Evaluation of BRCA1/2 and homologous recombination defects in ovarian cancer and impact on clinical outcomes

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Evaluation of BRCA1/2 and homologous recombination defects in ovarian cancer and impact on clinical outcomes Melinda S. Yates, PhD Department of Gynecologic Oncology & Reproductive Medicine University of Texas MD Anderson Cancer Center Houston, TX Learning Objectives Describe germline or tumor aberrations in BRCA1/2 and other homologous recombination (HR) defects for ovarian cancer patients and explore implications for PARP inhibitor therapy Compare clinical outcomes for patients with BRCA1/2 or HRrelated defects versus no HR defects eoadjuvant chemotherapy (ACT) Upfront surgical debulking 1

BRCA1/2 and HR Defects: PARP Our study focused on subgroups (BRCA and HR defects) and clinical outcomes BRCA1/2 and HR defects are associated with better response to PARP inhibitors Characterization provides further insight on spectrum of defects and testing considerations for potential PARP candidates Study Overview Previously untreated ovarian cancer patients were prospectively enrolled (2010-2013) under an IRB protocol approved by University of Texas MD Anderson Cancer Center on-mucinous ovarian cancer patients were eligible to enroll following informed consent Screening for germline mutations in BRCA1/2 and other HR genes was conducted, as well as tumor characterization (when available) Clinical data were abstracted from the medical record 2

Ovarian Cancer Patients Enrolled in Study Patients with non-mucinous ovarian cancer undergoing primary treatment at MD Anderson in 2010-2013 (n = 345) Enrolled in study (n = 306) Excluded (n = 39) Refused to participate (n = 6) Unable to reach patient to obtain consent (n = 33) Excluded (n = 7) Insufficient clinical data available Patients included in analysis (n=299) - All patients with available blood sample received germline testing. Ovarian Cancer Cases with Additional Molecular Testing Patients included in analysis (n=299) - All patients with available blood sample received germline testing. eoadjuvant (ACT) (n = 170) - Focused on germline testing for BRCA1/2 and other HR genes Upfront surgical debulking (n = 129) - Germline testing for BRCA1/2 and other HR genes - Tumor BRCA1/2 testing and HR Deficiency assay Tumor testing: - BRCA1/2 somatic mutations - BRCA1 methylation - HR Deficiency (HRD) Score 3

Methods- Types of Molecular Testing Germline mutation screening was performed on DA from blood (BRCA1/2, ATM, BARD1, BRIP1, CHEK1, CHEK2, B, PALB2, RAD51C, RAD51D) BRCA1/2 somatic mutation screening was performed on DA from FFPE tumor samples using custom hybridization enrichment and next generation sequencing BRCA1 methylation measured with DA Methylation PCR Arrays HR Deficiency (HRD) Score 1 is a measure of genomic instability based on LOH, telomeric allelic imbalance, and large-scale state transitions. High HRD Score ( 42) indicates HR defect. 1 Telli M et al, Clin Cancer Res 2016. Ovarian Cancer Patient Characteristics Histology % Serous 251 84.0 Mixed 27 9.0 Clear Cell 10 3.3 Endometrioid 7 2.3 Other, not specified 4 1.3 Primary treatment % eoadjuvant 170 56.9 chemotherapy Upfront surgical debulking 129 43.1 Grade % High 265 88.6 Low 28 9.4 Unknown 6 2.0 4

Germline Testing Characteristics BRCA1/2 Status (=299) % BRCA1/2 negative 227 75.9 BRCA1/2 positive 44 14.4 BRCA1+ 27 (9.0%) BRCA2+ 17 (5.4%) Unknown 28 9.4 Other HR genes with deleterious or suspected deleterious mutations (=201 total) % BRIP1 5 2.5 RAD51C 2 1.0 ATM 1 0.5 BARD1 1 0.5 B 1 0.5 PALB2 1 0.5 Germline Testing- Variants of Uncertain Significance 14% 5% 65% 15% High rate of variants with unknown significance for other HR genes (15%) 5

Overall Survival for Entire Cohort Initial treatment (deaths) Median (months) P-value HR (multiv) 95% CI Surgery 129 (34) 65.8 Ref ACT 170 (85) 45.2 0.0032 2.07 1.28-3.36 Debulking- residual disease Suboptimal 27 (15) 34.0 Ref 1 cm 47 (28) 36.7 0.8242 0.93 0.48-1.80 R0 160 (49) R 0.0226 0.49 0.27-0.91 Germline BRCA1/2 mutation status egative 227 (97) 46.1 Ref BRCA1/2 positive 44 (11) 65.3 0.0331 0.43 0.20-0.93 Event-Free Survival for Entire Cohort (events) Median (months) P-value HR (multiv) 95% CI Initial treatment Surgery 129 (78) 24.8 Ref ACT 170 (139) 15.6 0.0003 1.93 1.35-2.76 Stage IIIB 35 (13) R Ref IIIC 145 (109) 17.5 0.0025 2.60 1.40-4.81 IV 73 (57) 15.1 0.0253 2.18 1.10-4.29 Germline BRCA1/2 mutation status egative 227 (171) 16.4 Ref BRCA1/2 positive 44 (26) 27.0 0.0050 0.53 0.34-0.82 6

Specific Subgroups of Interest Analyzed High grade serous cancers (HGSC) only- ACT or Surgery Molecular subsets: Any germline HR mutation Germline mutations BRCA1 BRCA2 Germline mutations Other HR genes (panel) Specific Subgroups of Interest Analyzed High grade serous cancers (HGSC) only- ACT or Surgery Molecular subsets: BRCA tumor testing BRCA1 somatic BRCA2 somatic BRCA1 methylation 7

Specific Subgroups of Interest Analyzed High grade serous cancers (HGSC) only- ACT or Surgery Molecular subsets: Other tumor testing HR Defect Score 42 Specific Subgroups of Interest Analyzed High grade serous cancers (HGSC) only- ACT or Surgery Molecular subsets: Any HR Aberration Germline mutations BRCA1 BRCA2 Germline mutations Other HR genes (panel) BRCA tumor testing BRCA1 somatic BRCA2 somatic BRCA1 methylation Other tumor testing HR Defect Score 42 8

Overall Survival- HGSC ACT (deaths) Median (months) P-value HR 95% CI Any germline HR mutations (BRCA1/2, ATM, BARD1, BRIP1, B, PALB2, RAD51C) o 104 (58) 36.7 Ref Yes 35 (14) 50.2 0.0236 0.49 0.27-0.91 Germline BRCA1/2 mutation status egative 113 (64) 38.1 Ref BRCA1/2 positive 28 (10) 65.3 0.0162 0.44 0.22-0.86 Only the statistically significant comparisons are included here Event-Free Survival- HGSC ACT (events) Median (months) P-value HR 95% CI Any germline HR mutations (BRCA1/2, ATM, BARD1, BRIP1, B, PALB2, RAD51C) o 104 (92) 13.9 Ref Yes 35 (26) 20.4 0.0019 0.47 0.29-0.75 Germline BRCA1/2 mutation status egative 113 (100) 14.5 Ref BRCA1 positive 17 (13) 20.1 0.0341 0.53 0.30-0.95 BRCA2 positive 11 (7) 35.6 0.0058 0.34 0.16-0.73 Only the statistically significant comparisons are included here 9

Overall Survival- HGSC Surgery (deaths) Debulking- residual disease Median (months) P-value HR 95% CI Suboptimal 7 (5) 31.9 Ref 1 cm 14 (8) 36.7 0.8237 0.87 0.26-2.91 R0 54 (12) R 0.0462 0.31 0.10-0.98 Germline BRCA1/2 mutation status egative 70 (24) 54.4 Ref BRCA1/2 positive 15 (1) R 0.0818 0.17 0.02-1.25 HRD Score < 42 37 (17) 41.0 Ref 42 40 (9) R 0.0277 0.40 0.18-0.91 Event-Free Survival- HGSC Surgery (events) Germline BRCA1/2 mutation status Median (months) P-value HR 95% CI egative 70 (51) 16.3 Ref BRCA1/2 positive 15 (6) 45.8 0.0153 0.35 0.15-0.82 Somatic BRCA1/2 mutations o 34 (28) 14.2 Ref Yes 9 (4) 38.1 0.0266 0.42 0.20-0.90 HRD Score < 42 37 (29) 15.9 Ref 42 40 (24) 28.2 0.0488 0.58 0.34-0.99 Significant changes based on stage and debulking are not included. 10

Understanding HR Defect Scores HRD Scores and Known Mutations or Aberrations BRCA1/2 germline mutation BRCA1/2 somatic mutation BRCA1 methylation other germline HR gene mutations no known mutation/aberration 0 20 40 60 80 100 HRD Score Cases with High HRD Scores Standard of care germline testing should identify 33-38% of these patients Somatic tumor BRCA1/2 testing identifies an additional 26% 36% with HR defects not explained by current analysis 36% 33% 7% 19% 5% 11

HRD Assay- Tumor Analysis HRD tumor testing Subset: HGSC undergoing upfront surgery HR Defect Assay Limitations FFPE tumor samples were used for analysis, with 14% failure rate for samples with sufficient DA yield Failure based on noise to signal ratio metric (non-tumor DA and DA quality) Core biopsies from ACT patients (pre-treatment) were also screened for the assay, but insufficient tumor cells were present 12

PARP: Germline, Somatic, or HRD Testing? HRD assay identifies larger group than germline and somatic tumor BRCA1/2 analyses The benefit of BRCA1/2 germline testing is identification of deleterious mutations that allows for cascade genetic testing for relatives When caring for an ovarian cancer patient, when should germline or HRD testing be performed? MD Anderson Proposed Flow for Germline and Tumor Testing ewly diagnosed ovarian cancer Germline testing Germline BRCA1/2 negative Germline BRCA1/2 positive; more likely to benefit from PARP inhibitor Tumor assays: BRCA1/2 or HRD Tumor assay negative; less likely to benefit from PARP inhibitor Tumor assay positive; more likely to benefit from PARP inhibitor 13

Summary Ovarian cancer patients with germline mutations of BRCA1/2 or other HR genes have improved clinical outcomes Ovarian cancer patients receiving upfront surgery with somatic BRCA1/2 mutations or a high HRD Score also have improved clinical outcomes Germline screening, tumor profiling for BRCA1/2 defects, or HRD analysis identifies patients that might benefit from PARP inhibitors We propose initial germline testing followed by tumor profiling for germline negative patients Acknowledgements MD Anderson Cancer Center: Karen Lu Mark Munsell Molly Daniels Holly Oakley Myriad Genetics: Kirsten Timms Jerry Lanchbury 14