Sleep Apnea: Diagnosis & Treatment
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1 Disclosure Sleep Apnea: Diagnosis & Treatment Lawrence J. Epstein, MD Sleep HealthCenters Harvard Medical School Chief Medical Officer for Sleep HealthCenters Sleep medicine specialty practice group Consultant CareCore National American Imaging Management Co. Sleep Apnea Common Sleep Apnea is Dangerous Easily recognized Treatable Types of Sleep Disordered Breathing Apnea Cessation of airflow > 1 seconds Hypopnea Decreased airflow > 1 seconds associated with either : Arousal Oxyhemoglobin desaturation Airflow Respiratory effort Obstructive Apnea Patterns Mixed Central
2 Central Sleep Apnea Central Alveolar Hypoventilation High-Altitude Periodic Breathing Cheyne-Stokes Ventilation Congestive Heart Failure (CHF) 4% of those with LVEF < 4% Causes Causes sleep fragmentation and hypoxemia Treatment: CHF tx,, oxygen, theophylline, acetazolamide,, Positive Airway Pressure, Adaptive Servoventilation Obstructive Sleep Apnea is A disorder of sleep and breathing due to repetitive collapse of the upper airway Causes Awake symptoms Impaired performance Cardiovascular complications Prevalence of Obstructive Sleep Apnea year olds Obesity Trends* Among U.S. Adults BRFSS, 199, 1999, 29 (*BMI 3, or about 3 lbs. overweight for 5 4 person) Percent of Population 15 1 Male Female U.S. Pop 29 5 AHI > 5 SAS Asthma No Data <1% 1% 14% 15% 19% 2% 24% 25% 29% 3% Adapted from Young T et al. N Engl J Med 1993;328. Source: Behavioral Risk Factor Surveillance System, CDC Pathophysiology of Apnea Pathophysiology of Sleep Apnea Awake: Small airway + neuromuscular compensation Loss of neuromuscular compensation + Decreased pharyngeal muscle activity Airway collapses Apnea Hypoxia & Hypercapnia Sleep Onset Increased ventilatory effort Hyperventilate: correct hypoxia & hypercapnia Airway opens Pharyngeal muscle activity restored Arousal from sleep
3 Clinical Consequences Excessive daytime sleepiness Sleep Apnea Sleep fragmentation, Hypoxia/Hypercapnia Hypercapnia Morbidity Mortality Cardiovascular Complications Excessive Daytime Sleepiness Increased motor vehicle crashes Increased work-related related accidents Poor job performance Decreased quality of life Consequences Cardiovascular Systemic hypertension Cardiac arrhythmias Myocardial ischemia Cerebrovascular disease Pulmonary Hypertension/ cor pulmonale Consequences: Mortality 18 Year Follow-up: All Cause Mortality No CPAP Treatment Consequences: Hypertension N = 1396 Adjusted for age, BMI, Htn, CV disease Young et al. Sleep 28;31:171 Shepard JW Jr. Med Clin North Am 1985;69 Odds Ratio Cardiovascular Consequences: Hypertension Prospective Study of Association Between OSA and Hypertension > 15 Apnea-Hypopnea Index (AHI) Adapted from Peppard PE et al. N Engl J Med 2;342. Adjusted for age, sex BMI, neck circ., cigs., ETOH, baseline Htn Obesity Sleep Apnea Risk Factors Increasing age Male gender Anatomic abnormalities of upper airway Family history Alcohol or sedative use Smoking Associated conditions
4 Risk Factor: Obesity Risk Factor: Age & Gender >4% Arterial saturation dipa h % with AHI > Female Male % Predicted normal neck circumference 3-39 Yrs 4-49 Yrs 5-6 Yrs Adapted from Davies RJ et al. Eur Respir J 199;3 Adapted from Young T et al. N Engl J Med 1993;328. Risk Factor: Menopause Odds Ratios: AHI > 5/hr Peri: : 1.2 (.7, 2.2) Post: 2.6 (1.4, 4.8) AHI > 15/hr Peri: : 1.1 (.5, 2.2) Post: 3.5 (1.4, 8.8) Routine Health Maintenance Exam (PCP) Evaluation for OSA Pt Complains of Symptoms (PCP/SS) Sleep Disorders Symptoms? Yes Sleep Evaluation (PCP/SS) High Risk Screenings (PCP) Evaluate for Other Sleep Disorders No OSA Symptoms? Yes Sleep Study Young T, et al, Am J Respir Crit Care Med 23; 167:1183 Adapted from Epstein et al. J Clin Sleep Med 29;5(3): Routine Health Maintenance Evaluations Screening questions about OSA Is the patient obese? Is the patient retrognathic? Does the patient complain of daytime sleepiness? Does the patient snore? Does the patient have hypertension? A positive response to any of these questions should trigger a comprehensive sleep evaluation Epstein et al. J Clin Sleep Med 29;5(3): Diagnosis: History Snoring (loud, chronic) Nocturnal gasping and choking Ask bed partner (witnessed apneas) Automobile or work related accidents Personality changes or cognitive problems Risk factors Excessive daytime sleepiness Sleep Apnea: Is Your Patient at Risk? NIH Publication, No
5 Diagnosis: Assessing Daytime Sleepiness Often unrecognized by patient Ask family members Must ask specific questions Fatigue vs. sleepiness Auto crashes or near misses Sleep in inappropriate settings - Work - Social situations Diagnosis: Physical Examination Upper body obesity / thick neck > 17 males > 16 females Hypertension Obvious airway abnormality Guilleminault C et al. Sleep Apnea Syndromes. New York: Alan R. Liss,, 1978 Physical Examination Case History: MVA victim History Passed out while driving Doesn t t remember what happened in car but was sleepy on drive prior to accident Falls asleep frequently at work & movies Wife won t t sleep in same room due to snoring Exam BP 16/95, ,, 27 lbs, BMI = 38.7, 18 neck circumference Crowded oropharynx What should be done next? MVA Victim: Next step? a. Electrophysiologic study b. Sleep deprived EEG c. Overnight sleep study d. 24 hour Holter monitor e. Brain MRI Answer: Overnight Sleep Study Most likely etiology Document presence and severity Signs and symptoms poorly predict disease severity Appropriate therapy dependent on severity Other causes of daytime sleepiness
6 Testing Options In-Lab Polysomnogram In-laboratory full night polysomnography Split Split night studies Home diagnostic systems OximetryOximetry to full polysomnography Redline S et al. Chest 1991;1 Limited Channel Test Limited Channel Tests Advantages Don t t require stay in sleep laboratory Accurate for moderate to severe OSA May cost less Disadvantages Reliability unknown in patients with other medical comorbidities Can t t detect other sleep disorders Higher failure rate Don t t know who takes test with most devices Therapeutic Approach Behavioral Medical Surgical Behavioral Interventions Encourage patients to: Lose Lose weight Avoid Avoid alcohol and sedatives Avoid Avoid sleep deprivation Avoid Avoid supine sleep position Stop Stop smoking
7 Mean Change in AHI, Events/hr Weight Loss and Sleep Apnea Adapted from Peppard PE et al. JAMA 2; to <-1% -1 to <-5% -5% to <+5 +5 to +1% Change in Body Weight +1% to +2 Medical Interventions Positive airway pressure Continuous (CPAP) Bilevel PAP Automatic titration PAP (AutoPAP( AutoPAP) Oral appliances Expiratory resistance valves Other (limited role) Medications Oxygen Positive Airway Pressure Benefits of CPAP: Mortality Observational Trial of Long-term Cardiovascular Outcomes from OSA Marin et al Lancet 25; 365: CPAP Benefits: Blood Pressure Effect of Therapuetic vs. Subtherapeutic CPAP on BP Becker et al., Circulation 23;17:68-73 Benefits of CPAP: Performance Obstacles hit in 3 min Before CPAP After CPAP No Apnea (n=6) (n=6) (n=12) Adapted from Findley L et al. Clin Chest Med 1992;13.
8 CPAP Compliance Patient report: 75% Objectively measured use > 4 hrs for > 5 nights/week: 46% Maintenance programs improve compliance Intensive compliance programs: 65-8% CPAP Compliance Emphasis shifting from diagnosis to management CMS: By 3 months patient must Show objective evidence of compliance > > 4 hrs/night for 7% of nights Show subjective improvement EvalEval by MD between 31-9 days from start 3 rd party payers have adopted same standard Compliance monitoring and management needs to be part of any OSA treatment program Indications Oral Appliances Snoring and apnea (not severe) Efficacy Variable Side effects TMJ discomfort, dental misalignment, and salivation Oral Appliance: Mechanics Expiratory Resistance Valves Mild-moderate OSA Variable efficacy Surgical Alternatives Bypass upper airway Tracheostomy Reconstruct upper airway
9 Surgical Alternatives Reconstruct upper airway Nasal operation Tonsillectomy Uvulopalatopharyngoplasty (UPPP) Laser-assisted assisted uvulopalatopharyngoplasty (LAUP) Radiofrequency tissue volume reduction Palatal implants Genioglossal advancement Maxillomandibular advancement Uvulopalatopharyngoplasty (UPPP) Staged Surgical Procedures Case: Persistent Sleepiness 47 yo male diagnosed with moderate OSA and treated with CPAP After 3 months on CPAP c/o continued daytime sleepiness Reports sleeping 8 hrs/night No change in weight Still sleepy while driving What should you do next? Case: Persistent Sleepiness Send for surgical evaluation Send for oral appliance Send for bariatric surgery Check CPAP compliance Start on modafinil (Provigil) Answer: Check CPAP Compliance Reasons for lack of improvement Noncompliance Poor sleep habits Alcohol and sedative use Depression Weight gain Nonapneic sleep disorder Persistent or recurrent symptoms Consider referral to sleep specialist
10 PAP Compliance Monitoring Dangerous Sleep Apnea Common Easily recognized Treatable Sleep Apnea References Epstein L et al. Clinical guideline for the evaluation, management and long-term care of obstructive sleep apnea in adults. J Clin Sleep Med 29;5: Collop et al. Clinical guideline for the use of unattended portable monitors in the diagnosis of obstructive sleep apnea in adult patients. J Clin Sleep Med 27;3: White DP. Pathogenesis of obstructive and central sleep apnea. Am J Respir Crit Care Med. 25;172: Young T et al. The occurrence of sleep-disordered breathing among middle-aged adults. N Engl J Med 1993;328:
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