Setting the stage for change: upgrading the physician cancer case reporting application in New York

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Setting the stage for change: upgrading the physician cancer case reporting application in New York April Austin New York State Cancer Registry (NYSCR) July 12, 2018 June 13, 2018

Aerial view of Thousand Islands, New York Bridging the Path to the Future of Cancer Surveillance 200 Hospitals & 50 Radiation Treatment Centers (Med Oncology) Dermatology Practices NYSCR 2 100 Ambulatory Surgery Centers & 200 Pathology Laboratories Smaller Hem/Onc Practices Urology Practices Mike Franklin UpstateAerialPhotography.com

Objectives 3 Describe the extent of cancer case reporting by physicians to the NYS Cancer Registry (NYSCR) and the importance to case ascertainment and describing NY s cancer burden Illustrate the current Physician Cancer Case Reporting System Explain approach for decisions related to redesign Outline next steps

4 Extent and Importance of Physician Reporting

Physician Cancer Case Reporting System On NYSDOH s secure Health Commerce System (HCS) Deployed in 2011 Users include: - NYS licensed physicians or their designees - Registry staff (abstracting paper reports from physicians) 2013: initiated statewide outreach to targeted specialists (dermatologists, urologists, hematologists, oncologists) 5

Physician office submissions since 2011 58,151 case reports 6 39,954 (68%) new (unsolicited) reports 18,197 (32%) lab follow-back reports (through dx year 2015) 42,323 (73%) electronic submissions by external users 15,828 (27%) paper reports abstracted by NYSCR staff 3,498 NY physicians (license numbers) 1,040 unique HCS user IDs

7 Age-adjusted incidence rate per 100,000 population 26 24 22 20 18 16 14 12 10 8 6 4 2 0 25.3 19.6 13.6 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Overall rate No unsolicited physician reporting No lab and physician follow-back No lab or physician reporting In situ melanoma, non-hispanic white males, New York, 2001-2014

8 Age-adjusted incidence rate per 100,000 population 34 32 30 28 26 24 22 20 18 16 14 12 10 8 6 4 2 0 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 Overall rate No lab and physician follow-back No unsolicited physician reporting No lab or physician reporting 31.1 28.7 26.1 Invasive melanoma, non-hispanic white males, New York, 2001-2014

Sub-analysis of tumors diagnosed 2015 2016 and at least one source report (unsolicited) is from a physician office 9 Cancer Group Total Tumors Physician Only Source*, N Physician Only Source*, % OVERALL 10,895 4,393 40.3 DERMATOLOGY Melanoma-in situ 2,750 2,250 81.8 Melanoma-invasive 1,944 861 44.3 UROLOGY Prostate 3,035 730 24.1 Urinary bladder-in situ 210 73 34.8 Urinary bladder-invasive 152 22 14.5 HEMATOLOGY/ONCOLOGY Hodgkin lymphoma 13 1 7.7 Non-Hodgkin lymphoma 144 50 34.7 Myeloma 63 31 49.2 Lymphocytic leukemia 67 56 83.6 Myeloid/other leukemia 33 22 66.7 Other Hematopoietic 79 64 81.0 * Excluding pathology or death certificate reports; as of March 2018

10 Current Physician Cancer Case Reporting System

11 Welcome page: Report new cases Respond to lab followback requests

12 Three tabs (forms) Patient info Cancer info Treatment info Data fields 66 fields, 20 required Selection lists/text Hover/help buttons Simple data checks (edits)

13 6 Site specific modules: Melanoma Prostate Leukemia Lymphoma Hematopoietic Other Other type of Cancer Data collected: Primary site, histology, behavior, diagnosis date Site specific factors Stage of disease (currently SEER Summary, TNM, CS items)

14 Treatment info Tab Summary treatment status Biopsy Lymph node involvement Surgery Other treatment modalities Referral and other information

15 Approach for Decisions Related to Redesign

Review 2018 NAACCR standards 16 2018 Implementation Guidelines NPCR data requirements SEER data requirements NYSCR requirements for other types of reporting sources Site specific data items (SSDIs) Grade Extent of disease (EOD) SEER Summary stage 2018 AJCC 8 th edition stage items ICD-O-3 Histology revisions

Design considerations Focus on collection of data for cases we do not get from hospitals or treatment facilities Use selection lists when possible - users are not CTRs (no coding) Expect user variability in medical knowledge and experience Recognize that items collected need to be readily available in medical records and/or pathology reports Be mindful of providers time - minimize reporting burden as much as possible 17

Considerations: Example - Melanoma fields Most likely to include bolded items Unlikely to include post therapy items Others included based on complexity of item, user experience, reasonableness Current Application Items 2018 NAACCR Items Site Specific Disease Items - Breslow Thickness - Breslow Thickness - Ulceration - Ulceration - Mitotic Rate - LDH Pretreatment Lab Value - LDH Upper Limits of Normal - LDH Pretreatment Level - Grade (Clinical, Pathological, Post Therapy) - Tumor Size Summary - CS Tumor Extension - CS Regional LN Involvement - CS Metastasis at Diagnosis - Clinical T, N, M, Stage Group - Pathologic T, N, M, Stage Group Extent of Disease Items - Tumor Size (Clinical, Path, Summary) - EOD Primary Tumor - EOD Regional Nodes - EOD Mets - Summary Stage AJCC TNM Stage Items Seer Program Coding and Staging Manual (Appendix C) - Clinical T, N, M, Stage Group - Pathologic T, N, M, Stage Group - Post Therapy T, N, M, Stage Group 18

Example - Melanoma fields, cont d Mitotic Rate - Not required for staging - Values are a mixture of numbers and characters 19 Lactate Dehydrogenase (LDH) laboratory test - Prognostic factor for Stage IV melanoma; expect to receive from hospitals or treatment centers - LDH Pretreatment Level: elevated versus not elevated; easy to complete

Example - Melanoma fields, cont d Grade - Routinely noted in pathology reports of melanoma? 20 Tumor Size - Not required for staging - Observed confusion with Breslow thickness field Summary Stage - Can be derived - Reasonable to collect similar data multiple ways?

Next Steps 21

Next Steps - Design Perform similar approach to field selection for other five sitespecific modules Consider more required fields/edit checks to improve quality without hindering user experience Think about potential for additional modules (e.g., bladder) Consider additional fields to assist with gaps of information related to spectrum of patient care (e.g., laboratory performing examination; state-specific class of case ; specific fields related to referral information) Consult with leaders of case processing team 22

Next Steps - Technical Provide new specifications to our technical team Work with technical team to design a workflow that will meet our data needs and continue to maintain a user-friendly environment Propose functionality to display former versus new cancer diagnosis tab form based on diagnosis year Upgrade HCS account authentication processes to allow reporting by NYS-licensed nurse practitioners and physician assistants 23

Bridging the Path to the Future of Cancer Surveillance The future holds promise for new data sources (claims data, EHR data, prescription data, historical address information), technological advances (natural language processing, big data, more automation), and collaboration. 24 As long as cancer-care providers maintain private businesses outside larger healthcare organizations, our Physician Cancer Case Reporting Application will continue to bridge the gaps in case ascertainment.

Acknowledgements 25 Amy Kahn, Maria Schymura, Coyle Wood Lynn Longton (application developer) This work is supported in part by the Centers for Disease Control and Prevention s National Program of Cancer Registries through cooperative agreement 6NU58DP006309 awarded to the New York State Department of Health. The contents are solely the responsibility of the New York State Department of Health and do not necessarily represent the official views of the Centers for Disease Control and Prevention. Questions? (April.Austin@health.ny.gov)