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Journal of the Formosan Medical Association (2012) 111, 510e515 Available online at www.sciencedirect.com journal homepage: www.jfma-online.com ORIGINAL ARTICLE The influence on liver function after transcatheter arterial chemoembolization combined with percutaneous radiofrequency ablation in patients with hepatocellular carcinoma Jia-Xin Li, Hong Wu, Ji-Wei Huang, Yong Zeng* Department of Hepato-Bilio-Pancreatic Surgery, West China Hospital, Sichuan University, Chengdu 610041, China Received 9 February 2011; received in revised form 24 March 2011; accepted 21 May 2011 KEYWORDS transcatheter arterial chemoembolization; radiofrequency ablation; liver function parameters; hepatocellular carcinoma Objectives: Our aim was to investigate how transcatheter arterial chemoembolization (TACE) combined with percutaneous radiofrequency ablation (RFA) affected liver parenchymal function in patients with hepatocellular carcinoma (HCC), and to evaluate the significant risk factors for post-procedural deterioration of liver function. Methods: Changes in liver laboratory tests and development of complications were monitored in 53 patients with unresectable hepatocellular carcinoma from January 2007 to January 2009. Cox proportional hazard regression model was performed to evaluate risk factors for deterioration of liver function after the procedure. Results: Plasma total bilirubin (TB) increased from pre-procedural 22.1 12.4 mmol/l to 34.1 21.8 mmol/l on post-procedural day three (P Z 0.017). Alanine aminotransferase (ALT) also increased greatly from 65 58 IU/L to 285 182 IU/L post-procedurally (P Z 0.006). Albumin (ALB) dropped from 42.5 4.5 g/l to 34.6 5.4 g/l (P Z 0.019) and the ChildePugh score increased from 5.2 1.3 to 7.1 1.5 three days after treatment (P Z 0.021). Most of these parameters returned to normal range within 3e4 weeks. Thirtythree out of 53 patients developed complications in our study. Cox proportional hazards regression univariate analysis demonstrated that a ChildePugh score 9 points and age 60 years were risk factors for deterioration of liver function after the procedure. Furthermore, a ChildePugh score 9 points was found to be the only risk factor for post-procedural deterioration of liver function identified by stepwise multivariate analysis. * Corresponding author. Department of Hepato-Bilio-Pancreatic Surgery, West China Hospital, Sichuan University, Chengdu 610041, China. E-mail address: zengyong0031@163.com (Y. Zeng). 0929-6646/$ - see front matter Copyright ª 2012, Elsevier Taiwan LLC & Formosan Medical Association. All rights reserved. doi:10.1016/j.jfma.2011.05.016

Transcatheter arterial chemoembolization and radiofrequency ablation 511 Conclusion: Liver function parameters such as plasma total bilirubin, ALT, serum ALB and ChildePugh score could be transiently deteriorated by TACE combined with RFA in patients with ChildePugh grades B or C. Therefore, patients with a ChildePugh score 9 points were not appropriate candidates for TACE combined with RFA. Copyright ª 2012, Elsevier Taiwan LLC & Formosan Medical Association. All rights reserved. Introduction Hepatocellular carcinoma (HCC) ranks fifth among the most common malignant tumors in the world and its incidence is increasing. 1e4 Although great improvements have been made in the diagnosis of patients with early HCC by imaging modalities, most are diagnosed at intermediate or advanced stages, in which case less than 30% of patients can undergo curative therapies such as hepatectomy or liver transplantation. 5,6 Patients with multiple HCC tumors, recurrent tumors, or serious chronic liver disorders are not suitable for resection and, in response to critical organ shortage, many patients have to wait on the liver transplantation list while some may move into an advanced carcinoma stage during the waiting period. Therefore, locoregional therapies such as percutaneous ethanol injection (PEI), radiofrequency ablation (RFA), microwave coagulation therapy, transcatheter arterial chemoembolization (TACE) and laser ablation are being used to treat unresectable HCC, and these treatments are often associated with a satisfactory long-term prognosis. 7e10 Biochemical changes of liver function occur in patients after resection, RFA or TACE. Needham et al studied changes of postoperative biochemical liver function after major hepatic resection and established normal profiles of standard biochemical liver function tests after major liver resection in noncirrhotic patients. 11 Kuroda et al investigated the changes in liver function parameters after percutaneous RFA and drew a conclusion that a ChildePugh score of nine or more represented a major risk factor for the aggravation of liver function after RFA therapy. 12 Kawaoka et al studied the changes of liver function in patients after TACE. 13 Our study aims to investigate the changes of liver parenchymal function and clarify risk factors for aggravation of liver function after TACE combined with RFA. Patients and methods Patients From January 2007 to January 2009, 53 patients with unresectable hepatocellular carcinoma were reviewed in our center. Inclusion criteria were as follows: (1) severe cirrhosis indicating high risk of liver failure after resection (severe cirrhosis comprehensively evaluated by ChildePugh grade B or C, indocyanine green retention at 15 min (ICG-R15) 20% or ultrasound/computed Tomography (CT scan); (2) tumors located at least 0.5 cm away from a great vessel, the gallbladder, or the common bile duct and 1 cm away from the gastrointestinal tract; (3) tumor size <6.0 cm and number of tumor is <5; (4) absence of tumor thrombus in the main portal/hepatic trunk; (5) absence of extrahepatic metastasis; (6) RFA was performed within one week after TACE; (7) patients preferred mini-invasive therapies such as RFA or TACE instead of resection; (8) HBV-DNA <10 4 copies/ml. All 53 patients met the inclusion criteria, of which five were on the waiting list for liver transplantation. Baseline characteristics of patients at the time of pretreatment for HCC were shown in Table 1. In accordance with the Helsinki declaration, informed consent was obtained from each patient before treatment. Transcatheter arterial chemoembolization (TACE) Transcatheter arterial chemoembolization was performed through the femoral artery under local anesthesia using the technique of Seldinger. After the introduction of a 5-F pigtail catheter through the femoral artery, an angiographic survey of the abdominal vessels was performed. 13 Depending on the location, size and arterial supply of the tumor and its satellite lesions, the tip of the catheter was directed toward tumor-feeding arteries for superselective embolization of all tumors detected by digital subtraction angiography. Next, emulsified suspension consisting of 50e100 mg of cisplatin, 2e8 mg of mitomycin C, 5e10 mg of epirubicin and 10e20 ml of lipiodol was slowly injected into tumor vessels under fluoroscopic guidance and followed by embolization of gelatin sponge. However, gelatin sponge was not used on the proper hepatic artery or right hepatic artery due to its high risk of liver failure in cirrhotic patients. Radiofrequency ablation (RFA) Radiofrequency ablation was achieved under general anesthesia by employing a percutaneous approach guided by ultrasonography (Vivid4 GE Corp, USA). Radionics Cooltip RF System (Tyco Healthcare, USA) was used in all cases and 0.5e1.0 cm around the tumor was ablated in each case. Multiple overlapping ablations were needed in order to achieve sufficient coverage with margins. The ablation time was related to tumor size and proximity to vasculature. About 20 minutes were taken to produce a 3e5 cm ablation area. Multiple overlapping ablations were needed in order to achieve sufficient coverage within margins. The needle track was burned at the end of the procedure before the retraction of needle. Follow-up protocol Serum total bilirubin (TB), alanine transaminase (ALT), and albumin (ALB) were evaluated and the ChildePugh score was determined before the procedure and at three

512 J.-X. Li et al. Table 1 Baseline characteristics of 53 patients who underwent TACEþRFA for unresectable hepatocellular carcinoma. Parameters Value Number of patients 53 Age, y a 45 (37e78) Sex (male/female) 46/7 Size of tumor, cm a 3.5 (0.8e6.2) Number of tumor a 3(1e6) HBV/HCV/both/others 47/4/0/2 ICG-R15, % a 33 (20e46) Serum bilirubin, mmol/l a 18 (5e52) Serum albumin, g/l a 38 (25e47) ALT (IU/L) a 45 (14e175) Prothrombin time(s) 13 (9e19) ChildePugh grade (A/B/C) 36/12/5 ChildePugh score a 6(5e11) Interval between TACE and RFA, d a 3(1e7) Number of cirrhosis 41 ALT Z alanine aminotransferase; HBV Z hepatitis B virus; HCV Z hepatitis C virus; ICG-R15 Z indocyanine green retention at 15 min after intravenous injection; RFA Z radiofrequency ablation; TACE Z transcatheter arterial chemoembolization. a Data were expressed as median (range). days, one week, and one month after TACE combined with RFA (TACEþRFA). Development of ascites, hepatic encephalopathy or any other comorbidities were recorded. Aggravation of liver function was defined as ChildePugh score increasing by two or more after TACEþRFA. Moreover, Cox proportional hazards regression analysis was used to clarify risk factors for aggravation of liver function after TACEþRFA. Statistical analysis All statistical analysis were performed using SPSS13.0 for windows (SPSS, Chicago, IL, USA). Laboratory data are shown as mean standard deviation. Cox proportional hazard regression model was performed to evaluate risk factors for aggravation of liver function obtained prior to initial TACE. Univariate analysis evaluated 15 factors: age, sex, ChildePugh grade, ChildePugh score, tumor size, tumor number, ICG-R15, TB, ALB, ALT, platelet count, prolongation of prothrombin time, alpha fetoprotein, complication, and cirrhosis. Parameters identified as significant in univariate analysis were tested in the multivariate Cox proportional hazard model for all patients. All reported P values were two-sided and P values < 0.05 were considered statistically significant. Results Changes of liver function parameters before and after TACEDRFA Biochemical parameters were shown graphically as mean standard deviation in Fig. 1 Plasma TB, ALT and ChildePugh score increased significantly after TACEþRFA procedures but ALB decreased post-procedurally. TB peaked on postprocedural day three at 34.1 21.8 mmol/l compared with a pre-procedural TB of 22.1 12.4 mmol/l (P Z 0.017). Thereafter, TB dropped steadily to 29.7 18.5 mmol/l after one week and 26.2 14.1 mmol/l after one month (Fig. 1A). It can be seen that TB could fall to the reference range within one month after treatment except for two patients suffering from liver failure and one dying of acute pulmonary embolism. ALT increased greatly from 65 58 IU/L to 285 182 IU/L postprocedurally (P Z 0.006) and declined much faster than any other parameters, but mostly could be within normal range by week 1e4 (Fig. 1B). ALB was different from ALT and TB, it dropped from 42.5 4.5 g/l to 34.6 5.4 g/l (P Z 0.027); ALB less than 30 g/l was discovered in 11 patients in whom we performed human ALB infusion to achieve temporary increase of ALB, which affected the ALB change in our study. Therefore, we excluded those 11 patients through the ALB and ChildePugh score analysis. ALB could reach 34.3 4.1 g/l one month after procedures (Fig. 1C). ChildePugh score was a comprehensive parameter that could reflect the liver function totally; in our study ChildePugh score increased from 5.2 1.3 to 7.1 1.5 three days after TACEþRFA (P Z 0.015) and then decreased to 6.6 1.4 mmol/l after 1 week and 6.2 1.7 mmol/l after one month (Fig. 1D). However, no significant differences were found in comparison to preprocedural ChildePugh scores. Moreover, 13 patients with two or more increments of ChildePugh score within one month after procedures were identified during follow-up. Complications Two patients suffered from liver failure within one week after TACEþFRA, one in ChildePugh grade B and one in ChildePugh grade C. One patient died of acute pulmonary embolism after lying in bed for six days post-procedurally. Five cases developed moderate ascites and two of them had hydrothorax, which was controlled with conservative treatment. Minor complications such as abdominal pain, discomfort in the gastrointestinal tract, and fever (>38 C) were found in 31 patients after TACEþRFA therapies. In total, 33 patients developed major or minor complications in our study. Risk factors for deterioration of liver function after TACEDRFA Aggravation of liver function was defined as two or more increments of ChildePugh score within one month after TACEþRFA therapy. In addition, Cox proportional hazards regression analysis was performed to clarify risk factors for aggravation of liver function after treatment. Fifteen risk factors were analyzed (Table 2). Univariate analysis showed ChildePugh score 9 points and age 60 years as the predictive factors for deterioration of liver function after TACEþRFA therapy. However, ChildePugh score 9 points was the only significant risk factor identified by stepwise multivariate analysis.

Transcatheter arterial chemoembolization and radiofrequency ablation 513 Figure 1 Changes of liver function parameters were demonstrated in terms of mean and standard deviation A, The changes of TB within one month after TACEþRFA. B, The changes of ALT within one month after TACEþRFA. C, The changes of ALB within one month after TACEþRFA (excluding 11 patients who had ALB infusion performed after procedures). D, The changes of Child-Pugh score within one month after TACEþRFA (excluding 11 patients who had ALB infusion performed after procedures). Pre Z before TACE; Day 3 Z 3 days after RFA; Week 1 Z 1 week after RFA; Month 1 Z 1 month after RFA; TB Z plasma total bilirubin; ALT Z alanine aminotransferase; ALB Z albumin; TACE Z transcatheter arterial chemoembolization; RFA Z radiofrequency ablation. Table 2 Risk factors contributing to degradation of liver function after TACE and RFA. Variables (n/n) OR (95% CI) P Univariate analysis Age (<60 vs. 60 y) (33/20) 4.23 (0.63e16.46) 0.05 Sex (male vs. female) (46/7) 0.98 (0.09e10.82) 0.81 ChildePugh grade (A vs. B, C) (36/12/5) 0.80 (0.07e8.75) 0.85 ChildePugh score (<9 vs. 9 points) (35/18) 5.53 (1.13e26.92) 0.03 Size of tumor (<3.0 vs. 3.0 cm) (10/43) 2.25 (0.45e5.86) 0.57 Number of tumor (single vs. multiple) (35/18) 0.74 (0.33e1.66) 0.47 ICG-R15 (<30 vs. 30%) (38/15) 0.92 (0.12e7.59) 0.73 TB (<28 vs. 28mmol/L) (46/7) 0.96 (0.11e8.25) 0.83 ALB (<35 vs. 35 g/l) (15/38) 2.75 (0.20e37.37) 0.44 ALT (<55 vs. 55 IU/L) (30/23) 0.79 (0.17e3.64) 0.76 PLT (<100 vs. 100 10 9 /L) (27/26) 1.65 (0.33e8.11) 0.53 Prolongation of PT (<4 vs. 4 s) (43/10) 0.91 (0.14e5.91) 0.92 AFP (<100 vs. 100 ng/ml) (25/28) 0.76 (0.17e3.35) 0.71 Complication (þ vs. ) (33/20) 1.03 (0.14e7.18) 0.91 Cirrhosis (þ vs. ) (36/17) 1.18 (0.24e5.83) 0.83 Multivariate analysis Age(<60 vs. 60 y) (33/20) 3.07 (0.55e12.35) 0.51 ChildePugh score (<9 vs. 9 points) (35/18) 4.88 (1.59e14.93) 0.005 AFP Z alpha fetoprotein; ALB Z albumin; ALT Z alanine aminotransferase; OR Z Odds Ratio; PLT Z platelet count; PT Z prothrombin time; TB Z plasma total bilirubin ICG-R15 Z indocyanine green retention at 15 min.

514 J.-X. Li et al. Discussion We investigated how TACE combined with RFA for patients with hepatocellular carcinoma affected liver function during a short-term follow-up. Two or more increments of ChildePugh score was defined as aggravation of liver function. As a result, our findings demonstrated that TACEþRFA induced a short-term deterioration of Childe Pugh score in 25% (13/53) of patients. A previous study had shown that 9.6% of patients who underwent percutaneous ethanol injection (PEI) or the combination of PEI and transcatheter arterial embolization (TAE) developed deterioration of the liver parenchymal function. 14 On the contrary, 34% of patients in the Koda et al study who underwent RFA or a combination of RFA and TAE had these deteriorations. 15 Therefore, treatments played an important role in the development of post-procedural deterioration of liver function. In our study, TB, ALT and ChildePugh score increased significantly three days post-procedurally, which was induced by transient hepatic injury from occlusion of hepatic arteries and heat ablation of tissue and recovered slowly within a month after the acute lesion caused by the therapy. However, ALB decreased post-procedurally, which may be related to inhibition of ALB synthesis due to several inflammatory cytokines such as IL-1, IL-6, transforming necrosis factor alpha, or the loss of liver parenchymal volume due to TACEþRFA. 16,17 Therefore, the inflammation and the loss of liver volume caused the decrease in serum ALB within one month while the increase in serum TB was not related to inflammation. The deterioration of liver function after TACEþRFA was frequently found in patients with ChildePugh grade of B or C pre-procedurally, which accounted for 62% of patients who demonstrated a deterioration of liver parenchymal function. Complications such as ascites or hydrothorax also occurred primarily in patients with a ChildePugh grade of B or C; this result was compatible with the finding that a ChildePugh grade of B or C is a risk factor for complications, as reported by Hoshida et al. 18 The above result indicated that liver function was difficult to recover due to insufficient hepatic regeneration in advanced cirrhotic patients. We evaluated 15 factors related to HCC patient, and a ChildePugh score 9 points was considered to be the only significant risk factor for deterioration of liver function identified by stepwise multivariate analysis in our study. It was reported that the necrotic area from RFA with vascular occlusion was larger than from RFA alone, 19e21 but RFA combined with vascular occlusion may develop more severe damages to liver function, which was demonstrated in Kuroda et al s study as compared to our study. 12 Whether or not the post-procedural changes of liver function after TACEþRFA affect long-term liver function and survival, these patients are needed to undergo a long-term follow-up period in the future. In conclusion, TACE combined with RFA induced a transient deterioration of liver parenchymal function in patients with a ChildePugh grade of B or C preprocedurally. A ChildePugh score 9 points before treatment was a significant risk factor for post-procedural deterioration of liver function. Therefore, patients with a ChildePugh score 9 points would not be appropriate candidates for TACEþRFA therapy. References 1. Taylor-Robinson SD, Foster GR, Arora S, Hargreaves S, Thomas HC. Increase in primary liver cancer in the UK. Lancet 1997;350:1142e3. 2. El-Serag HB, Mason AC. Rising incidence of hepatocellular carcinoma in the United States. N Engl J Med 1999;340:745e50. 3. El-Serag HB. Hepatocellular carcinoma: an epidemiologic view. J Clin Gastroenterol 2002;35:s72e8. 4. Okita K. Management of hepatocellular carcinoma in Japan. J Gastroenterol 2006;41:100e6. 5. Bruix J, Llovet JM. Prognostic prediction and treatment strategy in hepatocellular carcinoma. Hepatology 2002;35:519e24. 6. Llovet JM, Burroughs A, Bruix J. Hepatocellular carcinoma. Lancet 2003;362:1907e17. 7. Livraghi T, Festi D, Monti F, Salmi A, Vettori C. US guided percutaneous alcohol injection of small hepatic and abdominal tumours. Radiology 1986;161:309e12. 8. Seki T, Wakabayashi M, Nakagawa T, Itho T, Shiro T, Kunieda K, et al. Ultrasonically guided percutaneous microwave coagulation therapy for small hepatocellular carcinoma. Cancer 1994; 74:817e25. 9. 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