Aclidinium bromide/formoterol Endpoint category. RR Endpoint. [95% CI 2 ] Study. with event

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Resolution by the Federal Joint Committee on an amendment to the Pharmaceutical Directive (AM-RL): Appendix XII Resolutions on the benefit assessment of pharmaceuticals with new active ingredients, in accordance with the German Social Code, Book Five (SGB V), section 35a From 16 July 2015 In its session on 16 July 2015, the Federal Joint Committee resolved to amend the Pharmaceutical Directive (AM-RL), version published 18 December 2008/22 January 2009 (Federal Gazette, number 49a of 31 March 2009), last amended on 21 May 2015 (Federal Gazette, AT 5 August 2015 B1) as follows: I. Appendix XII shall be amended in alphabetical order to include the active ingredient aclidinium : Therapeutic indication: (Duaklir Genuair /Brimica Genuair ) is indicated as a maintenance bronchodilator treatment to relieve symptoms in adult patients with chronic obstructive pulmonary disease (COPD). 1. Additional benefit of the pharmaceutical over appropriate comparator Subpopulation a) with moderate severity COPD 50% FEV 1 < 80% target (stage II) bromide) or the combination of both classes of active ingredients Extent and probability of additional benefit over treatment with the long-acting beta2-adrenergic agonist formoterol: Indication of a minor additional benefit Subpopulation b) COPD patients with < 2 exacerbations per year, 30% FEV 1 < 50% target (stage III) bromide) or the combination of both classes of active ingredients

Extent and probability of additional benefit over treatment with the long-acting beta2-adrenergic agonist formoterol: Indication of a considerable additional benefit Subpopulation c) COPD patients with < 2 exacerbations per year, FEV 1 < 30% target, or respiratory insufficiency (stage IV) bromide) or the combination of both classes of active ingredients Extent and probability of additional benefit over treatment with the long-acting beta2-adrenergic agonist formoterol: An additional benefit has not been proved Subpopulation d) with greater than moderate severity COPD 30% FEV 1 < 50% target or FEV 1 < 30% or respiratory insufficiency (stages III and IV) with 2 exacerbations per year bromide) or the combination of both classes of active ingredients, with additional inhalative corticosteroids (ICS) Extent and probability of additional benefit over treatment with the long-acting beta2-adrenergic agonist formoterol with additional ICS: An additional benefit has not been proved. For patient populations a) and b): study results according to endpoints 1 : category [95% CI]; Mortality Overall mortality ACLIFM 182 0 (0) 195 1 (0.5) n.i. AUGMENT 211 1 (0.5) 198 0 (0) n.i. 220 2 (0.9) 115 0 (0) n.i. Overall 1.41 [0.23; 8.65] 0,708 3 Morbidity Moderate exacerbations (HCRU) ACLIFM 182 9 (4.9) 195 22 (11.3) 0.44 [0.21; 0.93] 0,031 4 AUGMENT 211 23 (10.9) 198 18 (9.1) 1.20 [0.67; 2.15] 0,543 4 220 44 (20.0) 115 25 (21.7) 0.92 [0.59; 1.42] 0,708 4 Overall Heterogeneity 3 : Q = 4.46; df = 2; p = 0.108, I 2 = 55.1 Severe exacerbations (HCRU) ACLIFM 182 2 (1.1) 195 1 (0.5) 2.14 [0.20; 23.43] 0,532 4 AUGMENT 211 1 (0.5) 198 4 (2.0) 0.23 [0.03; 2.08] 0,193 4 1 2 3 4 The results of the comparison of aclidinium to formoterol in patients with COPD stage II and patients with COPD stage III with fewer than two exacerbations per year are shown together. Wherever necessary, the data from the dossier submitted by the pharmaceutical company have been supplemented by IQWiG calculations. No data were submitted for patients with COPD stage IV with fewer than two exacerbations per year. No results are shown for COPD stage III patients with more than two exacerbations per year because no statistically significant results were observed. The are calculated for determining the additional benefit based on the and the estimated basis risk in the IQWiG comparison group. All drop-outs were counted as non-responders and are shown only in cases of significant. IQWiG calculation from meta-analysis Effect from logistic regression model.

category [95% CI]; 220 7 (3.2) 115 8 (7.0) 5 0.46 [0.17; 1.23] 0,121 4.5 Overall 0.50 [0.22; 1.17] 0,109 4 Severe exacerbations (HCRU) for subgroup according to severity level stage II and III ACLIFM 124 2 (1.6) 132 1 (0.8) 2.13 [0.22; 1.17] 0.532 n.c. I 58 0 (0) 63 0 (0) AUGMENT 137 1 (0.7) 130 2 (1.5) 0.47 [0.04; 5.17] 0.541 I 74 0 (0) 68 2 (2.9) 0.18 [0.01; 0.151 7 134 3 (2.2) 68 0 (0.0) 3.58 [0.19; 60.233 I 86 4 (4.7) 47 8 (17.0) 5 0.27 [0.09; 0.027 5 Overall Interaction 0.072 3 1.38 [0.32; 5.95] 3 ; 0.670 3 I 0.26 [0.09; 0.76] 3 ; 0.014 3 COPD symptoms (TDI responders) 8 ACLIFM 182 115 9 195 106 9 1.41 [0.80; (63.2) 10 (54.4) 10 2.47] 11 ; AUGMENT 211 100 9 198 83 9 1.72 [0.97; (47.4) 10 (41.9) 10 3.02] 11 ; not Overall 1.54 [1.04; 2.29] 12 ; Severe exacerbations (TDI responders) 8 for subgroup according to severity level stage II and III ACLIFM 124 74 9 132 72 9 1.24 [0.64; (59.7) 10 (54.5) 10 0.522 I 58 41 9 63 34 9 1.91 [0.67; (70.7) 10 (54.0) 10 0.225 AUGMENT 137 63 9 130 58 9 1.32 [0.65; (46.0) 10 (44.6) 10 0.44 I 74 37 9 68 25 9 2.87 [1.08; (50.0) 10 (36.8) 10 0.035 not recorded 1.22 [1.04; 1.44] 0.017 13 5 Discrepancy between information in module 4 A and module 5 of the dossier. The figures shown are from the additional analyses of the pharmaceutical company in module 5. 6 IQWiG calculation with continuity correction. 7 from CSZ test, IQWiG calculation 8 with TDI overall score 1. 9 with response by end of study. These figures are for information only and were not used to calculate the or relative risk. 10 Percentages self-calculated based on ITT population. 11 determined through a priori defined logistic regression model and taking missing values into account using the direct likelihood method based on the ITT population. 12 IQWiG calculation from the IPD meta-analysis 13 IQWiG calculation of based on the effect measure given and the basis risk of the control arm (drop-out shown as non-responders).

Overall I category COPD symptoms (E-RS overall score responders 14 ) ACLIFM 182 67 9 194 57 9 1.60 [0.93; (36.8) 10 (29.4) 10 0.088 AUGMENT 211 80 9 198 51 9 1.89 [1.14; (37.9) 10 (25.8) 10 0.014 [95% CI]; Interaction 0.169 12 1.27 [0.78; 2.06] 1.12 [0.91; 1.39] 0.332 12 0.292 13 2.31 [1.14; 4.68] 1.46 [1.106; 0.020 12 0.008 13 Overall 1.75 [1.21; 2.53] 1.45 [1.16; 1.81] 0.003 0.001 COPD symptoms (E-RS overall score responders) 14 for subgroup according to severity level stage II and III ACLIFM 124 45 9 131 40 9 1.43 [0.74; (36.3) 10 (30.6) 10 0.290 I 58 22 9 63 17 9 2.02 [0.77; (37.9) 10 (27.0) 10 0.151 AUGMENT 137 63 9 130 32 9 1.46 [0.77; (46.0) 10 (24.6) 10 0.249 I 74 63 9 68 19 9 2.97 [1.29; (48.6) 10 (27.9) 10 0.010 Overall stage II I Health-related quality of life SGRQ responders 15 not recorded Interaction 0.185 12 1.46 [0.92; 2.30] 1.29 [0.96; 1.73] 0.106 12 0.095 13 2.45 [1.32; 4.56] 1.80 [1.31; 2.47] 0.005 12 < 0.001 13 ACLIFM 182 93 9 AUGMENT 211 100 9 (51.1) 10 (49.7) 10 1.85] 11 ; 195 97 9 1.05 [0.59; (47.4) 10 (37.9) 10 3.08] 11 ; 198 75 9 1.70 [0.94; not recorded Overall 1.34 [0.89; Side effects AE 2.02] 12 ; ACLIFM 182 88 (48.4) 195 106 (54.4) AUGMENT 211 132 (62.6) 198 106 (53.5) 220 149 (67.7) 115 76 (66.1) 2 The are calculated for determining the additional benefit based on the and the estimated basis risk in the IQWiG comparison group. All dropouts were counted as non-responders and are shown only in cases of significant. 14 E-RS overall score responders: Reduction of 3.35 points 15 with reduction in SGRQ overall score of 4.

category [95% CI]; SAE ACLIFM 182 9 (4.9) 195 10 (5.1) 0.96 [0.40; 2.32] 0.935 AUGMENT 211 12 (5.7) 198 4 (2.0) 2.82 [0.92; 8.58] 0.069 220 23 (10.5) 115 13 (11.3) 0.92 [0.49; 1.76] 0.811 Overall 1.21 [0.65; 2.22]; 0.548 3 Withdrawal due to AE ACLIFM 182 4 (2.2) 195 5 (2.6) 0.86 [0.23; 3.14] 0.816 AUGMENT 211 13 (6.2) 198 6 (3.0) 2.03 [0.79; 5.25] 0.142 220 14 (6.4) 115 6 (5.2) 1.22 [0.48; 3.09] 0.675 Overall 1.38 [0.77; 2.50]; 0.282 3 COPD: chronic obstructive pulmonary disease E-RS: exacerbations of chronic pulmonary disease tool respiratory symptoms IPD: individual patient data ITT: intention to treat CI: confidence interval N: number of patients evaluated; n: Number of patients n.c.: not calculable : odds ratio : relative risk SGRQ: St George s respiratory questionnaire TDI: transition dyspnea index HCRU: healthcare resource utilization n.i.: no information 2. Number of patients and criteria for defining patients groups eligible for treatment Subpopulation a) approx. 2,016,500 to 2,381,500 Subpopulation b) approx. 128,100 to 151,200 Subpopulation c) approx. 12,000 to 15,200 Subpopulation d) approx. 181,700 to 214,600 3. Requirements for quality-assured administration The specifications outlined in the product information are to be followed. The European Medicines Agency (EMA), the European regulatory authority, provides the product information for Duaklir Genuair /Brimica Genuair (active ingredient: aclidinium ) at the following public link (last accessed: 10 June 2015): http://www.ema.europa.eu/docs/en_gb/document_library/epar_- _Product_Information/human/003745/WC500178413.pdf 4. Costs of treatment Duration of treatment: Designation of therapy Mode of treatment Number of treatments per patient per year Duration per treatment (days) Number of treatment days per patient per year bromide /formoterol 16 2 daily ongoing 365 365 17 16 17 According to the product information, two individual doses should be taken daily. Duration of treatment, consumption, and costs indicated for inhalative corticosteroids are examples for the active ingredients beclometasone and fluticasone

Designation of therapy Mode of treatment Number of treatments per patient per year Duration per treatment (days) Number of treatment days per patient per year Beclometasone ongoing 365 365 Fluticasone ongoing 365 365 Tiotropium bromide 1 daily ongoing 365 365 salmeterol 2 daily 2 daily ongoing 365 365 Beclometasone ongoing 365 365 Fluticasone ongoing 365 365 Consumption: Designation of therapy Strength/ individual dose Quantity per pack (individual doses 18 ) 19 Average annual consumption (individual doses) 340 µg/12 µg 180 Beclometasone 20 200 µg Fluticasone 21 500 µg 400 120 Tiotropium bromide 18 µg 90 335 30 22 30 12 µg Salmeterol 23 25 µg 180 240 1,460 Beclometasone 20 200 µg 400 Fluticasone 500 µg 120 18 19 20 21 Capsules for inhalation (powder inhalator) or puffs (pressurized gas inhalator). Largest pack. According to the beclometasone product information, the recommended dosage ranges from 0.4 mg per day to 1 mg per day, divided into two doses. The maximum dosage of 2 mg per day is not considered. Two puffs of 0.2 mg each per day are shown here as an example for the calculation. (Beclometasone product information; effective: April 2014). According to the fluticasone product information, the recommended dosage is 500 µg twice a day (Flutide Diskus product information; effective: October 2014). 22 One time per year the combination pack of 30 individual doses and an inhalator for tiotropium bromide. 23 According to the product information, the dosage of salmeterol is 50 µg twice a day. The calculation here is based on two puffs each (25 µg). The maximum dosage of 200 µg per day is not considered (salmeterol HEXAL product information; effective: February 2012).

Costs: Designation of therapy Cost (pharmacy retail price) 24 Cost after legally mandated rebates 214.66 201.61 [ 1.77 25 ; 11.28 26 ] Beclometasone 27 Fluticasone 27 65.52 45.22 59.44 [ 1.77 25 ; 4.31 26 ] 40.74 [ 1.77 25 ; 2.71 26 ] Tiotropium bromide 176.30 160.37 [ 1.77 25 ; 14.16 26 ] 69.15 22 62.40 [ 1.77 25 ; 4.99 26 ] Salmeterol 86.18 27 78.46[ 1.77 25 ; 5.95 26 ] 79.22 27 72.05[ 1.77 25 ; 5.40 26 ] Beclometasone Fluticasone 65.52 27 45.22 27 59.41 [ 1.77 25 ; 4.31 26 ] 40.71 [ 1.77 25 ; 2.71 26 ] Costs for additional, necessary SHI benefits: none Annual treatment costs: Description of therapy Annual treatment costs per patient 817.64 For COPD patients stage III and higher with 2 exacerbations per year, inhalative corticosteroids additional Beclometasone 108.47 Fluticasone 247.84 Tiotropium bromide 659.32 318.21 Salmeterol 438.32 For COPD patients stage III and higher with 2 exacerbations per year, inhalative corticosteroids additional Beclometasone Fluticasone 108.47 247.84 II. This resolution takes effect on the day of its publication in the internet on the website of the Federal Joint Committee on 16 July 2015. The justification for this resolution will be published on the websites of the Federal Joint Committee at www.g-ba.de. Berlin, 16 July 2015 The Federal Joint Committee in accordance with SGB V, section 91 The Chair Prof. Hecken 24 Lauer-Taxe, effective: 15 June 2015. 25 Rebate in accordance with SGB V, section 130. 26 Rebate in accordance with SGB V, section 130a. 27 Reference price level II.