Lutonix AV Clinical Trial

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Lutonix AV Clinical Trial Long Term Effects of LUTONIX 035 DCB Catheter 18 month Interim Results Scott O. Trerotola, MD Stanley Baum Professor of Radiology Professor of Surgery Associate Chair and Chief, Vascular and Interventional Radiology Vice Chair for Quality Perelman School of Medicine of the University of Pennsylvania

Conflicts of Interest Paid consultant for the following companies: Bard Peripheral Vascular LUTONIX WL Gore B Braun Teleflex Medcomp Cook Royalties Cook Teleflex PI, Lutonix AV Trial and Lutonix AV PAS

Disclosures/Disclaimers The speaker s presentation today is on behalf of C. R. Bard/LUTONIX, Inc. The physician has been compensated by Lutonix for the time and effort to present this information. Please consult Bard product labels and inserts relevant to your geography for indications, contraindications, hazards, warnings, cautions, and instructions for use. The opinions and clinical experiences presented herein are for informational and educational purposes only. The results presented may not be predictive for all studies and patients. Results may vary depending on a variety of experimental and clinical parameters. Individual results may vary depending on a variety of patient specific attributes.

Agenda Fistula history and dysfunction LUTONIX 035 DCB Catheter AV IDE Trial Trial design Primary efficacy/safety endpoint 18 month IDE interim results Summary Bard Owned Image: Illustration by Mike Austin

History of Therapeutic Interventions for Hemodialysis Access 51 Years

Successful DCB Treatment Mechanical (vessel recoil and negative remodeling) and biological response (smooth muscle cell proliferation) due to injury during PTA leads to stenosis Paclitaxel inhibits cell proliferation Good PTA needed to mechanically produce a large lumen Vessel overstretch is impacted by balloon dilation Overstretch = Balloon diameter/reference vessel diameter

Lutonix AV Clinical Trial Trial Design

Study Design Objective Number of patients/sites Primary Effectiveness Endpoint Primary Safety Endpoint Follow Up Status Prospective, Global, Multicenter, Randomized, Safety and Effectiveness To assess the safety and effectiveness of the LUTONIX 035 AV Drug Coated Balloon PTA Catheter in the treatment of dysfunctional AV fistulae 285 randomized subjects at 23 clinical sites Target Lesion Primary Patency (TLPP) - 6 months Freedom from any serious adverse event(s) involving the AV access circuit through 30 days 1, 3, 6, 9, 12, 18, 24 month visits First Subject: June 2015 Enrollment Completion: March 2016

Key Inclusion Criteria CLINICAL CRITERIA Male or non-pregnant female 21 years old Upper extremity AV Fistula w/clinical, physiological, or hemodynamic abnormality Fistula created >30 days 1+ hemodialysis session 2 needles Catheter removed > 30 days ANGIOGRAPHIC CRITERIA Length 10 cm 50% stenosis Successful pre-dilation Diameter 4-12 mm

Key Exclusion Criteria CLINICAL CRITERIA Lower extremity access Central veins Thrombosed access ANGIOGRAPHIC CRITERIA >2 lesions in circuit Secondary non-target lesions that cannot be successfully treated Central veins as a secondary lesion, which is clinically significant Bare or covered stent in target or secondary non-target lesions

Key Inclusion Criteria Axillosubclavian Junction Fistula Anastomosis Bard Owned Image: Illustration by Paul Schiffmacher

Study Device Offering 4-12 mm diameters 0.035 guidewire compatible, nylon, semi-compliant balloon Over the wire, co-axial shaft, 75 cm Diameter (mm) Balloon lengths (mm) Nominal (atm) RBP (atm) Sheath Profile 4 40-100 6 12 5F 5 40-100 6 12 5F 6 40-100 6 12 6F 7 40-60 6 12 7F 8 40-60 6 12 7F 9 40-60 6 11 7F 10 40-60 6 11 8F 12 40 6 10 10F

Lutonix AV Clinical Trial Study Design

Lutonix AV Clinical Trial Demographic Data

Baseline Characteristics Demographics Variable LUTONIX 035 DCB (N=141) Control (N=144) Age 63.6 61.0 Male, n (%) 61.7% 59.0% Hypertension, n (%) 94.3% 98.6% Diabetes mellitus, n (%) 58.2% 65.3% Dyslipidemia, n (%) 60.3% 58.3% Current smoking, n (%) 13.5% 14.6% Peripheral arterial disease, n (%) 9.9% 18.1% Coronary heart disease, n (%) 30.5% 27.8%

Fistula Locations Upper arm DCB: 61.7% vs. PTA: 73.4% Antecubital fossa DCB: 5.0% vs. PTA: 4.9% Forearm DCB: 33.3% vs. PTA: 21.7% Bard Owned Image: Illustration by Paul Schiffmacher

Target Lesion Locations DCB (n=141) PTA (n=144) Anastomotic (%) 4.3% 3.5% Cephalic arch (%) 18.7% 22.5% Cannulation zone (%) 4.3% 9.9% Inflow (%) 33.8% 29.6% Outflow (%) 24.5% 22.5% Swing point (%) 14.4% 12.0% Bard Owned Image: Illustration by Paul Schiffmacher

Vessels Treated DCB (n=141) PTA (n=144) Subclavian vein (%) 0.7% 0.0% Brachial vein (%) 0.7% 0.7% Cephalic vein (%) 68.8% 67.4% Basilic vein (%) 25.5% 28.5% Median cubital vein (%) 1.4% 0.7% Other (%) 2.8% 2.8% Bard Owned Image: Illustration by Paul Schiffmacher

Lesion Characteristics DCB (N=141) PTA (N=144) Restenotic (%) 69.5% 72.9% Tandem (%) 2.8% 7.0% Mean target lesion length, mm (±SD) 28.4 ± 15.09 29.5 ± 18.69

18 Month Interim Results

Safety- Interim 18 Months Primary Endpoint: Non-inferior to PTA Primary Endpoint LTX DCB (N=141) Standard PTA (N=144) Difference % (95% CI) P-value 545 Day Event Free 0.0004 Rate (SE) 34.3% (4.7%) 22.6% (4.4%) 11.6% (6.4%) 95% CI (25.3%, 43.5%) (14.7%, 31.6%) (-0.9%, 24.2) 1 95% CI of the rate and the rate difference at each time point were calculated based on normal approximation and one-sided p-value is from test for non-inferiority, with 10% as non-inferiority margin.. Data shown are interim, site reported and subject to change

Target Lesion Primary Patency (TLPP) ends with a clinically driven re-intervention of the target lesion or access thrombosis. 95% CI of the rate and rate difference at each time point were calculated based on normal approximation using Greenwood formula variance estimators. Log-Rank Test was used to compare the two treatment curves between Day 0-550 and one-sided p-value was provided. Data shown are interim, site reported and subject to change Lutonix AV IDE Clinical Trial TLPP-Interim 18 months 36.8% Improvement LTX DCB (N=141) Standard PTA (N=144) Difference % (95% CI) P-value 545 Day Event Free 0.038 Rate (SE) 35.7% (5.4%) 26.1% (4.8%) 9.6% (7.2%) 95% CI (25.3%, 46.3%) (17.3%, 35.7%) (-4.5%, 23.8%)

Number of Interventions Required to Maintain TLP LTX DCB (n=141) Standard PTA (n=144) P-value* % Fewer Intervention s than PTA Number of interventions, 180 days 44 64 0.068 Number of interventions, 210 days 58 86 0.022 31.3% Fewer 32.6% Fewer *Two-sided P-value

Recommended Clinical Trial Procedure Techniques

Balloon Preparation Considerations IFU Handling Coated balloon portion should be handled with dry sterile gloves when possible prior to use When flushing, point balloon tip down to prevent backflow on balloon/coating Always advance and retrieve under negative pressure

LUTONIX 035 DCB Peel Away Balloon Protector Removal Carefully adhere to the following instructions to properly remove the balloon guard from the LUTONIX 035 DCB Step 1: Use negative pressure, and keep the stylet in place. Step 2: Gently pull the balloon protector tab toward the distal end of the balloon. Step 3: Continue to pull the tab and hold the other balloon protector tab with the catheter shaft until the balloon protector fully propagates and separates into two pieces. Step 4: Maintaining the grasp on the catheter shaft with one hand, and use the opposite hand to remove the wire lumen stylet.

Successful Pre-Dilation Optimal pre-dilation results of <30% residual stenosis and full balloon effacement

Tissue Concentration ng/g Lutonix AV IDE Clinical Trial < 30 Second DCB Transit Time Shorter transit time = more drug delivered to vessel* Paclitaxel tissue concentration 1 hour after treatment in the swine arterial model Over 2x more drug delivered *Preclinical test data on file. Preclinical results may not be indicative of clinical performance. 30 Second Transit Time 3 Minute Transit Time

Maximize DCB-to-Wall Contact DCB must be the same diameter as the pre-dilation balloon, ensuring full wall apposition of the balloon 8mm Example: Pre-Dilation 8mm, DCB >8mm

DCB Longer than Pre-Dilation The DCB must extend ~5mm beyond the pre-dilation balloon length

Semi-Compliant Balloon: > Nominal Pressure Higher inflation pressures have the potential to maximize DCB-to-wall contact Atm 4mm 5mm 6mm 7mm 8mm 9mm 10mm 12mm 4 3.9 4.8 5.7 6.6 7.7 8.6 9.7 11.6 5 3.9 4.9 5.8 6.7 7.9 8.8 9.9 11.9 6 4.0 5.0 5.9 6.9 8.1 9.0 10.1 12.1 7 4.1 5.0 6.0 7.0 8.2 9.2 10.3 12.2 8 4.1 5.1 6.1 7.1 8.3 9.3 10.4 12.4 9 4.1 5.2 6.2 7.2 8.4 9.4 10.5 12.6 10 4.2 5.2 6.2 7.3 8.5 9.5 10.7 12.8 11 4.2 5.3 6.3 7.3 8.6 9.7 10.8 12 4.3 5.3 6.3 7.4 8.7 Do not exceed the Rated Burst Pressure (RBP) recommended for this device. Balloon rupture may occur if the RBP rating is exceeded. To prevent over-pressurization, use of a pressure monitoring device is recommended.

Tissue Concentration ng/g Lutonix AV IDE Clinical Trial Longer Inflation Times Minimum of 30 seconds Preferably 2+ minutes at nominal or greater pressure Paclitaxel tissue concentration 1 hour after treatment in the swine arterial model* Over 3x More Drug Delivered 30 sec 3 min Inflation time *Preclinical test data on file. Preclinical results may not be indicative of clinical performance.

Summary First and only DCB with 18 month Level 1 data in AV fistulae Safety outcomes are non-inferior to PTA 71.4% target lesion primary patency (TLPP) at 6 months 31.3% fewer number of interventions required to maintain TLP at 6 months Sustained effectiveness benefit 36.8% improvement in primary patency over PTA at 18 months Data shown are interim, site reported and subject to change

Merci

INDICATIONS FOR USE The Lutonix 035 Drug Coated Balloon Catheter is intended for Percutaneous Transluminal Angioplasty (PTA) in the peripheral vasculature and for the treatment of obstructive lesions and decreasing the incidence of restenosis. In addition, the Lutonix 035 Drug Coated Balloon Catheter is intended for PTA of native dialysis fistulae or synthetic grafts, opening narrowing and immature fistulae, to improve blood flow, and decreasing the incidence of restenosis. CONTRAINDICATIONS Women who are breastfeeding, pregnant or are intending to become pregnant or men intending to father children over the next 2 years. It is unknown whether paclitaxel will be excreted in human milk and there is a potential for adverse reaction in nursing infants from paclitaxel exposure. Patients judged to have a lesion that prevents complete inflation of an angioplasty balloon or proper placement of the delivery system. WARNINGS Contents supplied STERILE using ethylene oxide (EO) process. Do not use if sterile barrier is damaged or opened prior to intended use. Do not use after the Use by date. Do not use if product damage is evident. The LUTONIX Catheter is for use in one patient only; do not reuse in another patient, reprocess or resterilize. Risks of reuse in another patient, reprocessing, or resterilization include: o Compromising the structural integrity of the device and/or device failure which, in turn, may result in patient injury, illness or death. o Creating a risk of device contamination and/or patient infection or cross-infection, including, but not limited to, the transmission of infectious disease(s) from one patient to another. Contamination of the device may lead to patient injury, illness or death. Do not exceed the Rated Burst Pressure (RBP) recommended for this device. Balloon rupture may occur if the RBP rating is exceeded. To prevent over-pressurization, use of a pressure monitoring device is recommended. Use the recommended balloon inflation medium of contrast and sterile saline ( 50% contrast). Never use air or any gaseous medium to inflate the balloon as this may cause air emboli in case of balloon burst. This product should not be used in patients with known hypersensitivity to paclitaxel or structurally related compounds as this may cause allergic reaction (difficulty in breathing, skin rash, muscle pain).