DQA Measure Technical Specifications: Administrative Claims-Based Measures Treatment Services, Dental Services

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**Please read the DQA Measures User Guide prior to implementing this measure.** DQA Measure Technical Specifications: Administrative Claims-Based Measures Treatment Services, Dental Services Description: Percentage of enrolled children who received a treatment service within the reporting year Numerator: Unduplicated number of children who received at least one treatment service as a dental service Denominator: Unduplicated number of all enrolled children Rate: NUM/DEN Rationale: Dental caries is the most common chronic disease in children in the United States (1). In 2009 2010, 14% of children aged 3 5 years had untreated dental caries. Among children aged 6 9 years, 17% had untreated dental caries, and among adolescents aged 13 15, 11% had untreated dental caries (2). Identifying caries early is important to reverse the disease process, prevent progression of caries, and reduce incidence of future lesions. Approximately three quarters of children younger than age 6 years did not have at least one visit to a dentist in the previous year (3). (1) Centers for Disease Control and Prevention. Hygiene-related diseases: dental caries. Available at: http://www.cdc.gov/healthywater/hygiene/disease/dental_caries.html. Accessed July 28, 2015. (2) Dye BA, Li X, Thornton-Evans G. Oral health disparities as determined by selected Healthy People 2020 oral health objectives for the United States, 2009 2010. NCHS data brief, no 104. Hyattsville, MD: National Center for Health Statistics. 2012. (3) Edelstein BL, Chinn CH. Update on disparities in oral health and access to dental care for America s children. Acad Pediatr. 2009;9(6):415-9. PMID: 19945076. AHRQ Domain: Use of Services 1 IOM Aim: Equity Level of Aggregation: Health Plan/Program Improvement Noted As: This is a related health care delivery measure that should be interpreted in the context of other performance measures. Because specific services are not delineated for this measure, higher or lower rates are not necessarily indicative of better or worse performance. Data Required: Administrative enrollment and claims data; single year. When using claims data to determine service receipt, include both paid and unpaid claims (including pending, suspended, and denied claims). Measure purpose: Examples of questions that can be answered through this measure at each level of aggregation: 1. What is the utilization of dental treatment services for children? 2. Does the use of dental treatment services vary by any of the stratification variables? 3. Are there disparities in the use of treatment services among different groups based on the stratification variables? 4. Over time, does the percentage of children who receive treatment services stay stable, increase or decrease? 1 Use of Services (Related Healthcare Delivery Measure): Use of services is the provision of a service to, on behalf of, or by a group of persons identified by enrollment in a health plan or through use of clinical services. Use of service measures can assess encounters, tests, or interventions that are not supported by evidence for the appropriateness of the service for the specified individuals. National Quality Measures Clearinghouse. Available at: http://www.qualitymeasures.ahrq.gov/about/domain-definitions.aspx. Accessed August 10, 2015. 1 P age

Applicable Stratification Variables (Optional: Contact Program Official to determine reporting requirement): 1. Age (e.g. <1; 1-2; 3-5; 6-7; 8-9; 10-11; 12-14; 15-18; 19-20) 2. Payer Type (e.g., Medicaid; CHIP; private commercial benefit programs) 3. Program/Plan Type (e.g., traditional FFS; PPO; prepaid dental/dhmo) 4. Geographic Location (e.g., rural; suburban; urban) 5. Race 6. Ethnicity 7. Socioeconomic Status (e.g., premium or income category) 2 P age

Treatment Services Calculation 1. Check if the enrollee meets age criterion 2 at the last day of the reporting year: 3 a. If age criterion is met, then proceed to next step. b. If age criterion is not met or there are missing or invalid field codes (e.g., date of birth), then STOP processing. This enrollee does not get counted in the denominator. 2. Check if subject is continuously enrolled for at least 180 days during the reporting year: 4 a. If subject meets continuous enrollment criterion, then include in denominator, proceed to next step. b. If subject does not meet enrollment criterion, then STOP processing. This enrollee does not get counted in the denominator. YOU NOW HAVE THE DENOMINATOR (DEN) COUNT: All enrollees who meet age and enrollment criteria 3. Check if subject received a treatment service as a dental service during the reporting year: a. If [CDT CODE] = D2000 D9999, AND b. If [RENDERING PROVIDER TAXONOMY] code = any of the NUCC maintained Provider Taxonomy Codes in Table 1 below, then include in numerator; proceed to next step. 5 c. If both a AND b are not met, then the service was not provided or was not provided as a dental service ; STOP processing. This enrollee is already included in the denominator but will not be included in the numerator. Note: In this step, all claims with missing or invalid CDT CODE, missing or invalid NUCC maintained Provider Taxonomy Codes, or NUCC maintained Provider Taxonomy Codes that do not appear in Table 1 should not be included in the numerator. YOU NOW HAVE NUMERATOR (NUM) COUNT: Enrollees who received a treatment service 4. Report a. Unduplicated count of enrollees in numerator b. Unduplicated count of enrollees in denominator c. Measure rate (NUM/DEN) 2 Age: Medicaid/CHIP programs use under age 21 (< 21); Exchange quality reporting use under age 19 (<19); other programs check with program officials. The age criterion should be reported with the measure score. 3 Medicaid/CHIP programs should exclude those individuals who do not qualify for dental benefits. The exclusion criteria should be reported along with the number and percentage of members excluded. 4 Enrollment in same plan vs. any plan: At the state program level (e.g., Medicaid/CHIP) a criterion of any plan applies versus at the health plan (e.g., MCO) level a criterion of same plan applies. The criterion used should be reported with the measure score. While this prevents direct aggregation of results from plan to program, each entity is given due credit for the population it serves. Thus, states with multiple MCOs should not merely add up the plan level scores but should calculate the state score from their database to allow inclusion of individuals who may be continuously enrolled but might have switched plans in the interim. 5 Identifying dental services: Programs and plans that do not use standard NUCC maintained provider taxonomy codes should use a valid mapping to identify providers whose services would be categorized as dental services. Stand-alone dental plans that reimburse ONLY for services rendered by or under the supervision of the dentist can consider all claims as dental services. 3 P age

Table 1: NUCC maintained Provider Taxonomy Codes classified as Dental Service * 122300000X 1223P0106X 1223X0008X 125Q00000X 1223D0001X 1223P0221X 1223X0400X 261QF0400X 1223D0004X 1223P0300X 124Q00000X + 261QR1300X 1223E0200X 1223P0700X 125J00000X 1223G0001X 1223S0112X 125K00000X *Services provided by County Health Department dental clinics may also be included as dental services. + Only dental hygienists who provide services under the supervision of a dentist should be classified as dental services. Services provided by independently practicing dental hygienists should be classified as oral health services and are not applicable for this measure. *** Note: Reliability of the measure score depends on the quality of the data that are used to calculate the measure. The percentages of missing and invalid data for these data elements must be investigated prior to measurement. Data elements with high rates of missing or invalid data will adversely affect the subsequent counts that are recorded. For example, records with missing or invalid CDT CODE may be counted in the denominator but not in the numerator. These records are assumed to not have had a qualifying service. In this case, a low quality data set will result in a measure score that will not be reliable.*** 4 P age

Check Age Eligibility No/ Missing/ Invalid field codes Qualifying age at last day of reporting year? NC Not Counted No/ Missing/ Invalid Field Codes Continuously enrolled for at least 180 days? DEN: all enrollees who meet the age and enrollment criteria Treatment service provided? Medicaid/CHIP use < 21; Exchange plans use <19; others consult program officials. Use NUCC codes. Exclude records with missing or invalid codes. Some States may use different file types or custom codes to classify dental and oral health services. Dental service? NUM: enrollees who had a treatment STOP 5 P age

2017 American Dental Association on behalf of the Dental Quality Alliance (DQA). All rights reserved. Use by individuals or other entities for purposes consistent with the DQA s mission and that is not for commercial or other direct revenue generating purposes is permitted without charge. Dental Quality Alliance Measures (Measures) and related data specifications, developed by the Dental Quality Alliance (DQA), are intended to facilitate quality improvement activities. These Measures are intended to assist stakeholders in enhancing quality of care. These performance Measures are not clinical guidelines and do not establish a standard of care. The DQA has not tested its Measures for all potential applications. Measures are subject to review and may be revised or rescinded at any time by the DQA. The Measures may not be altered without the prior written approval of the DQA. The DQA shall be acknowledged as the measure steward in any and all references to the measure. Measures developed by the DQA, while copyrighted, can be reproduced and distributed, without modification, for noncommercial purposes. Commercial use is defined as the sale, license, or distribution of the Measures for commercial gain, or incorporation of the Measures into a product or service that is sold, licensed or distributed for commercial gain. Commercial uses of the Measures require a license agreement between the user and DQA. Neither the DQA nor its members shall be responsible for any use of these Measures. THE MEASURES ARE PROVIDED "AS IS" WITHOUT WARRANTY OF ANY KIND Limited proprietary coding is contained in the Measure specifications for convenience. For Proprietary Codes: The code on Dental Procedures and Nomenclature is published in Current Dental Terminology (CDT), Copyright 2015 American Dental Association (ADA). All rights reserved. This material contains National Uniform Claim Committee (NUCC) Health Care Provider Taxonomy codes (http://www.nucc.org/index.php?option=com_content&view=article&id=14&itemid=125). Copyright 2016 American Medical Association. All rights reserved. Users of the proprietary code sets should obtain all necessary licenses from the owners of these code sets. The DQA, American Dental Association (ADA), and its members disclaim all liability for use or accuracy of any terminologies or other coding contained in the specifications. THE SPECIFICATIONS ARE PROVIDED AS IS WITHOUT WARRANTY OF ANY KIND 6 P age