IN PHILADELPHIA CHROMOSOME positive (Ph )

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1 Targeted Therapies in the Treatment of Philadelphia Chromosome Positive Acute Lymphoblastic Leukemia Dieter Hoelzer, Nicola Gökbuget, and Oliver G. Ottmann Imatinib mesylate (Gleevec, Novartis Pharmaceuticals Corp, East Hanover, NJ; Glivec, Novartis Pharma AG, Basel, Switzerland), a signal transduction inhibitor with preferential effects against the tyrosine kinase activity of the protein product of the ABL proto-oncogene, induced hematologic responses in >90% of patients with chronic-phase chronic myeloid leukemia (CML). In Philadelphia chromosome positive (Ph ) acute lymphoblastic leukemia (ALL), the BCR-ABL translocation is the main transforming event, making it another hematologic malignancy targeted by this ABL-tyrosine kinase inhibitor. In an international multicenter phase II trial, imatinib-induced hematologic responses (typically brief) were achieved in 60% of patients with relapsed or refractory Ph ALL. Subsequently, the German Multicenter Study Group for Adult ALL (GMALL) analyzed 59 patients treated in two successive nonrandomized phase II trials of imatinib in patients with relapsed or refractory Ph ALL. Peripheral blood blasts cell clearance occurred within 8 to 14 days in most patients. However, in a significant proportion, blast counts subsequently increased 16 to 50 days after treatment onset. Imatinib mesylate was particularly effective in patients with relapse after stem cell transplantation (SCT); 75% of patients achieved complete leukemic response. Rapid development of resistance during treatment with imatinib mesylate remains a major problem. Further research efforts should explore the mechanisms of resistance to imatinib mesylate; effectiveness of other targeted therapies (eg, farnesyl transferase inhibitors [FTIs]); combination therapies; and inclusion of strategies for immune response modification (eg, donor lymphocyte infusions, interferon- ) for Ph/BCR-ABL positive leukemias. Semin Hematol 39(suppl 3): Copyright 2002, Elsevier Science (USA). All rights reserved. IN PHILADELPHIA CHROMOSOME positive (Ph ) leukemias, the reciprocal translocation of chromosomes 9 and 22 (t[9;22]) produces a BCR-ABL fusion protein with pronounced tyrosine kinase activity (Fig 1). BCR-ABL has been implicated as the critical factor initiating the pathogenesis of chronic myeloid leukemia (CML) (95% of patients), in Ph acute lymphoblasticleukemia (ALL), and other Ph leukemias. 1-7 The t(9;22) and the resultant fusion protein BCR-ABL is the most frequent cytogenetic abnormality in adult ALL, with an overall incidence of 20% to 40% and a higher incidence of 40% to 50% in the subgroup with B-cell precursor ALL. 8 From a conceptual standpoint, Ph/BCR-ABL positive leukemias are ideal models for molecular targeting (Table 1). In this regard, the recent introduction of imatinib mesylate (STI571, Gleevec, Novartis Pharmaceuticals Corp, East Hanover, NJ; Glivec, Novartis Pharma AG, Basel, Switzerland) a signal transduction inhibitor that preferentially inhibits the From the Department of Hematology Oncology, University of Frankfurt, Frankfurt, Germany. Address reprint requests to Dieter Hoelzer, MD, PhD, Professor and Head, Department of Hematology Oncology, Medical Clinic III, University Hospital of Frankfurt, University of Frankfurt, Theodor- Stern Kai 7, Frankfurt/Main, Germany. Copyright 2002, Elsevier Science (USA). All rights reserved /02/ $35.00/0 doi: /shem tyrosine kinase activity of the ABL proto-oncogene, c-kit, and platelet-derived growth factor (PDGF) receptor may be considered a therapeutic breakthrough. 9,10 Imatinib mesylate binds to the adenosine triphosphate (ATP)-binding site of the BCR-ABL tyrosine kinase domain, thereby functioning as a competitive antagonist (Fig 2). 9 The results of the first phase I-II studies provide compelling evidence of the clinical efficacy of orally administered imatinib mesylate in CML. In the chronic phase complete hematologicremissions were noted in 98% of patients. These data led to Food and Drug Administration (FDA) approval of the drug in record time in May ,12 More recently, researchers of the International STI571 Study Group have reported hematologicresponse rates of 52% and 82% in patients receiving imatinib mesylate for blastic-phase 13 and accelerated-phase CML, 14 respectively. The documented activity of imatinib mesylate in CML had prompted its evaluation in Ph ALL, which is associated with the worst prognosis of all ALL subsets. The 3-year leukemia-free survival rate is 10% for Ph ALL patients treated with conventional chemotherapy (Table 2). Even with intensive chemotherapy, 3-year leukemia-free survival is only 10% to 20%. Studies of stem cell transplantation (SCT) for Ph ALL have demonstrated a 27% leukemia-free survival rate at 3 years in the autologous setting and 41% for allogeneicor matched unrelated donor SCT. Given these suboptimal leukemia-free 32 Seminars in Hematology, Vol 39, No 4, Suppl 3 (October), 2002: pp 32-37

2 Targeted Therapy in Ph ALL 33 Figure 1. The Philadelphia chromosome (Ph): t(9;22). survival rates, improved therapies clearly are needed for patients with Ph ALL. 15 Clinical Studies of Imatinib Mesylate in Ph ALL International STI571 Study Group Experience A large international phase II study evaluated imatinib mesylate in patients with Ph ALL or CML in lymphoid blast crisis (CML-LBC). 16 To be eligible, patients were required to be experiencing either (1) first relapse following standard chemotherapy or SCT, or (2) refractory disease after more than two chemotherapy cycles. 16 Imatinib mesylate was administered at a daily dose of 400 to 600 mg, without any additional cytoreductive therapy. 16 Hematologic response was the primary end point. 1 Patients were categorized as responders if they met one of the following three criteria: complete hematologic response (ie, 5% bone marrow blasts) with full peripheral blood recovery; complete hematologic response with incomplete peripheral blood recovery (ie, absolute neutrophil count 1,000 L, but platelets 20,000 L), or partial hematologicresponse (ie, 15% blasts in bone marrow and peripheral blood). 1 Preliminary analysis of the Ph ALL subset demonstrates that 29 of 48 patients (60%) achieved a hematologicresponse after 4 weeks of therapy. 16 This response rate of 60% is notable when considering the Table 1. Rationale for Therapeutic Intervention With ABL Tyrosine Kinase Inhibitors in Ph/BCR-ABL Positive Leukemias BCR-ABL is considered the decisive initiating factor in the pathogenesis of Ph leukemias Hybrid BCR-ABL genes code for fusion proteins (p210 bcr-abl or p190 bcr-abl ) with dysregulated tyrosine kinase activity Overexpression of ABL-tyrosine kinase is essential to induce and maintain the transformed phenotype of BCR-ABL cells Abbreviations: Ph, Philadelphia chromosome. Figure 2. Mechanism of action of imatinib mesylate. usual outcome of relapsed Ph ALL with conventional treatment. The German Multicenter Study Group for Adult ALL Experience Because of these promising findings from the international study, a similar phase II trial was initiated as part of an expanded access program. Recruitment into this study enabled the German Multicenter Study Group for Adult ALL (GMALL) to more thoroughly investigate imatinib mesylate in the Ph ALL setting based on a larger patient cohort. Overall population. At an interim analysis, 59 patients with relapsed or refractory Ph ALL, most of whom had refractory disease at study entry, have been enrolled into this nonrandomized phase II trial. Baseline demographic and disease characteristics are presented in Table 3. Of note, 19 of the patients had relapsed after an allogeneicsct. Clinical response data for this GMALL study have not yet been published. Importantly, most patients even those with leukocyte counts of 100,000/ L to 200,000/ L exhibited a decrease in peripheral blood blasts within 8 to 14 days of initiating imatinib mesylate, as shown for a subset of patients in Fig 3. Table 2. Treatment Modalities and Outcome in Ph ALL Treatment Approach No. of Studies No. of Patients 3-Year LFS Conventional chemotherapy % Intensive chemotherapy, including high-dose methotrexate and high-dose cytarabine %-20% Autologous SCT % Allogeneic SCT % Matched unrelated donor SCT % Abbreviations: Ph ALL, Philadelphia chromosome positive acute lymphoblastic leukemia; SCT, stem cell transplantation; LFS, leukemia-free survival.

3 34 Hoelzer, Gökbuget, and Ottmann Table 3. German Multicenter Study Group for Adult ALL (GMALL) Experience With Imatinib Mesylate in Relapsed/Refractory Ph ALL: Patient Characteristics (N 59) Median age (range), yr 47 (17-76) Male:female, n 34:25 Stage of disease, n (%) Refractory 23 (39) 1st relapse 21 (36) 2nd relapse 12 (20) Molecular/cytogenetic relapse 3 (5) Relapse after allogeneic SCT, n (%) 19 (32) Abbreviations: Ph ALL, Philadelphia chromosome positive acute lymphoblastic leukemia; SCT, stem cell transplantation. A substantial proportion of patients, however, experienced a subsequent increase in peripheral blood blasts as early as 16 days after the initiation of therapy. Subset analyses. This study included two patient cohorts in whom imatinib mesylate was particularly effective: (1) patients who received imatinib mesylate prior to SCT, and (2) patients treated with imatinib mesylate at the time of relapse after SCT. Imatinib mesylate prior to SCT. Twenty-three patients were considered eligible for allogeneic SCT. Their median age was 35 years (range, 18 to 58 years). Ten patients were in first (n 6) or second (n 4) relapse. Thirteen patients had refractory disease. 17 As a result of repeated chemotherapy cycles, half of these patients had a history of grade 3/4 infectious complications, including Aspergillus infection of the lung/brain, Candida infection of the lung/ liver, or bacterial sepsis. In 20 patients a donor was available and 14 patients actually underwent allogeneicsct. Transplant-related mortality was within the expected range, primarily attributed to graft-versus-host disease and infectious complications. Despite the high-risk status of these patients, seven of 14 remained in continuous complete remission after SCT with a median follow-up of 156 days. 17 In a small proportion of patients, minimal residual disease negativity (defined as the absence of BCR-ABL cells) appears to be achievable. It became evident, however, that the interval between the start of imatinib mesylate treatment and SCT has to be short because of the development of resistance. Imatinib mesylate for relapse after SCT. This second cohort consists of 20 patients who received imatinib mesylate for relapse after allogeneicsct, two of whom had prior exposure to imatinib mesylate. 18 As in the first cohort, a good clinical response was observed in this subset. Complete remission with peripheral blood recovery was documented in 11 patients (55%), and four additional patients (20%) achieved complete remission with persistent cytopenias. 18 Thus, the clinical response rate was 75% among patients treated with imatinib mesylate for relapse after an allogeneicsct. 18 Among these responders, median donor chimerism levels in the peripheral blood increased from 83% at pretreatment to 98% within 4 weeks of initiating imatinib mesylate, with a concomitant increase from 64% to 98% in the bone marrow. 18 Of the 15 responding patients, four (27%) are in an ongoing complete remission after 6, 10, 46, and 78 weeks of therapy; 10 (67%) have Figure 3. Effect of imatinib mesylate on peripheral blood blasts in relapsed/refractory Philadelphia chromosome positive (Ph ) acute lymphoblastic leukemia (ALL). The percentage of blasts in the peripheral blood of individual Ph ALL patients is shown for days 0 to 50 of STI571 therapy.

4 Targeted Therapy in Ph ALL 35 relapsed; and one (7%) died of SCT-related complications while in complete remission. 18 Molecular complete remission, as determined by quantitative polymerase chain reaction (PCR) analysis, has been sustained in a patient who thus far has received a 78-week course of imatinib mesylate. 18 Imatinib mesylate was compatible with the prophylactic regimens for graft-versus-host disease, including immunosuppressive, antiviral, and antifungal agents. 18 It also was determined that imatinib mesylate and donor lymphocyte infusions can be given concurrently. Overall, in relapse after allogeneicsct, imatinib mesylate was highly effective in inducing leukemia remissions and reestablished full donor chimerism in responding patients. 18 Prolonged clinical complete remission and molecular complete remission (albeit rare) has occurred in a small subset of patients. 18 In summary, in each patient cohort, imatinib mesylate produced a high initial response rate that was, however, followed by rapid development of resistance in a substantial number of patients. Thus, imatinib mesylate monotherapy appears to be insufficient for treating patients with relapsed/refractory Ph ALL. Future Strategies for Imatinib Mesylate Therapy in the Treatment of Ph ALL Combination Therapies When considering future directions for imatinib mesylate in the treatment of Ph ALL, prospective studies of this ABL tyrosine kinase inhibitor plus traditional cytotoxic chemotherapy regimens are a rational next step. Thus, the GMALL has started a randomized trial in elderly patients ( 65 years) with de novo Ph ALL. Imatinib mesylate as single drug induction is being compared with conventional dosereduced induction chemotherapy. After induction therapy all patients receive imatinib mesylate alternating with and/or parallel to consolidation chemotherapy. The aim is to improve the remission rate and remission duration in elderly patients, in whom intensification of conventional chemotherapy is not possible. In future studies, imatinib mesylate might be combined with novel therapeutics. For example, targeted therapies such as monoclonal antibodies (eg, anti-cd20) or, in SCT recipients, immune response modification with donor lymphocyte infusions or with interferon- could be studied. Farnesyl transferase inhibitors (FTIs), a new class of signal transduction modulators that target Ras and several other pathways, also may be suitable candidates. 19 In another article in this supplement, Kurzrock et al review the antitumor activity of two FTIs, Zarnestra (R115777; Johnson & Johnson Pharmaceutical Research & Development, L.L.C., San Diego, CA) and BMS (Bristol-Myers Squibb, Princeton, NJ), in patients with relapsed or refractory acute leukemias and myelodysplasticsyndrome. Combining imatinib mesylate with an FTI agents with distinct, targeted mechanisms of action and single-agent activity against Ph leukemia is an intriguing approach to treating Ph ALL. Furthermore, there are preclinical data to indicate that FTIs are effective against imatinib mesylate resistant cell lines, thereby suggesting a potential role for FTIs in Ph ALL patients who become resistant to imatinib mesylate. Other examples of targeted therapies for Ph leukemias, which are receiving increased attention in preclinical settings, include (1) inhibition of BCR- ABL gene expression by antisense oligodeoxynucleotides or ribozymes, and (2) tumor vaccination targeting BCR-ABL sequences. Monitoring of Minimal Residual Disease Detection of minimal residual disease allows clinicians to monitor treatment response to imatinib mesylate and provides the option of evaluating the effectiveness of any of the above-mentioned treatment options on short notice. In 38 patients with Ph ALL treated within the above-mentioned GMALL trials, the quantitative BCR-ABL level 4 weeks after the start of treatment with imatinib mesylate (measured by PCR) was significantly associated with outcome. 20 On this basis, the minimal residual disease guided protocol illustrated in Fig 4 was adopted by the GMALL study group. Eligible patients will receive conventional chemotherapy induction. Minimal residual disease status is assessed at day 44 of the study, ie, at the end of induction therapy, and patients who Figure 4. German Multicenter Study Group for Adult ALL (GMALL) protocol: minimal residual disease guided imatinib mesylate therapy in Philadelphia chromosome positive acute lymphoblastic leukemia (ALL). MRD, minimal residual disease; SC, stem cell; SCT, stem cell transplantation.

5 36 Hoelzer, Gökbuget, and Ottmann are positive (nearly all patients) receive imatinib mesylate monotherapy for 4 weeks. After consolidation, 4 additional weeks of imatinib mesylate may be given. Finally, those with minimal residual disease after allogeneicor autologous SCT or after additional consolidation (in patients in whom SCT cannot be performed) may receive further treatment with imatinib mesylate until BCR-ABL is no longer detectable. The primary aim of this minimal residual disease guided study is to explore the rate and durability of cytogenetic or molecular complete remissions when imatinib mesylate is used after chemotherapy and SCT for Ph ALL. Of particular interest is whether minimal residual disease after clinical complete remission can be eradicated. In addition, this study and others will determine the feasibility of selecting a higher proportion of BCR-ABL negative stem cells during apheresis following pretreatment with imatinib mesylate. Identifying and Overcoming Resistance Mechanisms One of the most important avenues of investigation will be to identify the mechanisms underlying resistance to imatinib mesylate and interventions capable of overcoming the key resistance mechanism(s). In fact, a variety of resistance mechanisms have already been proposed, including (1) clonal evolution, (2) inactivating point mutations, (3) amplification of BCR-ABL at the genomicor transcriptional level, (4) upregulation of multidrug resistance proteins (eg, Pgp-1), and (5) functional inactivation of imatinib mesylate by binding to the acute-phase protein 1 acid glycoprotein. As part of the GMALL phase II trial of imatinib mesylate for Ph ALL, 30 complementary DNAs (including nine matched samples) were extracted from the bone marrow samples of 21 patients in an attempt to identify resistance mechanisms. 23 Analysis of the nucleotide sequence that encodes the ATP-binding site revealed a unique point mutation, Glu255Lys, in six of nine patients (67%) that is seen after, but not prior to, treatment with imatinib mesylate. 23 STI571 analogs are being developed in an attempt to circumvent resistance due to inactivating point mutations. The clinical merits of this class of agents are under investigation. Conclusions The development of the ABL-tyrosine kinase inhibitor imatinib mesylate, a paradigm for molecular targeting, is offering new possibilities for the treatment of Ph ALL. Imatinib mesylate has demonstrated pronounced antileukemic activity in patients with Ph ALL, including those treated for relapse after allogeneicsct. There is now the need for welldesigned studies to identify optimal timing and the best combination for achieving a real cure or at least a significant improvement in Ph/BCR-ABL positive leukemias with an otherwise dismal prognosis. Characterization of the resistance mechanisms that result in relatively short response durations will be invaluable to the continued clinical development of imatinib mesylate for acute and chronic leukemias. References 1. Daley GQ, Van Etten RA, Baltimore D: Induction of chronic myelogenous leukemia in mice by the P210 bcr/abl gene of the Philadelphia chromosome. Science 247: , Gishizky ML, Johnson-White J, Witte ON: Evaluating the effect of P210 BCR/ABL on growth of hematopoietic progenitor cells and its role in the pathogenesis of human chronic myelogenous leukemia. Semin Hematol 30:6-8, 1993 (suppl 3) 3. Griffiths SD, Healy LE, Ford AM, et al: Clonal characteristics of acute lymphoblastic cells derived from BCR/ABL p190 transgenic mice. 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6 Targeted Therapy in Ph ALL Hoelzer D, Gökbuget N: New approaches to acute lymphoblasticleukemia in adults: Where do we go? Semin Oncol 27: , Ottmann OG, Druker BJ, Sawyers CL, et al: A phase II study of imatinib mesylate (Glivec ) in patients with relapsed or refractory Philadelphia chromosome-positive acute lymphoid leukemias. Blood 100: , Wassmann B, Atta J, Pfeifer H, et al: STI571 (Glivec) to enable allogeneic stem cell transplantation (SCT) in relapsed or refractory Philadelphia-chromosome positive acute lymphoblastic leukemia (Ph ALL). Onkologie 23:18, 2001 (abstr 64) 18. Ottmann OG, Wassmann B, Pfeifer H, et al: Activity of the ABL-tyrosine kinase inhibitor Glivec(STI571) in Philadelphia chromosome positive acute lymphoblastic leukemia (PH ALL) relapsing after allogeneicstem cell transplantation (allo-sct). Blood 98:589a-599a, 2001 (suppl 1, abstr 2470) 19. Karp JE: Farnesyl protein transferase inhibitors as targeted therapies for hematologicmalignancies. Semin Hematol 38: 16-23, 2001 (suppl 7) 20. Scheuring UJ, Pfeifer H, Wassmann B, et al: Quantitative Taqman PCR analysis of BCR-ABL levels in peripheral blood and bone marrow of Ph acute lymphoblastic leukemia (ALL) patients during treatment with STI571. Hematol J 2:232, 2001 (abstr 864) 21. Weisberg E, Griffin JD: Mechanism of resistance to the ABL tyrosine kinase inhibitor STI571 in BCR/ABL transformed hematopoieticcell lines. Blood 95: , von Bubnoff N, Schneller F, Peschel C, et al: BCR-ABL gene mutations in relation to clinical resistance of Philadelphiachromosome-positive leukaemia to STI571: A prospective study. Lancet 359: , Hofmann W-K, Jones LC, Lemp NA, et al: Ph acute lymphoblasticleukemia resistant to the tyrosine kinase inhibitor STI571 has a unique BCR-ABL gene mutation. Blood 99: , 2002