Introduction to PAHWP-EAC-LSHTM Workshop on Assessment of Clinical Performance of in-vitro Diagnostics

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Introduction to PAHWP-EAC-LSHTM Workshop on Assessment of Clinical Performance of in-vitro Diagnostics Rosanna W Peeling Professor and Chair, Diagnostic Research Director, International Diagnostics Centre London School of Hygiene & Tropical Medicine United Kingdom

Introduction to Workshop Progress towards regulatory regional convergence/harmonization Rationale for joint review of data from clinical performance studies

Getting to Know a New Diagnostic Test Lab evaluation (use well characterised panels) Analytical sensitivity & specificity Reproducibility Field Evaluation (use consecutive patient samples) Clinical sensitivity & specificity, positive and negative predictive values Robustness and feasibility Utility Studies (use mathematical models) Cost-effectiveness Implementation research (e.g. changing patient pathways, linkage to care, data connectivity) Potential impact

Regulatory Approval vs Program Uptake Laboratory Evaluation Field Evaluation Quality Management System Inspection Regulatory Approval Costeffectiveness + Potential Impact Policy + Financing Program Uptake

Diagnostics R&D: Fragmented Landscape, Lack of Advocacy and Investment R & D: 2-10 years; $ 10-100 million Regulatory Approval: 2-5 years Target Product Profile Diagnostic Targets Technology platform Product Prototype Proof of Principle Lab & field evaluations Policy and guidelines for use Test adoption Valley of Death: Policy & Uptake 5-7 years

Regulatory Oversight: Better, Safer, Faster & Cheaper Regulation Harmonization Priorities Results Impact Risk Classification Registration Training File Clinical Performance Studies Quality system audits Audits Implementation System Pilot Plan A common risk classification system adoption of the GHTF system A common dossier template -Adoption of the WHO PQ dossier Joint review of data from clinical performance studies Convergence of standards and 3rd party recognition of audits (MDSAP) More streamlined regulatory process Reduce duplication in audits and clinical performance studies Companies save time and money More affordable IVDs Faster access to quality-assured diagnostics Better patient outcomes Supports innovation Post- Marketing Surveillance Establish regional lab lab networks to to monitor test test quality quality Ongoing assurance of diagnostic quality More public confidence in diagnosis

BMGF & Grand Challenges Canada: Progress towards IVD Regulatory Harmonization 2011-14 Asia Harmonization Working Party (23 countries) IVD sub group.. Latin America Alliance for IVDs (ALADDIV) (12 countries) Pan-African Harmonization Working Party (20 countries) + 15 member states in SADC: Angola, Botswana, DRC, Lesotho, Malawi, Mauritius, Mozambique Namibia, Seychelles, South Africa Swaziland, Tanzania, Zambia Zimbabwe (Madagascar)

Regulatory Harmonization Activities 2012: Mar: East African Community (EAC) Medicines Harmonization meeting Apr: Latin American Alliance for IVDs workshop May: African Society for Laboratory Medicine & AHWP technical workshop July: EAC meeting to set up PAHWP Oct: EAC-GIZ regulatory survey validation Nov: Latin American Association for IVDs workshop Dec: AHWP 17 th annual meeting & PAHWP launch at ASLM Conference 2013: May: AHWP WG1a workshop Apr: EAC Regional Task Force meeting July: 1st African Regulatory Forum for Medical Diagnostics Sep: Inter-regional workshop convened by AHWP Oct: Latin American Association for IVDs Nov: ISO TC 212: ISO standard for IVD clinical performance studies Dec: AHWP 17 th annual meeting 2014: Jan: 2 nd African Regulatory Forum for Medical Diagnostics May: AHWP ad hoc meeting Nov: ALADDIV and PAHWP regulatory forum

Inter-Regional Harmonization Priorities for IVDs GHTF AHWP TC AAIVD PAHWP TC ISAG AHWP WG01a (AHWP-PAHWP-ALADDIV) PAHWP ALADDIV IVD Regulatory Framework AHWG-GRM N1 F001 2013 (2015) AAIVD Regulatory Framework (2014) IVD Regulatory Framework GHTF MD/IVD Definitions GHTF G1/N71 adopted (2014) Additions not required to be adopted (2014) to be adopted (2014) Classification (2015) Additions not required GHTF Classification to be adopted GHTF SG1/N45 adopted Registration of manufacturers Additions not required (2014) /listing of devices GHTF SG1/N65 Essential Principles AHWP F002 2013 Additional guidance (2015) GHTF SG1/N68, ISO 14971 Common Registration File GHTF SG1/N63 STED/CSDT (2014) Dossier -amalgamate WHO PQ, and STED/CSDT and ASEAN WHO Pre-Qualification Sample dossier Clinical evidence GHTF SG5/N6,N7,N8 Joint review of data (2015-6) Conformity Assessment GHTF SG1/N46 IVD Labelling GHTF SG1/N70 Quality Management System Audits Post-marketing surveillance GHTF SG2/N8, N38 Additional guidance: for: manufacturers (2015); For regulators (2015); ISO TC 212 Good Study Practice (2015) Additional guidance (2016) (2016) Additional guidance (2016) Additional guidance -link to ISO 13485 and MDSAP Additional guidance Joint review of CD4 evaluation data being piloted Quality audits use MDSAP CABs Pilot study - PAHWP Working Group

PAHWP is hosted within the African Union-NEPAD Planning and Coordinating Agency African Regulatory Harmonization Advisory Committee for medicines, medical devices & diagnostics May 13 2014: EAC approved 3 antimalarials & 2 health products EAC Process: Sectoral Committee, Council of Ministers, Summit Pan African Harmonization Working Party for Medical Devices & Diagnostics African Medicines Regulatory Harmonization (AMRH) TWG Medicines Policy & Regulatory Reforms African Medicines Regulatory Harmonization(AMRH) TWG on Regulatory Capacity Development TWG: IVD Regulatory Framework TWG: Clinical Performance Studies TWG: Post-Market Surveillance Subgroups Subgroups...

Introduction to Workshop Progress towards regulatory regional convergence/harmonization Rationale for joint review of data from clinical performance studies

HIV/AIDS Global Targets United Nations General Assembly High Level Meeting on AIDS, 2011 Place 15 million HIV patients on ART by 2015 Eliminate new HIV infections in children Intensify HIV prevention 2020 Targets:

WHO/UNAIDS 2020 HIV Targets: The Diagnostics Gap 50% 37% 25%

Lab-based early infant diagnosis tests and CD4 counts are not only associated with loss to follow up but also wastage of resources Based on an average of 4 countries from a 2009 UNICEF review of EID service delivery, >50% of all positive EID test results are NOT received by the mother Based on weighted average of data from 3 countries 1, 46% of CD4 test results were NOT received by the patient 2 50% 50% Results not received Results received 54% 46% Results not received Results received Wastage associated with CD4 and EID tops $60+ million per year and almost 6 million tests where patients do not receive the result 3 Sources: 1 Mozambique: LTFU estimated based on Jani et al (2011); Malawi; MOH Malawi; South Africa: Larson et al (2011); 2 Global volumes based on CHAI data; 2 CHAI data; Assuming ~1,400 tests demanded per year at average health center across 9 African countries; CD4: 5.5 million results not received/$58 million wasted; EID: half estimated 300k tests results not received/$7.5m wasted; 3 A Multi-Country Review of HIV Early Infant Diagnosis Service Delivery 2009

There are several POC Technologies for both infant diagnosis and PoC CD4 in the pipeline 2

There are several POC Technologies for both infant diagnosis and PoC CD4 in the pipeline 2

Diagnostics Bench to Bedside Pathway Product Development Product Evaluation Marketing Diagnostic Target Discovery Platform development Prototype & Proof of Principle Pre-market Validation Lab evaluation Field evaluation Regulatory Approval Policy & Implementation 10-12 years 2-5 years 5-7 years Novel Diagnostics: 4 th Generation HIV tests POC CD4 tests POC Viral Load POC Early Infant Diagnosis Each year: 2.3 million people acquire HIV 1.6 million AIDS related deaths >350,000 babies are born with HIV; many will die in the 1 st year of life unless diagnosed and treated

Partners Committed to Accelerating Access to Affordable Qualityassured POC Tests for CD4, Viral Load and Early Infant Diagnosis Product Development Product Evaluation Policy & Uptake Latin America (ALADDIV) Pan-African Harmonization Working Party Asian Harmonization Working Party