CAR-T cell therapy pros and cons

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CAR-T cell therapy pros and cons Stephen J. Schuster, MD Professor of Medicine Perelman School of Medicine of the University of Pennsylvania Director, Lymphoma Program & Lymphoma Translational Research Abramson Cancer Center of the University of Pennsylvania Unmet challenges in high risk hematological malignancies: from benchside to clinical practice Turin, September 13-14, 2018 Torino Incontra Centro Congressi

Estimated Cases and Distribution of Mature Lymphoid Neoplasm Subtypes United States, 2016 70% of all mature lymphoid neoplasms are CD19+ 45% are CD19+ neoplasms other than DLBCL Teras et al, 2016 NHL = non-hodgkin lymphoma; CLL/SLL = chronic lymphocytic leukemia/small lymphocytic lymphoma..

DLBCL: Real World Prognosis 1- and 5-Year Survival (%), All Ages, 2004-2011 Ideal World Outcomes* 65.2 55.4 Treatment outcomes for advanced DLBCL R-CHOP 1 : 66% 5 year DFS 34% relapse / fail therapy HD chemo + ASCT 2 : 31% salvaged* (3 year EFS) 76% long term remissions unmet need 24% of patients with DLBCL *assumes all relapsed or refractory patients are eligible for high dose chemotherapy and ASCT 1 J Clin Oncol 2005; 23:4117-4126. 2 J Clin Oncol 2010; 28:4184-4190. Prepared by Cancer Research UK, 2014 Haematological Malignancy Research Network DLBCL, diffuse large B-cell lymphoma DFS, disease-free survival EFS, event-free survival ASCT, autologous stem cell transplant

Diminishing Role of AutoSCT in the Rituximab Era: CORAL study HD chemo + autosct: all patients (intent to treat) EFS for rituximab treatment + relapse <12 months after diagnosis No 3-year EFS 20% 3-year PFS 29% EFS = event-free survival, time from start of treatment to progression, relapse, new treatment, or death (irrespective of cause), whichever event occurred first. HD = high dose; autosct = autologous stem cell transplant Gisselbrecht et al, 2010.

What does AutoSCT achieve as second line therapy in the rituximab era *? 100 Relapsed or Refractory DLBCL 50 Transplant Ineligible 50 Transplant Eligible Potential Deaths from Lymphoma 25 Respond to Salvage Therapy and ASCT 10 Patients Cured *Estimates based on Gisselbrecht et al. J Clin Onc 2010 28:27, 4184-4190. *Assumes all patients received rituximab as part of primary therapy

Outcomes for Relapsed DLBCL Failing Second-line Salvage Regimens: CORAL study (Third Line Therapy or the third space ) Failed to proceed to BEAM+ASCT (n = 222) Treatment failure (n = 170) Treatment toxicity (n = 19) Major protocol violation (n = 1) Other reasons (n = 13) Current analysis population (n = 203) Death (n = 13) Withdrawal (n = 6) Third-line response CR/CRu (n = 55; 27%) PR (n = 24; 12%) SD/PD (n = 87; 43%) NE (n = 37; 18%) Median OS all patients (n = 203): 4.4 mos Transplanted: n = 64 (32%) autosct n = 56 allosct n = 8 OS for transplanted vs. not transplanted: 1-year OS 41.6% vs. 16.3% Van Den Neste, et al. Bone Marrow Transplantation 2016 51; 51

Outcomes for Relapsed DLBCL Receiving Third-line Salvage Regimens and Allo- or Auto- Transplant 100 patients failing second-line salvage therapy Expected median OS: 4.4 months 32 patients eligible for third-line therapy and auto-/allo-transplant Expected 1-year OS 41.6% for transplanted 13 patients alive at 1 year Calculations based on Van Den Neste, et al. Bone Marrow Transplantation 2016 51; 51

Commercially approved CD19-directed CAR-T Approved as Third Line Therapy (or for the third space ) YESCARTA (axicabtagene ciloleucel): Package insert 2017Adult patients with relapsed or refractory large B-cell lymphoma after two or more lines of systemic therapy, including diffuse large B-cell lymphoma (DLBCL) not otherwise specified, primary mediastinal large B-cell lymphoma, high grade B-cell lymphoma, and DLBCL arising from follicular lymphoma. KYMRIAH (tisagenlecleucel): Package insert May 2018 Adult patients with relapsed or refractory (r/r) large B-cell lymphoma after two or more lines of systemic therapy including diffuse large B-cell lymphoma (DLBCL) not otherwise specified, high grade B-cell lymphoma and DLBCL arising from follicular lymphoma.

Generic Chimeric Antigen Receptor (CAR) Extracellular domain - scfv: monoclonal antibody derivative - determines receptor specificity Transmembrane domain - has an extracellular spacer / hinge region Intracellular domain - fusion protein comprised of a T-cell costimulatory receptor signaling domain + a TCRζ activation domain CD3 ζ

Approved CD19-directed CAR T Cells Kite Pharma Novartis

The CAR T Cell Process S. J. Schuster, 2017

CTL019 Penn Study: UPCC13413, DLBCL Key eligibility criteria Adult histologically proven CD19+ relapsed/refractory DLBCL after ASCT or ineligible for ASCT, including primary refractory patients with PD or SD; transformed FL allowed; measurable disease; ECOG PS 0/1 * Refractory DLBCL is defined as: 1) progressive or stable disease as best response to chemotherapy (stable disease is < 12 month duration after at least 4 cycles of first line or 2 cycles of later line therapy), or 2) relapse < 12 months after autosct. Patients must have received an anti- CD20 monoclonal antibody unless CD20 negative and an anthracycline as one of their prior regimens. Schuster SJ, et al. N Engl J Med. 2017 Dec 28;377(26):2545-2554.

CTL019 Penn Study: UPCC13413, DLBCL Single-center, phase II study at the University of Pennsylvania showed durable remissions with a single infusion of CTL019 in r/r DLBCL (Cohort A) No patient in CR at 6 months had relapsed at median follow-up, 28.6 months (as of May 31,2017) Response Rates (N = 14) Month 3 Month 6 ORR 50% 50% CR 36% 43% PR 14% 7% Response Duration: (n = 7; 6 CR + 1 PR) Median response duration: not reached 86% responding at median follow-up of 28.6 months* DLBCL: Lymphodepleting therapy (n = 14) (n) CR, complete response; ORR, overall response rate; PR, partial response Regimen 6 Hyperfractionated /m 2 (1.8 gm/m 2 ) 2 Modified EPOCH (doxorubicin 10 mg/m 2 and etoposide 50 mg/m 2 daily x 4 by continuous infusion, cyclophosphamide 750 mg/m 2 ; no prednisone, no vincristine) 2 cyclophosphamide (1.0 gm/m 2 ) 2 bendamustine (90 mg/m 2 daily x 2) 1 Radiation therapy (4000 cgy) + cyclophosphamide (750 mg/m 2 ) 1 Infusional etoposide (etoposide 50 mg/m 2 daily x 4 by continuous infusion) + bolus cyclophosphamide (750 mg/m 2 ) *Schuster SJ, et al. N Engl J Med. 2017 Dec 28;377(26):2545-2554.

CTL019 Penn Study: UPCC13413, DLBCL Remarkably durable response duration Schuster SJ, et al. N Engl J Med. 2017 Dec 28;377(26):2545-2554.

Outcomes for Relapsed DLBCL Receiving Third-line Allo- or Auto- Transplant vs. CAR-T Therapy Allo- / Auto-transplant third-line CAR-T Therapy third-line 100 patients Failing second-line salvage therapy 100 patients* Failing second-line salvage therapy 32 patients eligible for third-line therapy and auto-/allo-transplant 65 patients eligible for third-line therapy and CAR T (13% mfg. failure, 22% PD after apheresis) 13 patients alive at 1 year 26 patients alive in CR >1 yr *Biased since ½ of CAR T patients already had a transplant Calculations based on Van Den Neste, et al. BMT 2016 and Schuster SJ, et al. NEJM 2017

JULIET Trial: Eligibility and endpoints tisagenlecleucel (CTL019) N = 111; Median follow-up, 14 mo (max, 23 mo) Key eligibility criteria 18 years of age Central confirmation of histology 2 prior lines of therapy for DLBCL PD after or ineligible for auto-sct No prior anti-cd19 therapy No active CNS involvement Endpoints Primary endpoint: best overall response rate (ORR: CR + PR) Lugano criteria used for response assessment by IRC 1 Secondary endpoints: DOR, OS, safety auto-sct, autologous stem cell transplant; CNS, central nervous system; CR, complete response; DLBCL, diffuse large B-cell lymphoma; DOR, duration of response; IRC, Independent Review Committee; ORR, overall response rate; OS, overall survival; PD, progressive disease; PR, partial response. 1. Cheson BD, et al. J Clin Oncol. 2014;32(27):3059-3068.

JULIET: Patient characteristics Patients (N = 111) Age, median (range), years 56 (22-76) 65 years, % 23 ECOG performance status 0/1, % 55/45 Central histology review Diffuse large B-cell lymphoma, % 79 Transformed follicular lymphoma, % 19 Double/triple hits in CMYC/BCL2/BCL6 genes, % 17 Cell of origin b Germinal/Nongerminal center B-cell type, % 57/41 # of prior lines of antineoplastic therapy, % 2/3 / 4-6 44/31 / 21 IPI 2 at study entry, % 72 Refractory/relapsed to last therapy, % 55/45 Prior auto-sct, % 49 Bridging chemotherapy, n 102 Lymphodepleting chemotherapy, n 103 * from Borchmann et al. EHA 2018

JULIET Trial: Tisagenlecleucel in r/r DLBCL Response Duration by Best ORR w/in 3 months of infusion n = 93*; ORR / CR = 52% / 40% *efficacy evaluable set with > 3 months follow up Median DOR not reached at 14 month median follow up 12-mo relapse-free survival rates CR = 78.5% (95% CI, 60%-89%) CR + PR = 65% (95% CI, 49%-78%) ORR = overall response rate; CR = complete response; PR = partial response r/r DLBCL = relapsed or refractory diffuse large B cell lymphoma * from Borchmann et al. EHA 2018

JULIET: Response rates Best ORR w/in 3 months of infusion, 52% (95% CI, 41%-62%): 40% CR, 12% PR *Borchmann et al. EHA 2018

ZUMA-1 Trial: Eligibility and endpoints axicabtagene ciloleucel (KTE-C19) Key eligibility criteria ZUMA-1 phase II portion Cohort 1: patients with refractory DLBCL (n = 77) Cohort 2: patients with refractory PMBCL or transformed FL (n = 24) Key inclusion criteria No response to last CT or relapsed within 12 mos of ASCT Prior treatment with anthracycline and anti-cd20 monoclonal antibody Secondary Endpoints Assess TTR for patients with both objective response and CR Assess PR and CR at Month 3 as PFS prognostic factor TTR, time to response Locke, et al. ASCO 2018

ZUMA-1: Patient Characteristics Locke, et al. ASCO 2018

ZUMA-1: Axicabtagene Ciloleucel in r/r DLBCL Response Duration by Best Objective Response (ZUMA-1) n = 101 ORR/CR 82% / 54% [best] more than half of patients with PR progressed by month 3 12 mo PFS for CR/PR @ month 3 CR = 79% (95% CI, 63-88); PR = 78% (95% CI, 36-94) CR = complete response; PR = partial response; PFS = progression free survival r/r DLBCL = relapsed or refractory diffuse large B cell lymphoma Neelapu SS, et al. NEJM. 2017;377:2531; Locke FL, et al. ASCO 2018.

CD19-CAR T Cell Therapy Summary: DLBCL CTL019 * tisagenlecleucel KTE-C19 ** axicabtagene ciloleucel Disease state r/r DLBCL r/r tfl r/r DLBCL r/r tfl/pmbcl Response evaluable pts, n 89 22 77 24 Follow-up, median 14 months 15.4 months Efficacy n = 93 n = 101 ORR / CR 52% / 40% [w/in 3 mo] 82% / 54% [best] % PFS for CR @ 12 mos 78.5% 79% DOR (CR + PR; median) not reached 11.1 months DOR (CR; median) not reached not reached Safety n = 111 n = 101 CRS 22% grade 3/4* 13% grade > 3** Neurotoxicity 12% grade 3/4 28% grade > 3 *Borchmann et al. EHA 2018; **Locke, et al. ASCO 2018; Neelapau, et al. NEJM. 2017. * Penn scale; ** Lee scale Calculations based on Van Den Neste, et al. BMT 2016 and Schuster SJ, et al. NEJM 2017

CD19-directed CAR T cells: What s next?

Proof of Concept: Follicular Lymphoma UPCC13413 Key eligibility criteria Adult histologically proven CD19+ relapsed/refractory FL with measurable disease <2 years after second or higher line of immunochemotherapy (not counting single agent monoclonal antibody therapy); measurable disease; ECOG PS 0/1 FL: Patient Characteristics (n = 15 enrolled; n = 14 infused) Median age 62 years (range 43-72) Sex 7 (47%) men Median prior therapies 5 (range 2-10) Prior R-CHOP/R-EPOCH 13 (87%) Prior R/O-bendamustine 11 (73%) Prior idelalisib 4 (27%) Prior transplant % 4 (27%) Stage III IV (enrollment) 13 (87%) Increased LDH (enrollment) 10 (67%) > 1 extranodal site (enrollment) 4 (27%) Median ECOG PS (enrollment) 0 (range 0 1)

Proof of Concept: Follicular Lymphoma UPCC13414 Single-center, phase 2 study at the University of Pennsylvania showed durable remissions with a single infusion of CTL019 in r/r FL No patient in CR at 6 months had relapsed at median follow-up, 28.6 months* Response Rates 1 (N = 14) Month 3 Month 6 ORR 79% 78% CR 50% 71% Response Duration (n = 11; CR + PR) Median response duration: not reached 88.9% responding at median follow-up of 28.6 months* PR 29% 7% CR, complete response; ORR, overall response rate; PR, partial response FL: Lymphodepleting therapy (n = 14) (n) Regimen 6 bendamustine (90 mg/m 2 ) daily x 2 1 cyclophosphamide (200 mg/m 2 ) + fludarabine (20 mg/m 2 ) daily x 3 3 XRT (400 cgy) + cyclophosphamide (1 g/m 2 ) 1 cyclophosphamide (1 g/m 2 ) 1 cyclophosphamide (1.2 g/m 2 ) over 4 days 1 carboplatin + gemcitabine 1 modified EPOCH 1. Chong, et al. ASH 2016. Abstract 1100. 2. Schuster SJ, et al. N Engl J Med. 2017 Dec 28;377(26):2545-2554.

CTL019 in Follicular Lymphoma UPCC13413 Schuster SJ, et al. N Engl J Med. 2017 Dec 28;377(26):2545-2554.

Follicular Lymphoma: 13413-19 10/15/2014 CTL019: 11/04/2014 12/03/2014

FL Results: Time to Next Therapy CTL019: Median not reached (CI: 3.8 - NR) Antecedent therapy: 7.2 mo (CI: 4.4-13.8) p = 0.002 Chong, et al. ASH 2016. Abstract 1100.

CD19-directed CAR T Cell: Folklore CAR T cells directed against CD19 result in profound and prolonged humoral immunodeficiency. UPCC13413 observations: - 16 patients in CR > 6 months: 8 had sustained polyclonal B-cell recovery - 12 patients in CR > 6 months did not receive prophylactic IVIG 2 patients required IVIG for recurrent infections at 12 and 22 months - 10 patients (5 DLBCL; 5 FL) at median follow-up 22.5 months (range, 11-34): 3/10 patients had increases in IgG levels by 18 months (2 to normal) 4/10 patients reached normal IgM between 12 and 24 months 3/10 patients had increases in IgA levels between 24 and 30 months (2 to normal)

CTL019 CAR T Cells +?

T Cell Targets for Immunoregulatory Therapy I Mellman et al. Nature 480, 480-489 (2011) doi:10.1038/nature10673

13413-34: FL 34 year old woman with FL, grade 2 Past therapies included: - rituximab - CVP + maintenance rituximab - rituximab - chlorambucil - prednisone - Zevalin - R-CHOP - cyclophosphamide - etoposide - R-EPOCH - allogeneic bone marrow transplant - lenalidomide - rituximab - Ibrutinib - carboplatin - gemcitabine Lymphodepleting chemotherapy: 7/20/15 - carboplatin - gemcitabine CTL019 infusion: 7/29/15

13413-34: FL Transformed to Double Hit DLBCL October 15, 2015: Day +78 CTL019 Nov. 2 & 3: radiation therapy (1400 cgy) Nov. 19 & Dec. 9: nivolumab December 30, 2015 Biopsy: October 23, 2015 Flow: kappa LC, CD10+, CD19+ IHC: large PAX5+ B cells; PDL1+ FISH: c-myc and BCL-2 rearranged Biopsy: March 6, 2016 Extensive necrosis No tumor seen

CAR T Cells and PD-1 Blockade: Studies in Progress Phase I/II study of pembrolizumab in patients failing to respond to or relapsing after anti-cd19 chimeric antigen receptor modified T cell therapy for relapsed or refractory CD19+ lymphomas NCT02650999 Accrual is complete Correlative studies in progress: Study modulation of tumor immunophenotype and microenvironment and their effects on CAR T cells in patients failing CTL019, as well as effects of PD-1 blockade on CAR T cells, tumor and microenvironment

CTL019 CAR T Cells: Pros and Cons Pros Serves an unmet need in DLBCL (already approved therapy in US / EU) Cons Cost (expensive) Will be applicable to other CD19+ NHLs Production time (4weeks) Amenable to modulation of T cell function to improve efficacy Amenable to modulation of T cell function to reduce toxicity Efficacy < 100% Cytokine release syndrome Saves lives! Neurotoxicity Requires apheresis and adequate lymphocyte count and function

Questions & Discussion