Research in Real Life. Real Life Effectiveness of Aclidinium Bromide. Version Date: 26 September 2013

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Research in Real Life Real Life Effectiveness of Aclidinium Bromide Version Date: 26 September 2013 Project for Almirall Real-life effectiveness evaluation of the long-acting muscarinic antagonist aclidinium bromide (Eklira ) for the management of COPD in a routine UK primary care population Evaluating the real-life effectiveness (with optional cost effectiveness) of aclidinium bromide and the characteristics of patients prescribed aclidinium therapy for COPD following the launch of Eklira. PROTOCOL FOR STUDY 1

1 STUDY DESCRIPTION 1.1 STUDY DESIGN Aim of project: To evaluate the real-life effectiveness of the antimuscarine bronchodilator aclidinium bromide (Eklira ) in three combined studies following the launch of Eklira in the UK. Study 1: Characterising patients prescribed aclidinium bromide from tiotropium, and determining how many patients are satisfied with their change to aclidinium therapy. This will determine the acceptability of aclidinium in clinical practice. Study 2: (A) Examine the effects of changing COPD therapy to aclidinium bromide from LAMA therapy other than aclidinium bromide. (B: optional) Examine the effects of changing patient therapy based on patterns of use in study 1 (e.g. changing to aclidinium bromide ± LABA from ICS/LABA). This study is a before and after comparison of changes in patient outcomes in patients changing their COPD therapy to aclidinium bromide from LAMAs other than aclidinium bromide or other therapies to examine the clinical effects of the therapy change. The study will be powered for the change from baseline therapy. Study 3: Matched cohort study comparing COPD outcomes for patients changing to aclidinium bromide from tiotropium with patients remaining on their tiotropium therapy. This study will provide a matched comparison of the two therapies and the relative effectiveness of aclidinium bromide. This protocol covers the procedures required for study 1. Study 1 This is a retrospective effectiveness study consisting of a baseline and outcome period. The baseline period is a minimum of one year before the date of the patient s first aclidinium bromide prescription during which all patients were treated with tiotropium. The outcome period is defined as six months following the first aclidinium bromide prescription. 2

6-month therapy success evaluation and patient characterisation Index Prescription Date: Date of first prescription One-year baseline period Patients taking tiotropium Six-month outcome period Patients who change therapy to aclidinium bromide During the six month outcome period, the acceptability of change will be evaluated, defined below. 1.2 STUDY PERIOD The full study will run for three years post UK aclidinium bromide launch. Study 1 is aimed to be completed within the first year. 1.3 STUDY POPULATION 1.3.1 INCLUSION CRITERIA The analysis includes patients who changed their therapy from tiotropium to aclidinium bromide following its launch in the UK. Patients should also meet the following inclusion criteria: Aged 40 years at index prescription date COPD diagnosis (diagnostic code and 2 prescriptions for COPD therapy in year prior to IPD) Evidence of COPD treatment: 1 prescription for tiotropium during the baseline period Ongoing COPD treatment: 1 prescription for long acting muscarinic antagonist therapy in the outcome period 1.3.2 EXCLUSION CRITERIA As this study is exploring the demographics of patients who change their therapy to aclidinium bromide, no patients will be excluded at this stage. 1.4 STUDY OUTCOMES The following outcome will be evaluated for all patients: 3

1.4.1 PRIMARY EFFECTIVENESS OUTCOME The primary effectiveness outcome for this study is the acceptability of change from tiotropium to aclidinium during the six-month outcome period. This is defined as the percentage of the patients changed to aclidinium bromide (received a prescription for aclidinium at date of first prescription) who did not receive 1 prescription for tiotropium during the outcome period. As some patients will change back to their previous tiotropium because of a resistance to change rather than as a reflection of dissatisfaction with their new therapy an acceptability rate of <70% is felt to be potentially indicative of dissatisfaction with the aclinidium therapy. Potential reasons for patients who change back may be explored if required by the study sponsor. 1.4.2 PATIENT CHARACTERISATION To provide real-world data on the utilisation of aclidinium bromide in clinical practice, the patients prescribed aclidinium bromide will be characterised according to the following in the year prior to aclidinium bromide initiation. As the study aims to characterise the patients who are prescribed aclidinium, all patients will be characterised regardless of whether or not they change back to tiotropium: age sex height weight BMI % predicted FEV1 FEV/FVC ratio smoking status co-morbidities including asthma, rhinitis COPD exacerbations lower respiratory tract infections prior LAMA therapy + doses COPD severity (risk and symptoms) defined by GOLD group (A, B, C, D) lung function defined by GOLD stage (1, 2, 3, 4) 2 DATA AND ANALYTICAL METHODS 2.1 DATA 2.1.1 DATA SOURCE Data will be sourced from one database for this study: 2.1.1.1 OPTIMUM PATIENT CARE RESEARCH DATABASE The Optimum Patient Care Research Database (OPCRD) comprises anonymised data extracted from practices in order to perform reviews of their chronic respiratory services. Two types of anonymised patient data are typically collected: 4

(1) Routine clinical data OPC software interfaces with primary care practice management systems and extracts disease coding and prescribing information; and (2) Questionnaires Patients identified as recipients of the respiratory service under review are invited to complete validated disease assessment questionnaires to better understand their current health status (and/or possible reasons for sub-optimal status); Anonymised questionnaires are assigned a unique code to aid matching routine data to questionnaire results. The OPCRD has been approved by Trent Multi Centre Research Ethics Committee for clinical research use. The anonymised, longitudinal patient data offers a high-quality data source for use in clinical, epidemiological and pharmaceutical research. It enables research to be carried out across a broad-range of respiratory areas. 2.2 DEFINITIONS 2.2.1 BODY MASS INDEX (BMI) The Body Mass Index is a representative measure of body weight based on the weight and height of the subject. It is defined as the weight (in kg) divided by the square of the height (in m) and is measured in kg/m 2. 2.2.2 CHARLSON COMORBIDITY INDEX (CCI) The Charlson Comorbidity Index was developed in the US in 1987 as a method of classifying prognostic comorbidity in longitudinal studies i. It predicts the one-year mortality for a patient who may have a range of comorbid conditions such as heart disease, AIDS or cancer. Each condition is assigned a weight depending on the risk of dying associated with the condition; scores are then summed to give a total score predicting mortality. The weights were revised and up-dated (for example, mortality due to HIV has fallen) by Dr. Foster Intelligence (DFI) in their HSMR Methodology documentation ii and calibrated using UK data (due to differences in coding practice and hospital patient population characteristics from the US), using ICD-10 codes. As a result: DFI have expanded the coding definition of some conditions; Only secondary diagnoses (DIAG02-DIAG14) are now considered; There is greater variation in weights between conditions and the Charlson Index (the sum of the weights) can be treated as a continuous variable (limited to the range 0-50) for the purposes of risk adjustment. The weights, codes and conditions used in this study are summarised in Error! Reference source not found...condition Condition Name ICD 10 codes New weight 1 Acute myocardial infarction I21, I22, I23, I252, I258 5 2 Cerebral vascular accident G450, G451, G452, G454, G458, 11 G459, G46, I60-I69 3 Congestive heart failure I50 13 4 Connective tissue disorder M05, M060, M063, M069, M32, 4 5

M332, M34, M353 5 Dementia F00, F01, F02, F03, F051 14 6 Diabetes E101, E105, E106, E108, E109, E111, 3 E115, E116, E118, E119, E131, E131, E136, E138, E139, E141, E145, E146, E148, E149 7 Liver disease K702, K703, K717, K73, K74 8 8 Peptic ulcer K25, K26, K27, K28 9 9 Peripheral vascular disease I71, I739, I790, R02, Z958, Z959 6 10 Pulmonary disease J40-J47, J60-J67 4 11 Cancer C00-C76, C80-C97 8 12 Diabetes complications E102, E103, E104, E107, E112, E113, -1 E114, E117, E132, E133, E134, E137, E142, E143, E144, E147 13 Paraplegia G041, G81, G820, G821, G822 1 14 Renal disease I12, I13, N01, N03, N052-N056, 10 N072-N074, N18, N19, N25 15 Metastatic cancer C77, C78, C79 14 16 Severe liver disease K721, K729, K766, K767 18 17 HIV B20, B21, B22, B23, B24 2 Table 2: Co-morbid conditions and scores used in the Charlson Co-morbidity Index (CCI) 3 THE ANALYSIS PLAN 3.1 GENERAL Exploratory data analysis will be carried out for all baseline variables and presented in the appendix. 3.1.1 SOFTWARE All analysis will be carried out using IBM SPSS Statistics version 20 iii, SAS version 9.3 iv and Microsoft Office EXCEL 2007. 3.1.2 SIGNIFICANCE TESTING Statistically significant results will be defined as p < 0.05 and trends as 0.05 p < 0.10. 3.2 EXPLORATORY DATA ANALYSIS 3.2.1 SUMMARY STATISTICS Summary statistics will be produced for all baseline variables. For variables measured on the interval or ratio scale, these will include: Sample size (n) Percentage non-missing Mean Variance / Standard Deviation Range (Minimum / Maximum) Median 6

Inter-quartile Range (25 th and 75 th percentiles) For categorical variables, the summary statistics will include: Sample size (n) Count and Percentage by category (distribution). 3.2.2 PLOTS Plots will be produced for all baseline variables. For variables measured on the interval or ratio scale, these will include: Frequency plots Box and whisker plots Frequency plots will illustrate the distribution of the variable and whether categorisation may be necessary (for example, if heavily skewed). Box plots will illustrate the location and spread of the variable and identify potential outliers. For categorical variables, bar charts will be produced to illustrate distributions. 3.2.3 DATA PREPARATION The data will be prepared for analysis by: Investigating potential outliers; Indentifying and creating new variables as necessary: o Transformations of skewed data (for example, log transformations); o Categorisation of heavily skewed data; Investigating missing data (type of and reason for missingness). 3.3 STATISTICAL ANALYSIS 3.3.1.1 PRIMARY EFFECTIVENESS OUTCOME The percentage of patients achieving the primary outcome will be calculated. 3.3.2 PATIENT CHARACTERISATION Summary statistics will be produced for all baseline characteristics 3.4 STATISTICAL TESTS Table summarises the statistical tests that may be used in the analysis as appropriate. Test Chi-square (χ 2 ) test Use Tests for the association between 2 categorical variables (data presented 7

Mann Whitney U test t-test in contingency tables). Nonparametric test to compare the distribution of a variable measured on the ratio / interval scale across two groups when the variable is not normally distributed. Parametric test to compare the mean of a variable measured on the ratio / interval scale between two groups when the variable is normally distributed. Table 3: Summary of Statistical Tests 8

3.5 RESEARCH TEAM & STEERING COMMITTEE Chief Investigator: Professor David Price, Professor of Primary Care Respiratory Medicine and Director of Research in Real Life Research Team: Research in Real Life Chief Executive: Catherine Hutton, Research in Real Life Researcher: Daina Lim, Research in Real Life Project Coordinator: Victoria Carter, Research in Real Life Senior Statistician: Annie Burden: Research in Real Life Data Analyst: Julie von Ziegenweidt, Research in Real Life Steering Committee: TBC Study Sponsors: Almirall i Charlson ME, Pompei P, Ales KL, MacKenzie CR. A new method of classifying prognostic comorbidity in longitudinal studies: Development and Validation. J Chronic Dis 1987;40:373-383. ii Doctor Foster Health. 2010. HSMR mortality indicators. Available online at: http://www.drfosterhealth.co.uk/docs/hsmr-methodology-nov-2010.pdf iii IBM SPSS Statistics. 2010. Statistics family. Available online at: www.spss.com/uk/software/statistics/ iv SAS Institute Inc. 2010. Statistical Analysis with SAS/STAT Software. Available online at: www.sas.com/offices/europe/uk/technologies/analytics/statistics/stat/ondex.html 9