Current status of Benchmark Dose Modeling for 3-Monochloropropane-1,2-diol (3-MCPD)

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Current status of Benchmark Dose Modeling for 3-Monochloropropane-1,2-diol (3-MCPD) Michael Dourson, PhD, DABT, FATS, FSRA Professor, Risk Science Center (formerly TERA) Department of Environmental Health University of Cincinnati, College of Medicine michael.dourson@uc.edu Independent Non-Profit Science for Public Health Protection

Response What we all do now Extrapolated Observed x IEDI x 0% x ADI SF NOAEL x Dose Independent Non-Profit Science for Public Health Protection LOAEL x x No Observed Adverse Effect Level (NOAEL) Lowest Observed Adverse Effect Level (LOAEL) SF = Safety Factor ADI = Acceptable Daily Intake IEDI = International Estimated Daily Intake 2

Response What we all could do now Extrapolated Observed Confidence Limit x IEDI x 5/10% 0% x ADI SF BMDL NOAEL x BMD Dose Independent Non-Profit Science for Public Health Protection LOAEL x x No Observed Adverse Effect Level (NOAEL) Lowest Observed Adverse Effect Level (LOAEL) Benchmark dose (BMD) Benchmark dose lower limit (BMDL) UF SF = Safety Factor 3

Benchmark Dose (BMD) Biologists need to determine a benchmark response (BMR) of the critical effect. A BMD is a mathematical fitting of toxicology data so that a NOAEL surrogate for the BMR can be selected. Clear advantages and disadvantages exist with BMD Uses responses near the range of observation. Includes a measure of variability in the response. Determines a consistent measure of response. Applies to fewer, more robust, toxicity data sets. Accounts for more dose response of critical effect Casarett and Doull (Sixth Edition) page 94 4

BMD Model Selection Criteria Is the model statistically significantly different than data? If the p-value is < 0.05, then the model fails to fit the data. Models with p-values > 0.1 are desired. Residual: How well does model fit the data at the BMR? Absolute value of 2 or less is acceptable. Visual fit: How well does the model fit the data overall? Do BMDLs depend on model choice? BMD to BMDL ratios of less than 2-fold are considered good. Akaike Information Criterion (AIC): which model is statistically best? Values of 2 or less from each other are considered similar. Overall professional judgment U.S. Environmental Protection Agency, 2012; EFSA, 2016 (bold-printed)

3-Monochloropropane-1,2-diol (3-MCPD) Four groups have used BMD approach to derive a Tolerable Daily Intake (TDI) for 3-MCPD: Abraham et al., 2012: TDI = 2.7 ug/kg Hwang et al., 2009: TDI (equivalent) = 9 ug/kg-day EFSA, 2016: TDI = 0.8 ug/kg Reitjens et al., 2002: TDI = 7 ug/kg All groups included same study---cho et al. (2008)--- and likewise used the incidence of kidney hyperplasia. Reitjens et al. (2002) also included the study of Sunahara et al. (2003) The resulting recommendations differ by 11-fold.

Fraction Affected Figure 1. BMDS LogLogistic (restricted) graph for renal hyperplasia in male rats from Cho et al. (2008). Log-Logistic Model, with BMR of 10% Extra Risk for the BMD and 0.95 Lower Confidence Limit for the BMDL 0.9 Log-Logistic 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 BMDL BMD 0 5 10 15 20 25 30 10:19 07/14 2016 dose

Figure 2. BMDS Gamma (unrestricted) graph for renal hyperplasia in male rats from Cho et al. (2008). Gamma Multi-Hit Model, with BMR of 10% Extra Risk for the BMD and 0.95 Lower Confidence Limit for the BMDL 0.9 Gamma Multi-Hit 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 BMDL BMD 0 5 10 15 20 25 30 10:19 07/14 2016 dose

Figure 3. BMDS Weibull (unrestricted) graph for renal hyperplasia in male rats from Cho et al. (2008). Weibull Model, with BMR of 10% Extra Risk for the BMD and 0.95 Lower Confidence Limit for the BMDL 0.9 Weibull 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 BMDL BMD 0 5 10 15 20 25 30 10:19 07/14 2016 dose

Figure 4. BMDS LogLogistic (unrestricted) graph for renal hyperplasia in male rats from Cho et al. (2008). Log-Logistic Model, with BMR of 10% Extra Risk for the BMD and 0.95 Lower Confidence Limit for the BMDL 0.9 Log-Logistic 0.8 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0 BMDL BMD 0 5 10 15 20 25 30 10:19 07/14 2016 dose

Summary The benchmark dose (BMD) is a simple extension of what is currently done, offering some advantages over NOAEL- LOAEL brackets. BMD cannot be used with all data. BMD approach emphasizes biology first, mathematics second. Five investigating teams have analyzed the data for MCPD and agreed on the critical effect and BMR. An eleven-fold difference in the resulting TDIs is generally driven by choice of BMD model with unrestricted models generally yielding lower values. Independent Non-Profit Science for Public Health Protection 14

Extra Slides 15

Multistage model fitted to pooled-all thyroid tumor data, showing little change in slope between the low and high dose regions. Fraction responding Dourson et al., 2008 Dose (mg/kg-day)

Probit model fitted to pooled-all thyroid tumor data, showing differing slopes between doses Fraction responding Dose (mg/kg-day)

Weighted linear regression on low-dose, pooled data with 95% confidence Multistage Probit Linear 0 0.1 0.2 0.3 0.4 0.5 Dose (mg/kg-day)

Traditional: Uncertainty Factors Uncertainty factors for within human variability, experimental animal to human extrapolation, LOAEL to NOAEL, subchronic to chronic, and lack of certain data. Misconceptions: Studies with small n are not useful. The variability of the human population is large; an uncertainty factor of 10-fold with human data is often not enough. Independent Non-Profit Science for Public Health Protection 19

Factor of 10 Enough? Dourson, M.L., G. Charnley and R. Scheuplein, 2002 20

Factor of 10 Enough? Human NOAEL or BMD a Animal NOAEL or BMD 21

Factor of 10 Enough? 5b. 22

Contemporary: Chemical Specific Adjustment Factor (CSAF) Uncertainty Factor Inter-species Differences Intra-individual Differences Toxico-kinetics AK UF Toxico-dynamics AD UF Toxico-kinetics HK UF Toxico-dynamics HD UF Default: 10 0.6 (4.0) Default: 10 0.4 (2.5) Default: 10 0.5 (3.2) Default: 10 0.5 (3.2) Renwick, 1991 & 1993; Health Canada, 1994; IPCS, 2005; USEPA, 2014 23

Population Cumulative Response Uncertainties to Consider in Noncancer Dose Response Assessment 1 H-human variability A-animal to human L-LOAEL to NOAEL S-subchronic to chronic D-data gap Animal LOAELs Sub-chronic Reproductive UF L Human UF S 0.1 UF H PBPK UF A UF D NOAELs or BMDs RfD Dose Rate (mg/kg-day) 24

Meek et al., 2011 25

3-MCPD & GE GMA Activities www.gmaonline.org 26

Introduction Chemistry 3-MCPD - chloride source (salt, chlorinated water, HCl, etc.) + glycerol or acylglycerides (lipid source) under acidic, high temperature conditions (> 200 C) Glycidol - intramolecular elimination of a fatty acid from diacylglycerides, and to a lesser extent from monoacylglycerides at high temperatures 3-MCPD Glycidol www.gmaonline.org

Recent milestones 2002: JECFA and SCF determine a TDI for 3-MCPD of 2 mcg/kg May 2016: EFSA opinion revises TDI for 3-MCPD to 0.8 mcg/kg June 2016: EU Commission discusses draft limits for 3- MCPD and GE in oils and infant formula November 2016: JECFA risk assessment of 3-MCPD and GE Q1, 2017: Publication of JECFA risk assessment Q3, 2017: Estimated effective date of EU limits www.gmaonline.org

Proposed EU limits Food commodity Vegetable oils for human consumption or use as an ingredient in food Sum of 3-MCPD and esters (mg/kg) Sum of glycidol and esters (mg/kg) 2.0 1.0 Infant formula and follow-on formula (powder) 0.125 0.075 Infant formula and follow-on formula (liquid) 0.015 0.010 Oil suppliers would need to established more stringent specifications for oils used in infant formula 3-MCPD: 0.3 mg/kg* GE: 0.2 mg/kg* *Based on assumption of formula (as-fed) with 5% oil www.gmaonline.org

GMA Initiative: TERA TDI Assessment Objective: Conduct a scientific evaluation of the derivation of the Tolerable Daily Intake (TDI) for 3- MCPD using the benchmark dose (BMD) approach using best scientific practices Expertise: Scientists from Toxicology Excellence for Risk Assessment (TERA) at the University of Cincinnati Output: Information to be shared with relevant trade associations, and risk assessment agencies (e.g. JECFA, US FDA) www.gmaonline.org

Engagement with International Trade Associations (TA) GMA has shared TERA report with Institute of Shortening and Edible Oils, FEDIOL, Food Drink Europe, Food & Consumer Products Canada, Infant Nutrition Council of America Outcome of TA Outreach: TAs provided the TERA report to the EU Commission in advance of the Sept 2016 meeting The Commission informed the trades that they would send the TERA report to EFSA The Commission also informed the trades that they would delay finalizing limits for MCPD until after the JECFA risk assessment is complete www.gmaonline.org

GMA Next step: Publication GMA recognizes the importance of publishing scientific studies to serve as reference for risk assessment TERA is wiling to has recommended publication of a paper describing the utility of the BMD approach in food risk assessment The publication would also include examples of where the BMD could be applied to existing datasets, to provide examples of how this approach would be implemented GMA is currently working with other trade associations, including ISEO and INCA, to create a coalition to financially support the commissioning of this publication www.gmaonline.org