Title. HIV-1 Protease and Reverse Transcriptase Mutations: Correlations with Antiretroviral Therapy in

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Title HIV-1 Protease and Reverse Transcriptase Mutations: Correlations with Antiretroviral Therapy in Subtype B Isolates and Implications for Drug-Resistance Surveillance October 13, 2004 Authors SY Rhee 1, WJ Fessel 2, AR. Zolopa 1, L. Hurley 2, T. Liu 1, DP Nguyen 2, S Slome 2, D Klein 2, M Horberg 2, J Flamm 2, S Follansbee 2, JM Schapiro 1, RW Shafer 1 1 Stanford University, Stanford, CA, USA; 2 Kaiser-Permanente Medical Care Program Northern California, USA

Table 1. Protease Inhibitor-Related Mutations According to Previous Classifications and Extent of Polymorphism in HIV-1 Isolates from PI-Naive Persons * Nonpolymorphic Polymorphic Recognized PIrelated mutations recognized PI-related Pos AA Naïve Rx p Pos AA Naïve Rx p 10 F 0.2 5.3 <0.001 10 I 7.9 35.4 <0.001 R 0 0.8 <0.001 V 2.1 4.5 <0.001 20 I 0.1 5.8 <0.001 20 R 1.3 8.8 <0.001 T 0.1 2.6 <0.001 M 0.5 2.2 <0.001 24 I 0 5.4 <0.001 33 I 0.6 1.5 0.002 30 N 0 11.6 <0.001 36 I 12.7 26.9 <0.001 32 I 0 4.7 <0.001 V 0.5 2 <0.001 33 F 0.1 4.8 <0.001 63 ** P 55.2 73.9 <0.001 46 I 0.1 20.4 <0.001 71 T 4.8 11.1 <0.001 L 0.2 9.7 <0.001 V 2.2 29.9 <0.001 47 A 0 0.3 0.03 77 ** I 24.5 35.0 <0.001 V 0.1 2.1 <0.001 93 ** L 25.4 38.9 <0.001 48 V 0 4.3 <0.001 50 L 0 0.5 0.001 V 0 1 <0.001 53 L 0.1 3.9 <0.001 54 A 0 0.6 <0.001 L 0 1.8 <0.001 M 0 1.1 <0.001 T 0 1 <0.001 V 0 19.8 <0.001 S 0 0.2 0.04 73 A 0 0.4 0.002 C 0 1.1 <0.001 S 0 9.1 <0.001 T 0 2.1 <0.001 82 A 0 23.1 <0.001 F 0 1.6 <0.001 S 0 0.5 0.005 T 0 2.9 <0.001 84 A 0 0.3 0.03 C 0 0.4 0.002 V 0 12.7 <0.001 88 D 0 7.4 <0.001 S 0 2 <0.001 90 M 0.1 34.4 <0.001 20 V 0 0.6 <0.001 24 F 0 0.3 0.03 46 V 0 0.3 0.02 48 M 0 0.3 0.01 53 Y 0 0.4 0.002 71 I 0.1 2.1 <0.001 88 T 0 0.3 0.03 11 I 0.2 0.9 0.001 18 H 0.5 1.4 0.001 not 22 V 0 0.4 0.002 45 R 0.5 2 <0.001

recognized as PIrelated 23 I 0 0.9 <0.001 72 L 0.5 1.5 <0.001 34 Q 0 0.8 <0.001 92 K 0.6 1.6 <0.001 35 G 0.1 0.9 <0.001 43 T 0.1 2.9 <0.001 55 R 0.2 2.9 <0.001 58 E 0.2 3.5 <0.001 66 F 0 1 <0.001 L 0 0.4 0.003 V 0 0.5 <0.001 67 F 0 0.7 <0.001 74 A 0.2 1.1 <0.001 P 0 1 <0.001 S 0.1 4.8 <0.001 76 V 0 1.8 <0.001 79 A 0 0.6 0.001 85 V 0 3.5 <0.001 89 I 0 0.5 0.004 V 0 1.2 <0.001 92 R 0.2 1.2 <0.001 95 F 0 1.4 <0.001 * Expert panel-recognized and mutations were categorized using two recently published reviews on HIV-1 drug resistance and recent updates to the IAS-USA expert panel mutation list [1, 2, 6]. Nonpolymorphic mutations occurred in <0.5% of sequences from untreated persons The method of Benjamini and Hochberg with a false discovery rate <0.01 was used to identify results that were statistically significant in the presence of multiple comparisons [7]. These 8 rare mutations at nonpolymorphic known PI-related were associated with PI treatment only before correction for multiple comparisons ** These 3 mutations were <2 times more prevalent in viruses from treated compared with untreated persons. An exception was made for these mutations because they were the only recognized treatment-related mutations that did not meet this criterion, which was applied to all other mutations as outlined in the methods. K20I is the consensus amino acid in subtypes G and CRF02_AG. V11I, L33F, E35G, M46L, P74A/S, V89I were polymorphic in one or more non-b subtypes (range: 1% - 4%).

Table 2. Nucleoside RT Inhibitor-Related Mutations According to Previous Classifications and Extent of Polymorphism in HIV-1 Isolates from Untreated Persons* Nonpolymorphic Polymorphic Recognized NRTIrelated mutations recognized NRTIrelated not recognized as NRTIrelated Pos AA Naïve Rx p Pos AA Naïve Rx p 41 L 0.5 34.1 <0.001 118 I 2.4 11.8 <0.001 44 D 0.3 5.8 <0.001 62 V 0.1 2.3 <0.001 65 R 0.1 1.2 <0.001 67 N 0 25.2 <0.001 69 D 0.1 5.4 <0.001 ins 0 0.6 0.001 70 R 0.2 22.7 <0.001 74 V 0 3 <0.001 75 I 0 1.8 <0.001 77 L 0.1 2 <0.001 115 F 0 1 <0.001 116 Y 0 2.1 <0.001 151 M 0 2.8 <0.001 184 I 0.1 0.7 0.001 V 0.2 52.3 <0.001 210 W 0 19.6 <0.001 215 F 0.1 6.8 <0.001 Y 0.1 34.2 <0.001 219 E 0.1 2.1 <0.001 Q 0.2 12.8 <0.001 44 A 0 0.7 <0.001 69 N 0.5 5.3 <0.001 67 G 0 1 <0.001 S 0.5 1.5 0.001 E 0 0.5 0.006 70 G 0 0.3 0.04 74 I 0.1 0.7 0.002 75 M 0 1 <0.001 T 0 0.8 <0.001 215 I 0 0.5 0.003 V 0.1 0.7 0.002 219 R 0.3 1 0.005 N 0.1 0.9 <0.001 43 E 0.1 3.8 <0.001 39 A 2.3 6.8 <0.001 Q 0.1 2.7 <0.001 90 I 1.2 2.9 <0.001 N 0.1 1.1 <0.001 102 R 0.6 1.7 0.002 98 G 0.2 1.8 <0.001 104 N 0.5 2 <0.001 139 M 0 0.6 0.002 135 L 0.9 2.4 <0.001 203 K 0 2.5 <0.001 203 D 0.7 2.1 <0.001 208 Y 0.1 4.3 <0.001 218 E 0 3.3 <0.001 223 Q 0 1 <0.001 228 H 0.1 3.4 <0.001 R 0 1.6 <0.001 * Expert panel-recognized and mutations were categorized using two recently published reviews on HIV-1 drug resistance and recent updates to the IAS-USA expert panel mutation list [1, 2, 6]. Nonpolymorphic mutations occurred in <0.5% of sequences from untreated persons The method of Benjamini and Hochberg with a false discovery rate <0.01 was used to identify results that were statistically significant in the presence of multiple comparisons [7]. These 4 rare mutations at nonpolymorphic known NRTI-related were associated with NRTI treatment only before correction for multiple comparisons.

K43E is the consensus amino acid for subtype CRF01_AE. E44D, A98G, and T139M were polymorphic in one or more non-b subtypes (range: 1% - 3%).

Table 3. Non-Nucleoside RT Inhibitor-Related Mutations According to Previous Classifications and Extent of Polymorphism in HIV-1 Isolates from Untreated Persons* Nonpolymorphic Polymorphic Pos A A Naï ve NRTI alone NRTI+ NNRTI p Pos A A Naïve NRTI alone NRTI+ NNRTI Recognized NNRTIrelated mutations recognized NNRTIrelated not recognized as NNRTI-related 100 I 0 0 5.2 <0.001 108 I 0.3 0.5 6.4 <0.001 103 N 0.3 0.4 48.8 <0.001 106 A 0 0 2.5 <0.001 M 0 0 0.6 0.001 181 C 0 0.2 25.2 <0.001 I 0 0 1.3 <0.001 188 C 0 0 0.3 0.04 H 0 0 0.6 0.001 L 0 0.1 4.9 <0.001 190 A 0 0.2 13.4 <0.001 S 0 0.1 3.2 <0.001 225 H 0 0 2.9 <0.001 230 L 0 0 1.3 <0.001 236 L 0.1 0.2 0.9 0.006 103 S 0 0 1 <0.001 181 V 0 0 0.3 0.02 190 Q 0 0 0.4 0.007 E 0 0 0.9 <0.001 101 H 0 0.1 0.8 <0.001 65 R 0.1 1.2 3.9 0.001 N 0 0 0.6 <0.001 74 I 0.1 0.7 5.3 <0.001 P 0 0 1.4 <0.001 V 0 3 12.5 <0.001 111 I 0.1 0.4 1.4 0.001 75 M 0 1 3.6 0.001 138 Q 0 0 0.6 0.001 98 G 0.2 1.8 4.6 <0.001 179 E 0.3 0.1 0.9 0.001 101 E 0.2 0.6 5.2 <0.001 221 Y 0 0.3 6.1 <0.001 Q 0.4 0.8 3.8 <0.001 227 L 0 0.1 1.9 <0.001 179 D 1.3 0.6 2.5 <0.001 238 T 0.1 0.1 2.1 <0.001 I 2.4 2.8 7.5 <0.001 162 D 0.3 0.7 2.5 <0.001 189 I 0.5 0.5 1.9 <0.001 215 C 0.3 0.5 1.5 <0.001 219 N 0.1 0.9 4.1 <0.001 R 0.3 1 3.1 <0.001 223 E 0 0.6 1.9 <0.001 228 H 0.1 3.4 10.1 <0.001 R 0 1.6 4.9 <0.001 237 E 0.4 0.5 1.2 0.001 *Expert panel-recognized and mutations were categorized using two recently published reviews on HIV-1 drug resistance and recent updates to the IAS-USA expert panel mutation list [1, 2, 6]. Nonpolymorphic mutations occurred in <0.5% of sequences from untreated persons or persons receiving NRTIs but not NNRTIs. To identify NNRTI-associated mutations, the prevalence of mutations in persons treated with both NRTIs and NNRTIs was compared to their prevalence in persons treated with NRTIs alone. For mutations associated with both NRTIs and NNRTIs the relative contributions of NRTI and NNRTI treatment was assessed using a generalized linear model that accounted for three different levels of NRTI treatment (1-2 NRTIs, 3-4 NRTIs, >4 NRTIs). The method of Benjamini and Hochberg with a false discovery rate <0.01 was used to identify results that were statistically significant in the presence of multiple comparisons [7]. These 3 rare mutations at nonpolymorphic known NNRTI-related were associated with NNRTI treatment only before correction for multiple comparisons. V179E occurred at a prevalence of 7% in subtype G; F227L occurred at a prevalence of 2% in subtype F. p

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