Imfinzi demonstrates clinical activity in Stage IV, 1stline non-small cell lung cancer in Phase III MYSTIC trial

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Imfinzi demonstrates clinical activity in Stage IV, 1stline non-small cell lung cancer in Phase III MYSTIC trial The first Phase III data on blood TMB in this setting show an association between high TMB and overall survival benefit with immunotherapy 13 December 2018 AstraZeneca and MedImmune, its global biologics research and development arm, have presented overall survival (OS) and progression-free survival (PFS) data from the Phase III MYSTIC trial at the European Society for Medical Oncology (ESMO) Immuno-Oncology 2018 Congress in Geneva, Switzerland. The MYSTIC trial evaluated Imfinzi (durvalumab) monotherapy and the combination of Imfinzi plus tremelimumab, an anti-ctla4 antibody, versus standard-of-care (SoC) platinumbased chemotherapy in previously-untreated patients with Stage IV (metastatic) non-small cell lung cancer (NSCLC). 1 Results show that Imfinzi monotherapy demonstrated clinical activity with an OS hazard ratio (HR) of 0.76 (97.54% CI 0.564-1.019; nominal p=0.036) in the primary analysis population of patients whose tumours express PD-L1 on 25% or more of their cancer cells, but this result did not meet statistical significance. After two years of follow-up, the OS rate for treatment with Imfinzi monotherapy was 38.3% vs. 22.7% with SoC. This difference was observed despite a group of patients in the SoC arm (39.5%) that received subsequent immunotherapy following chemotherapy treatment. The combination of Imfinzi plus tremelimumab did not meet the PFS or OS primary endpoints. A summary of these data are included below. Summary of primary endpoints Durvalumab OS (primary endpoint) in PD- Number of deaths (%) 108 (66.3%) 128 (79.0%) 0.76 (0.564, 1.019) 1

Durvalumab (97.54% CI) ii,iii p-value ii,iv 0.036 16.3 12.9 (12.2, 20.8) (10.5, 15.0) 24-month OS rate 38.3% 22.7% Durvalumab + tremelimumab OS (primary endpoint) in PD- Number (%) of patients with 113 (69.3%) event 128 (79.0%) (98.77% CI) ii,iii 0.85 (0.611, 1.173) p-value ii,iv 0.202 11.9 12.9 (9.0, 17.7) (10.5, 15.0) 24-month OS rate 35.4% 22.7% PFS (primary endpoint) in PD- Number (%) of patients with 118 (72.4%) event 112 (69.1%) (99.5% CI) ii,iii 1.05 (0.722, 1.534) p-value 0.705 3.9 5.4 (2.8, 5.0) (4.6, 5.8) 12-month PFS rate 25.8% 14.3% i The data cut-off date was 4 October 2018 (OS and safety) and 1 June 2017 (PFS). ii Stratified by histology. 2

iii Confidence interval adjusted for interim analysis. iv Criteria for statistical significance at the final analysis of OS was p-value 0.0246 for durvalumab vs chemotherapy and p-value 0.0123 for durvalumab + tremelimumab vs chemotherapy (using Lan DeMets spending function approximating O Brien Fleming boundary). Exploratory analysis using a novel biomarker A prespecified exploratory analysis of blood tumour mutational burden (btmb) showed that high btmb, defined as 16 mutations per megabase, was associated with better OS in patients treated with Imfinzi monotherapy and the Imfinzi plus tremelimumab combination. In high btmb patients, combination therapy reduced the risk of death by 38% compared to SoC (HR 0.62, CI 0.451-0.855) and the monotherapy arm had an OS HR of 0.80 compared to SoC (CI 0.588-1.077). These preliminary data included 809 samples representing 72.4% of patients. The analysis used a plasma-based TMB score generated from a minimally-invasive diagnostic test from Guardant Health recently granted breakthrough device designation by the US Food and Drug Administration for patients with NSCLC. 2 Additional btmb analyses will be presented at a forthcoming medical meeting. The safety and tolerability profiles for Imfinzi and the Imfinzi plus tremelimumab combination in the MYSTIC trial were consistent with previous experience. Among patients receiving Imfinzi, 40.4% of patients experienced a grade 3 or 4 adverse event (AE) vs. 47.7% with the Imfinzi plus tremelimumab combination and 46.0% with chemotherapy. 5.4% of patients discontinued Imfinzi due to treatment-related AEs vs. 13.2% with the combination and 9.4% on chemotherapy. Imfinzi is approved for unresectable, Stage III NSCLC in more than 40 countries, including the US, EU and Japan, based on the Phase III PACIFIC trial. 3-8 Imfinzi is currently being tested in a range of Phase III trials for Stage IV NSCLC. 8,9 Immuno-oncology Phase III trials in Stage IV, 1st-line NSCLC 8,9 PEARL SoC chemotherapy vs. durvalumab monotherapy NEPTUNE SoC chemotherapy vs. durvalumab + tremelimumab POSEIDON SoC chemotherapy vs. SoC + durvalumab or SoC + durvalumab + tremelimumab References 1. NIH. U.S. National Library of Medicine. Clinical Trials. AstraZeneca. Phase III Open Label First Line Therapy Study of MEDI 4736 (Durvalumab) With or Without Tremelimumab Versus SOC in Non Small-Cell Lung Cancer (NSCLC). (MYSTIC). NCT02453282. (2018) Available at: https://clinicaltrials.gov/ct2/show/nct02453282. Accessed December 2018. 3

2. Guardant Health. Guardant Health Partners with AstraZeneca to Develop Blood-Based Companion Diagnostic Tests for Tagrisso and Imfinzi. Available at: http://investors.guardanthealth.com/press-releases. Accessed December 2018. 3. US Food and Drug Administration. IMFINZI (durvalumab) Prescribing Information. Available at https://www.azpicentral.com/imfinzi/imfinzi.pdf. Accessed December 2018. 4. European Medicines Agency. IMFINZI (durvalumab) SmPC. Available at https://www.ema.europa.eu/documents/product-information/imfizi-epar-product-information_en.pdf. Accessed December 2018. 5. AstraZeneca PLC. Imfinzi approved in Japan for unresectable Stage III non-small cell lung cancer. Available at: https://www.astrazeneca.com/media-centre/press-releases/2018/imfinzi-approved-in-japan-for-unresectable-stageiii-non-small-cell-lung-cancer-02072018.html. Accessed December. 6. MoneyControl. AstraZeneca gets marketing permission for cancer drug in India. Available at: https://www.moneycontrol.com/news/business/astrazeneca-gets-marketing-permission-for-cancer-drug-in-india- 2618931.html. Accessed December 2018. 7. AstraZeneca PLC. First and Only Immuno-Oncology Treatment, Imfinzi (durvalumab), for Stage III, Unresectable Non-Small Cell Lung Cancer Now Approved in Canada. Available at: https://www.astrazeneca.ca/en/media/pressreleases/2018/first-and-only-immuno-oncology-treatment--imfinzi---durvalumab--.html. Accessed December 2018. 8. AstraZeneca PLC. Year-to-date and Q3 2018 results. Available at: https://www.astrazeneca.com/content/dam/az/pdf/2018/q3/year-to- Date_and_Q3_2018_Results_Presentation.pdf. Accessed December 2018. 9. AstraZeneca PLC. Clinical trials appendix Q3 2018 results update. Available at https://www.astrazeneca.com/content/dam/az/pdf/2018/q3/year-to- Date_and_Q3_2018_Clinical_Trials_appendix.pdf. Accessed December 2018. 10. Stewart R, et al. Identification and Characterization of MEDI4736, an Antagonistic Anti PD-L1 Monoclonal Antibody. Cancer ImmunolRes; 2015. Published OnlineFirst May 5, 2015; doi: 10.1158/2326-606. 11. Patel S P and Kurzrock R. PD-L1 Expression as a Predictive Biomarker in Cancer Immunotherapy. MolCancer Ther; 14(4) April 2015:847-856. 12. Haile S et al. Tumor Cell Programmed Death Ligand 1-Mediated T Cell Suppression Is Overcome by Coexpressionof CD80. J Immunol2011; 186: 6822-6829. 13. Haile S et al. Soluble CD80 Restores T Cell Activation and Overcomes Tumor Cell Programmed Death Ligand 1- Mediated Immune Suppression. J Immunol2013; 191: 2829-2836. 14. NIH. National Cancer Institute. NCI Drug Dictionary. Tremelimumab. Available at: https://www.cancer.gov/publications/dictionaries/cancer-drug/def/tremelimumab. Accessed December 2018. 15. World Health Organization. International Association of Cancer Registries. Globocan 2018 Fact Sheet. Available at: http://gco.iarc.fr/today/data/factsheets/populations/900-world-fact-sheets.pdf. Accessed December 2018. 16. LUNGevityFoundation. Types of Lung Cancer. https://lungevity.org/for-patients-caregivers/lung-cancer- 101/types-of-lung-cancer. Accessed December 2018. 17. Ridge C, et al. Epidemiology of Lung Cancer. Semin Intervent Radiol. 2013;30:93-98. 4

18. Global Lung Cancer Coalition. Lung Cancer Facts http://www.lungcancercoalition.org/lung-cancerfacts.html. Accessed December 2018. 19. Szumera-Ciećkiewicz A, et al. EGFR Mutation Testing on Cytological and Histological Samples in Non-Small Cell Lung Cancer: a Polish, Single Institution Study and Systematic Review of European Incidence. Int J Clin Exp Pathol. 2013:6;2800-12. 20. Keedy VL, et al. American Society of Clinical Oncology Provisional Clinical Opinion: Epidermal Growth Factor Receptor (EGFR) Mutation Testing for Patients with Advanced Non-Small-Cell Lung Cancer Considering First-Line EGFR Tyrosine Kinase Inhibitor Therapy. J Clin Oncol. 2011:29;2121-27. 21. Ellison G, et al. EGFR Mutation Testing in Lung Cancer: a Review of Available Methods and Their Use for Analysis of Tumour Tissue and Cytology Samples. J Clin Pathol. 2013:66;79-89. 22. Korpanty G, et al. Biomarkers that currently affect clinical practice in lung cancer: EGFR, ALK, MET, ROS-1, and KRAS. Frontiers in Oncology. 2014(4). 23. Dimberu, P.M., & Leonhardt, R.M. (2011).Cancer Immunotherapy Takes a Multi Faceted Approach to Kick the Immune System into Gear. The Yale Journal of Biology and Medicine, 84(4),371 380. Available at https://www.ncbi.nlm.nih.gov/pmc/articles/pmc3238317/. Accessed December 2018. 5