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Drug product: Symbicort Turbuhaler Drug substance(s): Budesonide/Formoterol Edition No.: 1 Study code: LD-039-0003 Date: 20 May 2005 SYNOPSIS An open, randomized, parallel group, multicentre, phase IIIB study to evaluate the efficacy of Symbicort Turbuhaler Single Inhaler Therapy (SiT) given as a low maintenance dose once or twice daily plus as needed compared to a higher maintenance dose of Symbicort Turbuhaler given twice daily plus Oxis Turbuhaler as needed during 24 weeks in asthmatic patients. Co-ordinating investigators Dr Mikael Lundborg Byske Primary Health Care Centre Ringvägen 8 SE-930 47 Byske Dr Sören Wille Helsingborg Hospital Paediatric clinic SE-251 87 Helsingborg Study centres This was a multicentre study conducted in 53 centres in Sweden. Publications An abstract entitled Symbicort Single Inhaler Therapy compared to an optimized fixed combination treatment in patients with moderate to severe asthma was reviewed and accepted by Riksstämman (Swedish Physician s Congress) 2004. Study dates First patient enrolled 24 February 2003 IIIB Last patient completed 27 May 2004 Phase of development

Objectives The primary objective of this study was to evaluate the efficacy of 2 Symbicort Single inhaler Therapy (SiT) regimens, with Symbicort given as a low maintenance dose either once or twice daily plus as needed, compared to a higher maintenance dose of Symbicort plus Oxis Turbuhaler as needed. The secondary objectives were to assess the health economics of the treatments by evaluation of health care resource utilization and sick leave from work and to assess the safety of the treatments by evaluation of non-asthma related and asthma-related Serious Adverse Events (SAEs) and Discontinuations due to Adverse Events (DAEs). Study design This was an open, randomized, parallel-group, multicentre phase IIIB study comparing the efficacy and safety of 3 treatments for persistent asthma. Target patient population and sample size The study included male and female asthma patients from the age of 6 years either not well controlled on inhaled GCS alone or well controlled on inhaled GCS plus LABA, thus making them appropriate for treatment with combination GCS/LABA products. The sample size calculation was based on both the Asthma Control Questionnaire (ACQ) variable and the morning peak expiratory flow (mpef) variable. The variable that determines the sample size is the ACQ. A total of 139 randomized and completed patients with asthma, derived from an estimated 155 randomized patients, were required per treatment group to detect a 0.5 unit difference between groups in change from baseline in ACQ score with a power of 80%. This assumed a 5% significance level and a 2-sided alternative hypothesis. Similarly, a total of 139 randomized and completed patients with asthma, derived from an estimated 155 randomized patients, were required per treatment group to detect a 15 L/min difference between groups in change from baseline in mpef with a power of 80%. This also assumed a 5% significance level and a 2-sided alternative hypothesis. Investigational product: dosage, mode of administration and batch numbers Symbicort Turbuhaler 160/4.5 µg one inhalation twice daily plus Symbicort Turbuhaler160/4.5 µg as needed for patients 12 years or older Symbicort Turbuhaler 80/4.5 µg one inhalation twice daily plus Symbicort Turbuhaler 80/4.5 µg as needed for patients 6 to 11 years of age or Symbicort Turbuhaler 160/4.5 µg one inhalation once daily plus Symbicort Turbuhaler 160/4.5 µg as needed for patients 12 years or older Symbicort Turbuhaler 80/4.5 µg one inhalation once daily plus Symbicort Turbuhaler 80/4.5 µg as needed for patients 6 to 11 years of age Batch No DL302 Batch No DL45 Batch No DL302 Batch No DL45 2

Comparator product: dosage, mode of administration, and batch numbers Symbicort Turbuhaler 160/4.5 µg 2 inhalations twice daily plus Oxis (formoterol) Turbuhaler 4.5 µg as needed, for patients 12 years or older Symbicort Turbuhaler 80/4.5 µg 2 inhalations twice daily plus Oxis (formoterol) Turbuhaler 4.5 µg as needed, for patients 6 to 11 years of age Batch No DL302 Batch No 485 Batch No DL45 Batch No 485 Symbicort SiT treatment with 1 inhalation twice daily as maintenance plus as needed will be referred to as SiT 1x2 and the Symbicort SiT treatment with 1 inhalation once daily as maintenance plus as needed will be referred to as SiT 1x1. The fixed Symbicort treatment with the 2 inhalations twice daily as maintenance plus Oxis as needed will be referred to as Symb 2x2+Oxis prn. Duration of treatment The run-in period was 2 weeks, and the treatment period was 24 weeks. If the patient withdrew due to worsening of asthma, there was to be a follow-up contact 12 to 16 days after withdrawal. Criteria for evaluation Efficacy Primary efficacy outcome variables are: Change in ACQ score from baseline to Visit 4 Change in mpef from baseline to all treatment period data. Secondary efficacy variables are: Change in overall and domain Asthma Quality of Life Questionnaire, standardized version (AQLQ(S)) or Pediatric Asthma Quality of Life Questionnaire (PAQLQ(S)) scores from baseline to Visit 4 Change in overall and domain Satisfaction with Asthma Treatment Questionnaire (SATQ) scores from baseline to Visit 4 Subject rating of asthma status Number of inhalations of maintenance medication 3

Number of inhalations of as-needed medication (ie, for both symptom relief and for prevention of symptoms) Percent of asthma control days Percent of nights with awakenings due to asthma Time to first asthma exacerbation and number of exacerbations Change in mpef from baseline to Visit 4 Change in ACQ score from baseline to Visit 3 Health economics The health economic variables included direct and indirect costs, defined as the quantity of each resource item consumed by the patient multiplied by their respective unit cost of each resource item. Safety Safety variables include number of SAEs and number of DAEs. Statistical methods The full analysis set was used in all efficacy analyses, defined as all randomized patients that have taken at least 1 inhalation of the study drug with at least 1 post-randomisation measurement. 4

Patient population Table S1 Patient population and disposition 2x2+Oxis SiT 1x2 SiT 1x1 Total N randomized (N planned) 164 (155) 165 (155) 162 (155) 491 (465) Demographic characteristics Sex N (%) of patients Age (years) Age interval N (%) of patients Race N (%) of patients Smoking N (%) of patients Mean no of missed work or school days or social occasions 2 weeks prior to Visit 1 Baseline characteristics FEV 1 post-bronchodilation (L) Male 80 (48.8) 80 (48.5) 69 (42.6) 229 (46.6) Female 84 (51.2) 85 (51.5) 93 (57.4) 262 (53.4) Mean 40.8 38.2 39.7 39.6 Median 42.2 39.2 43 41.9 SD 19.9 20.6 19.6 20.1 Range 6-82 6-79 7-78 6-82 6-11 17 (10) 23 (14) 18 (11) 58 (12) 12-17 13 (8) 18 (11) 20 (12) 51 (10) 18-64 106 (65) 106 (65) 104 (64) 316 (65) >64 27 (17) 17 (10) 20 (12) 64 (13) Caucasian 161 (99) 161 (98) 159 (98) 481 (98) Black 2 (1.2) 0 (0) 0 (0) 2 (0.4) Oriental 0 (0) 3 (1.8) 1 (0.6) 4 (0.8) Other 0 (0) 0 (0) 2 (1.2) 2 (0.41) Nonsmoker 117 (72) 125 (76) 118 (73) 360 (74) Ex-smoker 32 (20) 28 (17) 34 (21) 94 (19) Occasional 4 (2.5) 7 (4.3) 3 (1.9) 14 (2.4) smoker Habitual smoker 10 (6.1) 4 (2.4) 7 (4.3) 21 (4.3) 6-11 years 0.29 0.17 0 0.16 >12 years 0.15 0.06 0.10 0.11 Mean 2.99 3.00 2.98 2.99 SD 0.88 0.85 0.85 0.86 5

2x2+Oxis SiT 1x2 SiT 1x1 Total FEV 1 post-bronchodilation % of predicted normal Pre-study daily inhaled corticosteroid dose (µg) 6-11 years >12 years Mean 96.5 96.2 95.7 96.1 SD 15.2 14.7 13.7 14.5 Mean 435.3 434.8 419.4 430.2 Range 400-500 400-500 250-500 250-500 SD 49.3 48.7 71.0 56.1 Mean 771.2 720.9 708.3 733.8 Range 500-1600 400-2000 100-1600 100-2000 SD 224 208 200 212 N (%) of patients using LABA pre-study 104 (63) 119 (72) 121 (74) 344 (70) Mean percentage of symptom-free days during run-in 69.2 77.4 75.7 74.1 Mean number of daily asneeded Mean 0.6 0.4 0.4 0.5 inhalations for symptom relief during Range 0-8.9 0-5.4 0-5.6 0-8.9 run-in SD 1.25 0.8 0.92 1.01 Disposition N (%) completed 143 (87) 151 (92) 136 (84) 430 (88) N (%) discontinued/no data on treatment 21 (13) 14 (8) 26 (16) 61 (12) N analysed for safety 163 164 162 489 N analysed for efficacy 163 164 162 489 Efficacy results There were no statistically significant differences between the 3 treatment groups in change in ACQ score from baseline to Visit 4 (Table S2). There were statistically significant differences in mean change in mpef from baseline to the treatment period, favouring the Symb 2x2+Oxis prn group versus both the SiT 1x1 group (+12.2 L/min, p<0.001) and the SiT 1x2 group (+8.6 L/min, p=0.006). For the majority of secondary efficacy variables, no differences between the treatment groups were shown. There was no statistically significant difference between the 3 treatment groups in the change from baseline in overall AQLQ(S), overall PAQLQ(S), SATQ overall scores, percent of nights with awakenings due to asthma, the number of and time to first severe exacerbation, or change in ACQ score from baseline to Visit 3 (12 weeks). However, there was statistically significantly greater daily use of as-needed medication for asthma symptoms, in the SiT 1x1 group compared to both the Symb 2x2+Oxis prn group (+0.28 inhalations, p<0.001) and the SiT 1x2 group (+0.21 inhalations, p=0.004). There was no statistically 6

significant difference in as-needed use for symptoms between the Symb 2x2+Oxis prn and the SiT 1x2 groups. Similarly, the percent of asthma control days was statistically significantly lower in the SiT 1x1 group compared to the Symb 2x2+Oxis prn group (-10.8%, p<0.001) and SiT 1x2 group (-9.6%, p=0.001), but no difference was seen between the Symb 2x2+Oxis prn and the SiT 1x2 groups. Both Symbicort SiT groups had lower mean use of inhaled GCS and LABA compared to the Symb 2x2+Oxis prn group. Table S2 Primary efficacy endpoints Symb 2x2+Oxis prn vs SiT 1x2 Symb 2x2+Oxis prn vs SiT 1x1 Mean difference ACQ score P-value Confidence Limits Mean difference mpef (L/min) P-value Confidence Limits -0.10 0.249 (-0.26, 0.07) 8.62 0.006 (2.52, 14.72) -0.07 0.441 (-0.24, 0.10) 12.19 <0.001 (6.11, 18.27) SiT 1x1 vs SiT1x2 0.03 0.723 (-0.14, 0.20) 3.57 0.249 (-2.51, 9.65) Safety results Overall, this study did not identify any new or unexpected safety findings. Data on SAEs and DAEs were collected, and their frequencies in the 3 treatment groups were similar. The incidence of patients reporting SAEs or DAEs was low and similar in all treatment groups (Table S3). During randomized treatment, 17 patients reported 20 SAE case reports (including 22 symptoms/diagnoses by preferred term). In total, 6 (3.7%) of the patients in the Symb 2x2+Oxis prn treatment group, 7 (4.3%) patients in the SiT 1x2 group, and 4 (2.5%) in the SiT 1x1 group had one or more SAE. One SAE was reported by the investigator as being causally related to the investigational product (diabetes mellitus in the SiT 1x2 group). In addition, 2 SAEs were reported post-study: one in the Symb 2x2+Oxis group (stillbirth), and one in the SiT 1x1 group (pneumonia in a newborn). Both events were assessed as not related to the investigational product. No patients died during in the study. There were 14 patients reporting DAEs during randomized treatment: 3 (1.8%) in the Symb 2x2+Oxis prn treatment group, 6 (3.7%) in the SiT 1x2 group, and 5 (3.1%) in the SiT 1x1 group. Two pregnancies were reported during the study, and both resulted in post-study SAEs. 7

Table S3 Number (%) of patients who had an adverse event in any category, and number of adverse events by category Category of adverse event 2x2+Oxis (n=163) SiT 1x2 (n=164) SiT 1x1 (n=162) Number (%) of patients who had an adverse event in each category a Serious adverse events b 6 (3.7%) 7 (4.3%) 4 (2.5%) - Serious adverse events leading to death 0 0 0 - Serious adverse events not leading to death 6 (3.7%) 7 (4.3%) 4 (2.5%) Discontinuations due to adverse events 3 (1.8%) 6 (3.7%) 5 (3.1%) Total number of adverse events c Serious adverse events 8 8 6 Discontinuations due to adverse events 5 7 6 a Patients with multiple events in the same category are counted only once in that category. Patients with events in more than one category are counted once in each of those categories. b In addition, 2 post-study SAEs occurred in 2 babies whose mothers had previously been included in the study; one SAE leading to death in the 2x2+Oxis group (stillbirth), and one SAE other than death in the SiT 1x1 group (pneumonia). c Multiple events with the same preferred term are counted once for each patient and category. No safety or tolerability concerns were seen in this study. Health economics results The Symbicort SiT treatment regimen resulted in a significantly lower consumption of study medication in both SiT treatment groups, compared to the fixed treatment regimen, over 24 weeks of treatment. Asthma medication costs, direct costs, and total costs were all statistically significantly lower in both of the Symbicort SiT treatment arms than in the Symb 2x2+Oxis prn group. Conclusions This open study showed that Symbicort SiT with a 1 inhalation once-daily or twice-daily maintenance regimen provides similar asthma control as a 2 inhalation twice daily dose of Symbicort plus Oxis as needed as measured by ACQ, but with a reduction in lung function as measured by morning PEF. Symbicort SiT is a safe treatment in moderate to severe asthma. Date of the report 20 May 2005 8