Type 2 diabetes and metabolic surgery:

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Type 2 diabetes and metabolic surgery: Shouldn't we call it again Surgery for Type 2 DM again bariatric? Is it Metabolic or Bariatric surgery? Josep Vidal Obesity Unit. Endocrinology and Nutrition Department Hospital Clínic, University of Barcelona (Spain)

Author Schauer STAMPEDE Author 2012, 2014 Mingrone Schauer 2012, 2015 STAMPEDE 2012, 2014 Mingrone Ikkramudin 2012, 2013, 2015 Courcalas 2014,2015 Cummings Courcalas CROSSROADS 2016 2014,2015 Metabolic control after Surgery > Medical therapy: Consistently shown in 11 RCT Patient characteristics and outcomes in 5 major RCTs Ikkramudin 2013, 2015 Cummings CROSSROADS 2016 Rx arms (n) ILMI ILMI+GBP ILMI+SG Rx arms ILMI (15) (n) ILMI+GBP ILMI (19) ILMI+GBP ILMI+BPD ILMI+SG (19) ILMI (15) (60) ILMI+GBP (19) (60) ILMI+BPD (19) LSI (23) LSI+GBP (24) ILMI LSI+AGB (60) (23) ILMI+GBP (60) ILMI (17) ILMI+GBP LSI (23) (15) LSI+GBP (24) LSI+AGB (23) ILMI (17) ILMI+GBP (15) Metabolic control after surgery is superior that after medical therapy Follow up (years) 3 (out to 5) Follow up (years) 5 (out 3of 5) (out to 5) 52 (out of 5) 3 (out of 3) 2 (out of 5) 1 (out3 to 1) (out of 3) BMI (Kg/m 2 ) HbA1c On insulin (%) DM duration Consistently shown in 11 RCT Patient characteristics and outcomes in 5 major RCTs 1 (out to 1) (years) 1ary aim 36.5 9.3 43% 8.3 A1c<6% with or wo 1ary meds aim BMI HbA1c On DM insulin duration 45.0 36.5 8.7 9.3 47% (%) 43% (years) NA 8.3 A1c<6%+ FPG<100, A1c<6% (Kg/m 2 ) with no meds or wo meds 45.0 34.6 8.7 9.6 47% 52% NA A1c<7% A1c<6%+ + LDL<100 FPG<100, + SBP<130 no meds 35.7 7.8 40% 6.5 A1c<6%+ FPG<100, no meds LDL<100 + SBP<130 34.6 9.6 52% NA A1c<7% + 37.5 7.5 50% 9.0 A1c<6% 35.7 7.8 40% 6.5 A1c<6%+ wo meds FPG<100, @ 1 y no meds 37.5 7.5 50% 9.0 A1c<6% wo meds @ 1 y Main outcome ILMI: 5% Main GBP: outcome 38% SG: 24% ILMI: 5% GBP: ILMI: 38% 5% GBP: BPD: 38% 24% SG: 24% ILMI: 14% 5% GBP: 38% 43% BPD: 24% ILMI: 0% GBP: ILMI: 14% 40% AGB: GBP: 43% 29% ILMI: 5.9% GBP: ILMI: 60% GBP: 40% AGB: 29% ILMI: 5.9% GBP: 60%

What s in a name? Mechanism of resolution of T2DM following RYGB Postive Impact on chronic complications in a cohort-study BMI < 35 kg/m 2 Surgical vs Medical therapy of T2DM Metabolic Surgery Mainly WL independent SWEDISH OBESE SUBJECTS STUDY- T2DM COHORT N=607 (Bariatric surgery, n=345 --- Control, n= 262); Follow up: median 13.3 years (IQ range 10.2-16.4 y) Batterham RL and Cummings DE et al. Diab Care 2016 Sjostrom L et al, JAMA 2014

Surgery should be part of the therapeutic algorithm of T2D DSS-II. Diabetes Care 2016

metabolic bariatric Should we call it metabolic or bariatric surgery? A set of gastrointestinal surgical procedures originally designed to induce weight reduction in morbidly obese patients» American Society for Bariatric Surgery Operative manipulation of a normal organ or organ system to achieve a biological result for a potential health gain» RL Varco, Metabolic Surgery Book 1978 American Society for Metabolic and Bariatric Surgery a set of gastrointestinal operations used with the intent to treat diabetes ("diabetes surgery") and metabolic dysfunctions (which include obesity) F Rubino, Ann Surg 2014

What s in the term metabolic? Mechanism of resolution of T2DM following RYGB BMI < 35 kg/m 2 Metabolic Surgery Mainly WL independent Batterham RL and Cummings DE et al. Diab Care 2016

What s in a name? What s in the term metabolic? 1. The weight loss independent (metabolic) effects of 1. Are surgery theare weight dominant. loss independent (metabolic) effects of surgery dominant? Is this supported by the evidence? 2. Is the weight loss effect only a good side effect? 2. Weight loss is just another metabolic outcome. Is WL simply a «good» side effect of surgery? 3. What are the consequences for the care of the 3. metabolic The metabolic surgery effect results patient in «universal» benefit Do all patients respond similarly? 7

WL independent effects as the mechanism" 1. WL independent effects as the dominant mechanism Evaluation of Weight Loss Independent Effects For most WL- independent factors evidence is based on association, and are mainly of research interest Research interest Association Clinically applicable Causation Batterham RL and Cummings DE et al. Diab Care 2016

The case of GLP-1 The case of GLP-1: Glucose tolerance Oral Oral Case Case report report - -Association AssociationStudy Study Admitted because of abdominal pain and fever following RYGBP Admitted because of abdominal pain and fever following RYGBP Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin Evaluated at 5 weeks after surgery (WL10kg= Evaluated at 5 weeks after surgery (WL10kg= 10% of baseline BW) Standard Test 10% Meal of on baseline 2 consecutive BW) days Standard Test Meal on 2 consecutive days 11.1 mmol/l (=200 mg/dl) 11.1 mmol/l (=200 mg/dl) Gastric remnant Gastric remnant 7.8 mmol/l (=140 mg/dl) 7.8 mmol/l (=140 mg/dl) 9 Dirksen Dirksen C et C et al, al, Diabetes Diabetes Care Care 2010 2010

WL independent effects as the mechanism" The case of GLP-1: Glucose tolerance Evaluation of Weight Loss Independent Effects Causation in the case of GLP-1 Gastric bypass: T2DM prior Research to sugery short-term interest For most WL- independent factors evidence is based on association, and are mainly Saline of research Exendin interest 9-39 (n=9, 30% Female, DM duration prior to BS 5.7 y, 0% on insulin) Association Worsening of glucose tolerance Worsening of glucose tolerance Worsening of glucose tolerance However @ 3 mo, 2hPG on octretide similar to baseline Clinically applicable A role for weight loss (@ 3-mo: 13.5%) Jorgensen NB et al. Diabetes 2013 Causation

Oral The case of GLP-1 Is GLP-1 responsible for sustained remission? Case report - Association Study Series of BS in Admitted subjects because with of abdominal T2D pain @ and Hospital fever following Clínic RYGBP Barcelona Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin Evaluated at 5 weeks after surgery (WL10kg= T2DM2 prior to surgery 153 10% of baseline BW) Standard Test Meal on 2 consecutive days 11.1 mmol/l (=200 mg/dl) Long-term partial remission 101 (66%) Gastric remnant Relapse 14 (9%) 7.8 mmol/l (=140 mg/dl) Lack of remission 38 (24.8%) In those with remission of T2DM, does DM relapse upon blockade of endogenous GLP-1 action? 11 Dirksen C et al, Diabetes Care 2010

WL independent effects as the mechanism" Is GLP-1 Evaluation responsible of Weight Loss for sustained Independent remission? Effects Gastric bypass: T2DM prior to sugery with sustained post-surgical remission For most WL- independent factors Research interest evidence is based on association, and Effect are mainly of Exendin of research 9-39 Infusion interest on the Glucose Response to a Mixed Meal (n=8, 100% Female, DM duration prior to BS 2.1 y, time after surgery 5.3 years, %WL relative to baseline: 34%;) Association Ex9-39 infusion Saline infusion Clinically applicable 116.5±22.3mg/dl 78.4 ±15.1 mg/dl Causation Jiménez A et al. Diabetes Care 2013

Insulin (mui/l) C-peptide (ng/ml) 13 Oral The case of GLP-1 Case report - Association Study RYGB in subjects with T2DM prior to surgery but long-term resolution of T2DM Effects of the blockade of GLP-1 receptor with Exendina 9-39 350 300 250 200 150 100 50 0 Is GLP-1 responsible for sustained remission? Insulin response to a SLM Admitted because of abdominal pain and fever following RYGBP (n=8, women: 100%; time after surgery: 5.3 years) Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin Evaluated at 5 weeks Ex after 9-39 surgery (WL10kg= Saline 10% of baseline BW) Standard Test Meal on 2 consecutive days 0 11.1 mmol/l (=200 mg/dl) 14 * * * * * * 12 * * 10 Gastric 8 remnant * 6 post-q improved glucose tolerance * 4 * 2-30 -20-10 0 10 20 30 40 50 60 70 80 90 100 110 120 Time (minutes) C-peptide response to a SLM 7.8 mmol/l (=140 mg/dl) Changes in GLP-1 following BS are not critical for Delta AUC insulin response: -52.1% P<0.001 relative to baseline Jiménez A et al, Diabetes Care 2013-30 -20-10 0 10 20 30 40 50 60 70 80 90 100 110 120 Time (minutes) Delta AUC C-peptide response: -24.1% P<0.001 relative to baseline * * Dirksen C et al, Diabetes Care 2010 *

The case of GLP-1 The case of GLP-1: food intake Oral Case report - Association Study MechanismAdmitted of because sustained of abdominal pain and weight fever following RYGBP loss RYGB Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin Evaluated at 5 weeks after surgery (WL10kg= 10% of baseline BW) Standard Test Meal on 2 consecutive days 11.1 mmol/l (=200 mg/dl) 7.8 mmol/l (=140 mg/dl) Gastric remnant 14 Dirksen et C al, et al, Diabetologia Diabetes Care 2012 2010

The case of GLP-1 The case of GLP-1: food intake Case report - Association Study A limited response Admitted because of of anorexigenic abdominal pain and fever following GI hormones RYGBP has been Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin proposed as mechanism for the poor WL after GBP Oral GLP-1 and PYY response to a mixed meal challenge Evaluated at 5 weeks after surgery (WL10kg= According to Weight Loss Outcome Following Roux-en-Y Gastric Bypass WL at evaluation (% relative to baseline) Time after Q: 2 years Gastric remnant 10% of baseline BW) (Good WL: n=13, Poor WL: Standard n=7) Test Meal on 2 consecutive days GLP-1 Hormonal response to MMT 11.1 mmol/l (=200 mg/dl) 7.8 mmol/l (=140 mg/dl) PYY 15 EPP 99.5% 41% Dirksen Le Roux C CW et et al, al. Diabetes Ann Surgery Care2007 2010

The case of GLP-1 The case of GLP-1: food intake Oral Case report - Association Study Admitted because of abdominal pain and fever following RYGBP Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin Hypothesis Evaluated at 5 weeks after surgery (WL10kg= 10% of baseline BW) Standard Test Meal on 2 consecutive days 11.1 mmol/l (=200 mg/dl) Shall a less anorexigenic hormonal response 7.8 mmol/l (=140 mg/dl) account for larger food intake in subjects with Gastric secondarily remnant poor-weight loss after GBP, such differences shall vanish upon blockade of GI-hormonal secretion with octreotide 16 Dirksen C et al, Diabetes Care 2010

The case of GLP-1 The case of GLP-1: food intake Oral Case report - Association Study Comparison of cumulative FI of a SMLM over 60 minutes Admitted because of abdominal pain and fever following RYGBP with or without the blockade of GI hormonal secretion SC Injection of (random order) Day 1: Octreotide (100 mg) Day 2: Saline (same volume) Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin with sc injection of octretide (100 mg) Evaluated at 5 weeks after surgery (WL10kg= 10% of baseline BW) Patient Standard offered Test Meal 50 ml on of 2 consecutive a mixed liquid days meal 11.1 mmol/l (=200 mg/dl) every 5 (50% CCHH, 35% fat, 15% protein) 7.8 mmol/l (=140 mg/dl) -60 0 30 60 Measurement Gastric of: remnant Gastrointestinal GI hormones (GLP-1, PYY, Ghrelin) -60 0 30 60 Food intake Satiety, Fullness, Hunger (VAS) Main Outcome Variable 17-60 De Hollanda A et al. J Clin Endocrinol Metab 2015 0 5 10 15 20 25 30 35 40 45 50 55 60 Patients maintained in recumbent position, with upper part of bed inclined at 45º Dirksen C et al, Diabetes Care 2010

The case of GLP-1 The case of GLP-1: food intake Oral Case report - Association Study Causation: cumulative FI of a SMLM over 60 with or without blockade of Admitted because of abdominal pain and fever following RYGBP GI hormonal secretion with octreotide @ 72 mo after GBP Gastric remnant Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin Cumulative food intake over the course of the test (kcal) 900 800 700 600 500 400 300 200 100 0 393 P=0.014 P<0.001 Saline Evaluated at 5 weeks after surgery (WL10kg= 579 519 10% of baseline BW) Standard Test P=0.036 Meal on 2 consecutive days P<0.001 Octreotide 11.1 mmol/l (=200 mg/dl) 7.8 mmol/l (=140 mg/dl) 758 18 De Hollanda A et al. J Clin Endocrinol Metab 2015 Good-WL 2ary Poor-WL Dirksen C et al, Diabetes Care 2010

The case of bile acids Lack of efficacy of SG in a mouse model lacking FXR Weight loss Glycemic control Ryan KK et al, Nature 2014

The case of bile acids Efficacy of the FXR activator obethicolic acid in humans (RCT: n= 283, age 52 y, BMI 35 kg/m2, 53% T2DM) Weight loss Glucose metabolism Neuschwander-Tetri BA et al. Lancet 2015

Oral Association The case of GLP-1 1. WL independent effects as the dominant mechanism Case report - Association Study Admitted because of abdominal pain and fever following RYGBP Evaluation Pre-operatively: of Weight A1c 8%, Loss Rx: Metformin Independent + SU + insulin Effects For most WL- independent factors evidence is based on association, and are mainly of research interest Gastric remnant Evaluated at 5 weeks after surgery (WL10kg= Research interest 10% of baseline BW) Standard Test Meal on 2 consecutive days 11.1 mmol/l (=200 mg/dl) 7.8 mmol/l (=140 mg/dl) Clinically applicable 21 Causation Dirksen C et al, Diabetes Care 2010

2. Weight loss is not important? Back to the basics: Isn t this mainly WL surgery? (be it mediated or not by non-mechanical mechanisms!) Batterham RL and Cummings DE et al. Diab Care 2016

The case of the STAMPEDE Trial STAMPEDE Trial-Cleveland Clinic: 3 years FU (n=137, Age 48 y, BMI 36,5 kg/m2, HbA1c preq 9,3%, DM duration 8,3 y, Insulin Rx 43%) Time course of HbA1c Final Nadir -0,6±2,5% -1,9% -2,3% -2,5±1,9% -2,5±2,1% -2,8% In the whole population: Change in BMI was the only predictor for 1 ary aim [OR 1.41 (95%CI 1.22-1.64)] In the surgical groups: Change in BMI and T2D duration <8 years Schauer et al. N Eng J Med 2014

The case of the STAMPEDE Trial STAMPEDE Trial-Cleveland Clinic: 5 years FU Highlights presented at the American College Cardiologists April 2016 1. Attainment of A1C levels (6.0% or less) ± meds. @ 5 years: ILMI+ GBP 29% ILMI+ SG 23% ILMI 5% 2. Those who had surgery GBP>SG sustained weight loss more than patients who controlled diabetes with medication 3. Weight loss was the primary reason their blood glucose remained in control. http://www.acc.org/latest-in-cardiology/articles/2016/03/23/18/25/mon-2pm-stampede-bariatric-surgery-vs-intensive-medical-therapy-for-long-term-glycemic-control-and-complications-of-diabetes-acc-2016

The case of the SOS Study Swedish Obese Subjects FPG and Insulin weight-adjusted changes at 2 and 10 years in IFG/T2D subjects Fasting plasma glucose 2 years 10 years Fasting Insulin 2 years 10 years Sjokholm et al. Diab Care 2016

The importance of weight regain Long term remission and recurrence of T2DM following BS N Follow up Remission criteria Type of surgery Initial remission Relapse Long-term remission Jiménez et al 153 2 years (2.9±1.1 y) A1c<6.5%+ FPG<126 mg/dl + off medication GBP/SG (64/36%) 75% (115/153) 12% (14/115) 66% Weight regain Di Giorgi et al 42 3 years (5.0±1.9 y) A1c<6.0%+ FPG<126 mg/dl+off medication GBP 64% (27/42) 26% (7/27) 48% Weight regain Adams et al 88 6 years FPG +A1c in the normal range + off meds GBP 75% (66/88 at 2y) 14% (12/87) 62% Brethauer et al 217 >5 years (median 6y) A1c<6.5%+ FPG<126 mg/dl + off medication GBP/SG/GB 59% (127/217 at 2y) 19% (24/127) Weight regain 50% Arterburn et al 4434 >5 years A1c<6.5%+ FPG<126 mg/dl + off medication GBP 84.3% (at 1 y) 40.2% 50% Chikunguwo et al 177 5 years 8.6 (5-16 y) Off medication GBP 88.7% (157/177) 43% (68/157) 50% Weight regain Sjostrom et al 342 10 years FPG<126 mg/dl+off medication GBP/GB/VBG 72% At 2 years 50% 36% Jiménez, Ann Surg 2012; Vidal, unpublished; Di Giorgi, SOARD 2010; Adams, JAMA 2012; Chikunguwo, SOARD 2010; Sjostrom, N Eng J Med 2004.

If WL matters, what are the implications? After Bariatric/metabolic surgery, we should be paying more attention to weight loss!!

Excess Weight Loss (%) 100 90 If WL matters, what are the implications? Variability of the weight loss response following BS in morbidly obese subjects Hospital Clinic, University of Barcelona N=658 subjects with at least 24 mo follow up. GBP (70%) y SG (30%) 80 70 60 50 40 30 20 Good-WL 72.3% 2ary poor-wl (poor WL maintenance) 23.0% 10 0 0 4 8 12 16 20 24 36 48 60 (658) (658) (658) (658) (658) (658) (649) (640) (413) [658] [643] [622] [622] [539] [586] [596] [514] [382] Time after surgery (months) 1ary poor-wl 4.7% De Hollanda A et al. Ob Surgery 2014

If WL matters, what are the implications? The importance of post-q factors We need to better understand the critical factors, and improve care for sustained WL after surgery: Nutritional non-adherence Sedentarism Mental health/psychological Anatomical/surgical failure Specific programs The WL that is required is achievable

3. Is the effect universal? Patient characteristics in subjects seeking Metabolic vs Bariatric surgery in Metabolic cohort Bariatric cohort Age (y) 45.8±13.4 41.8±11.7 Gender (female), % 58 74 Diabetes, % 62 35 Patients with 3 comorbidities, % 57 27 Duration of DM, y 9.0±7.6 N/A Baseline A1c, % 8.1±1.7 7.3±1.5 Insulin usage, % 47 28 Adpated from Rubino F et al, Ann Surg 2014

3. Is the effect universal? The importance of patient selection SOS Study Diabetes Duration and percentage without T2DM after BS Sjostrom L et al. JAMA 2014

3. Is the effect universal? The case of patients on insulin therapy Bariatric Outcomes Longitudinal Database (BOLD) N=5225 Insulin-treated T2D subjects (pre-op BMI 45 kg/m 2 ) Percentage of subjects off insulin in the 1st year after surgery 62% 34% Ardestani A et al. Diabetes Care 2015

3. Is the effect universal? The case of patients on insulin therapy Remission rate (n=74) Hospital Clinic of Barcelona cohort N=74 Insulin-treated T2D subjects (SG or GBP) Remission and relapse rates (n=74) No remission (n=54) Remission (n=20) No remission (n=54) Recurrence (n=13) Remission (n=7) 12 m FU Mean FU 4.9±1.9 years Vidal J et al. Submitted

3. Is the effect universal? The case of patients on insulin therapy Hospital Clinic of Barcelona cohort N=74 Insulin-treated T2D subjects (SG or GBP) HbA1c <7% at last FU visit 9/13 (69%) Insulin therapy at last FU visit 0/13 (0%) No remission (n=54) 16/54 (30%) Recurrence (n=13) Remission (n=7) 7/7 (100%) No remission (n=54) 34/54 (63%) Recurrence (n=13) Remission (n=7) 0/7 (0%) Overall: 32/74 (43%) Overall: 34/74 (46%) Vidal J et al. Submitted

3. Is the effect universal? SWEDISH OBESE SUBJECTS STUDY- T2DM COHORT N=607 (Bariatric surgery, n=345 --- Control, n= 262) COMPOSITE OF MICRO & MACROVASCULAR COMPLICATIONS ACCORDING TO DURATION OF T2DM DM duration <1y DM duration 1-3y DM duration >4y Despite apparently magical metabolic effects being operative, the outcomes of surgery on T2DM are largely dependent on patient characteristics, and are not well proven for those with long-standing disease Sjostrom L et al, JAMA 2014

Summary 1. No matter how we call it, bariatric/metabolic surgery, should be part of the therapeutic algorithm of T2DM. 2. The term metabolic surgery comes with a sense of magical- or universal- beneficial effect that is not supported by research nor by clinical findings. 3. Weight loss (WL) is a major determinant of the outcomes of metabolic surgery. Thus, WL should be considered a major outcome rather than a side-effect. Research and clinical efforts should be placed on better understanding of the mechanisms that result on sustained WL after metabolic surgery. For now, lets call bariatric this powerful for patients with T2D.

Acknowledgments Endocrinology and Nutrition Dpt Amanda Jiménez Anna de Hollanda Judith Viaplana Lílliam Flores Emilio Ortega Alba Andreu Violeta Moizé Lucía Rodríguez Hormonal Laboratory Gregori Casals Funding Agencies Gastointestinal Surgery Dpt. Antonio Lacy Salvadora Delgado Ainitze Ibarzabal Ricard Corcelles

The case of GLP-1 Oral Case report - Association Study Admitted because of abdominal pain and fever following RYGBP Pre-operatively: A1c 8%, Rx: Metformin + SU + insulin Evaluated at 5 weeks after surgery (WL10kg= 10% of baseline BW) Standard Test Meal on 2 consecutive days 11.1 mmol/l (=200 mg/dl) 7.8 mmol/l (=140 mg/dl) Gastric remnant Thank you for your attention 38 Dirksen C et al, Diabetes Care 2010