HEART AND SOUL STUDY OUTCOME EVENT - MORBIDITY REVIEW FORM

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REVIEW DATE REVIEWER'S ID HEART AND SOUL STUDY OUTCOME EVENT - MORBIDITY REVIEW FORM : DISCHARGE DATE: RECORDS FROM: Hospitalization ER Please check all that may apply: Myocardial Infarction Pages 2, 3, Question 1-4 IF YES, PLEASE COMPLETE PART C. Angina Pages 2, 4, Question 1-3, 5 Congestive Heart Failure (CHF) Pages 5, Question 6 Stroke Page 6, Question 7 TIA Carotid Artery Disease Peripheral Arterial Disease Page 7, Question 8 Page 8, Question 9 Page 9, Question 10 Coronary Artery Revascularization Catheterization Without Revascularization Severe Cardiac Dysrhythmia Page 10, Question 11 Page 10, Question 13 Page 10, Question 12 AICD Placement Page 10, Question 13.1 Psychiatric Disorder Page 11, Question 14 Other hospitalization, specify diagnosis: Fill out only those pages corresponding to diagnoses checked above. Morbidity Review Form P1a, Version 08/30/10, page 1 0643096480

1. ECG pattern: (Mark the one category that best applies.) Evolving diagnostic: New diagnostic Q wave Positive: New ST elevation or New LBBB nspecific: New ST depression or New T wave inversion rmal or other ECG findings: All other findings ECG not available 2. Cardiac enzyme information available? Go to Question 3 2.1. Serum CKMB: CKMB diagnostic CKMB equivocal CKMB normal CKMB not available 2.2. Troponin lab test. (Mark the one category that best applies. If more than one test was conducted, record the type with the most elevated lab result.): Troponin C Troponin I Troponin T Troponin, not specified Troponin not available 2.3. "Other" cardiac-specific lab (specify): 3. Cardiac pain present? (Mark one.) Unknown/t recorded Go to Question 2.3 below 2.2.1. Results (Mark the one category that best applies.) Troponin diagnostic Troponin equivocal Troponin normal 2.3.1. Results (Mark the one category that best applies.) Diagnostic Equivocal rmal Other (specify): Morbidity Review Form P1b, Version 6/2/04, page 2 3210324230

4. Myocardial infarction (MI): (Mark one.) Possible Aborted Please refer to classification of MI on page 12 4.1. MI during or resulting from a procedure? (Mark one.) Unknown/t sure 4.2. Was a thrombolytic agent (e.g. TPA, streptokinase, urokinase) or procedure (e.g. angioplasty) administered? (Mark one.) Unknown 4.2.1. Type of procedure on this admission: (Mark all that apply.) Coronary artery bypass graft (CABG) Percutaneous transluminal coronary angioplasty (PTCA), coronary stent or coronary atherectomy Thrombolytic agent 4.2.2. Was the MI aborted? (Diagnosis of an aborted MI requires: symptoms and ECG evidence for acute MI at presentation; intervention [thrombolytic therapy or a procedure] followed by resolution of ECG changes; and all cardiac enzymes within normal limits.) Unknown Morbidity Review Form P2, Version 03/24/06, page 3 2690051935

5. Angina Pectoris (including unstable angina; in the ABSENCE of myocardial infarction): (Mark one.) Angina Pectoris: Chest pain, tightness or shortness of breath produced by myocardial ischemia that does not result in infarction (usually caused by coronary insufficiency). Unknown/t sure 5.1. Angina pectoris (including unstable angina) is based on: (Mark all that apply.) Symptoms consistent with angina Final physician diagnosis of angina Receiving medical treatment for angina on this admission (e.g. nitrate, beta-blocker or calcium channel blocker) Current medical record documenting a history of coronary heart disease by previous catheterization or revascularization procedure CABG surgery or other revascularization procedure on this admission 70% or greater obstruction of any coronary artery on angiography on this admission Horizontal or down-sloping ST-segment depression or abnormal ST elevation >= 1 mm on exercise or pharmacological stress testing with pain on this admission Scintigraphic or echocardiographic stress test positive for ischemia on this admission Resting ECG shows horizontal or down-sloping ST depression or abnormal ST elevation >=1 mm with pain that is not present on ECG witout pain on this admission Morbidity Review Form P3, Version 06/01/04, page 4 7730341386

6. Congestive Heart Failure (CHF): (Mark one.) Physician diagnosis of congestive heart failure exacerbation on this admission. Unknown/t sure 6.1. MESA/CARDIA CHF criteria: (Mark all that apply.) Final diagnosis of CHF exacerbation by physician Receiving medical treatment for CHF (e.g., diuretics, digitalis, vasodilators, beta-blockers, or ACE inhibitors) Systolic or diastolic dysfunction by current or past echocardiography, contrast ventriculography, radionuclide ventriculogram or multigated acquisition (MUGA) scan 6.1.1 Framingham CHF criteria: (Mark all that apply.) Symptoms Paroxysmal nocturnal dyspnea* Orthopnea* Dyspnea on exertion Night cough Weight loss >=4.5kg in 5 days, related to change in CHF therapy* Weight loss >=4.5kg in 5 days, not related to change in CHF therapy Diagnosis of CHF requires 2 major* or 1 major* plus 2 minor criteria Signs of CHF on this admission Elevated JVP* Pulmonary rales* Third heart sound* Peripheral edema Hepatomegaly CXR on this admission Pulmonary edema* Cardiomegaly* Pleural effusion Heart rate >120/min Morbidity Review Form P4, Version 06/01/04, page 5 3679433544

7. Stroke: (Mark one.) Stroke: Deficit is not known to be secondary to brain trauma, tumor, infection or other non-ischemic cause. Unknown/t sure 7.1. Diagnosis: (Mark the one category that best applies.) Subarachnoid hemorrhage not resulting from a procedure Intracerebral hemorrhage not resulting from a procedure Other or unspecified nontraumatic epideural or subdural hemorrhage not resulting from a procedure Acute, but ill-defined, cerebrovascular disease not resulting from a procedure Central nervous sytem complications during or resulting from a procedure Occlusion of cerebral or precerebral arteries with infarction not resulting from a procedure: cerebral thrombosis cerebral embolism lacunar infarction 7.2. Stroke diagnosis based on: (Mark all that apply.) Physician diagnosis of stroke CT or MRI scan shows acute focal brain lesion without evidence of blood Neurological deficit with duration >= 24 hours Rapid onset of neurological deficit Surgical evidence of ischemic infarction of brain CT or MRI findings of blood in subarachnoid space or intra-parenchymal hemorrhage Positive lumbar puncture (for subarachnoid hemorrhage) Surgical evidence of ischemic infarction of brain Other known causes of deficit ruled out Other (specify): Morbidity Review Form P5, Version 06/01/04, page 6 1752208072

8. Transient Ischemic Attack (TIA): (Mark one.) Transient Ischemic Attack: One or more episodes of a focal neurologic deficit lasting more than 30 seconds and no longer than 24 hours. Rapid evolution of the symptoms to the maximal deficit in less than 5 minutes., with subsequent complete resolution. head trauma occurring immediately before onset of the neurological event. Unknown/t sure 8.1. Diagnosis of TIA based on: (Mark all that apply.) Episode of focal neurologic deficit Episode lasting more than 30 seconds, but no longer than 24 hours Rapid evolution of symptoms (maximum < 5 minutes) Complete resolution Other causes ruled out evidence of clonic jerking, conjugate eye deviation, prolonged Jacksonian march, scintillating scotoma or headache with nausea and vomiting Morbidity Review Form P6, Version 06/01/04, page 7 0779511033

9. Carotid Artery Disease: (Mark one.) Carotid Artery Disease: Disease must be symptomatic and/or requiring intervention (e.g. vascular or surgical procedure). Unknown/t sure 9.1. Diagnosis: (Mark one.) Carotid artery occlusion and stenosis without documentation of cerebral infarction Carotid artery occlusion and stenosis with written documentation of cerebral infarction 9.2. Carotid artery disease based on: (Mark all that apply.) Symptomatic disease with carotid artery disease listed on the hospital discharge summary Abnormal findings (>=50% stenosis) on carotid angiogram or doppler flow study Vascular or surgical procedure to improve flow to ipsilateral brain Morbidity Review Form P7, Version 06/01/04, page 8 1263261056

10. Peripheral Arterial Disease (aorta, iliac arteries or below): (Mark one.) Peripheral Arterial Disease: Symptomatic disease including intermittent claudication, ischemic ulcers or gangrene. Disease must be symptomatic and/or requiring intervention (e.g. vascular or surgical procedure for arterial insufficiency in the lower extremities or abdominal aortic aneurysm. Unknown/t sure 10.1. Diagnosis: (Mark the one category that best applies.) Lower extremity claudication Atherosclerosis of arteries of the lower extremities Arterial embolism and/or thrombosis Abdominal aortic aneurysm 10.2. Peripheral arterial disease diagnosis based on: (Mark all that apply.) Final physician diagnosis of peripheral arterial disease during hospitalization Ultrasonographically/angiographically demonstrated obstruction or ulcerated plaque (>=50% of the diameter or >=75% of the x-sectional area) of the renal artery or of the iliac arteries or below Absence of pulse by doppler in any major vessel of lower extremities Exercise test that is positive for lower extremity claudication Surgery, angioplasty or thrombolysis for peripheral arterial disease Amputation of one or more toes of the lower extremity because of ischemia or gangrene Exertional leg pain relieved by rest Ankle-arm systolic blood pressure ratio <= 0.8 Radiologically demonstrated abdominal aortic aneurysm Surgical or vascular procedure for abdominal aortic aneurysm Morbidity Review Form P8, Version 06/01/04, page 9 3387579057

11. Coronary Artery Revascularization: (Mark one.) Coronary Artery Revascularization: Coronary artery revascularization consisting of coronary artery bypass grafting (CABG), percutaneous transluminal coronary angioplasty (PTCA) with or without placement of an intracoronary stent or coronary artery atherectomy but will not include treatment with a fibrinolytic agent. Unknown/t sure 11.1. Diagnosis: (Mark all that applies.) Coronary artery bypass grafting (CABG) Percutaneous transluminal coronary angioplasty (PTCA) without placement of stent PTCA with placement of stent Atherectomy Other (specify): 12. Catheterization Without Revascularization: (Mark one.) 13. Severe Cardiac Dysrhythmia Requiring External Defibrillation, Ablation, Pacemaker or AICD placement: (Mark one.) 13.1. AICD placement for other reasons: (Mark one.) Morbidity Review Form P9, Version 08/30/10, page 10 8301557706

14. Psychiatric Disorder: (Mark one.) 14.1. Diagnosis: (Mark all that apply.) Major Depression Unknown/t sure Post traumatic stress disorder Substance abuse Schizophrenia/psychosis Generalized anxiety disorder Unknown/t sure Unknown/t sure Unknown/t sure Unknown/t sure Obsessive compulsive disorder Unknown/t sure Personality disorder, specify type: Unknown/t sure Other, specify: Unknown/t sure Morbidity Review Form P10, Version 03/31/04, 11 0674233555

CLASSIFICATION OF MI Diagnosis of MI based on symptoms, enzymes and ECG as follows: CARDIAC SYMPTOMS OR SIGNS PRESENT C CARDIAC ENZYMES ECG PRESENT Diagnostic Equivocal Missing rmal Evolving Diagnostic MI MI MI MI Positive MI MI MI MI nspecific MI Possible MI MI MI rmal or other MI Possible MI MI MI F ECG findings CARDIAC SYMPTOMS OR SIGNS ABSENT CARDIAC ENZYMES ECG PRESENT Diagnostic Equivocal Missing rmal Evolving Diagnostic MI MI MI MI Positive MI MI Possible MI MI nspecific MI* Possible MI MI MI rmal or other MI* MI MI MI ECG findings *In absence of diagnostic troponin, downgrade to possible ECG Evolving diagnostic: New Diagnostic Q wave Positive: New ST elevation or New LBBB nspecific: New ST depression or New T wave inversion rmal: All other findings Enzymes Diagnostic: positive biomarker and rising or falling pattern in setting of clinical cardiac ischemia Equivocal: one positive biomarker or rising or falling pattern not in setting of clinical cardiac ischemia Missing: biomarker not measured rmal: no positive biomarker Positive biomarker=exceeding 99th percentile of the distribution in healthy populations At VA: Troponin: 95% of normal subjects have troponin values <0.05. The recommended threshold for acute MI is >0.40. Values between 0.06 and 0.40 should be interpreted in the context of the patient's clinical presentation. CKMB: Reference range 0-7. Values >7 consistent with MI. However, CKMB also found in skeletal muscle; interpret results in clinical context. Morbidity Review Form, Version 6/2/04, page 12 4553614514