Slide 1. Slide 2 Declaration of Interests. Slide 3. Case study #1. Heart Failure and Sleep Apnoea. 47 year old BMI 32 Treated HBP Type 2 DM

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Slide 1 Heart Failure and Sleep Apnoea Martin R Cowie MD MSc FRCP FRCP (Ed) FESC Professor of Cardiology, Imperial College London m.cowie@imperial.ac.uk @ProfMartinCowie Slide 2 Declaration of Interests Research grants administered by Imperial College London from Bayer, Boston Scientific, Abbott, Medtronic, and ResMed Consultancy and speaker fees from ResMed, Servier, Novartis, Pfizer, Bayer, Medtronic, Boston Scientific, St Jude Medical, Alere, Daiichi-Sankyo, Bristol Myers Squibb, Roche, Amgen, MSD, Respicardia, Sorin Non-Executive Director of the National Institute for Health and Care Excellence (NICE) in England but opinions are my own Slide 3 Case study #1 47 year old BMI 32 Treated HBP Type 2 DM

Airflow Impedance Slide 4 2 Johns MR. A new method of measuring daytime sleepiness: The Epworth Sleepiness Scale. Sleep 14(6):540-545, 1991. 2 3 0 3 0 2 12/24 0 Slide 5 Screening/Diagnosing SDB Slide 6 Case Study #1: Diagnostic PSG (polysomnogram) Flow Flow Abdo Thorax Sa02 Pulse

Slide 7 Q1 What diagnosis would you make?? A. No abnormality? B. Central sleep apnoea? C. Obstructive sleep apnoea? D. Narcolepsy? E. Parkinson s Disease Slide 8 Q1 What diagnosis would you make?? A. No abnormality? B. Central sleep apnoea? C. Obstructive sleep apnoea? D. Narcolepsy? E. Parkinson s Disease Slide 9 Obstructive sleep apnoea (Schwab et al. AJRCCM 1995)

Slide 10 Mechanical Effects of OSA on Heart Function Kasai et al. J Am Coll Cardiol 2011;57:119 27 Inspiration effort with occluded upper airway Negative Intrathoracic Pressure Increased: LV transmural pressure LV afterload RV pre-load RV distension Leftward septum movement during diastole UA = Upper Airway Impaired LV filling Reduced LV pre-load Reduced stroke volume Slide 11 OSA and CV outcome in patients with CVD Marin JM et al. Lancet 2005; 365: 1046 53 Slide 12 What treatment would you recommend?? A. Weight loss? B. Jaw splint? C. Home oxygen concentrator? D. CPAP therapy? E. CPAP therapy and weight loss

Slide 13 What treatment would you recommend?? A. Weight loss? B. Jaw splint? C. Home oxygen concentrator? D. CPAP therapy? E. CPAP therapy and weight loss Slide 14 Meta analysis: CPAP effects on sleepiness (NICE) Slide 15 The Sleep Apnea cardiovascular Endpoints study Inclusion criteria Age 45-75 years Coronary or cerebrovascular disease Moderate-severe OSA ApneaLink, ResMed; 4% oxygen desaturation index, ODI, 12 events/hr 1 Able to use CPAP mask Av. >3hrs/night during 1-week sham-cpap run-in Able and willing to give informed consent 1. Ganter D et al. Respirology 2010;15:952-60 Exclusion criteria Severe sleepiness or risk of fall-asleep accident Epworth sleepiness score >15; fall-asleep or near miss accident last 12 months; or commercial driver Severe oxygen desaturation >10% recording time with SaO 2 <80% Heart Failure NYHA Class III-IV Cheyne Stokes respiration Prior CPAP use Other condition which in opinion of investigator made patient unsuitable McEvoy RD et al. NEJM 2016; 375: 919 31

Slide 16 Recruitment and Management Dec 2008 - Dec 2015 2717 patients from 89 centres in 7 countries International Coordinating Centre Core sleep laboratory Slide 17 Primary endpoint* neutral Hazard ratio (95% CI) 1.10 (0.91-1.32) McEvoy RD et al. NEJM 2016; 375: 919 31 *Death from cardiovascular causes, myocardial infarction, stroke, or hospitalization for unstable angina, heart failure, or transient ischemic attack. Slide 18 Sleepiness, mood, QoL, work and safety CPAP+Usual Care versus Usual Care Improved Epworth sleepiness score (p<0.001) HADS anxiety (p=0.002) and depression (p<0.001) scores SF36 physical (p=0.002 ) and mental (p<0.001) component scores Work days lost because of ill-health (p<0.001) No significant difference Serious adverse events Accidents McEvoy RD et al. NEJM 2016; 375: 919 31

Slide 19 SDB in HF French registry data Damy T et al. Eur J Heart Failure 2012; 24: 1009-19 *Outcome: death or transplant or VAD Slide 20 SDB in HF risk of malignant ventricular arrhythmia Bitter T P et al. Eur Heart J 2011; 32: 61-74 Cut off AHI 15/h Slide 21 ADVENT-HF more evidence to come RCT: NCT 01128816 ASV effect on survival and hospital admission in heart failure LVEF 45%; AHI 15; ESS 10 OSA or CSA Event driven: 540 endpoints death, or first hospitalisation, or onset of new Afib/flutter requiring anticoagulation, or appropriate ICD shock not leading to hospitalisation Lyons et al. Eur J Heart Fail 2017; 19: 579-587

Slide 22 Case study #2 Patient: AS; male Age:78 BMI: 26.4 ESS: 7/24 (no daytime sleepiness) Fatigue Nocturia: 3x Nocturnal dyspnoea HFrEF (EF 21%), NYHA III Recurrent hospitalisations (3 decompensations in the last 12 months despite guideline-based medical therapy) Slide 23 Case study #2 diagnostic PSG Flow Flow Abdo Thorax Sa02 Pulse Slide 24 What diagnosis do you suspect?? A. No abnormality? B. Central sleep apnoea? C. Obstructive sleep apnoea syndrome? D. Narcolepsy

Slide 25 What diagnosis do you suspect?? A. No abnormality? B. Central sleep apnoea? C. Obstructive sleep apnoea syndrome? D. Narcolepsy Slide 26 What treatment would you recommend?? A. Weight loss? B. Ensure medication compliance and optimisation only? C. Home oxygen concentrator? D. CPAP therapy? E. Servo-assisted ventilation (ASV) Slide 27 CANPAP Randomized open label trial at 11 centres Adults aged 18-79 Stable NYHA Class II to IV HF LVEF < 40% CSA: AHI 15 (>50% central rather than obstructive) Bradley, T. et al. N Engl J Med 2005;353:2025-2033 258 patients followed-up for mean of 2 years Age 63 10 yrs, EF 24 8%, AHI 40 16 Trial stopped early on recommendation of DSMB at first interim analysis NEUTRAL result

Slide 28 Building the evidence 2007 Arzt et al. Circulation 2007;115:3173-809. CANPAP post-hoc analysis suggested that CPAP might improve mortality when CSA was controlled (AHI <15/h) in HF patients with CSA and ejection fraction <40% 1 * Unadjusted p=0.043 Slide 29 Using more modern technologies? ASV is more effective than CPAP for treating CSA/CSR 1,2 1. Teschler et al. AJRCCM 2001;164:614-9; 2. Philippe et al. Heart 2006;92:337; 3. Kasai et al. Circ Heart Fail 2010;3:140-8. HF patients comply better with ASV vs CPAP therapy 2,3 Patients prefer ASV over both CPAP and bi-level PAP 1 Slide 30 Building the evidence 2008 onwards Smaller RCTs of ASV treatment in HF patients with CSA/CSR showed: Significant reductions in AHI, NT-pro-BNP levels, urinary catecholamine release, left ventricular dimensions and NYHA class Increases in 6MWD and LVEF ASV treatment of CSA/CSR in HF patients has been associated with reduction in mortality on meta-analysis of small randomized trials 1 Nakamura et al. Clin Res Cardiol 2015;104:208-16.

Slide 31 SERVE HF: Objective Cowie et al. Eur J Heart Fail 2013;15:937-43; Cowie et al. NEJM 2015; 373: 1095-105 To investigate the effects of adding ASV to guideline-based medical management on survival and cardiovascular outcomes in patients with heart failure with reduced ejection fraction (HFrEF) and predominant CSA Slide 32 SERVE-HF design Primary combined endpoint: all cause mortality or life-saving CV intervention or unplanned hospitalisation for worsening HF NYHA Class II IV HF Ischaemic, hypertensive or dilated cardiomyopathy LVEF < 45% Optimal medical therapy (OMT) for 1 month CSA: AHI 15/hr & > 50% central episodes & central AHI 10/hr 91 centres in 11 countries Randomized 1:1 to OMT or OMT + ASV ASV initiated over 2-3 nights inhospital (with check at 2 weeks): starting at EPAP 5 cm H 20 and minimum IPAP 3 cm H 20, maximum IPAP 10 cm H 20 Mask usage monitored Cowie et al. Eur J Heart Fail 2013;15:937-43; Cowie et al. NEJM 2015; 373: 1095-105 Slide 33 8x more events than CANPAP 425 deaths 357 CV deaths 559 pts WHF hosp 20 heart tx 26 VAD

Slide 34 Primary Endpoint: Neutral Time to first event of all-cause death, life-saving cardiovascular intervention, or unplanned hospitalization for worsening chronic HF Cowie et al. NEJM 2015; 373: 1095-105 The incidence of the primary endpoint did not differ significantly between the ASV and control groups (event rates 54.1% and 50.8%, respectively). Because the first and second secondary end points were prespecified to be analyzed hierarchically only if the null hypothesis for the primary end point was rejected, the results of those analyses are considered exploratory; there was however also no significant difference between the two groups for either of these end points. Slide 35 SERVE-HF HR 1.13 NS Cowie et al. NEJM 2015; 373: 1095-105 CV mortality HR 1.34 P=0.006 Cowie et al. NEJM 2015; 373: 1095-105 1325 pts EF 45% NYHA II-IV CSA: AHI 15 all-cause death, life-saving cardiovascular intervention, or unplanned hospitalization for worsening chronic HF 91 centres OMT vs ASV + OMT Eulenburg C et al. Lancet Resp Med 2016; 4: 873-881 CV mortality without previous hospitalisation (or life saving event) 31 months FU Age 70 ± 10 EF 32 ± 8 % AHI 32 ± 13 HR 5.21 [2.11-12.89] after adjustment for ICD and % CSR

Slide 36 Imaging and biomarker sub-study Baseline and 12 month data No between-group differences over 12 months in: LVEF LVEDD/ESD LA size IVRT; E/e ; DT etc RV dimensions or TAPSE Estimated PA pressure BNP hstnt, hstni, ST2, galactin Cystatin C, creatinine, NGAL Hs-CRP, TNF- Eur J Heart Failure 2018; 20: 536 544 Slide 37 ADVENT-HF more evidence to come RCT: NCT 01128816 ASV effect on survival and hospital admission in heart failure LVEF 45%; AHI 15; ESS 10 OSA or CSA Event driven: 540 endpoints death, or first hospitalisation, or onset of new Afib/flutter requiring anticoagulation, or appropriate ICD shock not leading to hospitalisation Lyons et al. Eur J Heart Fail 2017; 19: 579-587 Slide 38 CAT-HF: SDB in acute heart failure O Connor C et al. JACC 2017; 69: 1577-87

CAUTION Investigational device. Limited by Federal (or United States) law to investigational use. Borelli, M, Benini A, Denkewitz, et al. Effects of negative extrathoracic pressure versus positive end-expiratory pressure in acute lung injury patients. Crit Care Med 1998; 26:1025-1031; Abraham WT, Jagielski D, Oldenburg O, et al. Phrenic Nerve Stimulation for the Treatment of Central Sleep Apnea. JCHF 2015; 5:360-369 Ponikowski P, Javaheri S, Michalkiewicz D, et al. Transvenous phrenic nerve stimulation for the treatment of central sleep apnea in heart failure. Eur Heart J 2012;33:889-894. CAUTION Investigational device. Limited by Federal (or United States) law to investigational use. Slide 39 CAT-HF O Connor C et al. JACC 2017; 69: 1577-87 Slide 40 The remedē System Provides TRANSVENOUS IMPLANTED BY UNILATERAL CARDIOLOGISTS experienced STIMULATION of the with implantable devices phrenic nerve Treats patients Generates NEGATIVE AUTOMATICALLY AND PRESSURE which CONTINUOSLY augments cardiac throughout the entire preload without night and requires no decreasing cardiac patient adherence output 40 Slide 41 The remedē System Pivotal Trial ITT patients with PSG data 100 Percent Improvement in AHI 50 Treatment 0-50 Improvement in AHI from Baseline Worsened from Baseline -100 100 N=73 Percent Improvement Control in AHI 50 0-50 Improvement in AHI from Baseline Worsened from Baseline -100 N=61 This slide shows the distribution of changes in AHI by randomized group. As you can see in the control group, with no treatment, over half of the patients demonstrated no change or deteriorated. However, 87% of the treatment group demonstrated an improvement, which ranged from 5.1% to 98%. These are clinically meaningful changes for this respiratory disease. These graphs show the relative benefit of remede vs control beyond the data summarized in the primary endpoint.

Slide 42 Improving HF improves CSA CRT improves CSA LVAD improves CSA CSA OSA No SDB Oldenburg et al. Eur J Heart Fail. 2007;9:820-6 Vazir et al. Int J Cardiol 2010; 138: 317-9 Slide 43 What treatment would you recommend for CSA?? A. Weight loss? B. Ensure medication compliance and optimisation only? C. Home oxygen concentrator? D. CPAP therapy? E. Servo-assisted ventilation (ASV)

Slide 44 What treatment would you recommend for CSA?? A. Weight loss? B. Ensure medication compliance and optimisation only? C. Home oxygen concentrator? D. CPAP therapy? E. Servo-assisted ventilation (ASV) Slide 45 What the guidelines say Yancy CW et al. JACC 2017 doi 10.1016/j.jacc.2017.04.025 Slide 46 What the guidelines say Yancy CW et al. JACC 2017 doi 10.1016/j.jacc.2017.04.025

Slide 47 Take home messages OSA is common in obese, hypertensive, diabetic, CHD patients with no heart failure If daytime sleepiness think OSA - and offer CPAP For HFrEF patients NO randomised trial evidence of improvement in outcome with treating SDB as yet and possibility of harm from treating CSA Little known about HFpEF; Acute HF; or OSA in HFrEF, but Watch this space!