Lutonix AV Clinical Trial

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Long Term Effects of LUTONIX 035 DCB Catheter Interim 24 Month Results Ta-Wei Su MD Vascular surgery CGMH Taiwan

Disclosure I have the following potential conflicts of interest to report: Consulting Employment in industry Stockholder of a healthcare company Owner of a healthcare company Other(s) V I do not have any potential conflict of interest

Study Design Study Design Objective Number of Patients/ Sites Primary Effectiveness Endpoint Primary Safety Endpoint Follow Up Status Prospective, Global, Multicenter, Randomized, Core lab Blinded To assess the safety and effectiveness of the LUTONIX 035 AV Drug Coated Balloon PTA Catheter in the treatment of dysfunctional AV fistulae 285 randomized subjects at 23 clinical sites Target Lesion Primary Patency (TLPP) - 6 months Freedom from any serious adverse event(s) involving the AV access circuit through 30 days 1, 3, 6, 9, 12, 18, 24 month visits First Subject: June 2015 Enrollment Completion: March 2016

Key Inclusion Criteria CLINICAL Male or non-pregnant female 21 years old Upper extremity AV fistula w/clinical, physiological, or hemodynamic abnormality Fistula created >30 days 1+ hemodialysis session 2 needles catheter removed > 30 days ANGIOGRAPHIC Length 10 cm 50% stenosis Diameter 4-12 mm Successful pre-dilation

Key Exclusion Criteria CLINICAL Lower extremity access Central veins Thrombosed access ANGIOGRAPHIC >2 lesions in circuit Secondary non-target lesion that cannot be successfully treated Central veins as a secondary lesion, which is clinically significant Bare or covered stent in target or secondary non-target lesions

Study Design

Fistula Locations Upper arm DCB: 61.7% vs. PTA: 73.4% Antecubital fossa DCB: 5.0% vs. PTA: 4.9% Forearm DCB: 33.3% vs. PTA: 21.7% Image courtesy of Bard : illustration by Paul Schiffmacher

Target Lesion Locations DCB (n=141) PTA (n=144) Anastomotic (%) 4.3% 3.5% Cephalic arch (%) 18.7% 22.5% Cannulation zone (%) 4.3% 9.9% Inflow (%) 33.8% 29.6% Outflow (%) 24.5% 22.5% Swing point (%) 14.4% 12.0% Image courtesy of Bard: illustration by Paul Schiffmacher

95% CI of the rate and the rate difference at each time point were calculated based on normal approximation and one-sided p-value is from test for non-inferiority, with 10% as non-inferiority margin.. Lutonix AV Clinical Trial Safety Interim 24 Months Primary Safety Endpoint: Non-inferior to PTA Primary Safety Endpoint- 30 Days Freedom from any serious adverse event(s) involving the AV access circuit LTX DCB (N=141) Standard PTA (N=144) Difference % (95% CI) P-value 730 Day Event Free 0.0004 Rate (SE) 32.9% (4.3%) 23.9% (3.7%) 9.1% (5.7%) 95% CI (24.7%, 41.4%) (17.0%, 31.4%) (-2.0%, 20.2%) *one-sided p-value Data shown are interim, site reported and subject to change

Effectiveness TLPP Interim 24 Months Primary effectiveness outcome : sustained and positive primary effectiveness endpoint 6 months 36.8% Improvement 30% Improvement LTX DCB (N=141) Standard PTA (N=144) Difference % (95% CI) P-value* 730 Day Event Free 0.0513 Rate (SE) 32.1% (4.5%) 24.7% (4.4%) 7.4% (6.3%) 95% CI (23.5%, 41.0%) (16.5%, 33.7%) (-5.0%, 19.8%) Data shown are interim, site reported and subject to change *one-sided p-value

Long-term Randomized Evidence Title Type 6 Month 12 Month 24 Month Lutonix AV IDE Clinical Trial Percutaneous Angioplasty Using a Paclitaxel-Coated Balloon Improves Target Lesion Restenosis on Inflow Lesions of Autogenous Radiocephalic Fistulas: A Pilot Study Lai et al. JVIR 2014: 25:535-541 Paclitaxel-Coated vs. Plain Balloon Angioplasty for Dysfunctional Arteriovenous Fistulae: One-Year Results of a Prospective Randomized Controlled Trial Kitrou et al. JVIR 2015;26:348-354 Paclitaxel-Coated Balloon Angioplasty vs. Plain Balloon Dilation for the Treatment of Failing Dialysis Access: 6- Month Interim Results from a Prospective Randomized Controlled Trial Katsanos et al. J Endovasc Ther 2012;19:263-272 Drug-eluting versus plain balloon angioplasty for the treatment of failing dialysis access: Final results and cost-effectiveness analysis from a prospective randomized controlled trial Kitrou et al, Eur J Radiol 2015;84:418-423 RCT n=285 AVF RCT n=10 (20 lesions) AVF RCT n=40 AVF RCT n=40 Grafts+AVF RCT n=40 Grafts+AVF

Summary First and only DCB with 24 month Level 1 data Safety outcomes are non-inferior to PTA Effectiveness outcome Sustained and positive 30% improvement in TLPP over PTA at 24 months Next step: Post-approval study

Ta-Wei Su MD 蘇 大維 taweisumd@gmail.com

Long Term Effects of LUTONIX 035 DCB Catheter Interim 24 Month Results Ta-Wei Su MD Vascular surgery CGMH Taiwan

Long Term Effects of LUTONIX 035 DCB Catheter Interim 24 Month Results Ta-Wei Su MD Vascular surgery CGMH Taiwan