Assessment of the Tobacco Heating System (THS) 2.2, A Candidate Modified Risk Tobacco Product: From Concept to Early Clinical Data

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Assessment of the Tobacco Heating System (THS) 2.2, A Candidate Modified Risk Tobacco Product: From Concept to Early Clinical Data Global Forum on Nicotine 2015 Bruce D. Clark PhD Philip Morris International R&D June 5th 2015

Harm Reduction HARM REDUCTION REDUCED-RISK PRODUCT = X PRODUCT ACCEPTANCE AND USAGE Regulatory science questions - Exposure What level of reduction in exposure to harmful chemicals can be achieved compared to continued cigarette smoking? - Risk What level of risk reduction can be achieved compared to continued cigarette smoking? - Acceptability Is the product acceptable to adult smokers and not appealing to non-smokers? - Behavior Are smokers willing to fully (or predominantly) switch to the product? Offering Adult Smokers Acceptable Products that Reduce Risk Figure adapted from Clive Bates presentation to E-Cigarette Summit (19 Nov 2013) Note: Reduced-Risk Products ("RRPs") is the term we use to refer to products that have the potential to reduce individual risk and population harm in comparison to smoking combustible cigarettes

Developing Scientific Evidence: An Overview of PMI s THS 2.2 and Scientific Approach Tobacco Heating System 2.2 Heat-not-Burn Technology Assessment Approach Aerosol Chemistry Non-Clinical Studies Clinical Studies Population Impact Assessment Post-Market Surveillance

Smoking Cessation as a Benchmark Note: Reduced-Risk Products ("RRPs") is the term we use to refer to products that have the potential to reduce individual risk and population harm in comparison to smoking combustible cigarettes

Reduced Formation Aerosol Chemistry Average reductions in formation of harmful or potentially harmful constituents for THS compared to levels measured in smoke from the 3R4F reference cigarette * 100% 75% 50% Reference Cigarette Platform THS 1 25% 95% reduction > 90% reduction 95% reduction > 90% reduction > 95% reduction 0% WHO (9 chemicals) FDA (18 chemicals) Health Canada (44 chemicals) PMI (58 chemicals) Carcinogens (15 chemicals) We have demonstrated that the operation of THS does not result in the combustion of tobacco. * Aerosol collection with Intense Health Canada s Smoking Regime (55 ml puff volume, 2 second puff duration, 30 second interval puff); Comparison on a per-stick basis Reduction calculations exclude Nicotine, Glycerin and Total Particulate Matter

Plaque Surface (mm 2 ) Systems Biology Studies using animal models of disease show favorable changes in smoking-related disease endpoints* Markers for Cardiovascular Disease and Chronic Obstructive Pulmonary Disease show changes similar to cessation Non-Clinical Studies Mechanistic studies also show a halting or regression of disease genesis following switching from conventional cigarettes to THS2.2* Gene expression changes measured in lung tissue show changes similar to cessation Disease Network Perturbations (Lung) 30 Plaque Surface in Aortic Arch (8 months) 25 20 15 10 5 0 Air CC Cessation Switch * Systems toxicology analysis of cardiovascular and respiratory endpoints from ApoE-/- mice showed similar effects after switching to a candidate modified risk tobacco product, THS 2.2, or to smoking cessation. F1000Posters 2015, 6: 206 (poster).

Reduced Exposure Clinical Studies Smokers used the products ad libitum Smokers randomized to cigarettes or THS were free to use the product as often as they wished Note: These data alone do not represent a claim of reduced risk. Source: PMI Research and Development Registered on clinicaltrials.gov: NCT 01959932

Reduced Exposure Clinical Studies Smokers used the products ad libitum Smokers randomized to cigarettes or THS were free to use the product as often as they wished Note: These data alone do not represent a claim of reduced risk. Source: PMI Research and Development Registered on clinicaltrials.gov: NCT 01959932

Reduced Exposure Clinical Studies THS Smokers used the products ad libitum Smokers randomized to cigarettes or THS were free to use the product as often as they wished Note: These data alone do not represent a claim of reduced risk. Source: PMI Research and Development Registered on clinicaltrials.gov: NCT 01959932

Reduced Risk Clinical Studies Does a measurable reduction in exposure to harmful and potentially harmful constituents lead to a potential reduction in the risk of developing smoking related diseases? To determine the likelihood of risk reduction, we have selected a number of risk endpoints associated with respiratory disease, cardiovascular disease, inflammation and genotoxicity, as well as with indicators of general health. Human clinical studies verify results obtained in in vitro and in vivo models Clinical studies provide pivotal data to show whether favorable changes in disease risk markers are achieved under realistic conditions of use Clinical program is on-going Markers known to be associated with smokingrelated diseases (including Cardiovascular Disease, Chronic Obstructive Pulmonary Disease and others) are being measured over different timeframes up to 12 months in duration ClinicalTrials.gov Identifiers: NCT01970995, NCT01970995, NCT02396381

Assessing a Product s Potential to Contribute to Tobacco Harm Reduction Consider Evidence for Reduced Risk and Consumer Acceptability HARM REDUCTION REDUCED-RISK PRODUCT = X PRODUCT ACCEPTANCE AND USAGE Adult smokers should be informed on the different risk profiles of products, provided that these differences are substantiated by robust, product-specific scientific evidence For more information visit www.pmiscience.com

Reduced-Risk Products ( RRPs ) is the term the company uses to refer to products with the potential to reduce individual risk and population harm in comparison to smoking combustible cigarettes. PMI s RRPs are in various stages of development and commercialization, and we are conducting extensive and rigorous scientific studies to determine whether we can support claims for such products of reduced exposure to harmful and potentially harmful constituents in smoke, and ultimately claims of reduced disease risk, when compared to smoking combustible cigarettes. Before making any such claims, we will need to rigorously evaluate the full set of data from the relevant scientific studies to determine whether they substantiate reduced exposure or risk. Any such claims may also be subject to government review and approval, as is the case in the US today.

Source: Philip Morris International R&D Data generated by: Aerosol Chemistry Team Toxicology and Systems Toxicology Teams Clinical Team Perception and Behavioral Assessment Team Statistical and data analytics support: Dr. Maxim Belushkin

Comparison on a per-nicotine basis Note: These data alone do not represent a claim of reduced exposure or reduced risk. Source: PMI Research and Development Reduced Toxicity Non-Clinical Studies Average reductions in toxicity compared to levels measured for the 3R4F reference cigarette. Measured using Neutral Red Uptake, AMES and Mouse Lymphoma Assays 100% 75% 50% 25% 90% reduction Under conditions of test, THS aerosol not mutagenic as opposed to smoke from reference cigarette 95% reduction Reference Cigarette Platform THS 1 0% Cytotoxicity Bacterial Mutagenicity Mammalian Genotoxicity