ADENOTONSILLECTOMY FOR PAEDIATRIC OBSTRUCTIVE SLEEP APNOEA SUBMISSION FROM THE AUSTRALASIAN SLEEP ASSOCIATION (ASA)

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1 114/30 Campbell Street Blacktown NSW 2148 ABN: Phone: Fax: admin@sleep.org.au web: ADENOTONSILLECTOMY FOR PAEDIATRIC OBSTRUCTIVE SLEEP APNOEA SUBMISSION FROM THE AUSTRALASIAN SLEEP ASSOCIATION (ASA) The Australasian Sleep Association (ASA) is the peak scientific body in Australia representing clinicians, scientists and researchers in the broad area of Sleep. The vision of the ASA is to live in a community that recognises the importance of good sleep to health, public safety, productivity and quality of life. A key mission of the ASA is to lead and promote sleep health & sleep science across Australia. Executive summary Obstructive sleep apnoea (OSA) is one of the most common respiratory disorders of childhood affecting an estimated % of children 1. The prevalence of paediatric OSA peaks in the preschool years but is also common at all ages from infancy to adolescence. The leading cause is adenotonsillar hypertrophy 1, 2. There are a number of serious complications of obstructive sleep apnoea including lowered quality of life 3, behavioural and neurocognitive deficits 4, poor school performance 4, and adverse cardiovascular effects including elevated blood pressure (10-15 mmhg above that of non-snoring children) 5-7. Surgical removal of the tonsils and/or adenoids is internationally recommended as the first line therapy for most children with obstructive sleep apnoea 1, Adenotonsillectomy (T&A) is very effective in treating OSA in children, and such treatment has also been demonstrated to lead to improvements in symptoms, objective sleep parameters, quality of life, behavioural concerns, neurocognition and cardiovascular outcomes. Other treatments such as continuous positive airway pressure and topical anti-inflammatory agents are relevant in some children, but T&A remains the first line and the only necessary treatment in the vast majority of cases. Evidence for resolution of OSA after T&A Over the last decade many studies have demonstrated the efficacy of T&A as a treatment for paediatric OSA, in terms of improvements in polysomnography measures of OSA severity and sleep quality. Early reports investigating the effect of T&A as an intervention for OSA suggested cure rates of 85-95% 11, 12. Recent studies have suggested this figure may be lower than that, but these studies include large numbers of obese children, in whom it is well documented that the likelihood of cure is lower 13, 14. When children with obesity are excluded, the recent studies confirm a response to T&A of 73-95% 11, 12. Although the definition of a complete cure can be argued, all studies demonstrate a substantial improvement in OSA in the vast majority of children who undergo T&A, in terms of symptoms, sleep quality and polysomnographic measures of severity, including hypoxia

2 Impact of treatment with T&A on consequences of OSA in children Studies have demonstrated positive effects of T&A for OSA in children, in terms of quality of life 3, 21, 22, behaviour and psychological functioning 4, 16, 23, autonomic function 24-30, and factors affecting long term cardiovascular health such as metabolic markers 29, 31 29, 32, markers of inflammation and endothelial function 33. T&A improves neurocognitive morbidity: In a review of 25 studies investigating behavioural and neurocognitive outcomes following T&A in children with OSA, all studies reported improvement in one or more of the outcome measures such as quality of life, behavioural problems including hyperactivity and aggression, and neurocognitive skills including memory, attention and school performance 4. One study that compared children on the waiting list for T&A with those having an unrelated surgical procedure found that children waiting for T&A were more hyperactive, inattentive, and sleepy, and more likely to have psychiatrist-diagnosed attentiondeficit/hyperactivity disorder 34. In contrast, one year later, the two groups showed no significant differences in the same measures, with children who had T&A improving substantially in all measures, and control subjects improving in none. T&A improves blood pressure: Several studies have shown a reduction in blood pressure in children following T&A for OSA 25, 27, as well as reduced heart rate and pulse rate variability 24, and improved cardiac sympathovagal balance 26, suggesting decreased sympathetic activity post-t&a in association with improved OSA. As it is known that increased blood pressure during childhood is predictive of hypertension in adulthood 35, 36, it is important that the cardiovascular effects of OSA are recognised in childhood and that the condition is treated. T&A improves cardiac morbidity: Early reports of OSA in childhood found high proportions of children with major cardiac morbidity such as right heart failure 37. More recent studies have shown left and right ventricular hypertrophy and reduced left ventricular function 38, 39. These abnormalities resolve after treatment with T&A 28, 40, 41. T&A improves inflammation: A relatively new area of research related to OSA in children has been the finding of elevated markers of inflammation and reduced vascular reactivity As inflammation is associated with long term cardiovascular morbidity, these findings have potential implications for the long term health of children with untreated OSA. These inflammatory markers are reduced following T&A 32, 33, 48. Health service implications of treatment of childhood OSA with T&A Health care costs of children with OSA are elevated by 215% compared to children without OSA 49. Total annual health care costs are reduced by one third in children with OSA who undergo T&A, with a 60% reduction in admissions to hospital, 39% reduction in emergency department visits, 47% reduction in medical consultations, and 22% reduction in costs for prescribed drugs 49. Thus, T&A significantly reduces health care utilization in children with OSAS. Untreated children with moderate and severe OSA will continue to consume high levels of health care resources. SUMMARY

3 Paediatric OSA has substantial impacts on daytime functioning, quality of life, cardiovascular health and health care utilisation. Adenotonsillectomy (T&A) is a highly effective treatment for paediatric OSA, and is the only treatment required in most cases. Studies consistently demonstrate that T&A results in significant improvements in the severity of the disorder, with concomitant improvements in sleep quality, quality of life, psychological health and important risk factors for cardiovascular disease such as elevated blood pressure, increased blood pressure variability, and dampened blood pressure control and elevated inflammatory markers. Failure to provide such treatment has potential to lead to major cardiac and psychological morbidity particularly. We strongly recommend that T&A be maintained as a publicly funded treatment for this important childhood condition. Dr Garun Hamilton Chair, Clinical Committee Australasian Sleep Association On behalf of: A/Prof Gillian Nixon Dr Andrew Tai Dr Sadasivam Suresh Prof Rosemary Horne Prof Shantha Rajaratnam Board member, Australasian Sleep Association Member, Clinical Committee Australasian Sleep Association Board member, Australasian Sleep Association Co-chair Paediatric SIG, Australasian Sleep Association President, Australasian Sleep Association

4 References 1. Marcus CL, Brooks LJ, Draper KA, et al. Diagnosis and management of childhood obstructive sleep apnea syndrome. Pediatrics. 2012;130:e Katz ES, D'Ambrosio CM. Pathophysiology of pediatric obstructive sleep apnea. Proc Am Thorac Soc. 2008;5: Baldassari CM, Mitchell RB, Schubert C, et al. Pediatric obstructive sleep apnea and quality of life: a meta-analysis. Otolaryngol Head Neck Surg. 2008;138: Garetz SL. Behavior, cognition, and quality of life after adenotonsillectomy for pediatric sleepdisordered breathing: summary of the literature. Otolaryngol Head Neck Surg. 2008;138:S Kwok KL, Ng DK, Chan CH. Cardiovascular changes in children with snoring and obstructive sleep apnoea. Ann Acad Med Singapore. 2008;37: Beebe DW. Neurobehavioral morbidity associated with disordered breathing during sleep in children: a comprehensive review. Sleep. 2006;29: Horne RS, Yang JS, Walter LM, et al. Elevated blood pressure during sleep and wake in children with sleep-disordered breathing. Pediatrics. 2011;128:e Friedman NR, Perkins JN, McNair B, et al. Current practice patterns for sleep-disordered breathing in children. Laryngoscope Schechter MS. Technical report: diagnosis and management of childhood obstructive sleep apnea syndrome. Pediatrics. 2002;109:e Baugh RF, Archer SM, Mitchell RB, et al. Clinical practice guideline: tonsillectomy in children. Otolaryngol Head Neck Surg. 2011;144:S Nieminen P, Tolonen U, Lopponen H. Snoring and obstructive sleep apnea in children: a 6-month follow-up study. Arch Otolaryngol Head Neck Surg. 2000;126: Suen JS, Arnold JE, Brooks LJ. Adenotonsillectomy for treatment of obstructive sleep apnea in children. Arch Otolaryngol Head Neck Surg. 1995;121: Bhattacharjee R, Kheirandish-Gozal L, Spruyt K, et al. Adenotonsillectomy outcomes in treatment of obstructive sleep apnea in children: a multicenter retrospective study. Am J Respir Crit Care Med. 2010;182: Friedman M, Wilson M, Lin HC, et al. Updated systematic review of tonsillectomy and adenoidectomy for treatment of pediatric obstructive sleep apnea/hypopnea syndrome. Otolaryngol Head Neck Surg. 2009;140: Tal A, Bar A, Leiberman A, et al. Sleep characteristics following adenotonsillectomy in children with obstructive sleep apnea syndrome. Chest. 2003;124: Mitchell RB, Kelly J. Outcome of adenotonsillectomy for severe obstructive sleep apnea in children. Int J Pediatr Otorhinolaryngol. 2004;68: Tauman R, Gulliver TE, Krishna J, et al. Persistence of obstructive sleep apnea syndrome in children after adenotonsillectomy. J Pediatr. 2006;149: Stradling JR, Thomas G, Warley AR, et al. Effect of adenotonsillectomy on nocturnal hypoxaemia, sleep disturbance, and symptoms in snoring children. Lancet. 1990;335: Arrarte J, Lubianca Neto JF, Fischer GB. The effect of adenotonsillectomy on oxygen saturation in children with sleep breathing disorders. Int J Pediatr Otorhinolaryngol. 2007;71: Kargoshaie A, Akhlaghi M, Najafi M. Oxygen saturation improvement after adenotonsillectomy in children. Pak J Biol Sci. 2009;12: Franco RA, Rosenfeld RM, Rao M. Quality of life for children with obstructive sleep apnea. Otolaryngol Head Neck Surg. 2000; Constantin E, Kermack A, Nixon GM, et al. Adenotonsillectomy improves sleep, breathing, and quality of life but not behavior. J Pediatr. 2007;150:540-6, 6 e1.

5 23. Ali NJ, Pitson D, Stradling JR. Sleep disordered breathing: effects of adenotonsillectomy on behaviour and psychological functioning. Eur J Pediatr. 1996;155: Constantin E, McGregor CD, Cote V, et al. Pulse rate and pulse rate variability decrease after adenotonsillectomy for obstructive sleep apnea. Pediatric Pulmonology. 2008;43: Crisalli JA, McConnell K, Vandyke R, et al. Baroreflex sensitivity after adenotonsillectomy in children with obstructive sleep apnea during wakefulness and sleep. Sleep. 2012;35: Muzumdar HV, Sin S, Nikova M, et al. Changes in heart rate variability after adenotonsillectomy in children with obstructive sleep apnea. Chest. 2011;139: Ng DK, Wong JC, Chan CH, et al. Ambulatory blood pressure before and after adenotonsillectomy in children with obstructive sleep apnea. Sleep Med. 2010;11: Ugur MB, Dogan SM, Sogut A, et al. Effect of adenoidectomy and/or tonsillectomy on cardiac functions in children with obstructive sleep apnea. ORL J Otorhinolaryngol Relat Spec. 2008;70: Apostolidou MT, Alexopoulos EI, Damani E, et al. Absence of blood pressure, metabolic, and inflammatory marker changes after adenotonsillectomy for sleep apnea in Greek children. Pediatr Pulmonol. 2008;43: Tasker C, Crosby JH, Stradling JR. Evidence for persistence of upper airway narrowing during sleep, 12 years after adenotonsillectomy. Arch Dis Child. 2002;86: Waters KA, Sitha S, O'Brien L M, et al. Follow-up on metabolic markers in children treated for obstructive sleep apnea. Am J Respir Crit Care Med. 2006;174: Tatlipinar A, Cimen B, Duman D, et al. Effect of Adenotonsillectomy on Endothelin-1 and C-Reactive Protein Levels in Children with Sleep-Disordered Breathing. Otolaryngol Head Neck Surg. 2011;145: Gozal D, Kheirandish-Gozal L, Serpero LD, et al. Obstructive sleep apnea and endothelial function in school-aged nonobese children: effect of adenotonsillectomy. Circulation. 2007;116: Chervin RD, Ruzicka DL, Giordani BJ, et al. Sleep-disordered breathing, behavior, and cognition in children before and after adenotonsillectomy. Pediatrics. 2006;117:e Bao W, Threefoot SA, Srinivasan SR, et al. Essential hypertension predicted by tracking of elevated blood pressure from childhood to adulthood: the Bogalusa Heart Study. Am J Hypertens. 1995;8: Sun SS, Grave GD, Siervogel RM, et al. Systolic blood pressure in childhood predicts hypertension and metabolic syndrome later in life. Pediatrics. 2007;119: Brouilette R, Hanson D, David R, et al. A diagnostic approach to suspected obstructive sleep apnea in children. J Pediatr : Amin RS, Kimball TR, Bean JA, et al. Left ventricular hypertrophy and abnormal ventricular geometry in children and adolescents with obstructive sleep apnea. Am J Respir Crit Care Med. 2002;165: Amin RS, Kimball TR, Kalra M, et al. Left ventricular function in children with sleep-disordered breathing. Am J Cardiol. 2005;95: Tal A, Leiberman A, Margulis G, et al. Ventricular dysfunction in children with obstructive sleep apnea: radionuclide assessment. Pediatr Pulmonol. 1988;4: Gorur K, Doven O, Unal M, et al. Preoperative and postoperative cardiac and clinical findings of patients with adenotonsillar hypertrophy. Int J Pediatr Otorhinolaryngol. 2001;59: Goldbart AD, Krishna J, Li RC, et al. Inflammatory mediators in exhaled breath condensate of children with obstructive sleep apnea syndrome. Chest. 2006;130: Kaditis AG, Alexopoulos E, Chaidas K, et al. Urine concentrations of cysteinyl leukotrienes in children with obstructive sleep-disordered breathing. Chest. 2009;135:

6 44. Kim J, Hakim F, Kheirandish-Gozal L, et al. Inflammatory pathways in children with insufficient or disordered sleep. Respir Physiol Neurobiol. 2011;178: Larkin EK, Rosen CL, Kirchner HL, et al. Variation of C-reactive protein levels in adolescents: association with sleep-disordered breathing and sleep duration. Circulation. 2005;111: Li AM, Hung E, Tsang T, et al. Induced sputum inflammatory measures correlate with disease severity in children with obstructive sleep apnoea. Thorax. 2007;62: Tauman R, Ivanenko A, O'Brien LM, et al. Plasma C-reactive protein levels among children with sleep-disordered breathing. Pediatrics. 2004;113:e Kheirandish-Gozal L, Capdevila OS, Tauman R, et al. Plasma C-reactive protein in nonobese children with obstructive sleep apnea before and after adenotonsillectomy. J Clin Sleep Med. 2006;2: Tarasiuk A, Simon T, Tal A, et al. Adenotonsillectomy in children with obstructive sleep apnea syndrome reduces health care utilization. Pediatrics. 2004;113:351-6.

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