Neoadjuvant (Primary) Systemic Therapy

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Diagnosis and Treatment of Patients with Primary and Metastatic reast Cancer Neoadjuvant (Primary) Systemic Therapy

Neoadjuvant Systemic Therapy Versions 2002 2017: auerfeind / lohmer / Costa / Dall / Fersis / Friedrich / Göhring / Harbeck / Heinrich / Huober / Jackisch / Kaufmann / Liedtke / Loibl / Lux / von Minckwitz / Müller / Nitz / Schneeweiss / Schütz / Solomayer / Untch Version 2018: Mundhenke / Schneeweiss

Subtype-specific Strategies for Systemic Treatment If chemotherapy is indicated due to tumor biology consider systemic treatment before surgery (neoadjuvant) AGO HR+/HER2- and low risk Endocrine therapy without chemotherapy ++ HR+/HER2- and high risk Conventionally dosed AT-based chemotherapy ++ Dose dense chemotherapy ++ Followed by endocrine therapy ++ HER2+ Trastuzumab (plus Pertuzumab neoadjuvant at high risk) ++ Sequential A/T-based regimen with concurrent T + H ++ Anthracycline-free, platinum-containing regimen + Anthracycline-free, taxane-containing regimen + Triple-negativ (TNC) Conventionally dosed AT-based chemotherapy ++ Dose dense chemotherapy ++ Neoadjuvant platinum-containing chemotherapy + ++

Neoadjuvant Systemic Chemotherapy Clinical enefit Survival is similar after neoadjuvant (preoperative, primary) and adjuvant systemic therapy (with same regimen and cycle number) 1a A Pathological complete response is associated with improved survival 1b A Can achieve operability in primary inoperable tumors 1b A Improved options for breast conserving surgery 1b A Decreases rate of axillary lymph node dissection 3b C Allows individualization of therapy according to mid-course treatment effect 1b Allows individualization of post-neoadjuvant treatment* * Study participation recommended

Neoadjuvant Systemic Chemotherapy - Indications Inflammatory breast cancer ++ Inoperable breast cancer 1c A ++ Large operable breast cancer requiring mastectomy and adjuvant chemotherapy with the goal of breast conservation If similar postoperative adjuvant chemotherapy is indicated 1b ++ 1b A +

Neoadjuvant Systemic Chemotherapy Response Prediction I Factor LoE O x2001 CTS GR AGO Young age 1a A + ct1 / ct2 tumors o. N0 o. G3 1a A ++ Negative hormone receptor status 1a A ++ ER+ und negativer PgR-Status 2a ++ Triple negative breast cancer 1a A ++ Positive HER2 status 1a A ++ Non-lobular tumor type 1a A + Early clinical response 1b A +

Neoadjuvant Systemic Therapy Response Prediction II Factor LoE 2009 CTS GR AGO Multigene signatures III C +/- Ki-67 I A + Tumor infiltrating lymphocytes* I + PIK3CA mutation in HER2 positive C I +/- grca in TNC II + Homologous recombination deficiency IV C C +/- * defined as dense lymphocytic infiltration of inner peritumoral stroma outside of the invasion front (> 50% lymphocytes of stromal area)

Neoadjuvant Systemic Chemotherapy Recommended Regimens and Schedules Standard protocols used in the adjuvant setting with a duration of at least 18 weeks* 1a A ++ Taxane followed by anthracycline 1a A + Platinum in TNC (irrespective of RCA status) + Nab-Paclitaxel weekly instead of Paclitaxel weekly 2a +/- * See chapter Adjuvant Chemotherapy

Neoadjuvant Systemic Therapy Recommended Methods of Monitoring of Response reast ultrasound ++ Palpation ++ Mammography ++ MRI + PET(-CT) +/- Clip tumor region 5 D ++ Clip positive lymph node 3 C +/-

Neoadjuvant Targeted Therapy in HER2 Positive Tumors Trastuzumab in combination with chemotherapy 1b A ++ Pertuzumab + trastuzumab in combination with chemotherapy ++ Lapatinib in combination with chemotherapy 1a - Lapatinib + trastuzumab in combination with chemotherapy 1a +/- Two anti-her2 agents without chemotherapy +/-

Neoadjuvant Targeted Therapy in HER2 Negative Tumors evacizumab in combination with chemotherapy In hormone receptor positive C 1b - In TNC 1b +/-

Neoadjuvant Systemic Therapy Procedures in Case of Early Response In case of early response following 6 to 12 weeks of neoadjuvant chemotherapy: Complete all chemotherapy before surgery i.e. 18 weeks of treatment In case of response after 2 cycles of DAC in HR positive breast cancer consider 8 instead of 6 cycles of DAC 1b A ++ C +

Neoadjuvant Systemic Therapy Procedures in Case of No Early Response In case of no change: Completion of NST followed by surgery C ++ Continuation of NST with non cross-resistant regimen + AC or EC x 4 D x 4 or Pw x 12 + DAC x 2 NX x 4 1b + In case of progressive disease: Stop of NST and surgery or radiotherapy 4 D ++ Additional adjuvant chemotherapy with non cross-resistant regimen 4 D +/- * Study participation recommended

Neoadjuvant Systemic Therapy Loco-regional Surgery Clip previous tumor region during surgery 5 D ++ Appropriate surgery following NST C ++ Microscopically clear margins 2 ++ Tumor resection according to most recent imaging result 2 +

Axillary Intervention efore or After NACT SLN vor oder nach NACT bei cn0 SLN vor NACT SLN nach NACT Weitere operative Therapie in Abhängigkeit von SLN +/- + cn-status (vor Therapie) pn-status (vor Therapie) ycn-status (nach Therapie) operatives Vorgehen nach Therapie cn0 pn0(sn) - Nihil 1a A + cn0 pn+(sn) analog ACOSOG Z0011 ycn0 Nihil Re-SN alleine ALND 5 3 D + - +/- cn0 pn+(sn) nicht analog ACOSOG Z0011 ycn0 Re-SN alleine ALND Axilla XRT - + + cn0 Nicht durchgeführt ypn0(sn) ycn0 ypn+(sn) SN alleine ALND ALND + +/- + cn+ cn+ (CN/FNA) ycn0 ycn+ (CN/FNA) SN alleine ALND ALND +/- + ++

Neoadjuvant Systemic Therapy Indications for Mastectomy Positive margins after repeated excisions 3b C ++ Radiotherapy not feasible 5 D ++ In case of clinical complete response Inflammatory breast cancer (in case of pcr) C +/- Multicentric lesions C +/- ct4a-c breast cancer +/-

Neoadjuvant Systemic Therapy Timing of Diagnosis, Surgery and Radiotherapy Initiation of therapy Necessary delay of therapy does not impact prognosis (even if > 4 weeks) Surgery After nadir of leucocyte count (2 to 4 weeks after last course of chemotherapy) ++ Radiotherapy within 2 3 months after CS ++

Adjuvant Systemic Therapy after Neoadjuvant Systemic Therapy Endocrine treatment in endocrine responsive disease 1a A ++ Complete trastuzumab treatment for 1 year in HER2-positive disease ++ Complete pertuzumab treatment for 1 year in HER2-positive disease 1b +/- if N+ or HR- + If insufficient response in case of non-pcr (invasive residual tumor in the breast and / or axillary nodes) after adequate NACT (antracyclines, taxanes, 18 weeks) Capecitabine adjuvant in TNC + Capecitabine adjuvant in HR+/Her-2- C +/- Experimental therapies in controlled trials 5 D +

Neoadjuvant Endocrine Therapy in Patients with Endocrine-responsive reast Cancer Postmenopausal patients: Who are inoperable and cannot / will not receive chemotherapy 2a + Optimizes the option for breast conserving therapy 1b A + Aromatase inhibitors (for > 3 months) 1a a + Aromatase inhibitor + lapatinib (HER2+ C) +/- Premenopausal patients Who are inoperable and cannot / will not receive chemotherapy 5 C + Tamoxifen C + Aromatase inhibitors + LHRHa 1b C +/- Concurrent chemo-endocrine therapy 1b A - Prognostic score: PEPI: ptn-stadium, ER expression and Ki-67 expression after neoadjuvant endocrine therapy 1b + a Optimal duration of neoadjuvant endocrine therapy is unknown. No long term results for neoadjuvant endocrine therapy (vs. adjuvant endocrine therapy)