Clinical Overview: MRD in CLL. Dr. Matthias Ritgen UKSH, Medizinische Klinik II, Campus Kiel

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Clinical Overview: MRD in CLL Dr. Matthias Ritgen UKSH, Medizinische Klinik II, Campus Kiel m.ritgen@med2.uni-kiel.de

Remission in CLL Clinical criteria (NCI->WHO) Lymphadenopathy Splenomegaly Hepatomegaly Other manifestations Conventional Laboratory criteria WBC, HB, thrombocytes <5000/µl lymphocytes No CLL infiltration of bone marrow

iwcll Remission criteria Parameter CR PR PD SD Lympnodes None 1.5 cm Decrease 50% (from baseline) * Increase 50% from baseline or from response Change of 49% to +49% Liver and/or spleen size Spleen size <13 cm; liver size normal Decrease 50% (from baseline) Increase 50% from baseline or from response Change of 49% to +49% Constitutional symptoms None Any Any Any Circulating lymphocyte count Normal Decrease 50% from baseline Increase 50% over baseline Change of 49% to +49% Platelet count 100 10 9 /L 100 10 9 /L or increase 50% over baseline Decrease of 50% from baseline secondary to CLL Change of 49 to +49% Hemophglobin 11.0 g/dl (untransfused and without erythropoietin) 11 g/dl or increase 50% over baseline Decrease of 2 g/dl from baseline secondary to CLL Increase <11.0 g/dl or <50% over baseline, or decrease <2 g/dl Marrow Normocellular, no CLL cells, no B-lymphoid nodules Presence of CLL cells, or of B-lymphoid nodules, or not done Increase of CLL cells by 50% on successive biopsies No change in marrow infiltrate Hallek et. al. blood 2018

iwcll Remission criteria Parameter CR PR PD SD Lympnodes Liver and/or spleen size None 1.5 cm Spleen size <13 cm; liver size normal Decrease 50% (from baseline) * Decrease 50% (from baseline) Increase 50% from baseline or from response Increase 50% from baseline or from response Change of 49% to +49% Change of 49% to +49% Constitutional symptoms None Any Any Any Circulating lymphocyte count Normal Decrease 50% from baseline Increase 50% over baseline Change of 49% to +49% Platelet count 100 10 9 /L 100 10 9 /L or increase 50% over baseline Decrease of 50% from baseline secondary to CLL Change of 49 to +49% Hemophglobin 11.0 g/dl (untransfused and without erythropoietin) 11 g/dl or increase 50% over baseline Decrease of 2 g/dl from baseline secondary to CLL Increase <11.0 g/dl or <50% over baseline, or decrease <2 g/dl Marrow Normocellular, no CLL cells, no B-lymphoid nodules Presence of CLL cells, or of B-lymphoid nodules, or not done Increase of CLL cells by 50% on successive biopsies No change in marrow infiltrate Hallek et. al. blood 2018

iwcll Remission criteria Parameter CR PR PD SD Lympnodes Liver and/or spleen size None 1.5 cm Spleen size <13 cm; liver size normal Decrease 50% (from baseline) * Decrease 50% (from baseline) Increase 50% from baseline or from response Increase 50% from baseline or from response Change of 49% to +49% Change of 49% to +49% Constitutional symptoms None Any Any Any Circulating lymphocyte count Normal Decrease 50% from baseline Increase 50% over baseline Change of 49% to +49% Platelet count 100 10 9 /L 100 10 9 /L or increase 50% over baseline Decrease of 50% from baseline secondary to CLL Change of 49 to +49% Hemophglobin 11.0 g/dl (untransfused and without erythropoietin) 11 g/dl or increase 50% over baseline Decrease of 2 g/dl from baseline secondary to CLL Increase <11.0 g/dl or <50% over baseline, or decrease <2 g/dl Marrow Normocellular, no CLL cells, no B-lymphoid nodules Presence of CLL cells, or of B-lymphoid nodules, or not done Increase of CLL cells by 50% on successive biopsies No change in marrow infiltrate Hallek et. al. blood 2018

MRD in clinical use? Comparing efficacy of different treatment regimens? Which treatments/which patients to perform MRD? Which material to test? Resistant disease? Correlation with pfs or os? Prognostification of pfs or os? MRD to guide treatment?

The concept of MRD MRD can indicate depth of remission Relative frequency of CLL cells Remission 1 10 1 10 2 10 3 10 4 10 5 10 6 10 7 0 Treatment MRDnegative Time Illustration is conceptual: references contains definitions and descriptions < 10 4 = iwcll definition of MRD-negativity 2 cytolomorphology MRD Still in remission and MRD-negative 1 Böttcher S, et al. Hematol Clin N Am 2013; 27:267 288; 2. Hallek M, et al. Blood 2008; 111:5446 5456; 3. Moreno C, et al. Best Pract Res Clin Haematol 2010; 23:97 107.

MRD kinetics after treatment 0.5 1 10-2 10-4 SCT Tx 12 36 RELAPSE Ritgen ASH 2005

Example of MRD in CLL R/R 2004 ED, 43j, w, no17p, TP53wt, 13q-, IgVH-UM FCR CR MRD+ FCR VGPR BR PR ALLO SCT IBRUTINIB IBRUTINIB ABT199 GA101 nod PD DLI PR FLOT OP SD, NW icr 2004 2010 2013 time

MRD in the CLL8 trial Untreated CLL CIRS 6, CrCl 70ml/min, ECOG PS 0 1 N = 817 Primary endpoint PFS R A N D O M I Z E R F C F C R F C F C R F C F C R F C CR, PR F C R F C F C R F C F C Up to 5 years Clinical staging Interim staging (SD, PD off study) Initial staging for response Final staging for response MRD sampling Baseline Interim Initial Final Follow-up Hallek M, et al. Lancet 2010; 376:1164 1174; Böttcher S, et al. J Clin Oncol 2012; 30:980 988.

Effect of MRD negativity on PFS and OS in CLL8 1.0 0.8 MRD level < 10-4 10-4 to < 10-2 10-2 1.0 0.8 Cumulative Survival 0.6 0.4 Cumulative Survival 0.6 0.4 MRD level < 10-4 10-4 to < 10-2 10-2 0.2 0.2 0.0 0.0 0 6 12 18 24 30 36 42 48 54 60 66 72 78 PFS (months) 0 6 12 18 24 30 36 42 48 54 60 66 72 78 OS (months) MRD negativity shown on this slide was analysed in peripheral blood at final restaging Boettcher S et al. JCO 2012; 30:980-988

MRD and outcome in 1 st line treatment CLL8 study (FCR vs. FC) Böttcher S et al J. Clin. Oncol. 2012

R-Clb, G-Clb in first line CLL (CLL11) Previously untreated CLL with comorbidities Total CIRS score >6 and/or creatinine clearance <70 ml/min Age 18 years N=781 R A N D O M I Z E 2:1:2 GA101 + chlorambucil x 6 cycles Chlorambucil x 6 cycles (control arm) Rituximab + chlorambucil x 6 cycles G-Clb vs. Clb (stage 1a) R-Clb vs. Clb (stage 1b) Primary analysis data cut-off: 07/2012 G-Clb vs. R-Clb (stage 2) Primary analysis data cut-off: 08/2012 GA101: 1000 mg days 1, 8, and 15 cycle 1; day 1 cycles 2 6, every 28 days Rituximab: 375 mg/m 2 day 1 cycle 1, 500 mg/m 2 day 1 cycles 2 6, every 28 days Chlorambucil: 0.5 mg/kg day 1 and day 15 cycle 1 6, every 28 days Patients with progressive disease 13 in the Clb arm were allowed to cross over to G-Clb 34

R-Clb, G-Clb in first line CLL (CLL11) MRD during treatment Stage 2 peripheral blood Negative (32; 7%) Negative (90; 19%) IST Intermediate (156; 34%) EOT Intermediate (132; 28%) CLL11 Positive (271; 59%) Positive/PD/death (252; 53%) p < 0.001 (log-rank) p < 0.001 (log-rank) Langerak & Ritgen blood accepted

MRD in older patients CLL11 Langerak & Ritgen accepted

MRD in conventional (chemo +/- anti-cd20) treated CLL CLL8 CLL10 CLL11 Natalie Dimier et al. Blood 2018;131:955-962

MRD and clinical stage PFS grouped by MRD and clinical response at EOT Median PFS p value (compared to MRD-CRs) MRD- CRs 68.9 mo - MRD+ CRs 44.4 mo p=0.004 MRD- PRs 61.7 mo p=0.227 MRD+ PRs 28.1 mo p<0.001 MRD- PRs vs. MRD+ CRs p=0.047 Mod. Kovacs G et al, ASH 2014,

MRD and clinical stage and manifestations PFS grouped by MRD and clinical response (including MRD- PR subgroups) at EOT Median PFS p value (compared to MRD-CRs) MRD- CRs 68.9 mo - MRD- PRs: with splenom. 72.0 mo p=0.331 with ly. node 38.7 mo p<0.001 with BM 56.8 mo p=0.420 >1 above 51.8 mo p=0.202 MRD+ CRs 44.4 mo p=0.004 MRD+ PRs 28.1 mo p<0.001 Mod. Kovacs G et al, ASH 2014, Oral Abstract Session,

MRD and clinical stage and manifestations PFS grouped by MRD and clinical response (including MRD- PR subgroups) at EOT Median PFS p value (compared to MRD-CRs) MRD- CRs 68.9 mo - MRD- PRs: with splenom. 72.0 mo p=0.331 with ly. node 38.7 mo p<0.001 with BM 56.8 mo p=0.420 >1 above 51.8 mo p=0.202 MRD+ CRs 44.4 mo p=0.004 MRD+ PRs 28.1 mo p<0.001 Mod. Kovacs G et al, ASH 2014, Oral Abstract Session,

MRD in specific clinical situations

CLL individualised treatment? FCR 1stL CLL (MDA) 2016 by American Society of Hematology Philip A. Thompson et al. Blood 2016;127:303-309

CLL individualised treatment? FCR 1stL CLL (MDA) 2016 by American Society of Hematology Philip A. Thompson et al. Blood 2016;127:303-309

CLL individualised treatment? FCR 1stL CLL (MDA) MRDall CR Philip A. Thompson et al. Blood 2016;127:303-309

MRD desireable in 1 st -line? FCR 1 st and 2 nd line, Leeds retrospective analysis Marwan Kwok et al. Blood 2016;128:2770-2773

MRD kinetics after treatment 0.5 1 10-2 10-4 SCT Tx 12 36 RELAPSE Ritgen ASH 2005

MRD kinetics after treatment 0.5 1 10-2 10-4 CLL intrinsic factors (IgHV, genetics, line, ) SCT Tx 12 36 Ritgen ASH 2005

MRD kinetics after treatment 0.5 1 10-2 10-4 Acquired genetic alterations? SCT Tx 12 36 Ritgen ASH 2005

MRD in conventional treatment MRD independent prognostic factor for outcome MRD risk stratification in 3 groups of >1E-1, between 1E-2 and 1E-4 and below 1E-4 MRD risk groups established in slow-go and go-go patients MRD level is related to PFS Risk stratification independent from treatment regimen with or without antibody But not comparable across studies MRD may improve clinical remission criteria Bone marrow probably more appropriate than blood (not shown)

Targeted treatment and MRD

The concept of MRD MRD can indicate depth of remission and predict relapse Relative frequency of CLL cells Remission 1 10 1 10 2 10 3 10 4 10 5 10 6 10 7 0 MRDnegative Time Illustration is conceptual: references contains definitions and descriptions Different compartments? Bone marrow < 10 4 = iwcll MRD Peripheral definition of blood MRD-negativity Lymphoid tissue/spleen 2 Non-lymphoid tissue cytolomorphology Still in remission and MRD-negative 1 Böttcher S, et al. Hematol Clin N Am 2013; 27:267 288; 2. Hallek M, et al. Blood 2008; 111:5446 5456; 3. Moreno C, et al. Best Pract Res Clin Haematol 2010; 23:97 107.

MRD in BTK treatment what is different? Ongoing lymphocytosis Continuous treatment CLL11 G-Clb m pfs RESONATE-2, Byrd JC N. Engl. J. Med. 2013, updated

MRD and BTK directed treatment Ahn IE et al. Blood. 2018

MRD and BTK directed treatment 100 100 80 80 60 60 40 40 20 20 0 neg int pos 0 neg int pos R+Clb G+Clb Ahn IE et al. Blood. 2018 R+Clb G+Clb

34 Bcl2-treatment: MURANO Study Design Relapsed/refractory CLL (N=389) 18 years of age Prior 1 3 lines of therapy, including 1 chemo-containing regimen Prior bendamustine only if DoR 24 months R 1:1 C1D1 VEN 5-week ramp-up Venetoclax 400 mg orally once daily to PD, cessation for toxicity, or max. 2 years from Cycle1 Day1 Rituximab 375 mg/m 2 Day 1, Cycle 1; 500 mg/m 2 Day 1 Cycles 2 6 Stratified by: Del(17p) by local labs Responsiveness to prior therapy* Geographic region Bendamustine 70 mg/m 2 Days 1 and 2 Cycles 1 6 + Rituximab Primary Endpoint Major Secondary Endpoints Key Safety Endpoints Interim Analysis INV-assessed PFS IRC-CR IRC-ORR OS (hierarchical testing) IRC-assessed PFS and MRD-negativity Overall safety profile, focusing on serious adverse events and Grade 3 adverse events Approximately 140 INV-assessed PFS events (75% of total information) NCT02005471 *High-risk CLL any of following features: del(17p) or no response to front-line chemotherapy-containing regimen or relapsed 12 months after chemotherapy or within 24 months after chemoimmunotherapy. John F. Seymour ASH 2017

Murano Trial Response rates (IRC) 100 90 80 70 P<0.0001* 92,3% 72,3% Venetoclax + rituximab (N=194) Bendamustine + rituximab (N=195) 84,0% 68,7% Venetoclax + Rituximab (N=194) Bendamustine + Rituximab (N=195) 60 50 40 30 20 10 0 Overall (CR, CRi, PR, npr) P=0.0814 8,2% 3,6% Complete response (CR/CRi) Partial response (PR/nPR) 7,2% 23,6% Stable disease John F. Seymour ASH 2017

36 Investigator-assessed PFS Superior for VenR vs. BR Among Patients With and Without del(17p) John F. Seymour ASH 2017

37 Investigator-assessed PFS Superior for VenR vs. BR Among Patients With and Without del(17p) John F. Seymour ASH 2017

38 Clinically Meaningful Improvement in Overall Survival for VenR vs. BR Treatment Pts with events (%) 1-year OS (%) 2-year OS (%) VenR (n=194) 15 (7.7) 95.9 91.9 BR (n=195) 27 (13.8) 91.1 86.6 Descriptive p-values Pre-specified boundary, P=0.0001. John F. Seymour ASH 2017

MRD in targeted treatment CLL2-BXX concept CLL2-BXX CLL2-BXX 3 individual phase II trials Bendamustin debuliking followed by consolidation and maintenance phases Ibrutinib + Anti-CD20 Ibrutinib + bcl2 CLL2-BXX Ritgen/Schilhabel unpublished data

Conclusion Clinical significance of MRD risk groups are confirmed in several trials and clinical conditions (R/R, GoGo, SlowGo, genetic risk groups) MRD can be used to compare treatment efficacy MRD may be used as surrogate marker (conventional treatment) Up to now no convincing data on how to guide treatment by MRD BTK-inhibition alone is not able to achieve high rates of MRD negativity but achieves convincing clinical data Role of MRD in BTK-treatment not clear Relevance of MRD in maintenance treatment not proven

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