Comment: OCTET does not prove community treatment orders are ineffective

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Comment: OCTET does not prove community treatment orders are ineffective Andy Owen, Loopinder Sood. The Lancet Psychiatry 2 (2015) pp. 373375. The original published article is available from The Lancet Psychiatry The OCTET randomised controlled trial (RCT) 1 of supervised community treatment orders (CTOs) for patients with psychosis found no difference in the primary outcome of readmission to hospital in those with CTOs compared with those receiving section 17 leave under the England and Wales Mental Health Act, which provides similar levels of compulsory supervision and treatment before final discharge from hospital. Despite the authors conclusions that CTOs do not benefit patients, they have continued to be widely used. 2 As a result of legal necessity, OCTET randomised two different types of compulsory treatment, with the expectation that those assigned to section 17 would very quickly be discharged to a voluntary status. However, in practice, patients were often subject to community compulsion and treatment for many weeks with a mean of 45 days (median 8 days). Evidence shows that CTOs might be effective but only over durations longer than 6 months. 3,4 Since an average admission rate of once every 2 years occurred in OCTET recruits, patients might not normally be expected to be readmitted to hospital within the mean CTO duration time of 170 days (median 183 days). As a result, the question is raised as to whether enough time was available to enable any benefits to become apparent. The length of time under compulsion might represent a normal outcome of CTOs, rather than a limitation of the trial itself. 5 However, since 2011, about 4000 new CTOs have been given per year in England and Wales, 6 in which the prevalence of CTOs has been roughly 5000,2 showing an average duration of 14 months (ie, the point prevalence divided by annual incidence). These data suggest that the short duration of CTOs in OCTET might have been related to the mechanics of the trial, rather than an outcome which would be expected in relation to their routine use. Questions have also been raised as to whether the participants in OCTET were those most likely to benefit, partly based on the 20% refusal rate, and partly as a result of the possibility that the recruiting psychiatrists only entered people who they were less sure would need a CTO compared with others who they might have chosen not to put forward for the trial. 7 These issues, although subjective and unprovable, might undermine OCTET s conclusions. To conclude that a trial has proved an intervention does not work, the trial must be adequately powered until completion. OCTET assumed an effect size of 16% and was powered at 84 7% at the start. However, with 24% of people not receiving their assigned intervention or the opposite intervention, we show with a deterministic method, and a Monte Carlo simulation that power fell to 35 2%, which is well below that required to prove no type 2 error is present (appendix). Hence, OCTET has only a 35 2% chance of proving the effectiveness of CTOs, and seven negative OCTET trials would be needed to be 95% certain of a true negative result. So where does this leave the clinician wanting to take an evidencebased approach to deciding whether to use a CTO? The New York RCT 4 was also likely to have been underpowered, as a result of a very high attrition rate. Additionally, the conclusions of the North Carolina study, 3 which was the only other RCT that showed compulsory supervision and treatmentconferred benefits when it was provided for more than 6 months, have been questioned due to methodological concerns. Although evidence for the benefits of CTOs exists from observational studies, results are

inconsistent. 3 As a result, CTOs are in the category of many legal interventions, such as compulsory admission to hospital, that are not disproved but lack robust evidence to prove effectiveness. New or improved evidence from RCTs is unlikely to become available in the foreseeable future and thus, use of available evidence is essential. A more detailed investigation into the perprotocol analysis of days spent in hospital might therefore be justifiable. Although this investigation introduces potential bias, the tendency for intentiontotreat trials to increase the risk of type 2 error has to be balanced. Without adjustment for crossovers, OCTET showed a nonsignificant 13% reduction in nights spent in hospital for people on a CTO compared with those in the section 17 group, when patients who were never discharged were excluded. A per protocol analysis 8 was significant (p=0 035) but the means and standard deviations have never been published. With the assumption of similar standard deviations as the original analysis, we estimated the effect size to be around a 16 25% reduction in admission length. Hence, the perprotocol analysis lends support to the original but underpowered analysis, showing similar effects which are significant and clinically important in size. This analysis does not prove CTOs are effective but provides a useful addition to the existing evidence. We suggest that OCTET cannot claim to have disproved the effectiveness of CTOs. The trial might suggest hospital time for CTOs was reduced but we question the original conclusions and associated calls for a moratorium on their use. 9 *Andy Owen, Loopinder Sood Coventry and Warwickshire NHS Partnership Trust, Stratford Healthcare Building 2, Arden Street, Stratford upon Avon, CV37 6NQ, UK (AO); and Coventry and Warwickshire NHS Partnership Trust, St Michaels Hospital, St Michaels Rd, Warwick, CV34 5QW, UK (LS) andy.owen@covwarkpt.nhs.uk We declare no competing interests. 1 Burns T, Rugkasa J, Molodynski A, et al. Community treatment orders for patients with psychosis (OCTET): a randomised controlled trial. Lancet 2013; 381: 1627 33. 2 Care Quality Commission. Monitoring the Mental Health Act in 2013/14. 2015. http://www.cqc.org.uk/sites/default/files/201502 04_monitoring_the_mha_2013 14_report_web.pdf (accessed Feb 24, 2015). 3 Rugkasa J, Dawson J, Burns T. CTOs: what is the state of the evidence? Soc Psychiatry Psychiatr Epidemiol 2014; 49: 1861 71. 4 Steadman HJ, Gounis K, Dennis D, et al. Assessing the New York City involuntary outpatient commitment pilot program. Psychiatr Serv 2001; 52: 330 36. 5 Molodynski A, Burns T. Author reply: evidence matters (hopefully). Psychiatr Bull 2014; 38: 196 97. 6 Health and Social Care Information Centre. Inpatients formally detained in hospitals under the Mental Health Act 1983, and patients subject to supervised community treatment: annual report, England, 2013/14. http://www.hscic.gov.uk/catalogue/pub15812/inp detmha1983supcomeng1314rep.pdf (accessed Feb 16, 2015). 7 Curtis D. OCTET does not demonstrate a lack of effectiveness for community treatment orders. Psychiatr Bull 2014; 38: 36 9. 8 Burns T, Molodynski A. Community treatment orders: background and implications of the OCTET trial. Psychiatr Bull 2014; 38: 3 5. 9 Dyer C. Community treatment orders have not reduced admissions, study shows. Br Med J 2013; 346: f1993. 10 Wittes J. Sample size calculations for randomized controlled trials. Epidemiol Rev 2002; 24: 39 53.

Appendix: an assessment of power in the OCTET trial by Monte Carlo simulation and by deterministic methods It is possible to determine whether the lack of observed difference found in the trial was significant, by Monte Carlo simulation. The probability of readmission on which OCTET s power calculation was based was 0.32 in the treatment group and 0 48 in the control group. With no crossovers the number of admissions in the control group was obtained by generating 167 uniformly distributed random numbers in the range zero to one. Numbers thus generated which were less than 0 48 were counted as an admission in the control group. Similarly, in the treatment group, any of another set of 166 random numbers less than 0 32 were counted as an admission. To simulate the effect of a certain percent of crossovers, that percent of generated random numbers were counted as an admission if less than the admission probability of the opposite treatment limb. To simulate the effect of subjects who were never discharged the same amount of random numbers were counted as a zero admission whatever their magnitude.

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