The impact of health information exchange

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The impact of health information exchange Joshua R Vest, PhD, MPH Associate Professor Department of Health Policy & Management Richard M. Fairbanks School of Public Health Indiana University Indianapolis Affiliated Scientist Regenstrief Institute, Inc. joshvest@iu.edu

Any discussion requires clarification about the two faces of HIE Technology Organization The how The verb Methods & modes of sharing The who The noun Entities working to make HIE occur scalarchives.com

The two main streams of health information exchange research: Usage Impact Who, why and how? What is the effect? Disclaimer: this won t be an exhaustive review.

User Acceptance Usage Workflow Fit Organizational Adoption Outpatient & specialty practices slower to adopt For profit institutions slower to adopt Competition inhibits HIE Governance, legal, technology, financial barriers High project failure rates Stand alone systems disrupt workflow Integration of HIE into EHR improves usage Frequent reliance on proxy users Automated delivery can overwhelm workflows Physicians generally supportive of HIE as a concept: can provide useful information, saves money & duplication Usage of stand alone portal HIE is low Physicians & other clinicians access HIE system less frequently than staff Wide variance in user behavior Automated delivery of results appears preferable to query-based HIE Rahurkar et al. Health Affairs 2015; Rudin et al. Annals of Internal Medicine 2015; Hersh et al. JMIR 2015.

User Acceptance Usage Workflow Fit Organizational Adoption Outpatient & specialty practices slower to adopt For profit institutions slower to adopt Competition inhibits HIE Governance, legal, technology, financial barriers High project failure rates The one area that is more about the organization of HIE than the technology. Rahurkar et al. Health Affairs 2015; Rudin et al. Annals of Internal Medicine 2015; Hersh et al. JMIR 2015.

Tracking surveys indicate that HIE adoption among hospitals outpaces adoption among ambulatory care providers. 70 60 58 50 40 39 % 30 20 10 0 Hospital (2012) Ambulatory (2013) Furukawa, Patel et al. Health Affairs 2013; Furukawa, King et al. Health Affairs 2014;

Furukawa, King et al. Health Affairs 2014

The research on HIE adoption among hospitals also indicated..for profit hospitals were less likely to adopt HIE. Vest JR. Int J Med Info 2010..competition inhibited adoption & implementation. Vest JR. Int J Med Info 2010 Adler-Milstein et al AJMC 2011 specialty hospitals more likely to exchange with in-system members than externally. Miller & Tucker J Health Econ 2014

Governance (the purposeful guiding and steering activities) can be a challenge in interorganizational collaborative organizations. Driving interest in enterprise HIE. adapted from Vest & Kash Millbank Quarterly 2016

User Acceptance Usage Workflow Fit Organizational Adoption Outpatient practices slower to adopt For profit institutions slower to adopt Competition inhibits HIE Governance, legal, technology, financial barriers High project failure rates Stand alone systems disrupt workflow Integration of HIE into EHR improves usage Frequent reliance on proxy users Automated delivery can overwhelm workflows Physicians generally supportive of HIE as a concept: can provide useful information, saves money & duplication Usage of stand alone portal HIE is low Physicians & other clinicians access HIE system less frequently than staff Wide variance in user behavior Automated delivery of results appears preferable to query-based HIE Rahurkar et al. Health Affairs 2015; Rudin et al. Annals of Internal Medicine 2015; Hersh et al. JMIR 2015.

Example workflow of push HIE that uses proxy Information sent (HL7) EHR holding tank Information reviewed by staff Put info. into EHR? Record viewed by physician Example workflow of pull HIE that uses proxy Information need Get info from HIE? Staff queries database Information viewed by physician Adapted from Kierkegaard et al App Clin Info 2014

User Acceptance Usage Workflow Fit Organizational Adoption Outpatient & specialty practices slower to adopt For profit institutions slower to adopt Competition inhibits HIE Governance, legal, technology, financial barriers High project failure rates Stand alone systems disrupt workflow Integration of HIE into EHR improves usage Frequent reliance on proxy users Automated delivery can overwhelm workflows Physicians generally supportive of HIE as a concept: believe can provide useful information, saves money & duplication Usage of stand alone portal HIE is low Physicians & other clinicians access HIE system less frequently than staff Wide variance in user behavior Automated delivery of results appears preferable to query-based HIE Rahurkar et al. Health Affairs 2015; Rudin et al. Annals of Internal Medicine 2015; Hersh et al. JMIR 2015.

HIE users with different jobs have different methods of access. 90% 80% 70% 60% percent of portal sessions 50% 40% 30% 20% 10% 0% Administration Nurse Pharmacy Physician Public health & mental health Social services Minimal usage Repetitive usage Mixed information Demograhic Clinical Vest & Jasperson J Med Syst 2012

Physicians may have more favorable views of push HIE. Campion Jr, et al. AMIA Annu Symp Proc. 2012

Usage Organizational Adoption User Acceptance Workflow Fit Largely survey & qualitative work Often single site studies Science being outpaced by technology Measurement reliability & construct validity issues Rahurkar et al. Health Affairs 2015; Rudin et al. Annals of Internal Medicine 2015; Hersh et al. JMIR 2015.

What is usage? What do usage metrics mean? HIE is a process or an organization? What is a health information organization? Different levels of analysis

Utilization Impact Cost Quality Rahurkar et al. Health Affairs 2015; Rudin et al. Annals of Internal Medicine 2015; Hersh et al. JMIR 2015.

Associated with reductions in: admissions via the ED 30 day hospital readmissions imaging use (& repeated) laboratory tests Utilization Impact Cost Quality

Memphis, Tennessee Matched cohort design HIE access associated with 73% lower odds of hospital admissions via the ED Admissions via the ED Appl Clin Inform 2014 5 1: 219-231 Rochester, New York Cohort design HIE access associated with 30% lower odds of hospital admission via the ED Israel Cohort design, stratified by diagnosis HIE access associated with 13% lower odds of hospital admission via the ED Readmissions Rochester, New York Cohort design 57% lower odds of same-cause readmission within 30 days

Memphis, Tennessee Matched cohort design HIE associated with lower CT use in one site HIE associated with more CT use at another site Imaging Laboratory Meta-analysis of all image sharing technology Image sharing associated with significant decrease in repeat imaging Associated with increase in overall imaging utilization Buffalo, New York Randomized trial ED physicians assigned to HIE exposure group (given scribes) HIE access associated with 52% reduction in expected laboratory tests HIE access associated with 36% reduction in expected imaging exams ordered Indianapolis, Indiana Randomized trial Patient randomized Display of prior results reduced test ordering

Associated with reductions in: admissions via the ED 30 day hospital readmissions imaging use (& repeated) laboratory tests Studies showing no or negative association with: admissions via the ED repeat ED visits laboratory tests Utilization Impact Cost Quality

Associated with reductions in: admissions via the ED 30 day hospital readmissions imaging use (& repeated) laboratory tests Studies showing no or negative association with: admissions via the ED repeat ED visits laboratory tests Utilization Impact Cost Quality Overhage et al. Annals of Emergency Medicine. 2002 Indianapolis, Indiana RCT of ED physicians No effect on repeat ED visits No effect on admission rates Lang et al. CMAJ 2006 Montreal, Canada RCT with outpatient providers No effect on repeat ED visits

Utilization Impact Cost Quality Potential savings attributed to reductions in utilization: Admission costs Imaging costs Return on Investment (ROI)

No cost savings for imaging or laboratory tests $29 per ED visit saved $360K / yr in avoided admissions $600K / yr in avoided readmissions $2.50 per patient in avoided repeat imaging $26 per ED visit saved $1.9M / yr in savings for EDs $2.9M / yr in avoided hospital imaging payments Ross et al. JAMIA 2013 Tzeel et al. American Health & Drug Benefits. 2011 Vest et al. Applied Clinical Informatics 2014 Vest et al. JAMIA 2014 Jung et al. Journal of the American College of Radiology 2015 Overhage et al. Annals Emergency Medicine 2002 Frisse et al. JAMIA 2012 Lammers et al. Medical Care. 2014

Utilization Impact Cost Quality Potential savings attributed to reductions in utilization: Admission costs Imaging costs Return on Investment (ROI) Studies also show: No (or even) increased costs Return on Investment (ROI) or cost savings is often perceived or anticipated

Utilization Impact Cost Quality Associated with reductions in: Unnecessary imaging & diagnostic tests Associated with improvements to: Care coordination Ambulatory care quality indicators Associated with public health improvements

Journal of General Internal Medicine 2012 Memphis, Tennessee Cohort design of headache patients HIE access associated with 62% lower odds of neuroimaging Associated with increased guideline adherence Unnecessary imaging & tests Annals of Emergency Medicine 2013 Medical Care 2014 Memphis, Tennessee Cohort design of repeat patients with back pain HIE access associated with 64% lower odds of diagnostic imaging No cost savings All hospitals in California and Florida Panel analysis Hospitals with HIE associated with reduced redundant imaging Minneapolis, Minnesota Qualitative / Chart Review Access of HIE information cited as reasons against duplicate diagnostic procedures

Louisiana Case cohort design of HIV patients HIE associated with re-engaging patients into ongoing care Care Coordination Hudson Valley, New York Cohort of ambulatory practice physicians HIE portal use associated with increased scores on quality of care composite index Cincinnati, Ohio Qualitative & observational HIE alerts helped identify pediatric asthma patients for intervention & coordination Public Health Indianapolis, Indiana HIE improves the completes and timeliness of notifiable disease reporting for public health departments AMIA Annu Symp Proc. 2011; 2011: 322 330.

Public Health AMIA Annu Symp Proc. 2014; 2014: 795 804. Binghamton, New York HIE enabled access to critical heath information during natural disasters www.grotonweather.com http://www.lourdes.com/media/158458/floodaerial-acc.jpg http://mikesaltzman.com/binghamton-flooding-emergencyinformation/

Utilization Impact Cost Quality Evidence from very few exchange efforts (<10? out of more than 120+) Very little on patient outcomes (i.e. better health) Methodological concerns Rahurkar et al. Health Affairs 2015; Rudin et al. Annals of Internal Medicine 2015; Hersh et al. JMIR 2015.

Weaker evidence May indicate publication bias

Usage Impact Positives General clinician & patient support for HIE HIE supports the work of different professionals & organizations Integration into EHRs supports usage Negatives Many barriers to workflow Probably under-utilized Positives Strongest evidence from emergency department Can reduce unnecessary utilization Indications of cost savings Negatives Needs stronger evidence Needs generalizable evidence

Additionally, significant gaps exist by type of HIE organization, or what do we know about the nouns? 13 8 What about comparisons of organizations? Community HIOs 3 Enterprise HIEs Vendor Mediated PHRs 1 Usage Impact Derived from reported data in Rudin et al. Annals of Internal Medicine 2015

Need to fill in the gaps. Need to be clear. Need to be practical. Need some bravery. Where do we go from here?

The evidence in support of HIE is promising, but the evidence base needs to improve. Joshua R Vest, PhD, MPH Associate Professor Department of Health Policy & Management Richard M. Fairbanks School of Public Health Indiana University Indianapolis Affiliated Scientist Regenstrief Institute, Inc. joshvest@iu.edu