Invasive zygomycosis in neonates and children

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1 REVIEW /j x Invasive zygomycosis in neonates and children E. Roilides 1,2, T. E. Zaoutis 3 5 and T. J. Walsh 2 1) 3rd Department of Paediatrics, Aristotle University, Thessaloniki, Greece, 2) Pediatric Oncology Branch, National Cancer Institute, Bethesda, MD, 3) Department of Pediatrics, University of Pennsylvania School of Medicine, 4) Center for Clinical Epidemiology and Biostatistics, University of Pennsylvania School of Medicine and 5) Division of Infectious Diseases, Children s Hospital of Philadelphia, Philadelphia, PA, USA Abstract Invasive zygomycosis in neonates and children has both similarities to and differences from that in adults. We searched PubMed and individual references for English-language reports of single cases or case series of neonatal (<1 month) and paediatric ( 18 years) zygomycosis and compared the results with published results in adults. Cases were included if they fulfilled pre-specified criteria. A total of 59 cases of neonatal zygomycosis were reported to July 2007; 157 paediatric cases were published up to 2004 and an additional 30 paediatric cases were reported more recently. Prematurity was a major underlying factor among neonatal cases. The most common manifestations of zygomycosis were gastrointestinal (54%) and cutaneous (36%). This pattern differs from the sinopulmonary and rhinocerebral patterns typical in older children and adults. Overall mortality was 64% in neonates, 56% in children and 53% in adults. A tendency for dissemination was higher in neonates than adults. Dissemination and young age (<1 year) were independent risk factors for death in children. Most patients who survived received antifungal therapy. Surgery combined with antifungal therapy was a protective factor against death. Most neonates and children who survived had received an amphotericin B formulation. Zygomycosis is a life-threatening infection in children and neonates with differing patterns of involvement in individuals of different ages. The most common management strategy in survivors involved a combination of amphotericin B and surgery. Keywords: Cutaneus zygomycosis, gastrointestinal zygomycosis, Mucormycosis, Rhizopus spp. Clin Microbiol Infect 2009; 15 (Suppl. 5): Corresponding author and reprint requests: E. Roilides, 3rd Department of Paediatrics, Aristotle University School of Medicine, Hippokration Hospital, Konstantinoupoleos 49, GR Thessaloniki, Greece roilides@med.auth.gr Introduction Zygomycosis is an invasive fungal infection associated with very high mortality rates [1]. It refers to a group of uncommon, but frequently fatal, mycoses caused by fungi of the class Zygomycetes, predominately of the genus Rhizopus. Zygomycosis has emerged as an increasingly important fungal infection during the past decade in haematopoietic stem cell transplant recipients and patients with haematological malignancies. Other adult populations at risk of zygomycosis include patients with diabetes mellitus, surgical patients, those with burns or trauma, and patients undergoing deferoxamine therapy. In children, zygomycosis may occur in settings similar to those seen in adults. However, zygomycosis also occurs in certain distinct groups of paediatric subjects, such as high-risk newborns, patients with type 1 diabetes mellitus, particularly those with uncontrolled ketoacidosis, and subjects with congenital metabolic aciduria [1,2]. In the era of broad-spectrum antifungal azoles, an increase in the numbers of cases of invasive zygomycosis seen in some centres has coincided with an increase in voriconazole use in these centres [3]. In this article, we review published data on invasive zygomycosis in neonates and older paediatric patients and compare these data with those from adults. Zygomycosis in Children Unlike other filamentous fungal pathogens that target predominately immunocompromised hosts, Zygomycetes infect a broader and more heterogenous population. Recently, we reviewed the English-language literature for all cases of paediatric zygomycosis published up to 2004 [4]. In this review [4], we sought to understand the epidemiology, risk factors and outcomes of zygomycosis in children. To achieve this, we searched PubMed for English-language publications of paediatric (0 18 years) zygomycosis cases Journal Compilation ª2009 European Society of Clinical Microbiology and Infectious Diseases

2 CMI Roilides et al. Zygomycosis in paediatric patients 51 published as single case reports or case series. Individual references were reviewed for additional cases. The data were analysed by logistic regression analysis. A total of 157 cases (64% male) were identified in the review, with a median age of 5 years (interquartile range (IQR) 0.16, 13); 124 cases referred to patients aged >1 month [4]. After 2004, when this analysis concluded, a further 30 new cases of zygomycosis in patients aged 18 years were published in PubMed until August In a European Confederation of Medical Mycology prospective study of zygomycosis in Europe conducted from 2005 to 2007, of a total of 212 zygomycosis patients enrolled, 16 (7.5%) of whom were paediatric patients (<18 years) [5]. In our analysis, we found that, in addition to previously recognized risk factors for zygomycosis, such as neutropenia (18%), malignancy (16%), bone marrow transplantation (6%), diabetes mellitus (15%) and ketoacidosis (10%), prematurity was a common co-morbid condition, found in 17% of children with zygomycosis. There was also a relatively large (14%) proportion of patients with no apparent immunocompromising condition; however, the assessment of these patients for defects in innate host defence was highly variable. The most common patterns of zygomycosis were cutaneous (27%), gastrointestinal (21%), rhinocerebral (18%) and pulmonary (16%). Disseminated infection and young age (<12 months) were independent risk factors for increased mortality compared with localized disease and older age, respectively. This trend may reflect the high incidence of prematurity among paediatric patients, other host differences that make zygomycosis more fatal in these patients, or other age-dependent differences, such as difficulties in diagnosis or management or differential reporting of zygomycosis in paediatric and adult patients. Invasive zygomycosis has not been recognized in patients with chronic granulomatous disease or other primary immunodeficiencies as frequently as invasive aspergillosis [6]. Although there is no plausible explanation for this, it may be that either reporting varies or risks other than phagocytic impairment are more important for the development of invasive zygomycosis than for aspergillosis. Zygomycosis in Neonates Because prematurity is a significant risk factor for invasive zygomycosis among the entire paediatric patient population, we conducted a similar but more detailed analysis of neonates with zygomycosis. We also searched PubMed for English-language publications of neonatal (0 1 month) zygomycosis cases published up to July 2007 as single case reports or case series [7]. Individual references were reviewed for additional cases. A total of 59 cases were found to have occurred at a median age of 12 days (IQR 8, 18 days). Most of the neonates had been born prematurely (73.8%), making prematurity a distinctive underlying risk factor for the development of zygomycosis, independent of the well-known classical risk factors such as diabetes mellitus and haematological malignancies. The patients median gestational age was 28 weeks (IQR 25, 39 weeks) and their median birth weight was 1131 g (IQR 745, 1895 g). The most common patterns of zygomycosis in neonates were gastrointestinal (51.0%) and cutaneous (35.6%) disease. These two patterns of zygomycosis appear to occur more often in neonates compared with older patients. Mortality is high, especially for gastrointestinal infection. There are a number of differences in invasive zygomycosis in neonates compared with older children and adults (Table 1). Gastrointestinal zygomycosis is more commonly encountered in neonates than in paediatric patients and adults (32/ 59 (54%) of neonates compared with 17/124 (14%) of paediatric patients aged >1 month and 33/772 (4%) of all patients aged >18 years) [1,4]. Gastrointestinal disease can present as necrotizing enterocolitis and is followed by extremely high mortality (78%). It is often not diagnosed until immediately before or after the death of the neonate, which may perhaps occur as a result of the delay in diagnosis and the underlying immunodeficiency of these babies [8]. Cutaneous disease can either remain localized or extend through the subdermal tissues, as well as disseminate to contiguous or remote tissues of the body. Outbreaks of zygomycosis have been caused by the use of contaminated TABLE 1. Differences in invasive zygomycosis among neonates, older children and adults Characteristic Age 0 1 month 1 month to 18 years (n = 59) a, n (%) (n = 124) b, n (%) >18 years (n = 772) c, n (%) Common risk factors Prematurity Diabetes, malignancy Diabetes, malignancy, deferoxamine Mortality 38 (64) 70 (56) 408 (53) Pattern Gastrointestinal 32 (54) 17 (14) 33 (4) Cutaneous 21 (36) 29 (23) 147 (19) Dissemination 33 (56) 16 (13) 164 (21) a Roilides et al., unpublished data (2004) [7]. b Extracted from Zaoutis et al. (2007) [4]. c Extracted from Roden et al. (2005) [1].

3 52 Clinical Microbiology and Infection, Volume 15, Supplement 5, October 2009 CMI wooden tongue depressors or venipunctures through contaminated and inflamed skin [9,10]. Most of the cases of gastrointestinal disease were observed in premature babies and some occurred in association with progressive necrotizing skin lesions [11], with some even mimicking the presentation of necrotizing enterocolitis, but without the pathognomonic sign of pneumatosis intestinalis. Furthermore, although only the small bowel was involved in cases of necrotizing enterocolitis [12,13], a more extensive involvement of the gastrointestinal tract, from the oesophagus to the large bowel, was often observed in premature neonates with gastrointestinal zygomycosis. The trend for dissemination to remote organs and indeed to the whole body, appears to be higher in neonates than in older children and adults (33/59 (56%) cases in neonates compared with 16/124 (13%) cases in paediatric patients aged >1 month and 164/772 (21%) cases in patients aged >18 years) [1,4]. Thus, early diagnosis and a concerted attempt to treat neonates with this devastating disease are very important. Because the data for systematic reviews on zygomycosis largely consist of case reports or small series of cases, the results of these literature analyses may be biased. They do, however, summarize experience of a rare disease for which no large studies are expected to be published and should help to improve understanding of this life-threatening infection. Diagnostic Approaches and Findings Diagnostic approaches for invasive zygomycosis in neonates and children are very limited. There are no typical radiological signs; there are no biochemical indices, such as galactomannan or glucan, and the detection of genetic material through polymerase chain reaction (PCR) is seldom available outside reference laboratories. Thus, heightened suspicion and an effort to obtain a biopsy early in the course of the disease, or resection of the lesion, is very important. Of the paediatric patients identified in our earlier review [4], 81 (52%) were diagnosed by histopathology only and 74 (47%) by histology and culture. Among 77 culture-confirmed cases in paediatric patients, Rhizopus spp. (44%) and Mucor spp. (15%) were most commonly identified. Of the neonates, 33 (56%) were diagnosed by histopathology only and 26 (44%) by histopathology and culture [7]. In the 43 patients in whom an isolate was identified to genus level, Mucor spp. was most commonly identified (18 patients), followed by Rhizopus spp. (15 patients). Among 16 isolates for which species identification was reported, six were identified as Rhizopus microsporus, five as Rhizopus oryzae and five as Absidia corymbifera (renamed as Microcladus corymbiferus). Therapy and Outcome of Invasive Zygomycosis in Children and Neonates The mortality of neonates with zygomycosis was 38/59 (64%), compared with 70/124 (56%) in children aged >1 month to 18 years [4] and 408/772 (53%) in adults aged >18 years [1]. In a previous analysis of all paediatric cases published up to 2003, including those concerning neonates, disseminated infection and young age (<12 months) were found to be independent risk factors for increased mortality compared with localized disease and older age, respectively [4]. This trend may reflect the high incidence of prematurity among paediatric patients, other host differences that make zygomycosis more likely to be fatal in these patients, or other age-dependent differences such as difficulties in diagnosis or management, or differential reporting of zygomycosis in paediatric and adult patients. Therapeutic approaches for zygomycosis in neonates and children are similar to those in adults [14]. Children and neonates who were diagnosed early and who received antifungal therapy promptly had a mortality rate of 36%, compared with 88% among those who did not receive antifungal therapy (p <0.0001). Cerebral, gastrointestinal, disseminated and cutaneous zygomycosis were associated with mortality rates of 100%, 100%, 88% and 0%, respectively. Independent risk factors for death were disseminated infection (odds ratio (OR) 7.18; 95% confidence interval (CI) ) and age <1 year (OR 3.85; 95% CI ). Of 81 paediatric patients who were given antifungal therapy, 73% received an amphotericin B (AmB) formulation only [4]. The remaining patients received mostly AmB in combination with other antifungal agents. Ninety-two (59%) patients underwent surgery. Among antifungal agents, AmB and particularly its lipid formulations were mostly administered to patients who survived. Surgery appeared to improve the outcome except in the case of gastrointestinal zygomycosis. The role of surgery in cases in which it can be applied is definitive in combination with antifungal agents. Antifungal therapy, and particularly surgery, significantly improved the outcome of children with zygomycosis, reducing risk of death by 92% (OR 0.07; 95% CI ) and 84% (OR 0.16; 95% CI ), respectively. Other therapeutic modalities such as hyperbaric oxygen [15], cytokine administration and granulocyte transfusion in profoundly neutropenic patients are considered as adjunctive therapy without evidence-based clinical effect.

4 CMI Roilides et al. Zygomycosis in paediatric patients 53 Amphotericin B continues to represent the mainstay of medical treatment for invasive zygomycosis in childhood. Deoxycholate AmB appears to be well tolerated without significant nephrotoxicity in most neonates [16,17]. The lipid formulations of AmB were introduced for clinical care in the mid-1990s. The optimal dose of liposomal AmB for zygomycosis has not been established, but it is considered to be >5 mg/kg daily. Among the newer antifungal agents with activity against filamentous fungi (e.g. voriconazole, posaconazole and the echinocandins), posaconazole, a recently approved, orally available broad-spectrum triazole, seems to have greater activity against Zygomycetes [18]. However, the pharmacokinetics and clinical efficacy of posaconazole are largely unknown in paediatric patients [19]. Two recent studies have shown overall success rates of 60 70% with posaconazole as salvage therapy for zygomycosis [20, 21]. Salvage treatment with posaconazole resulted in successful outcomes in five of 11 paediatric patients (aged 8 17 years), an effect which appears similar to that in the adult population [22]. A larger number of paediatric patients have received the compound within the manufacturer s compassionate use programme, with few differences in safety compared with adult patients [19]. A paediatric programme has been initiated to define doses, safety and tolerance in paediatric patients beyond the neonatal period. These overall encouraging data suggest that posaconazole may represent an advance in antifungal therapy for patients with zygomycosis [20, 22, 23]. Half the neonates identified did not receive any type of antifungal treatment. Of the 28 neonates who received antifungal treatment, 27 received an AmB preparation. Mortality was lower among patients who received an AmB formulation than among neonates who received no antifungal therapy (p <0.05). Twenty (33.9%) neonates underwent surgery combined with antifungal treatment. With the exception of two cutaneous cases, both of whom were cured, all other patterns of zygomycosis carried a mortality rate >80%. From this detailed analysis, we concluded that zygomycosis is a very serious infection in neonates, with high mortality, and that AmB formulations significantly improve outcome. Although neonates with cutaneous and gastrointestinal zygomycosis were similarly managed with surgical resection, gastrointestinal infection still carried a worse postoperative prognosis. By contrast with surgery in cutaneous zygomycosis, surgery did not appear to increase survival among patients with gastrointestinal zygomycosis. Exploratory laparotomy and bowel resection were performed in 18 patients, of whom 11 (61%) died. Despite resection of the infected bowel, the histopathological diagnosis of zygomycosis was considerably delayed postoperatively. An increased awareness of this pattern of zygomycosis among neonatologists is needed to facilitate timely diagnosis and management. In virtually all cases, the preoperative diagnosis was necrotizing enterocolitis. Gastrointestinal zygomycosis should be considered as a cause of disease in infants who present with signs of necrotizing enterocolitis. Conclusions The recent study and our earlier review [4, 7] show that zygomycosis is increasingly reported in the literature and must be considered in ill neonates and children with risk factors for zygomycosis. Awareness of the likelihood of invasive zygomycosis in high-risk paediatric patients such as premature neonates, children with haematological malignancies or diabetes and early suspicion are the cornerstones for early diagnosis and potential successful treatment. As in adults, antifungal therapy with AmB combined with resection of the infected tissues holds the greatest possibility for cure. Posaconazole has activity against Zygomycetes, but it is unclear whether it can successfully treat invasive zygomycosis and its pharmacokinetics in infancy and early childhood are unknown. Neonatal zygomycosis has a high mortality and strong propensity to disseminate; early diagnosis and AmB formulations combined with surgery may improve an otherwise dismal outcome. Transparency Declaration The authors declare no conflicts of interest. References 1. Roden MM, Zaoutis TE, Buchanan WL et al. Epidemiology and outcome of zygomycosis: a review of 929 reported cases. Clin Infect Dis 2005; 41: Almyroudis NG, Sutton DA, Linden P, Rinaldi MG, Fung J, Kusne S. Zygomycosis in solid organ transplant recipients in a tertiary transplant centre and review of the literature. Am J Transplant 2006; 6: Kontoyiannis DP, Lionakis MS, Lewis RE et al. Zygomycosis in a tertiary care cancer centre in the era of Aspergillus-active antifungal therapy: a case-control observational study of 27 recent cases. J Infect Dis 2005; 191: Zaoutis TE, Roilides E, Chiou CC et al. Zygomycosis in children: a systematic review and analysis of reported cases. Pediatr Infect Dis J 2007; 26: Petrikkon GL, Skiiada A, Pagano L et al. Zygomycosis in Europe: a prospective, epidemiologic study (abstr. M-1845). 48th Interscience conference on Antimicrobial Agents and chemotherapy. Washington DC, 2008.

5 54 Clinical Microbiology and Infection, Volume 15, Supplement 5, October 2009 CMI 6. Antachopoulos C, Walsh TJ, Roilides E. Fungal infections in primary immunodeficiencies. Eur J Pediatr 2007; 166: Roilides E, Zaoutis TE, Katragkou A, Benjamin DK, Walsh TJ. Zygomycosis in neonates: an uncommon but life threatening infection. Am J Perinatol 2009; epub ahead of print. 8. Levy O. Innate immunity of the newborn: basic mechanisms and clinical correlates. Nat Rev Immunol 2007; 7: Mitchell SJ, Gray J, Morgan ME, Hocking MD, Durbin GM. Nosocomial infection with Rhizopus microsporus in pre-term infants: association with wooden tongue depressors. Lancet 1996; 348: Kefala-Agoropoulou K, Farmaki E, Tsiouris J, Roilides E, Velegraki A. Cutaneous zygomycosis in an infant with Pearson syndrome. Pediatr Blood Cancer 2008; 50: Robertson AF, Joshi VV, Ellison DA, Cedars JC. Zygomycosis in neonates. Pediatr Infect Dis J 1997; 16: Michalak DM, Cooney DR, Rhodes KH, Telander RL, Kleinberg F. Gastrointestinal mucormycoses in infants and children: a cause of gangrenous intestinal cellulitis and perforation. J Pediatr Surg 1980; 15: Woodward A, McTigue C, Hogg G, Watkins A, Tan H. Mucormycosis of the neonatal gut: a new disease or a variant of necrotizing enterocolitis? J Pediatr Surg 1992; 27: Rogers TR. Treatment of zygomycosis: current and new options. J Antimicrob Chemother 2008; 61 (suppl 1): John BV, Chamilos G, Kontoyiannis DP. Hyperbaric oxygen as an adjunctive treatment for zygomycosis. Clin Microbiol Infect 2005; 11: Starke JR, Mason EO Jr, Kramer WG, Kaplan SL. Pharmacokinetics of amphotericin B in infants and children. J Infect Dis 1987; 155: Groll AH, Jaeger G, Allendorf A, Herrmann G, Schloesser R, von Loewenich V. Invasive pulmonary aspergillosis in a critically ill neonate: case report and review of invasive aspergillosis during the first 3 months of life [see comments]. Clin Infect Dis 1998; 27: Kwon DS, Mylonakis E. Posaconazole: a new broad-spectrum antifungal agent. Expert Opin Pharmacother 2007; 8: US Food and Drug Administration. Noxafil Ò (posaconazole) oral suspension. cfm?fuseaction=search.label_approvalhistory [Accessed 16 August 2009.] 20. van Burik JA, Hare RS, Solomon HF, Corrado ML, Kontoyiannis DP. Posaconazole is effective as salvage therapy in zygomycosis: a retrospective summary of 91 cases. Clin Infect Dis 2006; 42: e61 e Greenbury RN, Mullane K, van Burik JA et al. Posaconazole as salvage therapy for zygomycosis. Antimicrob Agents Chemother 2006; 50: Segal BH, Barnhart LA, Anderson VL, Walsh TJ, Malech HL, Holland SM. Posaconazole as salvage therapy in patients with chronic granulomatous disease and invasive filamentous fungal infection. Clin Infect Dis 2005; 40: Raad II, Graybill JR, Bustamante AB et al. Safety of long-term oral posaconazole use in the treatment of refractory invasive fungal infections. Clin Infect Dis 2006; 42:

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