Immunologic Factors in the Etiology of Autism

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Immunologic Factors in the Etiology of Autism Judy Van de Water, Ph.D. Professor, Department of Internal Medicine University of California, Davis UC Davis M.I.N.D. Ititute javandewater@ucdavis.edu

Neuro-immune interactio For the past 60 years, the central nervous system has been coidered to be immune privileged. The classic paradigm was there is interaction between these two seemingly distinct systems only during disease.

Microglia B Cell or Plasma cell Neuron Astroglia Perivascular macrophage BBB

Neuro-immune interactio Results from diverse fields now show clear and convincing evidence of bidirectional communication between the nervous and immune systems

Neuroimmune Cross-Talk Microglia B Cell or Plasma cell Neuron Cytokines IL- 1, IL- 6, TNF- α ICAM- 1 Astroglia Perivascular macrophage BBB

The health and development of the nervous system is largely dependent upon the health and function of the immune system What are the factors that influence this cross-talk?

Cross-talk between the Immune and Central Nervous Systems Communication between the cells of the immune and nervous systems is possible on several levels. Neuro, microglia, and astrocytes can produce cytokines and express cytokine receptors. This enables them to direct immune cells as well as respond to various immunological stimuli. Cells of the immune system are able to secrete various neurotramitters and express receptors for many of these molecules. This allows immune cells to impact neural processes and respond to neural stimuli.

The neuroimmune system is comprised of different immune cells and governed by different mechanisms Astroglia Neuron Microglia Perivascular microglia Perivascular macrophage Blood Brain Barrier Perivascular astrocytes Perivascular infiltrate Modulation of immune respoes Lymphocyte/monocyte trafficking C.Pardo

What happe in the developing brain? We are a long way from knowing everything about the neuro-immune interface during development.

Immune and Nervous System Interactio An altered immune respoe may impact other biological systems including the neuroendocrine and nervous systems, and vice versa.

The neuroimmune interface is critical during gestation and the early post-natal period Data suggests that altered cytokine profiles affect neurodevelopmental outcome Both schizophrenia and autism are thought to result in part from changes in the maternal immune profile during gestation. These changes include increased inflammatory cytokines and autoantibodies to protei in the developing fetal brain.

Are neuroimmune mechanisms involved in pathogenesis of ASD? Adaptive Immunity Lymphocyte and Antibody production Innate Immunity Microglia & astroglia activation? 12

What is the status of the cellular immune respoe? To analyze this, we look at cytokine levels in the blood, and in culture supernatants after stimulation. Activation Cytokine production

What are cytokines? Molecules that tell other cells what to do.

SynapJc Tramission & PlasJcity Neurotoxicity Sleep, fever Almost all aspects of neural development Oligodendrocyte funcjon Interneuron migrajon NeuromodulaJon Pro- inflammatory pathways AnJ- inflammatory pathways Leukocyte trafficking

Study populajon at UCD In 2002, we began to collect samples from families as part of the Childhood Autism Risk from Genetics and the Environment (CHARGE) study. The CHARGE study population was sampled from three strata of children, ages 2-5 yrs: 1) Children with autism (currently includes over 800 families) 2) Typically developing children selected from the general population without autism or other developmental disabilities (currently over 500 families enrolled) 3) Children with developmental disabilities without autism (currently 350 families enrolled)

Do we see changes in cytokines in the plasma of children with ASD? Several studies have described alteratio in cytokine profiles associated with autism. The regulatory cytokine TGF has been linked to ASD in multiple studies. Other studies describe decreased levels of TGF in blood samples from individuals with ASD. Ashwood et al found that lower TGF correlated with more severe behavioral scores in ASD children. Lower TGF in peripheral blood, TGF levels in post-mortem brain and cerebrospinal fluid samples were higher in ASD subjects than controls.

Other cytokine/chemokines altered in ASD MIF (macrophage inhibitory factor) a proinflammatory immune regulator that is cotitutively expressed in brain tissues, and has important impacts on neural and endocrine systems. Autism subjects with the highest levels of plasma MIF were found to have the most severe behavior. Grigorenko EL, et al. Pediatrics 2008

Plasma levels of IL-6, IL-8,IL-1β and IL-12p40 are significantly higher in the ASD (n=97) group when compared to TD (n=87) and DD (n=39) controls.

Altered T cell respoes in children with autism: association with behavior When peripheral blood T cells were stimulated, GM- CSF, TNF, and IL-13 were significantly increased whereas IL-12p40 was decreased in ASD relative to TD controls. Increased pro-inflammatory or TH1 cytokines were associated with greater impairments in core features of ASD as well as aberrant behaviors. In contrast, production of GM-CSF and TH2 cytokines were associated with better cognitive and adaptive function. Ashwood P, Krakowiak P, Hertz-Picciotto I, Haen R, Pessah IN, Van de Water, J. Brain Behav Immun. 2010 Sep 9. [Epub ahead of print]

Differential monocyte respoes to TLR ligands in children with autism spectrum disorders. Etrom, et al Brain Behavior and Immunity 2010; 24(1):64-71 Concentration (log-scale) of IL-1 (A), IL-6 (B), and TNF (C) in monocyte cell culture supernatants following stimulation with TLR 2 ligands. Autism (white bars); typically developing controls (grey bars). * P < 0.05.

What about in the brain itself? T- cell??? B- cell Immunoglobuli Assessment of Adaptive or specific immune reaction: Quantification of lymphocyte infiltration, immunoglobulin deposition or complement activation 11 cases of autism 12 controls There was no evidence of any infiltration by T- or B- lymphocytes or immunoglobulin deposition in any of the brain regio studied. 22

Autism: Cytokine Profile in Brain Vargas DL et al. Ann Neurol 2005 23

Cytokine profile in autism Subsets of pro-inflammatory and anti-inflammatory cytokines are increased in the brain of autistic patients. Cytokines are produced in the brain by neuro and neuroglial cells Vargas DL et al. Ann Neurol 2005 24

Autism: Chemokine Profile in Brain Vargas DL et al. Ann Neurol 2005 25

How were they able to assess inflammatory markers in-vivo? CSF Cerebrospinal fluid - CSF- Cells Protei Immunoglobuli Oligoclonal bands Assessment of cytokines and chemokines in CSF: Expression profile and quantification 7 autism cases 7 control cases JHU/Neuroimmunopath/CA Pardo Cytokines Chemokines 26

Control AuJsm Autism: In-vivo markers of inflammation in the cerebrospinal fluid were found. Vargas DL et al. Ann Neurol 2005 JHU/Neuroimmunopath/CA Pardo 27

Leptin, a newly discovered cytokine Adipokines such as leptin are an examples of molecules that interface between immune and metabolic regulation. Leptin signals the brain that sufficient food is stored as fat. In the following study, we compared plasma leptin levels in a population of well-defined children with autism and age-matched controls, with and without developmental disabilities.

Plasma Leptin Levels are Elevated in Autism: Association with an Early Oet Phenotype? Ashwood et al, JADD, 2008 The cytokine leptin was analyzed in children with early oet vs regressive autism Can begin to separate phenotypes based on biologic outcomes

What does this mean? Leptin controls intracellular metabolism. Decreased leptin leads to increased infectio. Increased leptin, see increased frequency of autoimmunity.

What might be the outcome of immune dysregulation such as elevated inflammatory cytokines? One potential outcome is the increased susceptibility towards the generation of autoantibodies. We have examined plasma from children with an ASD for autoantibodies to brain protei using: Immunohistochemistry Western blot analysis

Autoantibodies from children with ASD- Immunohistochemical and Western blot analysis of autoantibody localization in cerebellum of Rhesus monkeys

The golgi cell of the cerebellum was strongly reactive when probed with antibodies from children with autism. Intee golgi cell staining was observed in ~21% of patients with ASD compared with 0% of normal controls.

Western blot of monkey cerebellum Blot was run with plasma from children with autism and the presence of bands determined Goines, et al, Submitted BBI, 2010

Western blot analysis of monkey cerebellum Child IgG Targets in Cerebellum P values ASD n=70 AU n=207 AU +ASD n=277 TD n=189 ASD vs. TD AU vs. TD AU +ASD vs. TD AU vs. ASD 45 5 (7.1%) 20 (9.7%) 25 (9%) 7 (3.6%) NS 0.017 0.025 NS 62 12 (16%) 17 (8.2%) 29 (10%) 16 (8.2%) 0.043 NS NS 0.043

Significant behavioral associatio for children with and without IgG reactivity towards the 45 kda protein. ASD AU TD All Children Test Mean Score (SD) P Mean Score (SD) P Mean Score (SD) P Mean Score (SD) P 45+ 45-45+ 45-45+ 45-45+ 45- ABC 2: Lethargy 8.2 (7) 9 (7.9) 12.9 (9.6) 12.3 (7.1) 0.5 (1.22) 0.47 (1.6) 9.3 (9.3) 6.7 (7.9) 0.05 ABC 3: Stereotypy 3.2 (2.8) 3.3 (3.5) 7.8 (6.4) 5.7 (4.2) 0 (0) 0.1 (0.4) 5.2 (6) 2.9 (4) 0.01 MSEL 69 (26.1) 68.4 (17.8) 53.5 (6.4) 59.5 (17.2) 108 (13.8) 105.1 (17.7) 67.1 (24.9) 80.6 (27.8) 0.005 VABS 68.5 (19.6) 70.2 (12.7) 58.6 (7) 62.9 (12) 100.8 (17.7) 104.9 (14.9) 68.7 (20.4) 82 (24) 0.0008

Significant behavioral associatio for children with and without IgG reactivity towards the 62 kda protein. ASD AU TD All Children Test Mean Score (SD) P Mean Score (SD) P Mean Score (SD) P Mean Score (SD) P 62+ 62-62+ 62-62+ 62-62+ 62- Total ABC 68.1 (40.9) 38.7 (25.) 0.02 48.3 (25.6) 53.1 (26.1) 10.9 (14.1) 7.1 (10) 38.9 (35.1) 30.1 (29.5) ABC 2: Lethargy 16.6 (11.9) 7.5 (5.9) 0.01 10.3 (7.5) 12.6 (7.3) 0.4 (0.8) 0.5 (1.7) 8.4 (9.8) 6.7 (7.8) ABC 3: Stereotypy 5.6 (3.5) 2.9 (3.3) 0.01 5.2 (4) 6 (4.6) 0.07 (0.3) 0.09 (0.4) 3.5 (3.9) 3 (4.2) ABC 5: Inappropriate Speech 3.5 (3.4) 2.8 (2.8) 3 (2.9) 2.8 (2.8) 0.9 (1.5) 0.4 (0.9) 2.4 (2.9) 1.8 (2.5) 0.04 VABS 67.7 (12.3) 70.5 (13.5) 65.1 (15.8) 62.1 (11.1) 97.5 (15.4) 105.5 (14.8) 0.02 76.9 (20.9) 81.5 (24.3)

Neuroimmune Cross-talk in the developing brain Microglia CirculaJon B Cell or Plasma cell Neuron Cytokines IL- 1, IL- 6, TNF- α ICAM- 1 Astroglia Perivascular macrophage Permeable BBB

Results of First Study Study population Number 37 kd &73 kd band positive (%) AU (n=61) 7 (12%) TD (n=62) 0 (0%) DD (n=40) 0 (0%) Neurotoxicology 29:226-231, 2008 E-Pub ahead of print (November 2007) Abbreviatio: AU = Autism; TD = Typically Developing; DD = Developmental delays

Expanded Study: Specificity Remai Study Population (n) 37&73kD* 39&73kD 37&73kD or 39&73kD 37 & 39 & 73kD AU (n=204) 12 (6%) 10 (5%) 22 (11%) 6 (3%) ASD (n=71) 3 (4%) 9 (13%) 12 (17%) 0 (0%) AU and ASD (n=275) 15 (5%) 19 (7%) 34 (12%) 6 (2%) TD (n=183) 0 (0%) 3 (2%) 3 (2%) 0 (0%) Significance (p-value) 37&73kD 39&73kD 37&73kD or 39&73kD 37 & 39 & 73kD AU vs TD 0.0005 0.093 0.0003 0.0314 ASD vs TD 0.0212 0.0007 <0.0001 NA AU & ASD vs TD 0.0006 0.0124 <0.0001 0.0856 AU vs ASD 0.766 0.0525 0.209 0.344 Abbreviatio: AU = Autism; TD = Typically Developing; DD = Developmental delays. Submitted: J. Autoimmunity

The Maternal Autoantibody Model Fetal brain protein antige Maternal IgG Autoantibody Autoantibodies can cross the placenta and bind to protei present in the developing fetal brain. Altered Neurodevelopment

Putting it all together. Environmental perturbation Genetic susceptibility Immune function Immune dysregulation LepJn IL- 6 TNF- α Autoantibody production Oxidative stress

Dr. Judy Van de Water Dr. Paul Ashwood Dr. David Amaral Daniel Brauchweig Luke Heuer Robert Boyce Paula Goines Marjannie Eloi Lori Haapanen UCD Children s Health Center and C.H.A.R.G.E Dr. Isaac Pessah, Director Dr. Irva Hertz- Piccio`o Dr. Robin Haen This work was supported by grants NIEHS 1 P01 ES11269-01, the U.S. Environmental ProtecJon Agency (U.S. EPA) through the Science to Achieve Results (STAR) program (Grant R829388), AuJsm Speaks, the Jane Botsford Johon FoundaJon, and the UC Davis M.I.N.D. IJtute.