Iowa State University Institutional Animal Care and Use Committee. Institutional Animal Care and Use Committee (IACUC) Policy

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Effective Date: 6-16-2010 Approved Date: 5-17-2010 Revised Date: 4-5-2017 Last Reviewed: 4-5-2017 Institutional Animal Care and Use Committee Policy ID Number: P207.02 Policy Title: Tumor Production in Animals Institutional Animal Care and Use Committee (IACUC) Policy TUMOR PRODUCTION IN ANIMALS 1. Background Research animals are used to study tumor biology, develop and test new therapies, and evaluate potential carcinogens. ISU IACUC emphasized the need for frequent monitoring during tumor development to allow for intervention before significant deterioration of the animal s health or death occurs. Effective monitoring and endpoints should define limits on tumor burden and severity of tumor-associated symptoms. Growth of hybridomas in rodents is covered separately in the Production of Monoclonal Antibodies. 2. Policy General Guidelines 1. For all cancer research animal models, endpoints must be established to minimize pain and/or distress, or scientific justification must be provided to do otherwise (Category E). The investigator should consult with veterinary staff (i.e., Attending Veterinarian, LAR) and must include in the protocol plans for preemptive euthanasia based on defined endpoints (or address as Category E). 2. Physical condition of rats or mice inoculated with tumors must be assessed at least twice weekly and then daily once tumors are within 50% of their allowable size to assess their physical condition, including weekends and holidays. Records of observations must be maintained and made available on request. 3. Animals with tumors that have ulcerated or that interfere with their ability to acquire food or water, or to maintain normal postural and ambulatory function, or animals that become emaciated or debilitated must be euthanized. If it is necessary to maintain an animal with an ulcerated tumor or some debility such as hind-end paresis, the status of the animal s overall condition must be assessed daily in consultation with veterinary staff (i.e., Attending Veterinarian, LAR), and appropriate steps must be taken to assess and minimize suffering. 4. Tumor burden should not exceed 10% of the animal s normal body weight. Tumor volume is calculated by the formula (1/2LW2) where L is the largest diameter and W is the smallest. If the animal has more than one tumor, this size is the maximum allowed for all tumors combined. Animals exceeding the tumor volumes listed below will be Office for Responsible Research Page 1 of 5

euthanized unless an exception is obtained from the Attending veterinarian or the IACUC. Mice 1. Total: 2000mm 3 in size (or) 2. Spherical tumors:>15 mm in diameter Rats 1. Total: 5000mm 3 in size (or) 2. Spherical tumors:>21 mm in diameter 5. In tumor therapy experiments with adult rodents, it is recommended that weight loss should not normally exceed 20% of the animal s body weight at the start of the experiment. For animals less than 6 weeks old (still growing), failure to maintain weight gain to within 15% of untreated control animals should be considered as an endpoint. Baseline body weights must be recorded at the start of the project, and the weight of the animals must be recorded periodically to avoid exceeding the tumor burden and body weight guidelines above. Body Condition Score (BCS) is a necessary adjust to assessment of overall health of the animal, with scoring from 1 (emaciated/wasted) to 5 (obese). It is important to note that treatments designed to affect tumor growth (such as chemotherapeutics) can lead to weight loss and poor body condition. Weight can be skewed by tumor growth, edema, or ascites, making BCS critical to evaluating health. 6. In the case of leukemia, internal, disseminated, metastatic or other occult tumors, determination of the tumor burden may be difficult. The development and/or use of appropriate biochemical, imaging and pathological laboratory methods to determine the onset of leukemia or occult tumors prior to clinical signs must be included in the protocol. Office for Responsible Research Page 2 of 5

Body Condition Score 7. Tumor cells must be screened for rodent and human pathogens prior to being used in research animals. 8. Appropriate assessment techniques may include: Evaluation of overall clinical condition, including appearance, posture, body temperature, behavior and physiological responses Assessment of food and water intake Weighing to determine changes in body weight and assessment of body condition Office for Responsible Research Page 3 of 5

Caliper measurements to determine tumor volume or mass Ultrasound imaging, which more accurately reflects xenograft tumor volume more than caliper measurements Inspection and palpation to locate the sites of tumor growth, as well as to assess distension, ulceration and compromised mobility Blood cell counts for leukemia Recommended Endpoints Intentional death is not an allowed endpoint unless it is scientifically justified or a regulatory (e.g., FDA) requirement and approved by the IACUC. This applies both to toxicity studies and to therapeutic studies in animals bearing experimental tumors. Tumor mass should not significantly interfere with normal bodily functions or cause pain or distress due to its location (solid tumors). Weight loss, due to anorexia or cachexia, exceeding 20% of the body weight of an age- and gender-matched control (taking into account the tumor mass) Ulceration/infection of the tumor site Persistent self-induced trauma Progressive dehydration Hypothermia Lethargy Visible signs of anemia (e.g., pale mucous membranes) Pilo-erection (hair standing on end) Hunched posture or inability to move normally Consult the IACUC Policy on Humane Endpoints for further details. Table 1. Selected Clinical Observations Parameter General appearance Skin and fur Eyes Nose, mouth, and head Respiration Urine Feces Genital area Locomotion What to look for: Dehydration, weight loss, abnormal posture, hypothermia, fractured limb, swelling, tissue masses Discoloration, urine stain, pallor, redness, blueness, jaundice, wound sore, abscess, ulcer, bald spot, ruffled fur Bug-eyed, microphthalmia, droopy lids, red-eye, tears, discharge, opacity Head tilted, nasal discharge, malocclusion, drooling Sneezing, rattle, abnormal breathing Discoloration, blood in urine, excessive or no urination Discoloration, blood in the feces, softness/diarrhea Prolapses, paraphimosis Hyperactivity, hypoactivity, impaired movement, coma, poor coordination, circling tremors Office for Responsible Research Page 4 of 5

Adapted from Montgomery, C.A. Jr. (1990), Cancer Bulletin 42:230-237 and AWIC Newsletter, Spring 1995 6:4 Assignment to USDA pain categories: Most subcutaneous implanted tumors are thought to cause no pain or discomfort and thus should be classified as USDA Category C. Other types of tumors (e.g., spontaneously developing, virus-induced, metastatic) may have a different pain profile and thus alternate pain categories should be considered. In cases where palliative treatments used specifically to relieve, pain and discomfort (e.g., anesthetics, analgesics) will be used when the tumor burden is expected to cause disruption of normal activity and pain/distress, the animals should be classified as USDA Category D. In cases where the tumor burden is expected to cause disruption of normal activity and pain/distress, but scientific justification has been provided for either withhold palliative treatments (e.g., anesthetics, analgesics) or to exceed humane endpoints, the animals should be classified as USDA Category E. 3. References and Regulations 1. Ullman-Culleré M., Foltz C. Body Condition Scoring: A Rapid and Accurate method for Assessing Health Status in Mice. Lab Animal Science; Vol 49 (3) 319-323, 1999. 2. Guide for the Care and Use of Laboratory Animals, 8th Edition (2011) 3. Hickman DL. Use of body condition scoring as an adjunct endpoint for tumor growth studies. Journal of the American Association for Laboratory Animal Science 2007;46:111-111 4. Workman P, Aboagye EO, Balkwill F, et al. Guidelines for the welfare and use of animals in cancer research. Br J Cancer 2010;102:1555-1577. 5. Montgomery, C.A. Jr. (1990), Cancer Bulletin 42:230-237 and AWIC Newsletter, Spring 1995 6:4 Direct questions about this document to: Institutional Animal Care and Use Committee, Iowa State University, 515-294-1516, iacuc@iastate.edu Office for Responsible Research Page 5 of 5