Biomarker integration in clinical trials for immunotherapies

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Biomarker integration in clinical trials for immunotherapies Lisa H. Butterfield, Ph.D. Professor of Medicine, Surgery and Immunology University of Pittsburgh Cancer Institute Director, UPCI Immunologic Monitoring and Cellular Products Laboratory Vice President, Society for Immunotherapy of Cancer

What are the biomarker questions: 1. Prediction: Who should be enrolled in this trial? 2. Prognostication: Who is benefitting from this therapy (in time to change course if needed)? 3. Mechanism: What worked well/not well about this intervention? Did the vaccine induce anti-tumor immunity? Did the TIL kill the tumor? Was immune suppression reversed? Why or why not? Was the signaling pathway blocked?

Where do we still need biomarkers? IL-2. Used since 1984, the Surgery Branch reported on patients treated with high-dose bolus IL-2 with metastatic melanoma or renal cancer,.409 consecutive patients: 15% incidence of objective regressions with metastatic melanoma (7% were complete) and a 19% overall response rate with metastatic renal cancer (9% were complete). Twenty-seven of the 33 completely responding patients (82%) remained in CR.and appeared to be cured. Rosenberg, 2014 The toxicities associated with high-dose IL-2 are severe but reversible; such toxicities sometimes included hemodynamic complications that required hospitalization in specialized or intensive care units. IFNα. Three large meta-analyses have evaluated the survival benefits of adjuvant IFN-α, at various dose levels, durations, and routes of administration. highly significant RFS benefits (HR, 0.83; p = 0.000003) and OS benefits that were less significant (HR, 0.93; p = 0.1) (one year regimen). Attempts to identify a subset of patients likely to benefit from adjuvant treatment with IFN-α have failed to discover clinical or demographic features of true therapeutic predictive value. Tarhini, Gogas, Kirkwood, 2012

How would Immunotherapy Biomarkers Help? Avoid toxicity and toxicity treatment Avoid ineffective therapies for specific patients Understand mechanisms of action and how to build on them Rational design of combinations

Why don t we have more useful Biomarkers? 1. We need the right specimens saved under standardized conditions. Variably banked specimens give noisy data. Many trials bank only non-viable tumor and blood samples. 2. Immune assays can be costly; testing small numbers don t give robust, reproducible signals; guessing at 1-2 assays may miss the mark (testing IFNγ from PBMC and Treg frequency in blood, and tumor MDSC suppression or a complex mrna signature was critical )

No sample left behind Nature Biotechnology 08 October 2015 conference, Immune Profiling in Health and Disease,.showcased highthroughput technologies They are helping to unravel how and why these patients respond differently to cancer immunotherapy. the reality is that most immune profiling efforts remain at a pilot scale. require greater attention to how samples are acquired and analyzed and community agreement on how store, share and interpret data. samples are acquired for specific purposes, such as tumor biopsies for diagnosis or blood draws for determining tumor burden. Once a sample has been used to answer a research question, often the remaining tissue or cell sample is lost. in industry-sponsored studies, samples often remain sequestered in company freezers.drug companies have little incentive to fund unsupervised analyses of their patient cohorts. Grants focus on an investigator's onedimensional analysis of samples and fail to provide funding for sample studies beyond that analysis. institutional support is often a hard-fought gain.

Approaches to Immunologic Monitoring 1. We ran some hospital labs for toxicity (CBC, ALC ), and one other single analyte assay tied to the strategy (IFNγ ELISPOT for the peptide in our vaccine; PDL-1 in tumors by IHC). 2. We ran several standardized cellular and humoral assays around our strategy (flow for phenotyping (effectors and suppressors), ELISPOTs, antibody arrays, mostly from blood). 3. We ran a couple of hot new technologies that have not been run in many trials before (TCR sequencing, multispectral IF, whole exome sequencing, epigenetics, whole genome sequencing with mutational analysis ).

tumor Digested tumor/til cell suspension Direct whole blood assays Tumor section IHC Tumor and lymphocytes serum plasma PBMC Freshly tested or cryopreserved for batch testing obtain absolute counts and percentages TESTING: Total lymphocyte subsets Antigen-specific T cells (CD4+, CD8+) Antigen-specific antibodies NK cells Myeloid DC Plasmacytoid DC Cytokine/chemokines/ growth factors Treg MDSC Frequency, phenotype, function, activation, suppression, expression of key molecules genetic polymorphisms RNA expression Patient-derived specimens used in immunologic monitoring

Recommendations from the isbtc-sitc/fda/nci Workshop on Immunotherapy Biomarkers Source of Variability Patient Blood draw Processing/cryopreservation/ thaw Cellular product Assay choice Assay conduct Assay analysis Data reporting Newest, non-standardized technology Recommendation Save DNA/RNA/cells/tumor to understand host variation include healthy donor control Standardized tubes and procedures Standardized procedures and reagents Phenotypic and functional assays to characterize the individual product, development of potency assays Standardized functional tests Standardized operating procedures (SOPs) Appropriate biostatistical methods Full details, controls, quality control/assurance (QA/QC) MIATA guidelines Sufficient blood/tissue to interrogate the samples now, as well as later, to generate new hypotheses Butterfield, CCR 2011

Tumor Antigen Responses/Vaccine Responses Peptides Proteins Vaccines +/- adjuvants Vaccine Effects Tumor ablation Chemotherapy Radiotherapy Small molecules Oncolytic virus Virus DNA + boost or electroporation Dendritic Cells Immunologic Monitoring Tumor lysate Tumor Cells +/- adjuvants or cytokines Butterfield, BMJ, 2015

Single or Combinations Vaccines Peptides Proteins Viruses DNA Prime-Boost Dendritic Cells Tumor lysates Tumor cells + Standard of care Ablation, Chemotherapy Radiation, Small Molecules Checkpoint Blockade CTLA-4, PD-1, PD-L1, TIM-3 Immunotherapy Cytokines (IL-2, IFNα, GM-CSF) Co-stimulation (4-1BB, OX40, CD40) Adoptive Transfer of Effectors (T, NK) Suppression Reduction Lymphodepletion Treg, MDSC reduction/inhibition Myeloid cell modulation

ICOS ICOS Prognostic Signals: Ipilimumab Biomarker Addition of GM-CSF to ipilimumab significantly improves OS in patients with metastatic melanoma. Improved tolerability was seen in patients receiving GM-CSF Multicenter, Randomized Phase II Trial of GM-CSF plus Ipilimumab (Ipi) vs. Ipi Alone in Metastatic Melanoma: E1608 A Biomarkers: Increased ICOS on CD4+ and CD8+ T cells correlates with clinical outcome. Hodi, F.S., Lee, S., McDermott, D.F., Rao, U.N., Butterfield, L.H., Tarhini, A.A., Leming, P., Puzanov, I., Shin, D.,Kirkwood, J.M. Ipilimumab plus sargramostim vs Ipilimumab Alone for Treatment of Metastatic Melanoma: A Randomized Clinical Trial. JAMA. Nov 5;312(17);1744-53, 2014. Previous work from P. Sharma (MD Anderson), in other trials B CD4+ CD8+

Mechanism of Action signal: Determinant Spreading T Tumor T T T Vaccine-induced, Adoptively transferred, Spontaneously activated T cells antigens Tumor lysis Endogenous antigen release Antigen cross presentation by endogenous APC. T cell activation against antigenic specificities Assay?

Basic mechanisms used by T-regulatory cells Vignali, et al. Nature Reviews. 2008.

Immune Score Tumor anatomy showing the features of the immune contexture, including the tumor core, the invasive margin, tertiary lymphoid structures and the tumor microenvironment. The distribution of different immune cells is also shown. Table depicting the parameters of the immune contexture that predict a good prognosis. J. Galon, W. Fridman Cancer classification using the Immunoscore: a worldwide task force JTM 2012

Myeloid-derived Suppressor Cells (MDSC) MDSCs suppress antitumor immunity Impair innate immunity Suppress T-cell activation Limited antigen presentation due to the expansion of MDSCs at the expense of DCs Walter, S. Nature Medicine 18, 1254 1261 (2012) Ostrand-Rosenberg, S. J Immunol. 2009

What s new in Immune Biomarkers: New areas of biology impacting immune response Metabolism, microbiome, signaling pathway modulation New technologies and high throughput approaches Mass cytometry, exome sequencing, TCR diversity, epigenetics New and old drugs impacting immunity: Chemotherapy, Radiation, Ablation, signal transduction pathway inhibition Bioinformatics, complex data analysis, and new biological samples

What is limiting immune biomarkers: Funding. R21/R01 grants to fund biomarker assessments rarely successful. CTEP won t allow exploratory biomarker inclusion in protocols, can t bank specimens for undefined, exploration of biomarkers. Integral or Integrated only. NCTN no longer supports multiple, specialized specimen banks. Institutional funds limited to maintain them and expand them. Knowledge of and access to older/existing banks for companies wanting to validate new technologies and candidate biomarkers.

Immunotherapy Biomarkers Task Force History/Background Previously: Society Workshops: Immunologic Monitoring 2002 Keilholz Workshop summary, 2005 Lotze Workshop summary, state-of-theart and recommendations 2008: assembled current Steering Committee: Preamble ms JTM 08; SITC Workshop 2009 and meeting report JTM 09 Taskforce meeting at the NIH 2010 and Recommendations paper (CCR 11) and Resources document (JTM 11) Biomarkers Task Force: Steering Committee: Lisa Butterfield, PhD Nora Disis, MD Bernie Fox, PhD Samir Khleif, MD Francesco Marincola, MD

Immunotherapy Biomarkers Task Force: 2015 Biomarkers Task Force: Working Groups: GROUP 1: Immune monitoring assay standardization and validation update Leaders: Magdalena Thurin, PhD and Guiseppe Massucci, MD GROUP 2: New developments in biomarker assays and technologies Leader: Jianda Yuan, MD GROUP 3: Assessing Immune Regulation and Modulation Systematically (high throughput approaches) Leader: David Stroncek, MD Group 4: Baseline Immunity, tumor immune environment and outcome prediction Leader: Sacha Gnjatic, PhD Taskforce Contributions to the field: 1. Preamble/overview commentary (Steering Committee, JITC March 2015) 2. Recommendations/white paper 1/WG (WG2 published Mar. 2016) 3. Biomarker Technology short reports 1/month in JITC x 12 mo. 4. Clinical trial analysis project: standard cellular/cytokine assays and high throughput molecular analyses 5. Summary meeting: April 1st 2016, NIH

E1608-Sidra Biomarker Project Refinement of Peripheral Blood Correlative Analysis by Flow Cytometry and Serum Luminex (IMCPL) and New Genomics/Transcriptomics (Sidra) L. Butterfield/F. S. Hodi; F. Marincola, E. Wang, D. Bedognetti (Sidra) 1) Effector cell, antigen presenting cell and regulatory cell flow cytometry analysis; Melanoma antigen-specific T cell assays (using non-hla-restricted peptide pools to stimulate CD4+ and CD8+ T cells); Treg and MDSC measures; and serum cytokine/chemokine/growth factor measures. 2) Sidra analysis aims to define novel biomarkers of response to treatment by using integrated high-throughput gene expression and genotype profiling: PBMC Gene Expression Analysis and PBMC Genotype Analysis Data generated by the present analysis will be evaluated in the now open trial assessing the combination of Ipilimumab + Nivolumab +/- GM-CSF (EA6141, F. S. Hodi, PI).