Industry Perspective: Minimal (Measurable) Residual Disease in Chronic Lymphocytic Leukemia

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Industry Perspective: Minimal (Measurable) Residual Disease in Chronic Lymphocytic Leukemia Davy Chiodin with Nadia Ono Regulatory Science Acerta (A Member of the AstraZeneca Group) 09 November 2018 1

Disclaimer The opinions expressed in this presentation and on the following slides are solely those of the presenter and not necessarily those of Acerta Pharma. 2

MRD in CLL: Where are we now? 3

MRD Towards Use as a Registrational Endpoint in CLL Engage early And often iwcll Guidelines FDA MRD Public Workshop EMA MRD Guideline - CLL Venetoclax label update MRD data FDA Guidance on MRD Strong basis for MRD development 2008 2014 2018 2012 2018 4

FDA Analysis of MRD Data in Heme Malignancy Applications MRD data was included in about 40% (13 of 34) of applications between 2014 to 2016 54% were CLL applications For 6 of 10 applications that proposed it, MRD data was deemed adequate for inclusion in USPI Reasons MRD data was deemed inadequate Missing data among those in CR Disparate sample sources (i.e., blood vs. bone marrow) High amount of test failures (i.e., inability to identify a clone) Incomplete test characteristics data (i.e., limit of detection) Lack of test validation in the proposed disease setting Incomplete planned statistical analysis Gormley N, et al. ASCO. 2017. 5

Challenges in Application of MRD in CLL 1 Standardization of detection technologies and assays Determination of MRD thresholds Optimization of measurement timepoints and sampling compartment Optimization of definition of patient population Establishment of correlation of MRD negativity with PFS or OS 1.Gormley NJ, Farrell AT, Pazdur R. Minimal residual disease as a potential surrogate end point lingering questions. JAMA Oncol. 2016 Sep 15. [Epub ahead of print], PMID: 27632052. 2.Bruggemann M, et al. Blood. 2012;120:4470-4481.

Relevant Precedents 7

CLL Treatment Evolution Chemo (Chlorambucil, Fludarabine) Chemoimmunotherapy (FCR/BR) Targeted small molecules (BTKi, BCL2i, PI3Ki) Chemoimmunotherapy: fixed treatment duration (6 mo) leading to longer PFS over time makes it more lenghty to bring new agents to patients Need for a surrogate endpoint for PFS/OS that can be read out earlier MRD negativity shows correlation with longer PFS and survival for chemoimmunotherapy Field moving to treating to MRD negativity especially with new targeted agents (BTKi, BCL-2) that are showing longer PFS While BTKi are effective at extending PFS, they are given to progression and are not as effective in achieving deeper responses (i.e. CRs) alone Rawstron et al, 2015 8

ASCO/EHA 2018 Highlights in CLL/MRD 9

MURANO PFS Results VenR vs BR Treatment Patients with events, n (%) 1-year PFS, % 2-year PFS, % VenR (n=194) 32 (16.5%) 92.7% 84.9% BR (n=195) 114 (58.5%) 72.5% 36.3% Consistent treatment effects on PFS observed in all subgroups assessed The benefit of VenR over BR was confirmed by an independent review committee assessment of PFS HR 0.19, 95% CI 0.13 0.28, P<0.0001 Median (range) duration of follow-up, 23.8 (0.0 37.4) months: VenR, 24.8 months; BR, 22.1 months Cutoff date for primary analysis: 8 May 2017 CI, confidence interval; HR, hazard ratio; NR, not reached Presented at the 23 rd Congress of EHA, Stockholm, Sweden, 14 17 June 2018 Seymour JF, et al. N Engl J Med 2018;378:1107 20. 10

Deep MRD Response with VenR vs BR Patients 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% Prior to Tx 1 99 3 7 9 10 10 7 21 5 12 8 20 4 5 6 19 16 4 18 9 25 45 VenR Negative: <10-4 [MRD4] Intermediate-positive: 10-4 to <10-2 High-positive: 10-2 Missing* PD/death/withdrew Combination Tx Ven monotherapy Prior to Tx 62 60 57 60 0 4 9 12 15 18 Month Most MRD assay positive patients in the VenR arm were intermediatepositive (10-4 to <10-2 ) 17 VenR patients achieved MRD status after 9 months *Includes patients who have reached a specific time point but did not have MRD sample collected or had an undetermined MRD result, and patients who have not reached that particular time point due to reasons other than PD/death. First assessment. Tx, treatment 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% Presented at the 23 rd Congress of EHA, Stockholm, Sweden, 14 17 June 2018 Patients 0% Combination Tx BR No Tx 4 6 20 27 23 35 45 15 13 11 96 43 29 10 29 30 27 23 20 23 15 13 13 6 10 9 5 0 4 9 12 15 18 Month Most MRD assay positive patients in the BR arm were highpositive: 10-2 Two BR patients achieved MRD status after 9 months 11

Assessment of MRD in MURANO MRD negativity: <1 CLL cell per 10 000 leukocytes (10-4 ) 1 Sample collection times for PB ( ) and BM ( ) identical in both arms C4D1 (interim assessment) Every 3 months hereafter or at response VenR BR E OC T Ven single agent (VenR arm only) PB MRD every 12 weeks until 3 years then every 24 weeks until 5 years* Baseline EOCT response visit (Month 9) MRD was centrally assessed by ASO-PCR 1 and/or multicolour flow cytometry 2 and highly concordant (85%) MRD status reported as follows: MRD+ if either ASO-PCR or by flow cytometry is reported as positive Analysis is by ITT population. Missing MRD data or assay failure is reported as MRD+ *BM MRD assessment performed on responding patients but not required, as determined by the INV ASO-PCR, allele-specific-oligonucleotide polymerase chain reaction; INV, investigator; ITT, intent-to-treat Presented at the 23 rd Congress of EHA, Stockholm, Sweden, 14 17 June 2018 1 Van der Velden VH, et al. Leukemia 2007;1:604 11; 2 Rawstron AC, et al. Leukemia 2013;27:142 9. 12

Gaps and Next Steps for CLL in MRD 13

Methods and definition Does MRD + mean progression? MRD as response criterion MRD Neg Depth What s the threshold for progression? Is deeper MRD negativity clinically relevant? Statistically verified correlation with PFS/OS (long term data) Prospective correlation plans agreed w HAs Verified Correlation 14

Principles of Success Consolidate Confirm Align Healthy Competition Regulatory Partnership 60 ongoing studies on ClinicalTrials.gov are examining MRD outcomes in CLL patients Remarkable responses, but haven t demonstrated long-term survival advantage Interest of regulators and payers Collectively balance cost of the experiment with the relevance of the scientific questions Address the challenge of converting competition to healthy collaborations Leverage recent guidelines and start a dialogue to ensure appropriateness of the plans 15

Achieving Successful Application of MRD in CLL Requires Collaboration of All Stakeholders Understanding and inclusion of MRD in clinical trials Harmonize on MRD outputs (compartment, cut off and timepoint/event driven) Industry Consortia, WGs Platform for collaboration Venue for assessing progress and future directions Regulatory guidance and precedence Pathways to surrogacy Regulators Academia Generation and interpretation of data Long term collaboration 16

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Back-Up Slides 18

Future Progression of MRD for CLL Indications Harmonization of Testing Technology and Thresholds Follow-up Data Correlating MRD- with PFS, OS Definition of Patient Population Progress Towards: 1) MRD in a CLL indication statement 2) MRD as a surrogate endpoint for PFS and or OS to gain accelerated approval 3) Incorporation of MRD status for treatment decision 19

MURANO Study Design and Endpoints Presented By Peter Hillmen at 2018 ASCO Annual Meeting

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FDA Approved Venetoclax Label April 2016: M13-982 MRD data in approved label 14.2 R/R Chronic Lymphocytic Leukemia/Small Lymphocytic Lymphoma, Monotherapy September 2018: MURANO MRD data added to venetoclax label 14.1 R/R Chronic Lymphocytic Leukemia/Small Lymphocytic Lymphoma, Combination Therapy 23

EMA Approved Venetoclax SmPC MRD in venetoclax label for R/R CLL with 17p deletion or TP53 mutation (Study M13-982) MRD in CLL patients who were previously treated with and failed ibrutinib or idelalisib therapy (Study M14-032) 24

Deep Responses Achieved With 12 Cycles I+V With Undetectable MRD in PB and BM Presented By William Wierda at 2018 ASCO Annual Meeting

CAPTIVATE Study MRD Outcomes 26