GATE CAT Diagnostic Test Accuracy Studies

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GATE: a Graphic Approach To Evidence based practice updates from previous version in red Critically Appraised Topic (CAT): Applying the 5 steps of Evidence Based Practice Using evidence from Assessed by: Date: Problem Describe the problem that led you to seek an answer from the literature about diagnostic accuracy. Step 1: Ask a focused 5-part question using PECOT framework (EITHER your question OR the study s question ) Population / Describe relevant patient/client/population group (be specific about: symptoms, signs, medical condition, age patient / client group, sex, etc.) that you are considering testing Exposure (Target Describe the Target disorder (disease/condition) to be diagnosed. Is it relevant to consider levels/categories disorder) of severity/stage? Comparison (no Describe the typical health status of those without the target disorder who would also receive the test. Are Target disorder) they likely to be disease free or have other co-morbidities? Outcome (Test) Describe the test, including levels/categories if relevant, that you are considering doing (note the outcome in a diagnostic test accuracy study is the test result. is not usually considered explicitly in a diagnostic test accuracy question Step 2: Access (Search) for the best evidence using the PECOT framework PECOT item Primary Search Term Synonym 1 Synonym 2 Population / Participants / patients / clients OR Include relevant synonym OR Enter your key search terms for P, E & O. C & T seldom useful for searching. Add mesh terms (e.g. sensitivity & specificity) +/or diagnostic filter to refine. Use MESH terms (from PubMed) if available, then text words. Include relevant synonym AND As above OR As above OR As above AND Exposure (Target disorder) Comparison (no As above OR As above OR As above AND Target disorder) Outcomes (Test) As above OR As above OR As above AND () As above AND As above AND As above Limits & Filters PubMed has Limits (eg age, English language, years) & PubMed Clinical Queries has Filters (e.g. study type) to help focus your search. List those used. Databases searched: Database Cochrane SRs Other Secondary Sources Number of publications (Hits) GATE CAT Diagnostic Test Accuracy Studies Cochrane database search for Systematic Reviews (SR). Enter number of hits from other secondary sources (specify source) Evidence Selected Enter the full citation of the publication you have selected to evaluate. Justification for selection State the main objectives of the study. Explain why you chose this publication for evaluation. PubMed / Ovid Medline PubMed /Ovid/etc (specify database) Other other sources (e.g. Google scholar, Google) V5: 2014: Please contribute your comments and suggestions on this form to: rt.jackson@auckland.ac.nz 1

Population Exposure & Comparison Outcomes Reported Results Step 3: Appraise Study 3a. Describe study by hanging it on the GATE frame (also enter study numbers into the separate excel GATE calculator) Study Setting Describe when & from where participants recruited (e.g. what year(s), which country, urban / rural / hospital / community) Setting Eligible Population P Eligible population Recruitment process Participants Define eligible population / main eligibility (inclusion and exclusion) criteria (e.g. was eligibility based on presenting symptoms / signs, results of previous tests, or participants who had received the test or reference standard? Describe recruitment process (e.g. were eligibles recruited from hospital admissions / electoral / birth register, etc). How they were recruited (e.g. consecutive eligibles)? What percentage of the invited eligibles participated? What reasons were given for non-participation among those otherwise eligible? Exposure Group (EG) EG RS +ve Comparison Group (CG) CG RS -ve Allocation method Exposure (Ref Std. +ve) Comparison (Ref Std. ve) Allocated by measurement of Target disorder into those with disorder (Ref standard +ve) & those without disorder (Ref standard -ve) Describe reference standard positive disorder: what, how defined, how measured, when, by whom (level of expertise?). Include description of categories if more than yes/no Describe reference standard negative disorder (as above) TP O FP Outcome(s) (Test) Describe the diagnostic test: what, how defined, how measured, when, by whom (level of expertise?). Include description of categories if more than yes/no FN T TN Enter the main reported results Sensitivity Specificity +ve LR -ve LR PPV NPV Outcome State when test was done in relation to when the reference standard was done. Risk estimate Complete the Numbers on the separate GATE Calculator for Diagnostic Studies Confidence Interval V5: 2014: Please contribute your comments and suggestions on this form to: rt.jackson@auckland.ac.nz 2

Participant Population Exposures & Comparisons Step 3: Appraise Study 3b. Assess risk of errors using RAMboMAN Appraisal questions (RAMboMAN) Risk of errors +, x,?, na Notes Recruitment/Applicability errors : questions on risks to application of results in practice are in blue boxes Internal study design errors: questions on risk of errors within study (design & conduct) are in pink boxes Analyses errors: questions on errors in analyses are in orange boxes Random error: questions on risk of errors due to chance are in the green box Key for scoring risk of errors: + = low; x = of concern;? = unclear; na = not applicable Recruitment - are the findings based on these recruited participants applicable in practice? Study Setting relevant to practice? Study planned before reference standard and tests done? Eligible population relevant to practice? Participants similar to all eligibles? Key personal (risk/prognostic) characteristics of participants reported? Appropriate spectrum of participants? Reference standard sufficiently well defined and well measured so participants allocated to correct Target disorder groups? Reference standard measured prior to Test? If not, was it measured blind to Test result? Prevalence (pre-test probability) of Target disorder typical of usual practice? Proportion of intended participants receiving both Test and Reference Standard sufficiently high? Score risk of error as: +, x,? or na (see key above) Allocation to EG & CG done well? Is the study setting (e.g. what year(s), which country, urban / rural, hospital / community) likely to influence the applicability of the study results? Was the study done prospectively or was it a retrospective use of available data? If retrospective was the participant population chosen primarily because of available test data or target disorder data? Was the eligible population from which participants were identified relevant to the study objective and to practice? Were inclusion & exclusion criteria well defined & applied similarly to all potential eligibles? Did the recruitment process identify participants likely to be similar to all eligibles? Was sufficient information given about eligibles who did not participate? Was there sufficient information about baseline characteristics of participants to determine the applicability of the study results? Was any important information missing? Was there an appropriate spectrum of people similar to those in whom the test would be used in practice? Were reference standard definitions described in sufficient detail for the measurements to be replicated? Were the measurements done accurately? Were criteria / cut-off levels of categories well justified) Was reference standard administered whatever the test result and interpreted without knowledge of the test result? If not, was it likely to cause bias? Note: If prevalence (pre-test probability) of target disorder similar to usual practice, these data can be used to help determine post-test probabilities in practice (also need LRs) Maintenance in allocated groups and throughout study sufficient? Was there a particular subgroup of the eligible participants not given either the Test or the Reference Standard? Was this sufficient to cause important errors? V5: 2014: Please contribute your comments and suggestions on this form to: rt.jackson@auckland.ac.nz 3

Outcomes Results Change in Target disorder/test status in period between Test and Reference Standard being administered Test measured blind to Reference Standard status? If there was a considerable delay between Test and Reference Standard then study could some new events have occurred or treatment may have been started that could influence the results of the Test/Ref Standard? If so, was this sufficient to cause important bias? blind or objective Measurement of Outcomes: were they done accurately? Were Testers aware of whether participants were Reference Standard positive or negative? If yes, was this likely to lead to biased measurement? Test measured objectively? Test safe, available, affordable & acceptable in usual practice? If Ref Standard +ve & -ve groups not similar at baseline was this adjusted for in the analyses? Estimates of Test sensitivity/specificity etc given or calculable? Were they calculated correctly? Measures of the amount of random error in estimates given or calculable? Were they calculated correctly? Study design & conduct: was risk of error low (i.e. results reasonably unbiased)? Study analyses: was risk of error low (i.e. results reasonably unbiased)? Random error in estimates of intervention effects: were CIs sufficiently narrow for results to be meaningful? Applicability: are these findings applicable in practice? ANalyses: were they done appropriately? Summary of Study Appraisal How objective was the Test measurements (e.g. automatic test, strict criteria)? Where significant judgment was required, were independent adjudicators used? Was reliability of measures relevant (inter-rater & intrarater), & if so, reported? Would it be practical to implement this Test in usual practice? How safe, available, affordable & acceptable might it be? Some factors that differ between those with & without the target disorder could influence test accuracy (e.g. age, obesity, co-morbidities), although these are typically not reported. Were raw data reported in enough detail to allow 2x2 tables to be constructed (i.e. TP, FP, FN & TN) in GATE frame & to calculate estimates of test specificity and sensitivity if entered into GATE calculator? Were GATE results similar to reported results? Were confidence intervals &/or p-values for study results given or possible to calculate? If they could be entered into GATE calculator, were GATE results similar to reported results? Use responses to questions in pink boxes above Use responses from the orange boxes above Use responses to questions in green box above. Would you make a different decision if the true effect was close to the upper confidence limit rather than close to the lower confidence limit? Use responses to questions in blue boxes above V5: 2014: Please contribute your comments and suggestions on this form to: rt.jackson@auckland.ac.nz 4

Patient & Family Step 4: Apply. Consider/weigh up all factors & make (shared) decision to act The X-factor Epidemiological Evidence Economic Community Values & preferences Decision System features Legal Practitioner Case Circumstances Political Epidemiological evidence: summarise the quality of the study appraised, the magnitude and precision of the measure(s) estimated and the applicability of the evidence. Also summarise its consistency with other studies (ideally systematic reviews) relevant to the decision. Case circumstances: what circumstances (e.g. disease process/ co-morbidities [mechanistic evidence], social situation) specifically related to the problem you are investigating may impact on the decision? System features: were there any system constraint or enablers that may impact on the decision? What values & preferences may need to be considered in making the decision? Decision: Taking into account all the factors above what is the best decision in this case? Step 5: Audit usual practice (For Quality Improvement) Is there likely to be a gap between your usual practice and best practice for the problem? V5: 2014: Please contribute your comments and suggestions on this form to: rt.jackson@auckland.ac.nz 5