High D2 stimulation Psychosis. Low DA Negative symptoms. Relates to psychosis And its treatment response

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High D2 stimulation Psychosis Low DA Negative symptoms Relates to psychosis And its treatment response Haber and Mc Farland, Ann N Y Acad Sci.1999, Kegeles et al, Archives of Gen Psychiatry, 2010 Howes et al, Archives of Gen Psychiatry 2009

18 unmed SCZ 24 HC Horga, Cassidy, Xu, Moore, Slifstein, Van Snellenberg and Abi-Dargham, JAMA Psychiatry 2016

41 Disrupted Functional Connectivity in Schizophrenia Horga et al, JAMA Psychiatry, 2016

How does DA dysregulation lead to symptoms Current Biology 28, 503 514, February 19, 2018 a 2018 Elsevier Ltd.

Variable context tone reproduction task Teufel, Current Biology 28, R148 R169, February 19, 2018

Current Biology 2018

Prediction Certainty of context Expectations due to prior Perception Sensory input Dopamine

OUTLINE 1- Schizophrenia as a global brain disease 2- The role of dopamine within this global pathology 3- Imaging dopamine 4- Findings in striatum 5- Findings in extrastriatal brain areas 6- Modeling dopamine dysfunction in mice 7- Synthesis and future directions

Imaging cortical DA release with [11C]FLB457/ amphetamine paradigm/ multimodal imaging Oral Amph 0.5 mg/kg [ 11 C]FLB457 scan 1 [ 11 C]FLB457 scan 2 Day-1 8:30 AM 10:00 AM 12:00 PM 3:00 PM 5:30 PM 7:00 PM PANSS fmri imaging session: N back, SOT, resting state connectivity Behavioral tests outside of the scanner AIRS PANSS N-back PANSS Letter Number span

Slifstein et al, JAMA Psychiatry 2015

Slifstein et al, JAMA Psychiatry 2015

Dopamine release in DLPFC correlates to workingmemory performance (n back) Schizophrenia (n=10) β = 0.64 p = 0.046 Cassidy et al., J Neurosci, 2016

Self-Ordered Working Memory Task Jared Van Snellenberg

WM Performance 100 80 * HC SCZ % correct 60 40 * * 20 0 1 2 3 4 5 6 7 8 Step number * *

Mechanisms of WM Dysfunction in SCZ P < 0.05, Alphasim extent thresholded; DLPFC ROI in shaded region Van Snellenberg et al., Biol Psychiatry 2016

Low DA Altered cortical function High D2 stimulation Psychosis Low DA Negative symptoms Haber and Mc Farland, Ann N Y Acad Sci.1999, Kegeles et al, Archives of Gen Psychiatry, 2010 Howes et al, Archives of Gen Psychiatry 2009, Slifstein et al, JAMA Psychiatry, 2015

BP ND Constrained 2TC Generalized deficit in dopamine release capacity in SCZ SCZ =20, HC = 21 Regional Averages in displacement of radiotracer ± SD Slifstein et al, JAMA Psychiatry 2015

LST AST SMST DA Mesocortical Mesolimbic Nigrostriatal Nigrostriatal

Kegeles et al, Archives of Gen Psychiatry, 2010 Abi-Dargham et al, Biol Psychiatry cover, Jan 2017

[18F]VAT in one human volunteer

[ 18 F]VAT in one human subject Coronal view at level of striatum. PET fused to coregistered MRI. Summed over 150 min scan

Interim summary Confirmation of striatal DA excess, present even in prodrome, and predicts conversion Topography: Nigrostriatal/ associative rather than mesolimbic Evidence of DA cortical deficit DA deficit may be global Functional significance: multilevel impact; includes abnormal connectivity, abnormal prediction error or predictive learning, abnormal cognition

OUTLINE 1- Schizophrenia as a global brain disease 2- The role of dopamine within this global pathology 3- Imaging dopamine 4- Findings in striatum 5- Findings in extrastriatal brain areas 6- Modeling dopamine dysfunction in mice 7- Synthesis and future directions

Kandel, Simpson, Kellendonk Fifteen percent increase in D2 expression during development in dorsal striatum Dopamine D2 receptor over-expressing mouse (D2OE)

D2OE Behavioral Deficits Cognitive Deficits PTs w SCZ D2OE Mice Conditional Associative Learning Inhibitory Control Reversal Learning Time Perception Time Production Working Memory Maintenance of Info. in WM Normal Normal Problem Solving Simpson & Kellendonk, Biol. Psy., 2017

D2OE Behavioral Deficits Motivational Deficits PTs w SCZ D2OE Mice Persistent Effort Expenditure Allocation of Effort for Rewards Reward Value-Based Decisions Hedonic Reaction Normal Normal Simpson & Kellendonk, Biol. Psy., 2017

Effects of D2 OE in the mouse Wild Type Mouse D2OE Mouse CORTEX STRIATUM GPe DA GABA Bridging Collaterals CORTEX STRIATUM D2R GPe DA SN/VTA DA SN/VTA NMDA Dopamine (DA) Direct Pathway (GABA) Indirect Pathway (GABA) Altered DA turnover CTX (Kellendonk, Simpson et al. 2006 Neuron ) Decreased firing of VTA DA cells, due to decreased expression of NMDA receptors (Krabbe et al, PNAS 2015) And even changes in anatomical collateral projections within basal ganglia Simpson & Kellendonk, Biol. Psy., 2017

Bi-directional Modulation Of Bridging Collaterals By Dopamine D2 Receptors Switching off D2R OE Or chronic haloperidol Genetic D2R Up-regulation Cazorla et al. 2012 J. Neuroscience Cazorla et al. 2014 Neuron

67 Back translation: connectivity of rostral caudate to GPe d = 0.87 P = 0.017 N = 15 N = 19 11 DN, 8 DF Van Snellenberg et al., Preliminary Data

OUTLINE 1- Schizophrenia as a global brain disease 2- The role of dopamine within this global pathology 3- Imaging dopamine 4- Findings in striatum 5- Findings in extrastriatal brain areas 6- Modeling dopamine dysfunction in mice 7- Synthesis and future directions

DRD2 COMT AKT Synapses Development Genetic susceptibility Molecules cells Environmental susceptibility Stress Inflammation Drugs Urbanicity Diet. DA release PV interneuron Neural circuit function Dysregulation of presynaptic dopamine Connectivity Efficiency Synchrony. Adulthood Clinical syndrome

Natural course of schizophrenia Healthy Symptomatic Premorbid Prodromal Onset/ deterioration Genes/environment Migration defects Apoptosis Dysconnectivity Residual/ stable Striatal Dopamine increase Hippocampal GABA deficit/glutamate excess/ NMDA Neurodegeneration: oxidative Cell differentiation Synaptogenesis Pruning 10 20 30 40 50 Myelination/ circuit formation After Lieberman et al Mol Psych. 2018

Where are we in the big scheme of things... Does the dual phenotype (striatal excess, extrastriatal deficit) exsist at a single patient level? which is primary? What are the precise cellular mechanisms of dopamine dysregulation? Can local regulation of DA in the associative striatum be altered? What are the factors at play? The link to symptoms: The functional properties of small and large circuits within the brain is affected by dopamine, and by dopaminergic dysregulation What are the precise mechanisms leading from abnormal dopamine kinetics to symptoms?

My team at Columbia University

My team at Stony Brook University

Columbia University / NYSPI Division of Translational Imaging Conte Center Mark Slifstein PhD Roberto Gil, MD Larry Kegeles, MD, PhD Ragy Girgis, MD Guillermo Horga, MD Jared Van Snellenberg, PhD Cliff Cassidy, PhD Jodi Weinstein, MD Xiaoyan Xu PhD Funding: NIMH, NIDA, NARSAD Eric Kandel, MD, PhD Jonathan Javitch MD, PhD Jeff Lieberman MD Holly Moore, PhD Steve Rayport, MD, PhD Daphna Shohamy, PhD Eleanor Simpson, PhD Christoph Kellendonk, PhD Rochester U: Suzanne Haber, PhD U Pittsburgh Raj Narendran MD Yale collaborators: Cyril D Souza, Robert Malison, Richard Carson, Henry Huang, Nabeel Nabulsi COLUMBIA UNIVERSITY MEDICAL CENTER

Potential cellular mechanisms for striatal DA dysregulation Presynaptic VMAT Tyrosine hydroxylase AADC [18F]f-DOPA: More transport of fdopa into cell: AAT More synthesis: Tyr H or AADC activity More storage: VMAT Less metabolism: COMT or MAO Dysfunction of D2 autoreceptors Number of DA neurons Excess firing activity of a subset of DA neurons MAO COMT D 2 DAT D 2 receptor Amphetamine or AMPT: More vesicles Abnormal DAT function: leaky DAT and more synthesis to compensate? D2 shifted intrasynaptically D2 more sensitive to DA ACH enhancement of DA release is abnormal.. Postsynaptic STR medium Spiny neuron

Future direction: DAergic cells from hipscs from subjects with extreme levels of DA release to examine mechanisms of DA dysfunction in collaboration with J Javitch p = 0.001 CTR SCH n = 36 n = 34 7 ± 7% 17 ± 13% Laruelle, PNAS, 1996 Abi-Dargham, AJP, 1998