SCIENTIFIC OPINION. Scientific Opinion of the Panel on Food Contact Materials, Enzymes, Flavourings and Processing Aids (CEF)

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1 The EFSA Journal (2009) N-877, 1-23 SCIENTIFIC PININ Flavouring Group Evaluation 203: alpha,beta-unsaturated aliphatic aldehydes and precursors from chemical subgroup of FGE.19 with two or more conjugated double bonds and with or without additional non-conjugated double bonds 1 Scientific pinion of the Panel on Food Contact Materials, Enzymes, Flavourings and Processing Aids (CEF) (Question No EFSA-Q ) ADPTED N 27 NVEMBER 2008 PANEL MEMBERS Arturo Anadon, David Bell, Mona-Lise Binderup, Wilfried Bursch, Laurence Castle, Riccardo Crebelli, Karl-Heinz Engel, Roland Franz, Nathalie Gontard, Thomas Haertle, Trine Husøy, Klaus- Dieter Jany, Catherine Leclercq, Jean Claude Lhuguenot, Wim Mennes, Maria Rosaria Milana, Karla Pfaff, Kettil Svensson, Fidel Toldra, Rosemary Waring, Detlef Wölfle. SUMMARY The Panel on Food Contact Materials, Enzymes, Flavourings and Processing Aids (the Panel) was asked to provide scientific advise for the Commission on the implications for human health of chemically defined flavouring substances used in or on foodstuffs in the Member States. In 1 For citation purposes: Scientific pinion of the Panel on Food Contact Materials, Enzymes, Flavourings and Processing Aids on a request from the Comission on Flavouring Group Evaluation 203: alpha,beta-unsaturated aliphatic aldehydes and precursors from hemical subgroup of FGE.19 with two or more conjugated double bonds and with or without additional non-conjugated double bonds. The EFSA Journal (2009) N-877, European Food Safety Authority, 2009

2 particular, the Panel was asked to evaluate flavouring substances using the Procedure as referred to in the Commission Regulation (EC) No 1565/2000. The present Flavouring Group Evaluation 203 (FGE.203) concerns 17 substances. The 17 substances correspond to subgroup of FGE.19. Twelve of these substances are alpha,betaunsaturated aldehydes with two or more conjugated double bonds with and without additional nonconjugated double bonds [FL-no: , , , , , , , , , , and ] and five are precursors for such aldehydes [FL-no: , , , and ]. Based on the available data on carcinogenicity and genotoxicity there is a safety concern for hexa-2(trans),4(trans)-dienal [FL-no: ] since a nonthreshold mechanism cannot be excluded. This conclusion also applies to the other substances of this FGE. Therefore, the substances of this FGE cannot be evaluated through the Procedure. The Panel requests data which clarify whether the carcinogenic effects were based on a thresholded mechanism. KEY WRDS: alpha,beta-unsaturated aliphatic aldehydes, flavouring substances, safety evaluation. The EFSA Journal (2009) N-877, 2-23

3 TABLE F CNTENTS Panel Members... 1 Summary... 1 Key words... 2 Background... 4 Terms of Reference... 5 Acknowledgements... 5 Assessment Presentation of the Substances in the Flavouring Group Evaluation Description Toxicity (Q)SAR Predictions Carcinogenicity Studies Genotoxicity Studies Conclusion on Genotoxicity and Carcinogenicity Conclusions... 9 Table 1: Specification Summary of the Substances in the Flavouring Group Evaluation 203(JECFA, 2003b; JECFA, 2008c) Table 2: Summary of Safety Evaluation Applying the Procedure (Based on Intakes Calculated by the MSDI Approach) (JECFA, 2004b; JECFA, 2008b) Table 3: (Q)SAR Predictions on Mutagenicity in Five Models for 12 Aldehydes from Subgroup Table 4: Carcinogenicity Studies Table 5: Genotoxicity (in vitro) Table 6: Genotoxicity (in vivo) References Abbreviations The EFSA Journal (2009) N-877, 3-23

4 BACKGRUND Regulation (EC) No 2232/96 of the European Parliament and the Council (EC, 1996) lays down a Procedure for the establishment of a list of flavouring substances, the use of which will be authorised to the exclusion of all other flavouring substances in the EU. In application of that Regulation, a Register of flavouring substances used in or on foodstuffs in the Member States was adopted by Commission Decision 1999/217/EC (EC, 1999a), as last amended by Commission Decision 2008/478/EC (EC, 2008). Each flavouring substance is attributed a FLAVIS-number (FLnumber) and all substances are divided into 34 chemical groups. Substances within a group should have some metabolic and biological behaviour in common. Substances which are listed in the Register are to be evaluated according to the evaluation programme laid down in Commission Regulation (EC) No 1565/2000 (EC, 2000a), which is broadly based on the pinion of the Scientific Committee on Food (SCF, 1999). For the submission of data by the manufacturer, deadlines have been established by Commission Regulation (EC) No 622/2002 (EC, 2002b). After the completion of the evaluation programme the community list of flavouring substances for use in or on foods in the EU shall be adopted (Article 5 (1) of Regulation (EC) No 2232/96) (EC, 1996). Flavouring Group Evaluation 19 (FGE.19) contains 360 flavouring substances from the EU Register being alpha,beta-unsaturated aldehydes or ketones and precursors which could give rise to such carbonyl substances via hydrolysis and/or oxidation (EFSA, 2008b). The alpha,beta-unsaturated aldehyde and ketone structures were considered by the Panel to be structural alerts for genotoxicity. The Panel noted that there were limited genotoxicity data on these flavouring substances but that positive genotoxicity studies were identified for some substances in the group. The alpha,beta-unsaturated carbonyls were subdivided into 28 subgroups on the basis of structural similarity (EFSA, 2008b). In an attempt to decide which of the substances could go through the Procedure, a (quantitative) structure-activity relationship ((Q)SAR) prediction of the genotoxicity of these substances was undertaken considering a number of models (DEREKfW, TPKAT, DTU- NFI MultiCASE Models and ISS Local Models (Gry et al., 2007)). The Panel noted that for most of these models internal and external validation has been performed, but considered that the outcome of these validations was not always extensive enough to appreciate the validity of the predictions of these models for these alpha,beta-unsaturated carbonyls. Therefore, the Panel considered it inappropriate to totally rely on (Q)SAR predictions at this point in time and decided not to take substances through the Procedure based on negative (Q)SAR predictions only. The Panel took note of the (Q)SAR predictions by using two ISS Local Models (Benigni & Netzeva, 2007a; Benigni & Netzeva, 2007b) and four DTU-NFI MultiCASE Models (Gry et al., 2007; Nikolov et al., 2007) and the fact that there are available data on genotoxicity, in vitro and in vivo, as well as data on carcinogenicity for several substances. The Panel decided that 11 subgroups (1.1.2, 1.1.3, 1.1.4, 2.4, 2.6, 2.7, 3.1, 3.3, 4.1, 4.2 and 4. (EFSA, 2008b) should be further examined to determine whether evaluation through the Procedure is feasible. Corresponding to The EFSA Journal (2009) N-877, 4-23

5 these 11 subgroups 11 Flavouring Group Evaluations (FGEs) were established (FGE.201, 202, 203, 210, 212, 213, 214, 216, 217, 218 and 220). If the Panel concludes for any substances in these 11 FGEs that they cannot be evaluated using the Procedure then it has to be decided if there is a safety concern for certain substances or if additional data are required in order to finalise the evaluation. If the Panel concludes that a genotoxic potential can be ruled out for the substances they will be merged with structurally related substances in other FGEs and evaluated using the Procedure. TERMS F REFERENCE European Food Safety Authority (EFSA) is requested to carry out a risk assessment on flavouring substances prior to their authorisation and inclusion in a community list according to Commission Regulation (EC) No 1565/2000 (EC, 2000a). ACKNWLEDGEMENTS European Food Safety Authority wishes to thank the members of the Working Groups on Flavourings for the preparation of this pinion: Ulla Beckman Sundh, Vibe Beltoft, Wilfried Bursch, Angelo Carere, Riccardo Crebelli, Karl-Heinz Engel, Henrik Frandsen, Jørn Gry, Rainer Gürtler, Frances Hill, Trine Husøy, John Christian Larsen, Catherine Leclercq, Pia Lund, Wim Mennes, Gerard Mulder, Karin Nørby, Gerard Pascal, Iona Pratt, Gerrit Speijers, Harriet Wallin. The EFSA Journal (2009) N-877, 5-23

6 ASSESSMENT 1. Presentation of the Substances in the Flavouring Group Evaluation Description The Flavouring Group Evaluation 203 (FGE.203) concerns 17 substances, which are listed in Table 1. The 17 substances correspond to subgroup of FGE.19 (EFSA, 2008b). Twelve of these substances are alpha,beta-unsaturated aldehydes with two or more conjugated double bonds with and without additional non-conjugated double bonds [FL-no: , , , , , , , , , , and ] and five are precursors for such aldehydes [FL-no: , , , and ]. A summary of their current evaluation status by the JECFA is given in Table 2 (JECFA, 2004b; JECFA, 2008b). The alpha,beta-unsaturated aldehyde and ketone structures are considered by the Panel to be structural alerts for genotoxicity (EFSA, 2008b). Accordingly, the available data on genotoxic or carcinogenic activity for the 12 aldehydes in FGE.203 [FL-no: , , , , , , , , , , and ], corresponding to 17 substances in FGE.203, will be considered in this FGE. The Panel has also taken into consideration the outcome of the predictions from five selected (Q)SAR models (Benigni & Netzeva, 2007a; Gry et al., 2007; Nikolov et al., 2007) on the 12 aldehydes [FL-no: , , , , , , , , , , and ]. The 12 aldehydes and their (Q)SAR predictions are shown in Table Toxicity 2.1. (Q)SAR Predictions In Table 3 the outcomes of the (Q)SAR predictions for possible genotoxic activity in five in vitro (Q)SAR models (ISS Local Model-Ames test, DTU-NFI MultiCASE-Ames test, -Chromosomal aberration test in Chinese hamster ovary cells (CH), -Chromosomal aberration test in Chinese hamster lung cells (CHL), and -Mouse lymphoma test) are presented. Nine out of 12 substances were predicted as positive by the ISS Local Model for the Ames test (TA100). By using the MultiCASE for the Ames test, one positive prediction (hexa- 2(trans),4(trans)-dienal [FL-no: ]), nine equivocal predictions, one negative prediction and one out of domain were obtained. All substances were predicted as out of domain by the MultiCASE model for the Mouse lymphoma test. All substances were predicted as negative by the MultiCASE model for the Chromosomal aberration test both in CH and CHL cells (See Table 3) Carcinogenicity Studies Groups of 50 male and 50 female F344/N rats were administered 2,4-hexadienal (89 % trans,transisomer, 11 % cis,trans-isomer) in corn oil by gavage at dose levels of 0 (controls), 22.5, 45, or 90 mg/kg body weight (bw) per day, five times per week for up to 105 weeks. The survival of the The EFSA Journal (2009) N-877, 6-23

7 dosed animals was not affected by the treatment. The mean body weights of the high-dose males were generally lower than that of the controls. The incidences of squamous cell papillomas of the forestomach occurred with a statistically significant positive trend in male and female rats (males: 0/50; 3/50; 10/50; 29/50; females: 0/50; 1/50; 5/50; 17/50). Squamous cell carcinomas were found in one male at 45 mg/kg bw per day and in two males at the highest dose group (males papillomas and carcinomas: 0/50; 3/50; 11/50; 29/50). Epithelial hyperplasia were statistically significantly increased in rats at all dose levels (males: 3/50; 19/50; 42/50; 50/50; females: 2/50; 16/50; 37/50; 41/50) (NTP, 2003f). Groups of 50 male and 50 female B6C3F 1 mice were administered 2,4-hexadienal in corn oil by gavage at dose levels of 0 (controls), 30, 60, or 120 mg/kg bw/day, five times per week for 105 weeks. The survival and the mean body weights of the dosed animals were not affected by the treatment. The incidences of squamous cell papillomas of the forestomach occurred with a statistically significant positive trend in male and female mice (males: 2/50; 4/50; 5/50; 8/50; females: 2/50; 2/50; 11/50; 13/50). Squamous cell carcinomas were found in males and females at the highest dose group (males carcinomas: 0/50; 1/50; 0/50; 2/50; males papillomas and carcinomas: 2/50; 4/50; 5/50; 10/50; females carcinomas: 0/50; 0/49; 0/50; 7/50; females papillomas and carcinomas: 2/50; 2/49; 11/50; 18/50). Epithelial hyperplasia occurred in mice of either sex at the highest dose level (males: 14/50; 7/50; 9/50; 26/50; females: 4/50; 8/49; 12/50; 31/50). Two males from the highest dose group had squamous cell carcinoma of the tongue (NTP, 2003f). Although not statistically significantly increased relative to the controls, this increase exceeded historical incidences in controls. Additional studies were performed by NTP (NTP, 2003f) in order to evaluate whether oral administration of 2,4-hexadienal to F344/N rats induces the formation of the lipid peroxidation product malondialdehyde in the forestomach and/or affects the defensive antioxidant glutathione system. Forestomach samples were collected from groups of 10 male and 10 female F344/N rats administered 0, 90, or 120 mg/kg 2,4-hexadienal in corn oil by gavage for 28 days to measure the concentrations of reduced glutathione (GSH), oxidized glutathione (GSSG), and malondialdehyde (MDA). The concentration of GSH increased significantly in males at 1 and 4 hours postdosing and in females at 4 and 24 hours postdosing. The concentration of GSSG increased significantly in males at all three timepoints and in females at 4 and 24 hours postdosing. The concentration of GSH + GSSG increased significantly in males at 4 hours postdosing and in females at 4 and 24 hours postdosing. There was a significant reduction of the GSH/GSSG ratio in males at 4 hours postdosing and no significant trend at other times. No statistically significant changes in the concentration of MDA were observed in the forestomach of male or female rats. The hypothesis that treatment with this dienal can result in an increase in the endogenous formation of acrolein and crotonaldehyde-derived cyclic DNA adducts in the target tissues was also investigated by NTP (NTP, 2003f): DNA adduct analysis was performed on samples of liver and forestomach tissue from male F344/N rats and forestomach tissue from B6C3F1 mice administered 0, 90 (rats only), or 120 (mice only) mg 2,4-hexadienal/kg body weight by gavage. Vehicle control male rats were treated for 118 days; all other rats and mice were treated for 90 days. Following 90 days of administration, there was no significant difference in the concentration of DNA adducts detected in liver samples of vehicle control and 90 mg/kg male rats. In rat forestomach samples, Acr-dG 3 concentrations appeared to be greater in the treated group than in The EFSA Journal (2009) N-877, 7-23

8 the vehicle control group, although the difference was not significant (P=0.079). While neither Cro-dG 1 nor Cro-dG 2 were detected in forestomach tissue from vehicle control rats, Cro-dG 2 was present in tissue from rats dosed with 90 mg/kg. These results suggest that treatment with 2,4- hexadienal may increase cyclic adduct formation in rat forestomach DNA via a lipid peroxidation pathway. In mouse forestomach tissue, no significant change in concentration of the Acr-dG 3 adduct was detected following 90 days of exposure to 120 mg/kg 2,4-hexadienal. Cro-dG adduct concentrations appeared to be greater in samples from the vehicle control group than in those from the 120 mg/kg group (P= for Cro-dG 1; P= for Cro-dG 2). verall, the authors of the NTP report concluded (NTP, 2003f): Under the conditions of these 2-year gavage studies, there was clear evidence of carcinogenic activity of 2,4-hexadienal in male and female F344/N rats and male and female B6C3F 1 mice based on increased incidences of squamous cell neoplasms of the forestomach. The occurrence of squamous cell carcinoma of the oral cavity (tongue) in male B6C3F 1 mice may have been related to the administration of 2,4-hexadienal. Hyperplasia of the forestomach in male and female rats and mice was associated with administration of 2,4-hexadienal. At its 61 st meeting the JECFA discussed the occurrence of forestomach effects in rodents: The occurrence of forestomach hyperplasia and squamous cell tumours in rodents is common in bioassay studies by the National Toxicology Program in which a high concentration of an irritating material in corn oil is delivered daily by gavage into the forestomach for 2 years. High concentrations of aldehydes (e.g. malonaldehyde, furfural, benzaldehyde and trans,trans-2,4- hexadienal (National Toxicology Program, 1988, 1990, 1993, 2001, respectively) and other irritating substances (e.g. dihydrocoumarin, coumarin (National Toxicology Program, 1990, 1992, respectively)) delivered in corn oil by gavage are consistently associated with these phenomena in the forestomach of rodents. Trans,trans-2,4-Hexadienal produced some positive results in short-term tests for genotoxicity in vitro, but was inactive in tests in vivo. Thus, although it may be genotoxic under some conditions, this is not believed to be the basis for its effects in the rodent forestomach. There was evidence of treatment-related injury to the forestomach epithelium and this is believed to be the primary cause of the neoplastic development. In the bioassays, development of hyperplasia in mice and rats receiving test substance by gavage in corn oil, and a low incidence of adenoma observed in mice reflect the sensitivity of the forestomach to irritation. The forestomach was the only site at which in increased incidence of neoplasia was observed in treated animals. The relevance of the development of forestomach tumours in rodents to potential carcinogenic targets in humans has been the subject of much investigation (Grice, 1988; Wester & Kroes, 1988; Clayson et al., 1990). An International Agency for Research on Cancer Working Group (IARC, 2003) concluded that in order to evaluate the relevance of the induction of forestomach tumours in rodents to cancer in humans, the exposure conditions used in these experiments have to be considered. The exposure conditions during oral administration are unusual (particularly if dosing is effected by gavage) in that physical effects may result in high local concentrations of test substances in the forestomach and prolonged exposure of the epithelial tissue. Agents that only produce tumours in the forestomach in rodents after prolonged treatment and via mechanisms that do not involve reaction with DNA may be of less relevance to humans, since human exposure to The EFSA Journal (2009) N-877, 8-23

9 such agents would need to surpass time-integrated dose thresholds in order to elicit the carcinogenic response. Therefore, the appearance of these lesions in the 2-year bioassay in rodents given trans,trans-2,4- hexadienal at a high concentration by gavage has no relevance to humans, given that the results are due to the irritating effect of high bolus doses of trans,trans-2,4-hexadienal delivered to the contact site (the forestomach) by gavage and not the effects of systemic concentrations in the whole animal. (JECFA, 2004b). Study validation and results are presented in Table Genotoxicity Studies In subgroup there are five in vitro studies and two in vivo studies on hexa-2(trans),4(trans)- dienal [FL-no: ] and two in vitro studies on nona-2,4-dienal [FL-no: ] available. Hexa-2(trans),4(trans)-dienal [FL-no: ] was found positive in three valid studies with S. typhimurium TA100 strain (Eder et al., 1992; NTP, 2003f) and TA104 strain (Marnett et al., 1985a). Two valid in vivo bone marrow micronucleus assays in mice and rats, which have been considered as inconclusive by NTP (NTP, 2003f), were considered weakly positive by the Panel. Negative results were reported in a 14-week mouse periferal blood micronucleus assay (NTP, 2003f), considered of limited relevance due to limitations in the experimental protocol. f limited relevance, due to several shortcomings of the studies, are considered the positive results of a SS chromotest in E. coli PQ37, the induction of DNA-strand breaks in mouse leukemia cells and the in vitro (nucleosides) induction of DNA adducts (Eder et al., 1993). Nona-2,4-dienal [FL-no: ] was found negative in a valid study with S. typhimurium TA104 strain (Marnett et al., 1985a). The negative results of a SS chromotest in E. coli PQ37, as well as the positive results in a test for DNA-strand breaks in mouse leukemia cells (Eder et al., 1993) were considered of limited relevance due to several shortcomings of these studies. Study validation and results are presented in Table 5 and Conclusion on Genotoxicity and Carcinogenicity The Panel concluded that 2,4-hexadienal [FL-no: ] increased the incidence of neoplasms in the forestomach of male and female rats and mice. In addition, squamous cell carcinoma of the tongue was observed in two mice of the high-dose group. Based on the data available, a nonthresholded genotoxic mechanism cannot be excluded. This conclusion also applies to the other substances of this FGE. 3. Conclusions Based on the available data on carcinogenicity and genotoxicity there is a safety concern for hexa- 2(trans),4(trans)-dienal [FL-no: ] since a non-threshold mechanism cannot be excluded. Therefore, the substances of this FGE cannot be evaluated through the Procedure. The Panel requests data which clarify whether the carcinogenic effects were based on a thresholded mechanism. The EFSA Journal (2009) N-877, 9-23

10 TABLE 1: SPECIFICATIN SUMMARY F THE SUBSTANCES IN THE FLAVURING GRUP EVALUATIN 203(JECFA, 2003B; JECFA, 2008C) Table 1: Specification Summary of the Substances in the Flavouring Group Evaluation 203 (JECFA, 2003b; JECFA, 2008c) FL-no JECFA-no EU Register name Structural formula FEMA no CoE no CAS no Deca-2,4-dien-1-ol Hepta-2,4-dien-1-ol Hexa-2,4-dien-1-ol Nona-2,4-dien-1-ol Hexa-2(trans),4(trans)-dienal H H H H Trideca-2(trans),4(cis),7(cis)-trienal Nona-2,4-dienal Phys.form Mol.formula Mol.weight C 10H C 7H Solid C 6H C 9H C 6H C 13H C 9H Solubility 1) Solubility in ethanol 2) Insoluble Soluble 1 ml in 1 ml Insoluble Soluble Insoluble Soluble Slightly soluble Soluble Insoluble Soluble Insoluble Soluble Boiling point, C 3) Melting point, C ID test Assay minimum 112 (13 hpa) IR NMR 92 % 80 (19 hpa) 95 % n.a IR NMR 98 % 85 (0.7 hpa) IR NMR 92 % 64 (20 hpa) MS 97 % 138 (0.4 hpa) NMR 71 % 97 (13 hpa) IR 89 % Refrac. Index Spec.gravity 5) n.a. n.a (20 ) The EFSA Journal (2009) N-877, 10-23

11 Table 1: Specification Summary of the Substances in the Flavouring Group Evaluation 203 (JECFA, 2003b; JECFA, 2008c) FL-no JECFA-no EU Register name Structural formula FEMA no CoE no CAS no Hepta-2,4-dienal Penta-2,4-dienal Undeca-2,4-dienal Dodeca-2,4-dienal Phys.form Mol.formula Mol.weight C 7H C 5H C 11H Solubility 1) Solubility in ethanol 2) Insoluble Soluble n.a. Soluble Insoluble Soluble Boiling point, C 3) Melting point, C ID test Assay minimum 84 (1 hpa) IR 92 % 60 (91 hpa) NMR 98 % 129 (17 hpa) NMR 99 % Refrac. Index Spec.gravity 5) cta-2(trans),4(trans)-dienal Deca-2(trans),4(trans)-dienal Deca-2,4,7-trienal Nona-2,4,6-trienal tr-2, tr-4-undecadienal C 8H C 10H C 10H C 9H C 11H Insoluble Soluble Insoluble Soluble Very slightly soluble Very soluble 1 ml in 1 ml Practically insoluble or insoluble 1 ml in 1 ml (10hPa) IR NMR 99 % 104 IR 89 % 233 n.a. IR NMR MS 98 % % 129 (1.73 hpa) NMR 99 % The EFSA Journal (2009) N-877, 11-23

12 Table 1: Specification Summary of the Substances in the Flavouring Group Evaluation 203 (JECFA, 2003b; JECFA, 2008c) FL-no JECFA-no EU Register name Structural formula FEMA no CoE no CAS no Hexa-2,4-dienyl acetate Phys.form Mol.formula Mol.weight C 10H Solubility 1) Solubility in ethanol 2) 1 ml in 1 ml Boiling point, C 3) Melting point, C ID test Assay minimum 80 (20 hpa) 95 % Refrac. Index Spec.gravity 5) ) Solubility in water, if not otherwise stated. 2) Solubility in 95% ethanol, if not otherwise stated. 3) At hpa, if not otherwise stated. At 20 C, if not otherwise stated. 5) At 25 C, if not otherwise stated. The EFSA Journal (2009) N-877, 12-23

13 TABLE 2: SUMMARY F SAFETY EVALUATIN APPLYING THE PRCEDURE (BASED N INTAKES CALCULATED BY THE MSDI APPRACH) (JECFA, 2004B; JECFA, 2008B) Table 2: Summary of Safety Evaluation Applying the Procedure (based on intakes calculated by the MSDI approach) (JECFA, 2004b; JECFA, 2008b) FL-no JECFA-no EU Register name Structural formula MSDI 1) (μg/capita/day) EU USA Deca-2,4-dien-1-ol Hexa-2,4-dien-1-ol Nona-2,4-dien-1-ol Hexa-2(trans),4(trans)-dienal Trideca-2(trans),4(cis),7(cis)-trienal H H H ND 26 ND 0.4 ND Class 2) Evaluation procedure path 3) utcome on the named compound [ or 5)] Nona-2,4-dienal Hepta-2,4-dienal Penta-2,4-dienal Undeca-2,4-dienal Dodeca-2,4-dienal cta-2(trans),4(trans)-dienal Deca-2(trans),4(trans)-dienal The EFSA Journal (2009) N-877, 13-23

14 Table 2: Summary of Safety Evaluation Applying the Procedure (based on intakes calculated by the MSDI approach) (JECFA, 2004b; JECFA, 2008b) FL-no JECFA-no EU Register name Structural formula MSDI 1) (μg/capita/day) EU USA Deca-2,4,7-trienal Hepta-2,4-dien-1-ol Nona-2,4,6-trienal Hexa-2,4-dienyl acetate H ND Class 2) Evaluation procedure path 3) B3: Intake below threshold, B4: Adequate NAEL exists B3: Intake below threshold, B4: Adequate NAEL exists B3: Intake below threshold, B4: Adequate NAEL exists B3: Intake below threshold, B4: Adequate NAEL exists utcome on the named compound [ or 5)] tr-2, tr-4-undecadienal 3.2 Not evaluated by the JECFA. 1) EU MSDI: Amount added to food as flavour in (kg / year) x 10E9 / (0.1 x population in Europe (= 375 x 10E6) x 0.6 x 365) = µg/capita/day. 2) Thresholds of concern: = 1800, I = 540, II = 90 µg/person/day. 3) Procedure path A substances can be predicted to be metabolised to innocuous products. Procedure path B substances cannot. No safety concern based on intake calculated by the MSDI approach of the named compound. 5) Data must be available on the substance or closely related substances to perform a safety evaluation. The EFSA Journal (2009) N-877, 14-23

15 TABLE 3: (Q)SAR PREDICTINS N MUTAGENICITY IN FIVE MDELS FR 12 ALDEHYDES FRM SUBGRUP FL-no JECFA-no Subgroup EU Register name Structural formula FEMA no CoE no CAS no Penta-2,4-dienal Hexa-2(trans),4(trans)-dienal Hepta-2,4-dienal cta-2(trans),4(trans)-dienal Nona-2,4-dienal Nona-2,4,6-trienal Deca-2(trans),4(trans)-dienal Deca-2,4,7-trienal Undeca-2,4-dienal tr-2, tr-4-undecadienal ? Dodeca-2,4-dienal ISS Local Model Ames Test TA100 MultiCASE Ames test MultiCASE Mouse lymphoma test MultiCASE Chromaosmal aberration test in CH MultiCASE Chromaosmal aberration test in CHL PS D D NEG NEG PS PS D NEG NEG PS EQU D NEG NEG PS EQU D NEG NEG PS EQU D NEG NEG NEG EQU D NEG NEG PS NEG D NEG NEG NEG EQU D NEG NEG PS EQU D NEG NEG PS EQU D NEG NEG PS EQU D NEG NEG The EFSA Journal (2009) N-877, 15-23

16 FL-no JECFA-no Subgroup EU Register name Structural formula FEMA no CoE no CAS no Trideca-2(trans),4(cis),7(cis)-trienal ISS Local Model Ames Test TA100 Column 2: Structure group 1.1.3: Aliphatic acyclic alpha,beta-unsaturated 3-alkylated aldehydes. Column 6: Local model on aldehydes and ketones, Ames TA100 (NEG: Negative; PS: Positive; D: ut of domain). Column 7: MultiCASE Ames test (D: ut of domain; PS: Positive; NEG: Negative; EQU: Equivocal). Column 8: MultiCASE Mouse lymphoma test (D: ut of domain; PS: Positive; NEG: Negative; EQU: Equivocal). Column 9: MultiCASE Chromosomal aberration in CH (D: ut of domain; PS: Positive; NEG: Negative; EQU: Equivocal). Column 10: MultiCASE Chromosomal aberration in CHL (D: ut of domain; PS: Positive; NEG: Negative; EQU: Equivocal). MultiCASE Ames test MultiCASE Mouse lymphoma test MultiCASE Chromaosmal aberration test in CH MultiCASE Chromaosmal aberration test in CHL NEG EQU D NEG NEG D, out of applicability domain: not matching the range of conditions where a reliable prediction can be obtained in this model. These conditions may be physicochemical, structural, biological, etc. The EFSA Journal (2009) N-877, 16-23

17 TABLE 4: CARCINGENICITY STUDIES Table 4: Carcinogenicity Studies Chemical Name [FL-no] Hexa-2(trans),4(trans)-dienal [05.057] Species; Sex No./Group Rats; Male, Female 50/sex/group Route Dose levels Duration Results Reference Comments a Gavage in corn oil 0 (controls), 22.5, 45, or 90 mg/kg bw/day, five times per week 105 weeks Males: Positive trend in increased squamous cell papillomas of the forestomach. 1 squamous cell carcinoma of the forestomach was seen in the mid-dose group and 2 in the high-dose group Females: Positive trend in increased squamous cell papillomas of the forestomach No carcinomas were seen (NTP, 2003f) Valid study. Males: The carcinomas of the forestomach were preceeded by epithelial hyperplasia and papillomas. Females: Squamous cell papillomas and epithelial hyperplasia was increased at the two highest doses. Mice; Male, Female 50/sex/group Gavage in corn oil 0 (controls), 30, 60, or 120 mg/kg bw/day, five times per week 105 weeks Males and females: Increased incidences of squamous cell papillomas and carcinomas of the forestomach in the highdose groups (NTP, 2003f) Valid study. The carcinomas of the forestomach were preceeded by epithelial hyperplasia and squamous cell papillomas. a: Validity of carcinogenicity studies: Valid. Limited validity (e.g. if certain aspects are not in accordance with ECD guidelines or current standards and / or limited documentation). Insufficient validity (e.g. if main aspects are not in accordance with any recognised guidelines (e.g. ECD) or current standards and/or inappropriate test system). Validity cannot be evaluated (e.g. insufficient documentation, short abstract only, too little experimental details provided). The EFSA Journal (2009) N-877, 17-23

18 TABLE 5: GENTXICITY (IN VITR) Table 5: GENTXICITY (in vitro) Chemical Name [FL-no] Test System Test bject Concentration Reported Reference Comments f Result Hexa-2(trans),4(trans)-dienal [05.057] Reverse mutation S. typhimurium TA98, TA100, TA1535, and TA mmol/plate (288 µg/plate) Negative a,b (Florin et al., 1980) Insufficient validity (spot test, not according to ECD guideline, methods and results insufficiently reported). Reverse mutation S. typhimurium TA104 <1 µmol/plate (96 µg/plate) Positive c (Marnett et al., 1985a) Valid. Published non-glp study carried out only in the absence of S9; for the purpose of the study the result is considered valid. Reverse mutation S. typhimurium TA102 Not reported Negative c (Marnett et al., 1985a) Limited validity. The result is reported without details. Reverse mutation S. typhimurium TA µl/plate Positive c (Eder et al., 1992) Valid. ( µg/plate) Reverse mutation S. typhimurium TA1535, TA µg/plate Negative d (NTP, 2003f) Valid. With metabolic activation in two testing centers. Reverse mutation S. typhimurium TA µg/plate Negative c (NTP, 2003f) Valid. Without metabolic activation in two testing centers. Reverse mutation S. typhimurium TA µg/plate Negative c (NTP, 2003f) Valid. Without metabolic activation in two testing centers. Reverse mutation S. typhimurium TA µg/plate Positive c (NTP, 2003f) Valid. Without metabolic activation, Positive in one of two testing centres. Reverse mutation S. typhimurium TA µg/plate Positive d (NTP, 2003f) Valid. With metabolic activation in two testing centers. SS chromotest E. coli PQ37 and PQ243 <590 nmol Negative (Eder et al., 1992) Limited validity (only without S9). Nona-2,4-dienal [05.071] SS chromotest E. coli PQ37 Not reported Positive (Eder et al., 1993) Limited validity (results poorly reported, concentrations and bacteriotoxicity not reported). DNA strand breaks L1210 mouse leukaemia cells 20 µmol/ml (1 923 µg/ml) 300, 500 µmol/ml (28 839, µg/ml) Negative Positive (Eder et al., 1993) Limited validity (results poorly reported). DNA adducts Nucleosides 100 mmol/l Positive (Eder et al., 1993) Validity cannot be evaluated (result poorly reported). Reverse mutation S. typhimurium TA104 <0.4 µmol/plate Negative c (Marnett et al., 1985a) Valid. Published non-glp study, considered (<55 µg/plate) valid. Reverse mutation S. typhimurium TA102 Not reported Negative c (Marnett et al., 1985a) Limited validity. SS chromotest E. coli PQ37 Not reported Negative (Eder et al., 1993) Limited validity. The EFSA Journal (2009) N-877, 18-23

19 Table 5: GENTXICITY (in vitro) Chemical Name [FL-no] Test System Test bject Concentration Reported Result Nona-2,4-dienal [ (cont.) DNA strand breaks L1210 mouse leukaemia cells 400 µmol/ml ( µg/ml) 500 µmol/ml ( µg/ml) Negative e a: Spot test method. b: With and without metabolic activation. c: Without metabolic activation. d: With metabolic activation. e: Results demonstrated in the presence of cytotoxicity. f: Validity of genotoxicity studies: Valid. Limited validity (e.g. if certain aspects are not in accordance with ECD guidelines or current standards and / or limited documentation). Insufficient validity (e.g. if main aspects are not in accordance with any recognised guidelines (e.g. ECD) or current standards and/or inappropriate test system). Validity cannot be evaluated (e.g. insufficient documentation, short abstract only, too little experimental details provided). Positive Reference (Eder et al., 1993) Comments f Limited validity. The EFSA Journal (2009) N-877, 19-23

20 TABLE 6: GENTXICITY (IN VIV) Table 6: GENTXICITY (in vivo) Chemical Name [FL-no] Test System Test bject Route Dose Result Reference Comments a Hexa-2(trans),4(trans)-dienal [05.057] Micronucleus formation Mouse bone marrow Administered three times by intraperitoneal injection at 24-h intervals 40, 80, 120, or 160 mg/kg Inconclusive (NTP, 2003f) Valid. Administered three times 24-h intervals. Bone marrow studied at 24 hrs after the last dosing. A very weak positive response was observed at the highest dose level in conjunction with a slight decrease in PCE/NCE ratio. Technically the study is not flawed. The test was not repeated. Despite the presence of a significant positive trend, NTP decided that the study was inconclusive. Micronucleus formation Mouse Administered by gavage for 14 weeks Micronucleus formation Rat bone marrow Administered as a single intraperitoneal injection a: Validity of genotoxicity studies: Valid. Limited validity (e.g. if certain aspects are not in accordance with ECD guidelines or current standards and / or limited documentation). Insufficient validity (e.g. if main aspects are not in accordance with any recognised guidelines (e.g. ECD) or current standards and/or inappropriate test system). Validity cannot be evaluated (e.g. insufficient documentation, short abstract only, too little experimental details provided). 7.5, 15, 30, 60, or 120 mg/kg Negative (NTP, 2003f) Limited validity. Administered by gavage for 14 weeks. No increase in MN-NCEs was observed. PCE/NCE ratios were not affected either. The study is of limited validity, due to shortcomings in the experimental protocol (no-standard assay). 50, 100, 150, or 200 mg/kg Inconclusive (NTP, 2003f) Valid. Administered once. Bone marrow studied at 24 hrs post dosing. A very weak non-significant positive response was observed at the highest dose level but no decrease in PCE/NCE ratio. Technically the study is not flawed. The test was not repeated. Despite the presence of a significant positive trend, NTP decided that the study was inconclusive. The EFSA Journal (2009) N-877, 20-23

21 REFERENCES Benigni, R., Netzeva, T., 2007a. Report on a QSAR model for prediction of genotoxicity of alpha,beta-unsaturated aldehydes in S. typhimurium TA 100 and its application for predictions on alpha,beta-unsaturated aldehydes in Flavouring Group Evaluation 19 (FGE.19). Unpublished report submitted by FLAVIS Secretariat to EFSA. Benigni, R., Netzeva, T., 2007b. Report on a QSAR model for prediction of genotoxicity of alpha,beta-unsaturated ketones in S. typhimurium TA 100 and its application for predictions on alpha,beta-unsaturated aldehydes in Flavouring Group Evaluation 19 (FGE.19). Unpublished report submitted by FLAVIS Secretariat to EFSA. EC, Regulation No 2232/96 of the European Parliament and of the Council of 28 ctober fficial Journal of the European Communities , L 299, 1-4. EC, 1999a. Commission Decision 1999/217/EC of 23 February 1999 adopting a register of flavouring substances used in or on foodstuffs. fficial Journal of the European Communities , L 84, EC, 2000a. Commission Regulation No 1565/2000 of 18 July 2000 laying down the measures necessary for the adoption of an evaluation programme in application of Regulation (EC) No 2232/96. fficial Journal of the European Communities , L 180, EC, 2002b. Commission Regulation No 622/2002 of 11 April 2002 establishing deadlines for the submission of information for the evaluation of chemically defined flavouring substances used in or on foodstuffs. fficial Journal of the European Communities , L 95, EC, 2008a. Commission Decision 2008/478/EC of 17 June 2008 amending Decision 1999/217/EC as regards the register of flavouring substances used in or on foodstuffs. fficial Journal of the European Union , L 163, 42. Eder, E., Deininger, C., Neudecker, T., Deininger, D., Mutagenicity of beta-alkyl substituted acrolein congeners in the salmonella typhimurium strain TA100 and genotoxicity testing in the SS chromotest. Environ. Mol. Mutag. 19, Eder, E., Scheckenbach, S., Deininger, C., Hoffman, C., The possible role of alpha,beta-unsaturated carbonyl compounds in mutagenesis and carcinogenesis. Toxicol. Lett. 67, EFSA, 2008b. Minutes of the 26 th Plenary meeting of the Scientific Panel on Food Additives, Flavourings, Processing Aids and Materials in Contact with Food, Held in Parma on November Parma, 7 January [nline]. Available: Florin, I., Rutberg, L., Curvall, M., Enzell, C.R., Screening of tobacco smoke constituents for mutagenicity using the Ames' test. Toxicology 18, Gry, J., Beltoft, V., Benigni, R., Binderup, M.-L., Carere, A., Engel, K.-H., Gürtler, R., Jensen, G.E., Hulzebos, E., Larsen, J.C., Mennes, W., Netzeva, T., Niemelä, J., Nikolov, N., Nørby, K.K., Wedebye, E.B., Description and validation of QSAR genotoxicity models for use in evaluation of flavouring substances in Flavouring Group Evaluation 19 (FGE.19) on 360 alpha,beta-unsaturated aldehydes and ketones and precursors for these. Unpublished report submitted by FLAVIS Secretariat to EFSA. JECFA, 2003b. Compendium of food additive specifications. Addendum 11. Joint FA/WH Expert Commitee of Food Additives 61st session. Rome, June FA Food and Nutrition paper 52 Add. 11. JECFA, 2004b. Safety evaluation of certain food additives and contaminants. Sixty-first meeting of the Joint FA/WH Expert Committee on Food Additives, WH Food Additives Series: 52. IPCS, WH, Geneva. JECFA, 2008b. Safety evaluation of certain food additives and contaminants. Sixty-eight meeting of the Joint FA/WH Expert Committee on Food Additives, WH Food Additives Series: 59. IPCS, WH, Geneva (May 2008) JECFA, 2008c. JECFA nline Edition "Specification for Flavourings" (May, 2008) Marnett, L.J., Hurd, H.K., Hollstein, M.C., Levin, D.E., Esterbauer, H., Ames, B.N., 1985a. Naturally-occurring carbonyl compounds are mutagens in Salmonella tester strain TA104. Mutat. Res. 148, Nikolov, N., Jensen, G.E., Wedebye, E.B., Niemelä, J., Report on QSAR predictions of 222 alpha,beta-unsaturated aldehydes and ketones from Flavouring Group Evaluation 19 (FGE.19) on 360 alpha,beta-unsaturated aldehydes and ketones and precursors for these. Unpublished report submitted by FLAVIS Secretariat to EFSA. NTP, 2003f. Toxicology and carcinogenesis studies of 2,4-hexadienal in F344/N rats and B6C3F1 mice (gavage studies). NTP TRS (April 2008) The EFSA Journal (2009) N-877, 21-23

22 SCF, pinion on a programme for the evaluation of flavouring substances (expressed on 2 December 1999). Scientific Committee on Food. SCF/CS/FLAV/TASK/11 Final 6/12/1999. Annex I the minutes of the 119 th Plenary meeting. European Commission, Health & Consumer Protection Directorate-General. The EFSA Journal (2009) N-877, 22-23

23 ABBREVIATINS CAS CHL CH CoE DNA DTU-NFI EC EFSA EU FA FEMA FGE FL GLP GSH GSSG IARC ID IR ISS JECFA MDA MS MSDI NMR No NAEL NTP ECD (Q)SAR SCF WH Chemical Abstract Service Chinese hamster lung cell(s) Chinese hamster ovary cell(s) Council of Europe Deoxyribonucleic acid Danish Technical University National Food Institute European Commission The European Food Safety Authority European Union Food and Agriculture rganization of the United Nations Flavor and Extract Manufacturers Association Flavouring Group Evaluation Flavis Good Laboratory Practise Glutathione xidised glutathione International Agency for Research on Cancer Identity Infrared spectroscopy Istituto Superiore di Sanita The Joint FA/WH Expert Committee on Food Additives Malondialdehyde Mass spectrometry Maximum Survey-derived Daily Intake Nuclear magnetic resonance number No observed adverse effect level National Toxicology Programme rganisation for Economic Co-operation and Development (Quantitative) structure-activity relationship Scientific Committee on Food World Health rganisation The EFSA Journal (2009) N-877, 23-23