Position (check all that apply) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee Former Reportale compensation from the organization (W-2/1099-MISC) Reportale compensation from related organizations (W-2/1099-MISC) Estimated amount of other compensation from the organization and related organizations SEE SCHEDULE J-2 8E Form 990 (2008) 10

10 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) Form 990 (2008) Page 8 Part VII (A) (B) (C) (D) (E) (F) Name and title Average hours per week Position (check all that apply) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee Former Reportale compensation from the organization (W-2/1099-MISC) Reportale compensation from related organizations (W-2/1099-MISC) Estimated amount of other compensation from the organization and related organizations 1 Total 3,013, , Total numer of individuals (including those in 1a) who received more than $100,000 in reportale compensation from the organization 102 Yes No 3 Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual 3 4 For any individual listed on line 1a, is the sum of reportale compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization for services rendered to the organization? If "Yes," complete Schedule J for such person 5 Section B. Independent Contractors 1 Complete this tale for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. SEE STATEMENT 4 (A) Name and usiness address (B) Description of services (C) Compensation 2 Total numer of independent contractors (including those in 1) who received more than $100,000 in compensation from the organization 42 8E Form 990 (2008) 11

11 Form 990 (2008) Page 9 Part VIII Contriutions, gifts, grants and other similar amounts Program Service Revenue Other Revenue 1a c d e f g h 2a c d e 6a 8a c 9a c 10a c 11a c d e Statement of Revenue Federated campaigns 1a 1,305,641. Memership dues 1 Fundraising events 1c 141,226,761. Related organizations 1d Government grants (contriutions) 1e 9,998,523. All other contriutions, gifts, grants, and similar amounts not included aove 1f 77,783,177. Noncash contriutions included in lines 1a-1f: $ 271,484. Total. Add lines 1a-1f All other program service revenue Business Code f g Total. Add lines 2a-2f Investment income (including dividends, interest, and other similar amounts) STMT 5 Income from investment of tax-exempt ond proceeds Royalties (i) Real (ii) Personal Gross Rents Less: rental expenses c Rental income or (loss) d Net rental income or (loss) a 12 Gross amount from sales of assets other than inventory (i) Securities (ii) Other Less: cost or other asis and sales expenses 75,105,343. c Gain or (loss) -2,453,343. d Net gain or (loss) Gross income from fundraising events (not including $ 158,415,329. a of contriutions reported on line 1c). See Part IV, line ,188,568. Less: direct expenses 17,188,568. Net income or (loss) from fundraising events Gross income from gaming activities. See Part IV, line 19. a 423,196. Less: direct expenses Net income or (loss) from gaming activities STMT 6 Gross sales of inventory, less returns and allowances a Less: cost of goods sold Net income or (loss) from sales of inventory Miscellaneous Revenue Business Code All other revenue Total. Add lines 11a-11d Total Revenue. Add lines 1h, 2g, 3, 4, 5, 6d, 7d, 8c, 9c, 10c, and 11e (A) Total revenue 230,314,102. 2,302,487. 4,077, , (B) Related or exempt function revenue SALES OF EDUCATIONAL MATERIALS 1,548,845. 1,548,845. SYMPOSIUM & CONFERENCES 532, ,170. PROGRAM SPONSORSHIP 221, , ,652, ,453, , ,700. GRANT REFUNDS , ,770. ALL OTHER REVENUE , , ,423. (C) Unrelated usiness revenue (D) Revenue excluded from tax under sections 512, 513, or 514 4,077, ,453, ,057,508. 3,696,610. 1,623,600. Form 990 (2008) 8E

12 Form 990 (2008) Page 10 Part I Statement of Functional Expenses Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) ut are not required to complete columns (B), (C), and (D). Do not include amounts reported on lines 6, 7, 8, 9, and 10 of Part VIII. 1 2 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 Grants and other assistance to individuals in the U.S. See Part IV, line 22 3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16 4 Benefits paid to or for memers 5 Compensation of current officers, directors, trustees, and key employees 6 Compensation not included aove, to disqualified persons (as defined under section 4958(f)(1)) and persons descried in section 4958(c)(3)(B) 7 Other salaries and wages 8 Pension plan contriutions (include section 401 (k) and section 403() employer contriutions) 9 Other employee enefits a c d e f g a c d e f Payroll taxes Fees for services (non-employees): Management Legal Accounting Loying Professional fundraising services. See Part IV, line 17 Investment management fees Other Advertising and promotion Office expenses Information technology Royalties Occupancy Travel Payments of travel or entertainment expenses for any federal, state, or local pulic officials Conferences, conventions, and meetings Interest Payments to affiliates Depreciation, depletion, and amortization Insurance Other expenses. Itemize expenses not covered aove. (Expenses grouped together and laeled miscellaneous may not exceed 5% of total expenses shown on line 25 elow.) SOP Complete this line only if the organization reported in column (B) joint costs from a comined educational campaign and fundraising solicitation 8E (A) (B) (C) (D) Total expenses Program service Management and Fundraising expenses general expenses expenses 39,943, ,943,478. 3,010,338. 3,010,338. 3,013,386. 2,281, ,901, ,774,859. 4,634,463. 3,358, ,553,612. 8,286,570. 5,900,546. 4,444, , , , ,737. 2,725, ,470,496. 7,244,550. 9,062,678. 7,139,907. 7,356,294. 5,682,337. 3,436,480. 2,813, , ,018. 2,119,989. 1,461, , ,117. 8,392,258. 9,733, , ,132. 1,034,947. 1,232, , , , , , ,285. 2,725,493. 1,545,268. 2,680, ,074. 1,044, , , , , , , , ,150. PRINTING 24,083, ,346,036. 2,426,526. 7,310,835. POSTAGE & SHIPPING 13,694,818. 7,759,716. 1,510,535. 4,424,567. EQUIPMENT RENTAL 3,059,952. 2,059, , ,251. TELEMARKETING/DATA FEES 9,176,423. 6,514,814. 1,478,703. 1,182,906. TELEPHONE 2,507,681. 1,736, , ,986. All other expenses 1,069, , , ,630. Total functional expenses. Add lines 1 through 24f 232,445, ,958, ,466, ,020,448. Joint Costs. Check here If following 38,674, ,378,000. 4,749, ,547,000. Form 990 (2008) 13

13 Form 990 (2008) Page 11 Part Assets Liailities Net Assets or Fund Balances a Part I 1 2a c 3a Balance Sheet Cash - non-interest-earing Savings and temporary cash investments Pledges and grants receivale, net Accounts receivale, net Receivales from current and former officers, directors, trustees, key employees, or other related parties. Complete Part II of Schedule L Receivales from other disqualified persons (as defined under section 4958(f)(1)) and persons descried in section 4958(c)(3)(B). Complete Part II of Schedule L STMT 7 10a 49,807, STMT 8 Notes and loans receivale, net Inventories for sales or use Prepaid expenses and deferred charges Land, uildings, and equipment: cost asis Less: accumulated depreciation. Complete Part VI of Schedule D Investments - pulicly traded securities Investments - other securities. See Part IV, line 11 Investments - program-related. See Part IV, line 11 Intangile assets Other assets. See Part IV, line 11 Total assets. Add lines 1 through 15 (must equal line 34) Accounts payale and accrued expenses Grants payale Deferred revenue Tax-exempt ond liailities Escrow account liaility. Complete Part IV of Schedule D Payales to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons. Complete Part II of Schedule L and complete and Secured mortgages and notes payale to unrelated third parties Unsecured notes and loans payale Other liailities. Complete Part of Schedule D Total liailities. Add lines 17 through 25 Organizations that follow SFAS 117, check here lines 27 through 29, and lines 33 and 34. Unrestricted net assets Temporarily restricted net assets Permanently restricted net assets Organizations that do not follow SFAS 117, check here complete lines 30 through 34. Capital stock or trust principal, or current funds Paid-in or capital surplus, or land, uilding, or equipment fund Retained earnings, endowment, accumulated income, or other funds Total net assets or fund alances Total liailities and net assets/fund alances Financial Statements and Reporting Accounting method used to prepare the Form 990: (A) Beginning of year (B) End of year 2,299, ,881,817. 1,285,663. 7,519, ,760, ,493,184. 1,024,756. 8,429, ,077,619. 2,333, ,355,699. 2,062, ,402, ,701, c 83,401, ,738, ,133, ,371, ,359, ,610, ,174, ,605, ,405, ,397, ,138,646. 8,459, ,527, ,866, ,245,527. 3,446,406. 2,960, ,914, ,859, ,663, ,377, ,968, ,889,106. 2,204, ,027, ,535, ,011, ,708, ,149, ,371, ,527,157. Cash Accrual Other Were the organization's financial statements compiled or reviewed y an independent accountant? Were the organization's financial statements audited y an independent accountant? If "Yes" to lines 2a or 2, does the organization have a committee that assumes responsiility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? If "Yes," did the organization undergo the required audit or audits? 8E a 2 2c 3a 3 Yes No Form 990 (2008) 14

14 SCHEDULE A (Form 990 or 990-EZ) Department of the Treasury Internal Revenue Service Name of the organization Pulic Charity Status and Pulic Support To e completed y all section 501(c)(3) organizations and section 4947(a)(1) nonexempt charitale trusts. Attach to Form 990 or Form 990-EZ. See separate instructions. OMB No Open to Pulic Inspection Employer identification numer MARCH OF DIMES FOUNDATION Part I Reason for Pulic Charity Status (All organizations must complete this part.) (see instructions) The organization is not a private foundation ecause it is: (Please check only one organization.) A church, convention of churches, or association of churches descried in section 170()(1)(A)(i). A school descried in section 170()(1)(A)(ii). (Attach Schedule E.) A hospital or a cooperative hospital service organization descried in section 170()(1)(A)(iii). (Attach Schedule H.) A medical research organization operated in conjunction with a hospital descried in section 170()(1)(A)(iii). Enter the hospital's name, city, and state: 5 An organization operated for the enefit of a college or university owned or operated y a governmental unit descried in section 170()(1)(A)(iv). (Complete Part II.) A federal, state, or local government or governmental unit descried in section 170()(1)(A)(v). An organization that normally receives a sustantial part of its support from a governmental unit or from the general pulic descried in section 170()(1)(A)(vi). (Complete Part II.) A community trust descried in section 170()(1)(A)(vi). (Complete Part II.) An organization that normally receives: (1) more than 331/3 % of its support from contriutions, memership fees, and gross receipts from activities related to its exempt functions - suject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated usiness taxale income (less section 511 tax) from usinesses acquired y the organization after June 30, See section 509(a)(2). (Complete Part III.) An organization organized and operated exclusively to test for pulic safety. See section 509(a)(4). (see instructions) An organization organized and operated exclusively for the enefit of, to perform the functions of, or to carry out the purposes of on or more pulicly supported organizations descried in section 509(a)(1) or section 509(a)(2). See section 590(a)(3). Check the ox that descries the type of supporting organization and complete lines 11e through 11h. a Type I Type II c Type III - Functionally Integrated d Type III - Other e By checking this ox, I certify that the organization is not controlled directly or indirectly y one or more disqualified persons other than foundation managers and other than one or more pulicly supported organizations descried in section 509(a)(1) or section 590(a)(2). f If the organization received a written determination from the IRS that it is a Type I, Type II or Type III supporting organization, check this ox g Since August 17, 2006, has the organization accepted any gift or contriution from any of the following persons? (i) A person who directly or indirectly controls, either alone or together with persons descried in (ii) Yes No h and (iii) elow, the governing ody of the supported organization? (ii) A family memer of a person descried in (i) aove? (iii) A 35% controlled entity of a person descried in (i) or (ii) aove? Provide the following information aout the organizations the organization supports. (i) Name of supported organization (ii) EIN (iii) Type of organization (descried on lines 1-9 aove or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? Yes No Yes No Yes No 11g(i) 11g(ii) 11g(iii) (vii) Amount of support Total For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule A (Form 990 or 990-EZ) E

15 Part II Support Schedule for Organizations Descried in Sections 170()(1)(A)(iv) and 170()(1)(A)(vi) (Complete only if you checked the ox on line 5, 7, or 8 of Part I.) Section A. Pulic Support (a) 2004 () 2005 (c) 2006 (d) 2007 (e) 2008 (f) Total Schedule A (Form 990 or 990-EZ) 2008 Page 2 Calendar year (or fiscal year eginning in) 1 Gifts, grants, contriutions, and memership fees received. (Do not include any "unusual grants.") 2 Tax revenues levied for the organization s enefit and either paid to or expended on its ehalf 3 The value of services or facilities furnished y a governmental unit to the organization without charge 4 Total. Add lines The portion of total contriutions y each person (other than a governmental unit or pulicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f) 6 Pulic support. Sutract line 5 from line 4. Section B. Total Support Calendar year (or fiscal year eginning in) 7 Amounts from line 4 8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources 9 Net income from unrelated usiness activities, whether or not the usiness is regularly carried on (a) 2004 () 2005 (c) 2006 (d) 2007 (e) 2008 (f) Total 14 Pulic support percentage for 2008 (line 6, column (f) divided y line 11, column (f)) Pulic support percentage from 2007 Schedule A, Part IV-A, line 26f 15 16a and stop here. The organization qualifies as a pulicly supported organization ox and stop here. The organization qualifies as a pulicly supported organization 17a ,049, ,529, ,617, ,049, ,529, ,617, ,049, ,529, ,617,539. 2,171,764. 3,348,052. 4,129, ,928, ,737,298. 1,124,861, ,928, ,737,298. 1,124,861, /3% support test If the organization did not check the ox on line 13, and line 14 is 33 1/3% or more, check this ox 33 1/3% support test If the organization did not check a ox on line 13 or 16a, and line 15 is 33 1/3% or more, check this 10%-facts-and-circumstances test If the organization did not check a ox on line 13, 16a or 16, and line 14 is 10% or more, and if the organization meets the "fact-and-circumstances" test, check this ox and stop here. Explain in Part IV how the organization meets the facts and circumstances test. The organization qualifies as a pulicly supported organization 10%-facts-and-circumstances test If the organization did not check a ox on line 13, 16a, 16, or 17a, and line 15 is 10% or more, and if the organization meets the facts and circumstances test, check this ox and stop here. Explain in Part IV how the organzation meets the "facts-and-circumstances" test. The organization qualifies as a pulicly supported organization Private foundation. If the organization did not check a ox on line 13, 16a, 16, 17a, or 17, check this ox and see instructions 1,124,861, ,928, ,737,298. 1,124,861,821. 5,640,900. 4,077, ,367, Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) 1,877,679. 1,776,006. 1,683,026. 1,458,251. 1,394,123. 8,189, Total support. Add lines 7 through 10 1,152,418, Gross receipts from related activities, etc. (See instructions.) 12 11,237, First five years. If the Form 990 is for the organization s first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this ox and stop here Section C. Computation of Pulic Support Percentage % % Schedule A (Form 990 or 990-EZ) E

16 Part III Support Schedule for Organizations Descried in Section 509(a)(2) (Complete only if you checked the ox on line 9 of Part I.) Section A. Pulic Support (a) 2004 () 2005 (c) 2006 (d) 2007 (e) 2008 (f) Total Schedule A (Form 990 or 990-EZ) 2008 Page 3 Calendar year (or fiscal year eginning in) 1 Gifts, grants, contriutions, and memership fees received. (Do not include any "unusual grants.") 2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose 3 Gross receipts from activities that are not an unrelated trade or usiness under section Tax revenues levied for the organization's enefit and either paid to or expended on its ehalf 5 The value of services or facilities furnished y a governmental unit to the organization without charge 6 Total. Add lines 1-5 7a Amounts included on lines 1, 2, and 3 received from disqualified persons Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of 1% of the total of lines 9, 10c, 11, and 12 for the year or $5,000 c Add lines 7a and 7 8 Pulic support (Sutract line 7c from line 6.) Calendar year (or fiscal year eginning in) 9 Amounts from line 6 Section B. Total Support Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources Unrelated usiness taxale income (less section 511 taxes) from usinesses acquired after June 30, a c Add lines 10a and Net income from unrelated usiness activities not included in line 10, whether or not the usiness is regularly carried on 12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) (a) 2004 () 2005 (c) 2006 (d) 2007 (e) 2008 (f) Total and 12.) Total support. (Add lines 9, 10c, 11, 14 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this ox and stop here Section C. Computation of Pulic Support Percentage 15 Pulic support percentage for 2008 (line 8, column (f) divided y line 13, column (f)) 16 Pulic support percentage from 2007 Schedule A, Part IV-A, line 27g Section D. Computation of Investment Income Percentage 17 Investment income percentage for 2008 (line 10c, column (f) divided y line 13, column (f)) 18 Investment income percentage from 2007 Schedule A, Part IV-A, line 27h 19a 33 1/3% support tests If the organization did not check the ox on line 14, and line 15 is more than 33 1/3 %, and line 17 is not more than 33 1/3 %, check this ox and stop here. The organization qualifies as a pulicly supported organization 33 1/3% support tests If the organization did not check a ox on line 14 or line 19a, and line 16 is more than 33 1/3 %, and line 18 is not more than 33 1/3 %, check this ox and stop here. The organization qualifies as a pulicly supported organization 20 Private foundation. If the organization did not check a ox on line 14, 19a, or 19, check this ox and see instructions Schedule A (Form 990 or 990-EZ) E % % % %

17 Supplemental Information. Complete this part to provide the explanation required y Part II, line 10; Part II, line 17a or 17; or Part III, line 12. Provide any other additional information. (see instructions) Schedule A (Form 990 or 990-EZ) 2008 Page 4 Part IV SCHEDULE A, PART II SECTION B LINE 10 OTHER INCOME IS COMPRISED OF GRANT REFUNDS, ROYALTY AND OTHER MISCELLANEOUS REVENUE. 8E Schedule A (Form 990 or 990-EZ)

18 SCHEDULE C Political Campaign and Loying Activities (Form 990 or 990-EZ) For Organizations Exempt From Income Tax Under section 501(c) and section 527 To e completed y organizations descried elow. OMB No Open to Pulic Department of the Treasury Attach to Form 990 or Form 990-EZ. Internal Revenue Service Inspection If the organization answered "Yes," to Form 990, Part IV, line 3, or Form 990-EZ, Part VI, line 46 (Political Campaign Activities), then Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C. Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C elow. Do not complete Part I-B. Section 527 organizations: Complete Part I-A only. If the organization answered "Yes," to Form 990, Part IV, line 4, or Form 990-EZ, Part VI, line 47 (Loying Activities), then Section 501(cy)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B. Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A. If the organization answered "Yes," to Form 990, Part IV, line 5 (Proxy Tax), then Section 501(c)(4), (5), or (6) organizations: Complete Part III. Name of organization Employer identification numer MARCH OF DIMES FOUNDATION Part I-A To e completed y all organizations exempt under section 501(c) and section 527 organizations. See the instructions for Schedule C for details Part I-B a Part I-C Provide a description of the organization's direct and indirect political campaign activities in Part IV. Political expenditures $ Volunteer hours To e completed y all organizations exempt under section 501(c)(3). See the instructions for Schedule C for details. $ $ Enter the amount of any excise tax incurred y the organization under section 4955 Enter the amount of any excise tax incurred y organization managers under section 4955 If the organization incurred a section 4955 tax, did it file Form 4720 for this year? Was a correction made? If "Yes," descrie in Part IV. To e completed y all organizations exempt under section 501(c), except section 501(c)(3). See the instructions for Schedule C for details. Enter the amount directly expended y the filing organization for section 527 exempt function activities $ Enter the amount of the filing organization's funds contriuted to other organizations for section 527 exempt function activities $ Total of direct and indirect exempt function expenditures. Add lines 1 and 2 and enter here and on Form 1120-POL, line 17 $ Did the filing organization file Form 1120-POL for this year? Yes No 4 5 State the names, addresses and employer identification numer (EIN) of all section 527 political organizations to which payments were made. Enter the amount paid and indicate if the amount was paid from the filing organization's funds or were political contriutions received and promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV. (a) Name () Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. Yes Yes No No (e) Amount of political contriutions received and promptly and directly delivered to a separate political organization. If none, enter -0-. For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990. Schedule C (Form 990 or 990-EZ) E