TITLE: Properties of Leukemia Stem Cells in a Novel Model of CML Progression to Lymphoid Blast Crisis

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AD Award Number: W81XWH-05-1-0608 TITLE: Properties of Leukemia Stem Cells in a Novel Model of CML Progression to Lymphoid Blast Crisis PRINCIPAL INVESTIGATOR: Craig T. Jordan, Ph.D. CONTRACTING ORGANIZATION: University of Rochester Rochester, New York 14627-0140 REPORT DATE: October 2006 TYPE OF REPORT: Annual PREPARED FOR: U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 DISTRIBUTION STATEMENT: Approved for Public Release; Distribution Unlimited The views, opinions and/or findings contained in this report are those of the author(s) and should not be construed as an official Department of the Army position, policy or decision unless so designated by other documentation.

REPORT DOCUMENTATION PAGE Form Approved OMB No. 0704-0188 Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE (DD-MM-YYYY) 2. REPORT TYPE 01-10-2006 Annual 3. DATES COVERED (From - To) 15 Sep 2005 14 Sep 2006 4. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Properties of Leukemia Stem Cells in a Novel Model of CML Progression to Lymphoid Blast Crisis 5b. GRANT NUMBER W81XWH-05-1-0608 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER Craig T. Jordan, Ph.D. E-Mail: craig_jordan@urmc.rochester.edu 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION REPORT NUMBER University of Rochester Rochester, New York 14627-0140 9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR S ACRONYM(S) U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 21702-5012 11. SPONSOR/MONITOR S REPORT NUMBER(S) 12. DISTRIBUTION / AVAILABILITY STATEMENT Approved for Public Release; Distribution Unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT Background: Progression of CML from chronic phase to lymphoid blast crisis is a poorly characterized event. However, at least some of the molecular events that accompany evolution of the disease have been described. One such event, mutation of the p16ink4a/p19arf locus, is known to occur in approximately 50% of patients developing acute lymphoid disease. Based on this observation, we generated a novel mouse model in which combination of the well-known BCR/ABL translocation with loss of function mutation at the p16ink4a/p19arf locus induces a very robust and authentic lymphoid blast crisis. In order to understand the earliest origins of disease pathogenesis, we have used the model to characterize leukemia stem cells (LSC) as they progress from chronic phase disease to blast crisis. Intriguingly, in the chronic phase, LSC can be derived only by introduction of BCR/ABL into normal hematopoietic stem cells (HSC). Expression of BCR/ABL at later stages of hematopoietic differentiation does not support development of disease. In contrast, upon loss of p16ink4a/p19arf activity, expression of BCR/ABL is sufficient to induce disease at multiple stages of hematopoietic differentiation (HSC, CLP, Pro-B, etc). These findings indicate evolution of LSC during progression to lymphoid blast crisis can occur via mutations in several different types of stem and progenitor cells, an observation that has important ramifications for the clinical management of patients with lymphoid, as compared to myeloid blast crisis. Objective/Hypothesis: We hypothesize that mutations occurring during various stages of hematopoietic development will generate a heterogeneous population of LSC in lymphoid blast crisis, and that the various classes of LSC will differ with regard to their drug sensitivity. The objective of the proposal is to characterize discrete LSC types and define methods for their eradication. 15. SUBJECT TERMS No subject terms provided. 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT a. REPORT U b. ABSTRACT U c. THIS PAGE U UU 9 18. NUMBER OF PAGES 19a. NAME OF RESPONSIBLE PERSON USAMRMC 19b. TELEPHONE NUMBER (include area code) Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std. Z39.18

Table of Contents Introduction...4 Body 4 Key Research Accomplishments. 5 Reportable Outcomes 6-8 Conclusions 9 References 9 Appendices 9

Introduction This report describes progress to date for the above referenced DOD grant. The objective of the study was to employ a novel mouse model of CML blast crisis to characterize various forms of leukemia stem cells (LSC) and their relative properties. In particular, distinguishing how differing normal target cells contribute to disease pathogenesis was regarded as an important priority in establishing relative heterogeneity of LSC. Body Task 1: To determine the biological properties of BCR/ABL+ LSC arising via mutation at different stages of lymphoid differentiation (Months 1-6): We have completed a detailed series of studies on the developmental origin of LSC using retroviral gene transfer into various stem or progenitor cell populations. The data show: 1) Expression of BCR/ABL in HSC of Arf null mice creates a mixed lineage leukemia in which both acute lymphoid and myeloproliferative populations are evident. In the majority of animals, the lymphoid disease ultimately expands and is lethal. The data indicate that while both lymphoid and myeloid developmental fates are possible, the lymphoid disease is more aggressive. The frequency of leukemia-initiating cells in this model is approximately 1 in 2000 cells (see figures 1-2 below). 2) Expression of BCR/ABL in CLP or ProB populations from Arf null mice only creates an acute lymphoid disease (Figure 2). The frequency of leukemiainitiating cells in this model is approximately 1 in 200 cells. The immunophenotype of bulk tumor is consistent with a pre-b cell ALL. The immunophenotype of leukemia-initiating cells is Sca-1+, VLA-5+ (Figures 3-4), as assessed by in vitro colony-forming ability. Task 2. To determine the relative drug sensitivity of LSC that arise in distinct stem/progenitor populations (Months 6-12): The primary objective of these studies was to determine whether the drug treatment is cytotoxic to LSC in the above referenced model. The drugs evaluated were imatinib and the parthenolide analog DMAPT (dimethylaminoparthenolide). Treatment of LSC arising at different stages of development with imatinib showed no differences (data not shown), suggesting that all forms of LSC are equally resistant to this type of drug. In contrast, treatment of varying LSC with DMAPT showed strong cytotoxicity (up to 90% cell death in vitro). However, again, we detected no 4

differences between LSC arising at different developmental stages. While very limited with respect to the types of drugs tested, these findings do not support our original hypothesis, which proposed that LSC from differing developmental origins may display variable drug sensitivity. Key research accomplishment Validation of the BCR/ABL + Arf null model as a system in which LSC pathogenesis and drug sensitivity can be studied. 5

Reportable outcomes Overview of experimental design Enriched cells from Ink4a/Arf-null (exon 2 & 3 deletion) Arf-null (exon 1 deletion) or wild type C57B6 mice were transduced with retroviral particles to express p210bcr/abl and GFP. Enriched cells include: hematopoietic stem cells (HSC), common lymphoid progenitors (CLP), ProB, and PreB populations. The cells were then transplanted into cohort of sub-lethally irradiated wild type recipients through tail vein injection. 10 to 14 days post transplantation, peripheral blood of primary recipients were collected to evaluate possible disease progression via analyzing the morphology and amount of total white blood cells (WBC), percentage and lineage marker of GFP positive cells. Fig. 1 6

Figure 2 Phenotypic analysis of animals transplanted with retrovirally transduced HSC, CLP, ProB or PreB cells from Ink/Arf null mice. The myeloid vs. lymphoid nature of the disease varies as a function of developmental origin. A. B. 7

Figure 3 BM cells from B-ALL recipients were stained with surface antigens: B220, CD19, Sca1 and VLA5. GFP positive B cells were selected and further sorted into 4 different groups (VLA5+Sca1-, VLA5+Sca1+, VLA5-/Sca1+, and VLA5-/Sca1-), which were each assayed for colony-forming unit (CFU) ability. 8

Conclusions In wild type mice, only BCR/ABL mutation at the stem cell level is sufficient to induce disease, and such disease is almost always myeloid. In contrast, these studies demonstrate that loss of Arf function is a critical determinant defining the nature and prevalence of LSCs. In the absence of Arf, LSC can arise from multiple developmental stages (HSC, CLP, ProB, PreB). Moreover, the type of disease can vary as a function of the particular developmental origin, with most manifestations being lymphoid. These findings indicate that loss of Arf function is sufficient to induce the transition from CML to lymphoid blast crisis. Further, the data suggest that the developmental stage at which blast crisis evolution occurs can vary. We speculate that acute disease arising from varying developmental stages may display differing biological properties. However, in the studies performed for this project, differences in drug sensitivity amongst varying forms of LSC was not observed. The studies outlined above provide a model system in which these theories may be further explored and new therapeutic options may be evaluated. References None Appendices None 9