HISTORICALLY, INSERTION

Similar documents
DATA FROM THE POPULAtion-based

THROMBOEMBOLIC EVENTS AFTER IVC FILTER PLACEMENT IN TRAUMA PATIENTS. Lidie Lajoie, MD SUNY Downstate Department of Surgery December 20, 2012

Primary Care practice clinics within the Edmonton Southside Primary Care Network.

Supplementary Online Content

PREVENTION AND TREATMENT OF VENOUS THROMBOEMBOLISM

Inferior Vena Cava Filters- Are they Followed up? By Dr Nathalie van Havre Dr Chamica Wijesinghe Dr Kieren Brown

Inferior Venacaval Filters Valuable vs. Dangerous Valuable Annie Kulungowski. Department of Surgery Grand Rounds March 24, 2008

VENOUS THROMBOEMBOLISM: DURATION OF TREATMENT

*Note: Blue Cross of California only may pay for CTU with any surgical procedure and only E0218 is billed

Cover Page. The handle holds various files of this Leiden University dissertation.

The validity of ICD codes coupled with imaging procedure codes for identifying acute venous thromboembolism using administrative data

I am NOT: Disclosures. The Problem of the Con-Position Non Thinking! Against New Ideas. Against New Therapies. Against Endovascular Therapies

Handbook for Venous Thromboembolism

CLINICAL RESEARCH STUDY

ORIGINAL INVESTIGATION. Indications, Complications, and Management of Inferior Vena Cava Filters

Inferior Vena Cava Filters

Clinical Policy: Dalteparin (Fragmin) Reference Number: ERX.SPA.207 Effective Date:

Duration of Anticoagulant Therapy. Linda R. Kelly PharmD, PhC, CACP September 17, 2016

Epidemiology of first and recurrent venous thromboembolism: A population-based cohort study in patients without active cancer

What You Should Know

CURRENT & FUTURE THERAPEUTIC MANAGEMENT OF VENOUS THROMBOEMBOLISM. Gordon Lowe Professor of Vascular Medicine University of Glasgow

Venous Thromboembolism in Patients with Diabetes Mellitus

DEEP VEIN THROMBOSIS (DVT): TREATMENT

Disclosures. DVT: Diagnosis and Treatment. Questions To Ask. Dr. Susanna Shin - DVT: Diagnosis and Treatment. Acute Venous Thromboembolism (VTE) None

Venous Thromboembolism in Heart Failure: Preventable Deaths During and After Hospitalization

Clinical Policy: Dalteparin (Fragmin) Reference Number: ERX.SPA.207 Effective Date:

EXTENDING VTE PROPHYLAXIS IN ACUTELY ILL MEDICAL PATIENTS

Chapter 1. Introduction

Bard Meridian Filter Fracture

CPT only copyright 2014 American Medical Association. All rights reserved. 12/23/2014 Page 66 of 593

Top Ten Reasons For Failure To Prevent Postoperative Thrombosis

Venous Thromboembolism. Prevention

Venous Thromboembolism (VTE): Prophylaxis and the Incidence of Hospital Acquired VTE(HAQ VTE) Olaide Akande, MBChB Mentor: John Hall, MD, FACP

Mabel Labrada, MD Miami VA Medical Center

Recurrence risk after anticoagulant treatment of limited duration for late, second venous thromboembolism

Diagnosis and Treatment of Deep Venous Thrombosis and Pulmonary Embolism

PULMONARY EMBOLISM (PE): DIAGNOSIS AND TREATMENT

Misunderstandings of Venous thromboembolism prophylaxis

VTE Management in Surgical Patients: Optimizing Prophylaxis Strategies

Canadian Society of Internal Medicine Annual Meeting 2016 Montreal, QC

DENOMINATOR: All surgical patients aged 18 years and older undergoing procedures for which VTE prophylaxis is indicated in all patients

2018 OPTIONS FOR INDIVIDUAL MEASURES: REGISTRY ONLY. MEASURE TYPE: Process

Risk of venous thromboembolism and benefits of prophylaxis use in hospitalized medically ill US patients up to 180 days post-hospital discharge

Management of Anticoagulation during Device Implants; Coumadin to Novel Agents

Recent Trends in Clinical Outcomes and Resource Utilization for Pulmonary Embolism in the United States. Findings From the Nationwide Inpatient Sample

PROGNOSIS AND SURVIVAL

10/8/2012. Disclosures. Making Sense of AT9: Review of the 2012 ACCP Antithrombotic Guidelines. Goals and Objectives. Outline

IVC FILTERS: A CASE REPORT REVIEWING THE INDICATIONS FOR PLACEMENT, RETRIEVAL AND ANTICOAGULATION

Medical Patients: A Population at Risk

Prevention of Venous Thromboembolism in Department of Veterans Affairs Hospitals

Deep vein thrombosis (DVT) is a pervasive LOW-MOLECULAR-WEIGHT HEPARIN IN THE TREATMENT OF ACUTE DEEP VEIN THROMBOSIS AND PULMONARY EMBOLISM *

New Guidance in AT10 Clive Kearon, MD, PhD,

IVC filter retrieval program effects on retrieval rates and number of patients lost to follow-up

Pulmonary Embolism. Pulmonary Embolism. Pulmonary Embolism. PE - Clinical

DVT PROPHYLAXIS IN HOSPITALIZED MEDICAL PATIENTS SAURABH MAJI SR (PULMONARY,MEDICINE)

Safety of Arthrocentesis and Joint Injection in Patients Receiving Anticoagulation at Therapeutic Levels

Venous Thromboembolism Prophylaxis - Why Should We Care? Harry Gibbs FRACP FCSANZ Vascular Physician The Alfred Hospital

VTE in Children: Practical Issues

UPDATE ON TREATMENT OF ACUTE VENOUS THROMBOSIS

Risk factors for DVT. Venous thrombosis & pulmonary embolism. Anticoagulation (cont d) Diagnosis 1/5/2018. Ahmed Mahmoud, MD

Venous thrombosis & pulmonary embolism. Ahmed Mahmoud, MD

Trauma Measure #3 Venous Thromboembolism (VTE) Prophylaxis in Abdominal Trauma. National Quality Strategy (NQS) Domain: Patient Safety

Clinical Guide - Suspected PE (Reviewed 2006)

Innovative Endovascular Approach to Pulmonary Embolism by Ultrasound Enhanced Thrombolysis. Prof. Ralf R.Kolvenbach MD,PhD,FEBVS

Pharmacy Prior Authorization

INFERIOR VENA CAVA FILTERS QUIZ 10 QUESTIONS MAY 5, 2014

Low-Molecular-Weight Heparin

Venous Thrombo-Embolism. John de Vos Consultant Haematologist RSCH

NQF-ENDORSED VOLUNTARY CONSENSUS STANDARDS FOR HOSPITAL CARE. Measure Information Form

Clinical Guide - Inferior Vena Cava Filters (Reviewed 2006)

From the Departments of Medicine, University of Ottawa, Ottawa, Canada, McMaster University, Hamilton, Canada, Dalhousie University, Halifax, Canada

Title: Low Molecular Weight Heparins (LMWH), fondaparinux (Arixtra)

Dental Management Considerations for Patients on Antithrombotic Therapy

Cover Page. The handle holds various files of this Leiden University dissertation.

Objectives. Venous Thromboembolism (VTE) Prophylaxis. Case VTE WHY DO IT? Question: Who Is At Risk?

Pictorial review of IVC filters and their complications

A VENOUS THROMBOEMBOLISM (VTE) TOWN HALL: Answering Your Top Questions on Treatment and Secondary Prevention

IVC Filters: For Whom, Why and When?

Characterizing resolution of catheter-associated upper extremity deep venous thrombosis

Venous Thromboembolism Prophylaxis

Accepted for publication in the Journal of Thrombosis and Haemostasis doi: /j x

Individualizing VTE Treatment and Prevention of Recurrence: The Place for Direct Oral Anticoagulants in VTE

Early Ambulation Reduces the Risk of Venous Thromboembolism After Total Knee Replacement. Marilyn Szekendi, PhD, RN

Anticoagulation for prevention of venous thromboembolism

Effectiveness and Safety of Direct Oral Anticoagulants and Warfarin Among Patients with Sickle Cell Disease: A Retrospective Cohort Study

4. Which survey program does your facility use to get your program designated by the state?

Brian G. Rubin, MD, Jeffrey M. Reilly, MD, Gregorio A. Sicard, MD, and Mitchell D. Botney, MD, St. Louis, Mo.

NeuroPI Case Study: Anticoagulant Therapy

Deep vein thrombosis and its prevention in critically ill adults Attia J, Ray J G, Cook D J, Douketis J, Ginsberg J S, Geerts W H

NQF-ENDORSED VOLUNTARY CONSENSUS STANDARDS FOR HOSPITAL CARE. Measure Information Form. Performance Measure Name: Venous Thromboembolism Prophylaxis

Venous Thromboembolism National Hospital Inpatient Quality Measures

Cost-effectiveness of screening for deep vein thrombosis by ultrasound at admission to stroke rehabilitation Wilson R D, Murray P K

RESPECT Safety Findings

AN AUDIT: THROMBOPROPHYLAXIS FOR TOTAL HIP REPLACEMENT PATIENTS AT NORTHWICK PARK AND CENTRAL MIDDLESEX HOSPITALS

Venous thrombotic, thromboembolic, and mechanical complications after retrievable inferior vena cava filters for major trauma

Prevalence of pulmonary embolism at autopsy among elderly patients in a Chinese general hospital

Obesity, renal failure, HIT: which anticoagulant to use?

Thromboembolism and cancer: New practices. Marc Carrier

ORIGINAL INVESTIGATION. Symptomatic Pulmonary Embolism and the Risk of Recurrent Venous Thromboembolism

Transcription:

ORIGINAL INVESTIGATION A Population-Based Study of Inferior Vena Cava Filters in Patients With Acute Venous Thromboembolism Frederick A. Spencer, MD; Shannon M. Bates, MD; Robert J. Goldberg, PhD; Darleen Lessard, MS; Cathy Emery, RN; Alla Glushchenko, MD, PhD; Joel M. Gore, MD; Richard H. White, MD Background: Our study objective was to describe the frequency, indications, and outcomes after inferior vena cava (IVC) filter placement in a population-based sample of residents of the Worcester, Massachusetts, metropolitan area who had been diagnosed as having acute venous thromboembolism (VTE) in 1999, 21, and 23. Methods: A retrospective chart review of inpatient and outpatient medical records was conducted. Recorded indication(s) for placement was determined among a subset of cases from 3 Worcester tertiary care hospitals. Three thrombosis specialists assessed the appropriateness of placement. Results: Of 1547 greater Worcester residents with validated acute VTE and without a prior, 23 (13.1%) had an placed after acute VTE. Patients with an were older, had more comorbidities, and had a higher mortality rate during 3 years of follow-up. There was unanimous agreement by panel members that the use of an was appropriate in 51% of cases and inappropriate in 26% of cases, with no consensus in the remaining 23%. Conclusions: In this community-based study, s were frequently used in the treatment of patients with acute VTE. Placement was deemed to be appropriate in approximately 5% of the patients but was not appropriate or debatable in the remaining cases. Given the increasing use of s, prospective studies are clearly needed to better define the indications for, and efficacy of, placement. Arch Intern Med. 21;17(16):1456-1462 Author Affiliations: Thrombosis and Atherosclerosis Research Institute and Department of Medicine, McMaster University, Hamilton, Ontario, Canada (Drs Spencer, Bates, and Glushchenko); and Departments of Medicine, University of Massachusetts Medical School, Worcester (Drs Spencer, Goldberg, and Gore and Mss Lessard and Emery), and University of California Davis, Sacramento (Dr White). HISTORICALLY, INSERTION of an inferior vena cava (IVC) filter in patients with acute venous thromboembolism (VTE) is the last therapeutic option to prevent pulmonary embolism (PE). The 21 American College of Chest Physician (ACCP) guidelines recommended placement of an IVC CME available online at www.jamaarchivescme.com and questions on page 142 filter only if there was either a contraindication to or a complication of anticoagulant therapy or if recurrent thromboembolism occurred despite adequate anticoagulant therapy. 1 Insertion of a filter has never been recommended as a primary treatment of VTE. There are risks associated with the use of s, including bleeding, incorrect positioning or dislodgment, local thrombosis, and a 2-fold increase in the risk of recurrent lower-extremity deep vein thrombosis (DVT). 2 The most recent 28 ACCP guidelines for the treatment of VTE have narrowed their recommendations for filter placement even further, advocating that an be considered only in patients with acute proximal lower-extremity DVT in whom anticoagulant therapy is not possible, because of the risk of bleeding. 3 Unfortunately, there are very few population-based data describing how frequently s are inserted in patients with acute VTE and how often these patients have a documented failure of, or contraindication to, anticoagulant therapy. The objectives of the present study were to determine the frequency of use in the setting of acute VTE, to ascertain the indication(s) for filter placement, and to determine whether patients treated with an met existing guidelines for filter placement. METHODS The Worcester VTE study is a retrospective population-based surveillance study of VTE in Worcester in 1999, 21, and 23. 4,5 The study years were chosen based on funding cycles, re- 1456

source considerations, the desire to track events over time, and correlation with publication of updated ACCP guidelines for the management of VTE. Computerized printouts of all Worcester residents with health care encounters during calendar years 1999, 21, and 23 who were coded as having any of 34 International Classification of Diseases, Ninth Revision, diagnosis codes possibly consistent with VTE were obtained from each of the 12 hospitals serving the Worcester metropolitan area. 4,5 These data queries not only were limited to discharge diagnoses but also encompassed all outpatient activities. The medical records of all patients who met the geographic inclusion criteria were reviewed and validated by trained abstractors. Each case of VTE was classified as being definite, probable, possible, or not acute or negative based on a modification of the classification schema used by Silverstein et al 6 (eappendix; http://www.archinternmed.com). If the classification of VTE was not immediately clear using the specified criteria, the principal investigator (F.A.S.) reviewed the medical record. For purposes of this study, patients in whom an IVC filter was placed before the index VTE event were excluded from further analysis. The paper and electronic medical records of each patient s index, as well as previous hospitalizations and/or outpatient visits at participating Worcester hospitals, were reviewed to determine whether the index VTE event represented an incident (initial) or a recurrent case and to obtain additional information about patient comorbidities and risk factors for VTE. Follow-up hospital record reviews to ascertain the specified outcomes of recurrent VTE and bleeding complications were conducted at a minimum of 1 year and a maximum of 3 years after the index VTE event. State and national mortality records were reviewed on an annual basis (last reviewed in 27) for the purposes of assessing each patient s vital status; follow-up of vital status was obtained in more than 99% of all patients. DATA COLLECTION Information abstracted from medical records included demographic and clinical characteristics, results of all tests for VTE, and hospital treatment and management, including the date of insertion. Medical history variables defined as recent were those occurring or active in the 3 months before the index diagnosis of VTE. Medical records for each individual at the other Worcester area hospitals were also screened in case the patients sought treatment for their initial VTE event or subsequent complications at more than 1 area hospital. Major bleeding was defined as any episode of bleeding that required transfusion or hospitalization or was life-threatening (resulted in myocardial infarction, stroke, or death). The nurse abstractors were instructed to include only those cases of bleeding that met 1 or more of these criteria as outcome events. For the 1999, 21, and 23 cohorts, major bleeding events were not independently reviewed by the lead investigator. Potential recurrent VTE events were classified using criteria identical to those used for incident cases, with the exception that a definite recurrence of DVT or PE required the documentation of thrombosis in a previously uninvolved venous or pulmonary arterial segment, respectively, by diagnostic imaging (compression ultrasonography, ventilation perfusion imaging, or computed tomographic scan). The lead investigator reviewed the medical record and diagnostic imaging reports in each case of potential VTE recurrence; only definite or probable recurrences were included in this study. In the subset of patients (n=165) seeking care at 1 of the 3 participating major tertiary care centers in Worcester, indication for insertion was ascertained by an additional careful retrospective review of the medical record. Admission, progress, and discharge notes written by the primary care physician or by any consultant involved in the placement of an IVC filter were reviewed to identify the documented indication for use or the attending physician s rationale for insertion of the. Using these abstracted data, the lead investigator classified the documented rationale for placement into the following 9 groups: (1) perception of increased bleeding risk with anticoagulant therapy; (2) bleeding within 3 days before VTE; (3) major bleeding after initiation of anticoagulant therapy; (4) minor bleeding after initiation of anticoagulant therapy; (5) suspected PE occurring after initiation of anticoagulant therapy; (6) DVT occurrence or extension despite anticoagulant therapy; (7) perceived high risk for subsequent PE despite anticoagulant therapy; (8) planned interruption of anticoagulant therapy for future operations or procedures; and (9) other. These categories were created to simplify analysis and reporting of our observations but were not strictly defined or necessarily exclusive. Three experts in the field of thromboembolism (F.A.S., S.M.B., and R.H.W.) independently reviewed the data pertaining to rationale or indication for filter placement for each of the patients in whom an was placed; each of these cases was categorized as meeting or not meeting 21 ACCP guidelines. The criteria for appropriate filter placement were (1) documented recurrent VTE during adequate anticoagulant therapy; (2) presence of a contradiction or complication of anticoagulation in a patient with, or at high risk of, a proximal lower-extremity DVT; (3) chronic recurrent embolism with pulmonary hypertension; and (4) concurrent performance of surgical pulmonary embolectomy or pulmonary thromboendarterectomy. Agreement was measured as the proportion of cases with complete agreement for placement of an, the proportion with complete agreement for not placing a filter, the proportion with 2 raters favoring the use of a filter, and the proportion with 1 rater favoring the use of a filter. The results were analyzed using the Fleiss nominal scale agreement among many raters. 7 DATA ANALYSIS The prevalence of prespecified baseline comorbidities in patients with VTE in whom a filter was placed was compared with that in patients in whom this device was not placed using 2 tests of statistical significance for categorical variables and t tests for continuous variables. The incidence rates of our principal study outcomes among patients who received and did not receive an were compared using Kaplan-Meier survival curves. The patients were censored at time of event, death, or date of last medical chart documentation, whichever came first. RESULTS The study sample consisted of 1547 male and female residents of the Worcester metropolitan area with confirmed acute DVT (66%), PE (19%), or both (15%). Of these, 23 patients (13.1%) had an placed during the index hospital stay after diagnosis of acute VTE. The median duration of follow-up was 926 days. During 1999, 21, and 23, s were inserted in 63 of 472 patients (13%), 75 of 547 patients (14%), and 65 of 528 patients (12%), respectively. CHARACTERISTICS OF PATIENTS WHO RECEIVED AN IVC FILTER Patients who received an were more likely to be older, male, diagnosed as having VTE after hospital admission for a different principal medical condition, have 1457

Table 1. Demographic and Clinical Characteristics of Patients With Venous Thromboembolism (VTE) According to Placement of Inferior Vena Cava (IVC) Filter a Variable IVC Filter Placed, % (n=23) No IVC Filter, % (n=1344) P Value Demographic factors Age, mean, (SD), y 68.4 (16.6) 64.3 (17.7) 55 (n=446) 19.7 3.2.1 55-64 (n=228) 14.8 14.7 65-74 (n=285) 2.2 18.2 75 (n=587) 45.3 36.9 Male (n=697) 52.2 44..3 Medical characteristics Hospitalization history Admitted with non-vte diagnosis (n=415) 48.3 23.6.1 Prior hospitalization 3 mo (n=582) 45.3 36.5.4 Comorbidity Prior VTE (n=252) 15.3 16.4.67 Surgery 3 mo (n=414) a 34. 25.7.2 Malignancy (n=447) a 36.5 27.8.1 CNS malignancy (n=21) 2.5 1.2.18 Chemotherapy 3 mo (n=115) 7.9 7.4.8 Fracture (n=174) 13.3 1.9.33 Cerebrovascular accident (n=192) 22.7 1.9.1 Severe infection (n=371) a 36.5 22.1.1 Congestive heart failure (n=117) 13.3 6.7.2 ICU discharge (n=242) a 34. 12.9.1 Intubation a (n=233) 3.5 12.7.1 Other medical conditions Prior spinal cord injury (n=17) 2.5.9.5 Ischemic heart disease (n=33) 26.1 2.6.8 Inflammatory bowel disease (n=31) 3. 1.9.33 Liver disease (n=14) 1.5.8.39 Chronic renal insufficiency (n=66) 7.9 3.7.1 Dialysis dependent (n=19) 3.9.8.2 Platelet count 1 1 3 /µl at time of VTE diagnosis (n=5) 9.87 2.6.1 Type of VTE Isolated DVT (n=121) 61.4 66.8.6 Isolated PE (n=292) 14.4 19.6 DVT and PE (n=232) 24.3 13.6 Unprovoked (n=377) 7.4 26.9.1 Provoked (n=723) 56.2 45.3 Malignancy related (n=447) 36.5 27.8 Isolated calf DVT (n=133) 3.5 9.4.2 Definite DVT (n=1224) 96.6 95.7.85 Probable DVT (n=2)..2 Possible DVT (n=35) 3.4 4.1 Definite PE (n=269) 56.4 5.5.72 Probable PE (n=119) 19.2 23.3 Possible PE (n=135) 24.4 26.2 Hospital complications before placed but after index VTE Major bleeding (n=38) 12.8 2.8.1 Recurrent VTE (n=12) 3.5.9.9 In-hospital mortality (n=88) 9.9 5.1.1 Treatments at hospital discharge b LMW heparin sodium alone (n=15) 6.6 7.3.1 Warfarin sodium alone (n=662) 18.6 49.2 LMW heparin and warfarin (n=456) 7.1 34.7 Neither (n=236) 67.8 8.8 Abbreviations: CNS, central nervous system; DVT, deep vein thrombosis; ICU, intensive care unit; LMW, low-molecular-weight; PE, pulmonary embolism. SI conversion factor: To convert platelet count to 1 9 /L, multiply by 1.. a Recently active or occurring within 3 months of diagnosis of VTE. b Among hospital survivors. a medical or surgical hospitalization within the prior 3 months, require care in an intensive care unit before VTE diagnosis, or have other illnesses or comorbidities (Table 1). Patients who received an were also more likely to have a platelet count lower than 1 1 3 /µl (to convert to 1 9 /L, multiply by 1.) at the time of the VTE diagnosis, to have been diagnosed as having a recurrent VTE, to have had a recent episode of bleeding, and 1458

25 2 P =.9 16 14 12 P =.17 15 1 1 8 6 5 No 4 2 No Figure 1. Cumulative incidence of recurrent deep vein thrombosis. Kaplan-Meier analysis censoring for event, death, or date of last medical record documentation. IVC indicates inferior vena cava. Figure 3. Cumulate incidence rate of major bleeding. Kaplan-Meier analysis censoring for event, death, or date of last medical record documentation. IVC indicates inferior vena cava. 6 5 P =.18 7 6 P <.1 4 3 2 1 No 5 4 3 2 1 No Figure 2. Cumulative incidence rate of subsequent/recurrent pulmonary embolism. Kaplan-Meier analysis censoring for event, death, or date of last medical record documentation. IVC indicates inferior vena cava. to have been diagnosed as having DVT together with PE (rather than isolated DVT or PE). Seven patients who underwent placement had an isolated calf DVT. TREATMENT AND OUTCOMES Figure 4. Cumulative incidence rate of all-cause mortality. Kaplan-Meier analysis censoring for death or date of last medical record documentation. IVC indicates inferior vena cava. Of the patients who were discharged from the hospital, those with an were much less likely to be discharged on a regimen of anticoagulant therapy (lowmolecular-weight heparin sodium or warfarin sodium) (Table 1). In-hospital mortality was significantly higher among patients who received an compared with those who did not receive a filter (9.9% vs 5.1%; P=.1). Cumulative incidence rates of recurrent DVT, new PE, major bleeding, and death are shown in Figures 1, 2, 3, and 4. The 9-day incidence of objectively confirmed PE was similar among the patients treated (1.7%) and not treated (1.4%) with an. However, after 9 days, no further PE events were diagnosed in the patients with an, whereas the cumulative incidence of PE had increased to 5.3% among the patients without a filter (P=.18). Three years after the index event, the incidence of recurrent DVT was 21.% among the filter-treated patients and 14.9% among those without a filter (P=.9). The incidence of major bleeding (including bleeding only after initiation of anticoagulant therapy in the nonfilter-treated group and after placement of the in the filter-treated group) was not significantly (P=.17) different between the 2 groups. Allcause mortality was significantly higher (P.1) in patients in whom an was placed compared with patients who did not receive an. INDICATIONS FOR IVC FILTER PLACEMENT The indications for filter placement were determined in 16 of 165 patients who had an placed in 1 of 3 area hospitals. In 5 patients, some or all of the chart information required was not available. Based on medical record review, 57 patients were deemed to be at high risk for bleeding (but had no recent bleeding), 39 patients had a history of recent bleeding, 26 patients had major bleeding after starting anticoagulant therapy, and 9 patients had minor bleeding after starting anticoagulant therapy. Seven patients had a presumed PE after starting anticoagulant treatment (1 to 44 days) after the in- 1459

Table 2. Listed Indications for Inferior Vena Cava (IVC) Filter and Panel Review of Appropriateness of Indication Panel Opinion a Indication IVC Filter Placed (n=16) Indicated Not Indicated Disagree Perception of increased bleeding risk with anticoagulant therapy 57 21 21 15 Bleeding within 3 d before VTE 39 34 5 Major bleeding after initiation of anticoagulant therapy 26 23 1 2 Minor bleeding after initiation of anticoagulant therapy 9 2 1 6 Presumed PE occurring after initiation of anticoagulant therapy 7 3 4 DVT occurrence or extension despite anticoagulant therapy 7 3 4 High risk for subsequent PE despite anticoagulant therapy 8 8 Planned interruption of anticoagulant therapy for future operations 3 2 1 or procedures Other 4 1 2 1 Abbreviations: DVT, deep vein thrombosis; PE, pulmonary embolism; VTE, venous thromboembolism. a Indicated means that all 3 members agreed that placement was reasonable; not indicated, all 3 members thought that placement was not indicated; and disagree, there was disagreement among members regarding the appropriateness of placement. dex VTE event. In 1 patient, warfarin therapy had been stopped for unspecified reasons for 6 days before a PE that occurred on day 44. In 2 other patients, the initial partial thromboplastin time was less than 55 seconds and PE developed on days 1 and 2, respectively. An additional 7 patients received an after the index VTE because it represented failure of anticoagulant treatment (for prior VTE [n=5], atrial fibrillation [n=1], or stroke [n=1]). Two of the 7 patients had a subtherapeutic international normalized ratio at the time of admission. Eight patients who were treated with full-dose anticoagulant therapy also received a filter to prevent PE; 3 patients had a filter placed because of a planned procedure; and 4 patients had another indication. Overall, the 3 reviewers agreed that there was an indication for placement in 81 of 16 patients (51%), but they also agreed unanimously that an was not indicated in 41 patients (26%) (overall agreement, 122 of 16 patients, or 77%). In 2 cases, 2 of the reviewers thought that an was indicated, but 1 reviewer disagreed. The Fleiss score was consistent, with substantial agreement between multiple raters ( =.65). Table 2 shows the agreement and disagreement between the reviewers about whether the indication for IVC filter placement was consistent with the ACCP 21 guidelines. All 3 reviewers agreed that filter placement was appropriate in 34 of the 39 patients (87%) with a recent history of bleeding. Similarly, there was agreement that use of a filter was indicated in 23 of 26 patients (88%) who had major bleeding after starting anticoagulant therapy. There was also unanimous agreement among the reviewers that an was indicated in 21 of the 57 patients (37%) who were simply judged to be at increased risk for bleeding and that an was not indicated in 21 of the 57 patients (37%). Regarding the appropriateness of placement in the remaining 15 patients (26%), there was disagreement among the reviewers. Regarding the 14 patients who had recurrent DVT or new PE, there was agreement among the reviewers that a filter was not indicated in 6 patients, whereas there was no agreement as to filter placement in the remaining 8 patients. There was universal agreement that filter placement was not indicated in the 8 patients in whom the rationale for filter placement was to prevent PE (in addition to anticoagulant therapy). COMMENT Our study suggests that approximately 1 in every 8 patients with a documented episode of VTE will receive an in their early treatment. As far as we are aware, no other population-based study has reported on the frequency of use as an acute management strategy for VTE. However, a number of studies have suggested that the utilization rates of s overall (for VTE prophylaxis and/or treatment) are growing rapidly. In a retrospective study using the National Hospital Discharge Survey database, the overall use of s was estimated to have increased from approximately 2 in 1979 to more than 49 in 1999. 8 In a more recent single-center study, placement of s in patients with VTE approximately doubled between 24 and 27. 9 INDICATIONS FOR IVC FILTER PLACEMENT While the rate of use as an acute management strategy for VTE in our study was higher than we had anticipated, our data suggest that in most patients this treatment strategy was appropriate. Patients in whom IVC filters were placed were significantly older, were much more likely to have had recent bleeding, and had an increased prevalence of a number of comorbidities (eg, recent surgery or intensive care unit stay, active malignancy, prior cerebrovascular accident) that may have predisposed them to an increased risk for serious bleeding during anticoagulant therapy. Given the complexity of these patients, and to gain a better understanding of specific indications for placement, we performed an additional chart review in a subset of patients. Approximately 4% of patients had bleeding after their index episode of VTE or had bleeding in the prior 3 days. Our review panel agreed unanimously with placement in most of these cases, as such placement was clearly consistent with prior ACCP guidelines. 1 146

The ACCP guidelines also indicate that placement is appropriate in patients deemed to be at high risk for bleeding or who have a contraindication to anticoagulant therapy but do not define what constitutes high risk. Indeed, being at increased risk for anticoagulantrelated bleeding was the listed indication in 35% of our reviewed cases. Interestingly, all of the experts agreed with filter placement in only 1 of 3 of these cases; they unanimously disagreed with filter placement in an additional 1 of the 3 cases; and they failed to reach a consensus in the remaining cases. This finding highlights the fact that guidelines that use implicit phrases such as at risk for bleeding or have a contraindication to anticoagulants are subjective and that interpretation of these terms may vary widely. Although the reviewers were cognizant of these limitations, in one-third of the cases they unanimously agreed that a trial of anticoagulant therapy was justified before resorting to placement of an. Included in this group were patients who were deemed to be at high risk for falling, patients with a remote history of bleeding, and patients who underwent a major operation more than 2 weeks before being diagnosed as having VTE. Admittedly, predicting which patients will have major bleeding during anticoagulant therapy after VTE remains difficult. Decision tools to better define the risk of anticoagulant-associated bleeding have been developed. 1-13 To find out whether such models can be used to help clinicians decide on whether anticoagulant therapy is contraindicated (and an is appropriate) will require further prospective studies in various at-risk groups. Prevention of PE (in addition to anticoagulant therapy) or anticoagulation failure was the indication for placement in 22 patients (14%). The expert reviewers unanimously agreed that an was not indicated in 14 of these 22 patients (64%). Given the efficacy of available anticoagulation strategies, all reviewers thought that placement of an to protect a patient from PE (in addition to anticoagulant therapy) was not an appropriate indication for use. Among the patients who received a filter because of failure of anticoagulant treatment, the reviewers thought that this rationale was not supported in 6 cases because anticoagulation was subtherapeutic at the time of the recurrent event (n=5) or because the recurrent event was considered to be presumptive (n=1). EFFICACY AND SAFETY Despite the relatively frequent use of s, clinical data about their efficacy and safety in patients with acute VTE are sorely lacking. The relative lack of such data has led to somewhat vague guidelines regarding indications for filter use and the potential for overuse. As far as we are aware, no clinical trials have evaluated the efficacy of s alone as an acute VTE treatment strategy. Use of an as an adjunct to standard anticoagulation was compared with anticoagulation alone in the PREPIC (Prévention du Risque d Embolie Pulmonaire par Interruption Cave) study, a randomized clinical trial of 372 patients with documented lower-extremity DVT. 2 At the 2-year follow-up visit, use of an was associated with an increased risk of recurrent lower-extremity DVT without any effect on survival. In a large population-based case-control study, White et al 14 compared outcomes after acute VTE in 3632 patients who had a filter implanted and 64 333 patients who did not receive an. Similar to the results of the current study, the patients who received an were older and had more comorbidities. Nevertheless, the incidence rates of recurrent PE at 1 year did not differ significantly between the patients who received an and those who did not. In the current study, however, we observed a trend toward a higher incidence of recurrent PE in the patients who were not treated with a filter over longer-term follow-up. The treated patients had a lower cumulative incidence of PE at 3 years (1.7%) than patients who did not receive a filter (5.3%). A similar finding was also reported by the PREPIC study group after 8 years of follow-up. 15 Any firm conclusions about the efficacy and utility of s alone as a therapy in patients who develop DVT will require a randomized trial of patients who meet agreed-on criteria for bleeding risk associated with the use of anticoagulant therapy. STUDY LIMITATIONS Like any observational study, the present investigation has several limitations. Although we conducted a broad screening for all possible cases of VTE in the greater Worcester population, we cannot claim complete case ascertainment of index VTE events, episodes of VTE recurrence, or episodes of major bleeding. As in any retrospective study based on medical record review, the quality of data abstracted with respect to other medical conditions is limited by the quality of the medical documentation itself. Another limitation of this study is that we did not analyze any patients diagnosed as having acute VTE after 23. During our study period, retrievable filters were not commonly used in the greater Worcester community; we suspect but cannot yet verify that the introduction of the retrievable has resulted in even more liberal use of this treatment modality. Interestingly, in several studies, rates of removal of temporary s have been quite low (5%-2%), suggesting that most of these devices are in fact permanent. 9,16 Finally, it should be noted that our results may not be generalizable to other communities because it is likely that use rates in a given community are likely affected by local physician practice. Such local variation suggests the need for health care systems to evaluate practice within their own communities. In conclusion, the results of this observational community-based study document that an is frequently inserted as part of an acute management strategy for acute VTE. In approximately 5% of all cases, placement of a filter appears to be appropriate and consistent with contemporary guidelines, whereas in approximately 25% of all cases, the use of a filter was deemed to be inappropriate. Guidelines for use could be improved by developing explicit criteria for contraindications to anticoagulant use and identification of patients who might benefit from the receipt of s. 1461

Editor s Note Spencer et al have highlighted an important area of Less Is More : the inappropriate use of s. In a retrospective analysis of a large cohort, only half of all IVC filters placed for prevention of acute VTE were found to be placed for appropriate indications by professional society guidelines. In a recent online article in the Archives, Nicholson et al 1 found a high rate of fracture with serious adverse consequences associated with vena caval filters. The combination of invasive devices being placed in persons with no expectation of benefit and having clear risks leads to this Less Is More classification. 1. Nicholson W, Nicholson WJ, Tolerico P, et al. Prevalence of fracture and fragment embolization of bard retrievable vena cava filters and clinical implications including cardiac perforation and tamponade [published online August 9, 21]. Arch Intern Med. doi:1.11/archinternmed.21.316. Accepted for Publication: February 8, 21. Correspondence: Frederick A. Spencer, MD, Department of Medicine, Divisions of Cardiology and Hematology/ Thrombosis, Faculty of Health Sciences, McMaster University, 12 Main St W, Hamilton, ON L8N 3Z5, Canada (fspence@mcmaster.ca). Author Contributions: Dr Spencer had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis. Study concept and design: Spencer, Goldberg, and Gore. Acquisition of data: Spencer, Bates, and Emery. Analysis and interpretation of data: Spencer, Bates, Goldberg, Lessard, Glushchenko, Gore, and White. Drafting of the manuscript: Spencer, Goldberg, Emery, and Glushchenko. Critical revision of the manuscript for important intellectual content: Spencer, Bates, Goldberg, Lessard, Gore, and White. Statistical analysis: Goldberg, Lessard, Glushchenko, and White. Obtained funding: Spencer. Administrative, technical, and material support: Spencer, Bates, and Emery. Study supervision: Emery and White. Financial Disclosure: None reported. Funding/Support: This study was supported by a grant from the National Heart, Lung, and Blood Institute (R1- HL7283). Dr Spencer also has a Career Investigator Award from the Heart and Stroke Foundation of Canada. Role of the Sponsors: The sponsors had no role in the design and conduct of the study; in the collection, management, analysis, and interpretation of the data; or in the preparation, review, or approval of the manuscript. Online-Only Material: An eappendix is available at http: //www.archinternmed.com. REFERENCES 1. Hyers TM, Agnelli G, Hull RD, et al. Antithrombotic therapy for venous thromboembolic disease. Chest. 21;119(1)(suppl):176S-193S. 2. Decousus H, Leizorovicz A, Parent F, et al. A clinical trial of vena caval filters in the prevention of pulmonary embolism in patients with proximal deep-vein thrombosis: Prévention du Risque d Embolie Pulmonaire par Interruption Cave Study Group. N Engl J Med. 1998;338(7):49-415. 3. Kearon C, Kahn SR, Agnelli G, Goldhaber S, Raskob GE, Comerota AJ; American College of Chest Physicians. Antithrombotic therapy for venous thromboembolic disease: American College of Chest Physicians Evidence-Based Clinical Practice Guidelines (8th edition). Chest. 28;133(6)(suppl):454S-545S. 4. Spencer FA, Emery C, Lessard D, et al. The Worcester Venous Thromboembolism Study: a population-based study of the clinical epidemiology of venous thromboembolism. J Gen Intern Med. 26;21(7):722-727. 5. Spencer FA, Gore JM, Lessard D, Douketis JD, Emery C, Goldberg RJ. Patient outcomes after deep vein thrombosis and pulmonary embolism: the Worcester Venous Thromboembolism Study. Arch Intern Med. 28;168(4):425-43. 6. Silverstein MD, Heit JA, Mohr DN, Petterson TM, O Fallon WM, Melton LJ III. Trends in the incidence of deep vein thrombosis and pulmonary embolism: a 25-year population-based study. Arch Intern Med. 1998;158(6):585-593. 7. Fleiss JL. Measuring nominal scale agreement among many raters. Psychol Bull. 1971;76:378-382. 8. Stein PD, Kayali F, Olson RE. Twenty-one-year trends in the use of inferior vena cava filters. Arch Intern Med. 24;164(14):1541-1545. 9. Singh P, Lai HM, Lerner RG, Chugh T, Aronow WS. Guidelines and the use of inferior vena cava filters: a review of an institutional experience. J Thromb Haemost. 29;7(1):65-71. 1. Gage BF, Yan Y, Milligan PE, et al. Clinical classification schemes for predicting hemorrhage: results from the National Registry of Atrial Fibrillation (NRAF). Am Heart J. 26;151(3):713-719. 11. Beyth RJ, Quinn LM, Landefeld CS. Prospective evaluation of an index for predicting the risk of major bleeding in outpatients treated with warfarin. Am J Med. 1998;15(2):91-99. 12. Kuijer PM, Hutten BA, Prins MH, Buller HR. Prediction of the risk of bleeding during anticoagulant treatment for venous thromboembolism. Arch Intern Med. 1999;159(5):457-46. 13. Ruíz-Giménez N, Suárez C, González R, et al; RIETE Investigators. Predictive variables for major bleeding events in patients presenting with documented acute venous thromboembolism: findings from the RIETE Registry. Thromb Haemost. 28;1(1):26-31. 14. White RH, Zhou H, Kim J, Romano PS. A population-based study of the effectiveness of inferior vena cava filter use among patients with venous thromboembolism. Arch Intern Med. 2;16(13):233-241. 15. PREPIC Study Group. Eight-year follow-up of patients with permanent vena cava filters in the prevention of pulmonary embolism: the PREPIC (Prévention du Risque d Embolie Pulmonaire par Interruption Cave) randomized study 1. Circulation. 25;112(3):416-422. 16. Karmy-Jones R, Jurkovich GJ, Velmahos GC, et al. Practice patterns and outcomes of retrievable vena cava filters in trauma patients: an AAST multicenter study. J Trauma. 27;62(1):17-25. 1462