, M.D. Neurosurgical Associates, P.C. 710 West 168 th Street New York, NY Primary Insurance: Policy #: Group #: Date: / / Patient Name:

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, M.D. Neurosurgical Associates, P.C. 710 West 168 th Street New York, NY 10032 PATIENT INFORMATION UNIT # INSURANCE 1 Date: / / Patient Name: (Last Name) (First Name) Date of Birth: / / Sex: M F Social Security #: - - (Middle Initial) Address: City: State: Zip: Home #: ( ) - Cell #: ( ) - Email: Father s First Name: Mother s First Name: Employer s Name: Occupation: Work #: ( ) - Fax #: ( ) - Primary Insurance: Policy #: Group #: Secondary Insurance: Policy #: Group #: Check if apply and answer the following questions: Workers Compensation Auto Accident/NoFault Date of Accident: / / Carrier Name: Representative Name: State of Accident: Policy #: Address: Spouse Name: (Last Name) (First Name) Date of Birth: / / Social Security #: - - REFERRING PHYSICIAN Referring Physician Name: Address: Cell #: ( ) - Email: If different than patient: Guarantor s Name: (Last Name) (First Name) Date of Birth: / / Sex: M F Social Security #: - - Cell #: ( ) - Primary Care Physician Name: Address: Pharmacy Name: Address:

, M.D. Neurosurgical Associates, P.C. 710 West 168 th Street New York, NY 10032 UNIT # 2 I understand that all applicable copayments and deductibles are due at the time of services. I agree to be financially responsible and make full payment for all charges not covered by my insurance company. I authorize my insurance benefits to be paid directly to Neurosurgical Associates, P.C. for services rendered. I authorize representatives of Neurosurgical Associates/Columbia University Medical Center to release pertinent medical information to my insurance company when requested or to facilitate payment of a claim. If my current policy prohibits direct payment to the doctor, I will forward the check and explanation of benefits to Neurological Associates. Patient Signature: Date: / / Guarantor Signature: Date: / / PATIENT FINANCIAL OBLIGATION AGREEMENT I am aware that, M.D. does not participate with my Commercial Insurance and is an Out-of-Network Provider. Patient Signature: Date: / / NOTICE OF PRIVACY PRACTICES: ACKNOWLEDGEMENT OF RECIEPT I acknowledge that I was provided with a copy of the ColumbiaDoctors Notice of Privacy Practices (NOPP). Patient Name: (Print) Patient Signature: _ Date: / / If completed by a patient s representative, please print and sign below: Representative: (Print) Relationship: Representative Signature: Date: / / MYCOLUMBIADOCTORS PATIENT PORTAL SIGN UP Access your personal records securely, 24/7, on a computer, smartphone, or ipad. YES, Send me an invitation to join mycolumbiadoctors. Email: NO, do not send me an invitation to join mycolumbiadoctors. Look for an email invite from noreply@followmyhealth.org and click the registration link. Patient s Preferred Language I decline to respond. Patient Signature: Date: / /

, M.D. Neurosurgical Associates, P.C. 710 West 168 th Street New York, NY 10032 UNIT # 3 MARKETING PATIENT SURVEY Please take the time to fill out the following information, so we may better serve you and future patients. All information will be kept anonymous. Patient Name: (not required) Your Doctor: 1. Who was your source of referral or how did you find out about us? Please select all that apply and indicate below. Family/Friend: Physician: Print Media: Website/Search engine: Social Media: Other: 2. Did you visit our website (www.columbianeurosurgery.org)? If so, which page(s) or video(s) were helpful? Doctor s Bio Page Medical Conditions and Treatments Page Specialties Page Doctor s Video Patient Testimonial Video Blog Other: 3. Did you visit a patient review site (i.e. Healthgrades.com) about our doctor before you came in? Yes If yes, which patient review website(s) did you visit? Healthgrades.com Vitals.com RateMds.com Other : No 4. Would it be ok for a representative from the marketing department to contact you for your opinion or feedback? Yes Texts: ( ) - Emails: No

NAME: DATE: BIRTHDATE: / / HEIGHT: FT. IN. WEIGHT LBS A. 1. Internist or family doctor name and address: 2. Chief complaint Neck pain Arm: Pain Numbness Weakness (check all that apply) Back pain Leg: Pain Numbness Weakness Other: 3. Your age: Years Months 4. Your sex: Male Female 5. How long has the pain (or your problem) been present? 6. Has your problem worsened recently? No Yes How recently? 7. What started the pain (or problem)? B. For patients with NECK OR ARM pain, numbness, or weakness: (If you are seeing the doctor for back or leg pain, please ask for the BACK OR LEG questionnaire.) 1. What % of your pain is neck pain and what % is arm pain? (check appropriate box) Neck 0%, Arm 100% Neck 10%, Arm 90% Neck 25%, Arm 75% Neck 40%, Arm 60% Neck 50%, Arm 50% Neck 65%, Arm 40% Neck 75%, Arm 25% Neck 90%, Arm 10% Neck 100%, Arm 0% 2. There is: No arm pain Arm pain is as follows (check the following): a. Right 0%, Left 100% Right 10%, Left 90% Right 25%, Left 75% Right 40%, Left 60% Right 50%, Left 50% Right 65%, Left 40% Right 75%, Left 25% Right 90%, Left 10% Right 100%, Left 0% b. The arm pain is present in the (check the following): Right: Upper back Shoulder Upper arm Forearm Hand/finger Left: Upper back Shoulder Upper arm Forearm Hand/finger 3. Raising the arm: Improves the pain Worsens the pain Does not affect the pain 4. Moving the neck: Improves the pain Worsens the pain Does not affect the pain 5. There is: No weakness of the arms and hands Weakness of the (check the following): Right: Shoulder Upper arm Forearm Hand/finger Left: Shoulder Upper arm Forearm Hand/finger 6. There is: No numbness of the arms and hands Numbness of the (check the following): Right: Upper arm Forearm Thumb Index finger Long finger Ring finger Small finger Left: Upper arm Forearm Thumb Index finger Long finger Ring finger Small finger 7. There ( is is not) difficulty picking up small objects like coins or buttoning buttons. 8. There ( is is not) problem with balance or tripping frequently 9. There are ( Frequent Occasional No) headaches in the back of the head. PLEASE GO ON TO THE NEXT PAGE

C. 1. Coughing or sneezing ( Increases Sometimes increases Does not increase) the pain. 2. There is: No loss of bowel or bladder control Loss of bowel or bladder control since 3. I have: Not missed any work because of this problem Missed (how much?) work. 4. Treatments have included: No medicines, therapy, manipulations, injections, or braces. Neck Back Neck Back Physical therapy, exercise Anti-inflammatory medications Massage & ultrasound Narcotic medication Traction Epidural steroid injections times which Manipulation relieved the pain for (how long?) TENS unit Trigger point injections times which Shoulder injections relieved the pain for (how long?) Braces Other: 5. List pain medications and dose taken for your spine problem: None Medication Dose 6. Previous doctors seen about this problem: None Doctor Specialty City (if not New York) Treatments D. MEDICAL HISTORY Please check all that apply None apply Heart attack Diabetes Lung disease Liver trouble Heart failure Stroke HIV Hepatitis High blood pressure Seizures AIDS Thyroid trouble Osteoarthritis Mental illness Tuberculosis Bleeding disorders Rheumatoid arthritis Kidney stones Asthma Anemia Ankylosing spondylitis Kidney failure Blood clot in leg Loose, capped, Gout Cancer Blood clot in lung missing, or chipped Osteoporosis Alcoholism Stomach ulcers teeth Ulcers or hiatus hernia Glaucoma Glasses Serious injuries: Dentures/Bridges Problems with hearing or contact lenses Other: E. SURGICAL HISTORY: Previous surgeries- list procedure, surgeon, and date. None OPERATION SURGEON DATE F. MEDICATIONS YOU TAKE: None PLEASE GO ON TO THE NEXT PAGE

G. ALLERGIES TO MEDICATIONS: No known drug allergies MEDICATION REACTION H. SOCIAL HISTORY 1. Work status: Homemaker Retired Disabled On leave Unemployed Working: Full time Part time Occupation: 2. Marital status: Married Single Co-habitating Widowed Divorced 3. Number of living children: 4. I live: Alone With: 5. Tobacco use: Never (skip to #6) Cigar Chew Pipe Cigarettes packs per day for years. Quit When? after smoking packs per day for years (total). 6. Alcohol: Never or rare Social Frequently drunk (more than twice a week) Alcoholic Recovering alcoholic 7. Drug use/abuse: Never Currently In the past 8. Because of this spine problem, I have filed or plan to file: A lawsuit A Worker s Compensation claim Neither a lawsuit nor a Worker s Compensation claim I. FAMILY HISTORY: Check all that apply. None apply Stroke Arthritis Mental illness Alcoholism Heart trouble Gout Kidney trouble or stones Other: High blood pressure Seizures Cancer Diabetes Spine problems Bleeding disorders J. REVIEW OF SYSTEMS 1. Do you have any problems with your HEART or CIRCULATION? Check all that apply Heart murmur or Mitral Valve Prolapse Irregular Heartbeat Difficulty with Stairs (due to shortness of breath) Sleeping on more than one pillow Waking at night with shortness of breath Ankle Swelling Shortness of breath at rest or exercising Chest pain at rest or exercising If yes, please explain: PLEASE GO ON TO THE NEXT PAGE

2. Do you have any problems with your LUNGS or BREATHING? Check all that apply Asthma Pneumonia Bronchitis Emphysema Cough or Coughing up phlegm Shortness of breath If yes, please explain: 3. Do you have any problems with your BLOOD? Check all that apply Bleeding tendency or easy bruising Sickle cell disease Blood transfusions If yes, please explain: 4. Do you have any problems with your NERVES, MUSCLES or BONES? Check all that apply Fainting spells Muscle weakness Headaches Dizziness Double vision Loss of sensation Paralysis or weakness of limbs Loss of balance Loss of coordination Muscle wasting Head, neck, or back injury Psychiatric illness Extreme nervousness or anxiety If yes, please explain: Are you pregnant? Yes No Date of last menstrual period: MY PAIN/DISCOMFORT IS (circle number) 0 1 2 3 4 5 6 7 8 9 10 No pain Slight Mild Moderate Severe Excruciating Pain as bad as it could be Patient signature Date PLEASE GO ON TO THE NEXT PAGE

NECK DISABILITY INDEX Please read: This questionnaire has been designed to give the doctor information as to how your neck pain has affected your ability to manage in everyday life. Please answer every section and mark in each section only the ONE box which applies to you. We realize you may consider that two of the statements in any one section apply to you, but please just mark the box which most closely describes your problem. Section 1 Pain intensity Section 6 Concentration I have no pain at the moment I can concentrate fully when I want to with no difficulty The pain is very mild at the moment I can concentrate fully when I want to with slight The pain is moderate at the moment difficulty The pain is fairly severe at the moment I have a fair degree of difficulty in concentrating The pain is very severe at the moment when I want to The pain is the worst imaginable at the moment I have a lot of difficulty in concentrating when I want to I have a great deal of difficulty in concentrating when Section 2 Personal care (Washing, Dressing, etc.) I want to I can look after myself normally without causing I cannot concentrate at all extra pain I can look after myself normally but it causes extra pain Section 7 Work It is painful to look after myself and I am slow and careful I can do as much work as I want to I need some help but manage most of my personal care I can only do my usual work, but no more I need help every day in most aspects of self care I can do most of my usual work, but no more I do not get dressed, I wash with difficult and stay in bed I cannot do my usual work I can hardly do any work at all Section 3 Lifting I cannot do any work at all I can lift heavy weights without extra pain I can lift heavy weights but it gives extra pain Section 8 Driving Pain prevents me from lifting heavy weights off the floor, I can drive my car without any neck pain but I can manage if they are conveniently positioned, e.g., I can drive my car as long as I want with slight on a table pain in my neck Pain prevents me from lifting heavy weights, but I can I can drive my car as long as I want with moderate manage light to medium weights if they are conveniently pain in my neck positioned. I cannot drive my car as long as I want because of I can lift very light weights. Pain in my neck I cannot lift or carry anything at all. I can hardly drive at all because of severe pain in my neck Section 4 Reading I can read as much as I want to with no pain in my neck Section 9 Sleeping I can read as much as I want to with slight pain in my neck I have no problem sleeping I can read as much as I want to with moderate pain in my My sleep is slightly disturbed (less than 1 hour neck sleepless) I can t read as much as I want because of pain in my neck My sleep is mildly disturbed (1-2 hours sleepless) I can hardly read at all because of severe pain in my neck My sleep is moderately disturbed (2-3 hours I cannot read at all sleepless) My sleep is greatly disturbed (3-6 hours sleepless) Section 5 Headaches My sleep is completely disturbed (5-7 hours I have no headaches at all sleepless) I have slight headaches which come infrequently I have moderate headaches which come infrequently Section 10 Recreation I have moderate headaches which come frequently I am amble to engage in all my recreational I have severe headaches which come frequently activities with no neck pain at all I have headaches almost all the time I am able to engage in all my recreational activities with some pain in my neck I am able to engage in most, but not all, of my usual recreational activities because of pain in my neck I am able to engage in few of my usual recreational activities because of pain in my neck I can hardly do any recreational activities because of pain in my neck I cannot do any recreational activities at all