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AD Award Number: DAMD7---7 TITLE: Development of Artificial Antigen Presenting Cells for Prostate Cancer Immunotherapy PRINCIPAL INVESTIGATOR: Jonathan P. Schneck, M.D., Ph.D. Mathias Oelke, Ph.D. CONTRACTING ORGANIZATION: Johns Hopkins University School of Medicine Baltimore, MD 5 REPORT DATE: May 5 TYPE OF REPORT: Annual PREPARED FOR: U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 7-5 DISTRIBUTION STATEMENT: Approved for Public Release; Distribution Unlimited The views, opinions and/or findings contained in this report are those of the author(s) and should not be construed as an official Department of the Army position, policy or decision unless so designated by other documentation.

REPORT DOCUMENTATION PAGE Form Approved OMB No. 7-88 Public reporting burden for this collection of information is estimated to average hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (7-88), 5 Jefferson Davis Highway, Suite, Arlington, VA -. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS.. REPORT DATE. REPORT TYPE -5-5 Annual. DATES COVERED May Apr 5. TITLE AND SUBTITLE 5a. CONTRACT NUMBER Development of Artificial Antigen Presenting Cells for Prostate Cancer Immunotherapy 6. AUTHOR(S) Jonathan P. Schneck, M.D., Ph.D. Mathias Oelke, Ph.D. 5b. GRANT NUMBER DAMD7---7 5c. PROGRAM ELEMENT NUMBER 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) 8. PERFORMING ORGANIZATION REPORT NUMBER Johns Hopkins University School of Medicine Baltimore, MD 5 9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES). SPONSOR/MONITOR S ACRONYM(S) U.S. Army Medical Research and Materiel Command Fort Detrick, Maryland 7-5. SPONSOR/MONITOR S REPORT NUMBER(S). DISTRIBUTION / AVAILABILITY STATEMENT Approved for Public Release; Distribution Unlimited. SUPPLEMENTARY NOTES Original contains colored plates: ALL DTIC reproductions will be in black and white.. ABSTRACT A major goal in cancer immunotherapy is to generate an effective anti-tumor immune response. Adoptive immunotherapy involvesstimulation of tumor-specific T cells, ex vivo (outside the body), followed by transfer of expanded numbers of activated T cells back intopatients. While adoptive immunotherapy holds promise as a treatment for cancer, development of adoptive immunotherapy has beenimpeded by the lack of a reproducible and economically viable method for generating therapeutic numbers of antigen-specific CTL. Thework proposed in this application will enable advances in adoptive immunotherapy. Most prostate cancers express prostate specificmolecules. These molecules, including PSA and PMSA, can serve as potential targets for immune-based treatments. Studies on immunerecognition of these molecules have already identified potential target regions within these proteins and are the basis of a variety ofdifferent experimental immunotherapies for treatment of prostate cancer. In this study we propose to study the ability to use HLA-Ig basedaapc as a viable method for induction, expansion and activation of prostate specific T cells for immunotherapy for prostate cancer. Thesestudies will serve as precursor ones for induction and expansion of prostate specific CTL from patients with disease for initiation ofadoptive immunotherapy phase I clinical studies. 5. SUBJECT TERMS Prostate Cancer 6. SECURITY CLASSIFICATION OF: 8. NUMBER OF PAGES a. REPORT U b. ABSTRACT U c. THIS PAGE U UU 9a. NAME OF RESPONSIBLE PERSON USAMRMC 9b. TELEPHONE NUMBER (include area code) Standard Form 98 (Rev. 8-98) Prescribed by ANSI Std. Z9.8

Table of Contents Cover SF 98.. Table of Contents. Introduction.... Body.5 Key Research Accomplishments. 9 Reportable Outcomes. Conclusions..9 References Appendices

Introduction: Since the last report our focus has been on induction of anti-psa-a and PSA- prostate-specific CTL. Previously we have development the animal model, as described in the original Specific Aim #, to test the in vivo efficacy of aapc induced prostate cancer specific CTL. Once we growth of anti-psa-a and PSA- prostate-specific CTL in place we will be able to test their in vivo efficacy as described in Specific Aim #. Background: An Overview of Adoptive Immunotherapy A major goal in the field of immunotherapy is to generate an effective cellmediated anti-tumor immune response. Adoptive immunotherapy involves induction and expansion of antigen-specific T cells, ex vivo, followed by transfer of autologous antigenspecific T cells back into patients. It has been demonstrated in both animal and human models that ex vivo expanded MHC Class I-restricted + cytotoxic T-lymphocytes (CTL) are able to kill virusinfected cells and tumor cells. While antigen-specific, antiviral CTL were first evaluated in humans by investigators at the Fred Hutchinson Cancer Research Institute [, ] who administered ex vivo expanded cytomegalovirus (CMV)-specific CTL clones as prophylaxis for CMV disease, Rosenberg s group [] at the National Cancer Institute was first to successfully expand autologous tumor-specific T cells, referred to as tumorinfiltrating lymphocytes (TIL), ex vivo, and re-infuse them into melanoma patients together with IL- to help maintain both numbers and function of the re-infused cells. In a modest percentage of responding patients, they were able to show that re-infused TIL had trafficked back to tumor sites and directly induced tumor shrinkage, in vivo. Recent work has shown that adoptive transfer, in patients with metastatic melanoma, following a non-myeloablative conditioning regimen resulted in regression of the patients' metastatic melanoma as well as the onset of autoimmune melanocyte destruction []. More recent studies also show that adoptively transferred CTL can survive in patients with metastatic melanoma and track to the site of the tumor [5]. All these studies highlight the importance of exploring adoptive immunotherapy as a promising means to generate an effective cell-mediated anti-tumor/viral immune response for expanded clinical evaluation. The development of an artificial Antigen-Presenting Cell (aapc) has opened the gateway for ex vivo stimulation and expansion of tumor-specific T cells to clinically relevant numbers. Initially, June and colleagues developed approaches for non-specific expansion of CTL derived either from TIL-cultures or -based sorting for enrichment of antigen-specific CTL. By coupling beads to anti-cd and anti- mabs, they have been able to expand CD+ T cells. However, this non-specific system is limited in two ways. First, such anti-cd/anti- beads failed to support long-term growth of + CTL, even when T cell growth factor (e.g. IL-) was added. Second, it was not possible to maintain the antigen-specificity during expansion [6, 7], both significant requirements for induction and expansion of tumor-specific T cells to clinically relevant quantities. Our preliminary data demonstrate that an artificial Antigen Presenting Cell (aapc), made by coupling HLA A-Ig and anti- to beads, can

reliably induce and expand antigen-specific CTL from healthy donors. This approach promises to be a facile, cost-effective, and excellent alternative to the more time consuming and expensive dendritic cell based expansion. In our preliminary data, which supported funding of the grant, we showed that this approach can be used to expand multiple clinically relevant CTL populations including CTL specific for CMV or for melanoma antigens. In the current application we proposed to demonstrate functional efficacy of HLA-Ig complexes conjugated to beads as artificial Antigen Presenting Cells (aapc) for inducing and expanding anti-psa-a and PSA- prostate-specific CTL. The specific aims are to ) optimize aapc structure and duration of stimulation, and ) analyze the in vivo function of aapc-induced CTL. Body: For evaluating the efficacy of HLA-A-Ig based artificial Antigen Presenting Complexes (aapc) approach for treatment of prostate, we proposed to study in vitro expansion of CTL from blood and looked at the response to several candidate antigens. We initially focused on our goals, as identified in the Specific Aims of the application, on induction of anti-psa-a and PSA- prostate-specific CTL. Schematic for Induction and Expansion of peptide-specific CTL using aapc HLA-A + Donor -Seperation with Auto MACS PBMC + autolog. Serum Restimulation with aapc once a week Peptide specific CTL Cytokine-/Cytotoxicassay Dimer/Tetramer staining aapc + T-cells were isolated from healthy donors and co-cultured with aapc as described in the schematic above for a - week period. PBMCs were obtained from healthy donors by Ficoll centrifugation and separated for + t-cells. After separation + T-cells were cocultured with peptide pulsed aapcs and harvested after one week. The old beads were removed; cells were counted and restimulated in 96 well plates with fresh aapc. This procedure was normally performed until cell number was reduced to less than 5x 5 cells. We performed the stimulation as shown in the schematic for 8 donors with PSA- A and PSA- peptide pulsed aapc. As a positive control we additionally pulsed aapc with Mart- peptide. After weeks no specific CTL could be seen for the experimental 5

peptides whereas the culture co-incubated with the Mart- pulsed aapc showed specific cells in a stain after weeks. Further investigation was restricted by the limited CTL number obtained in the aapc stimulated culture. Since the approach did not work with the current aapc formulation, we have started to develop second generation aapc formulations as proposed in the original application. B7- () and B7-(6) on dendritic cells are the natural ligands to on T-cells. In our first generation of aapc beads, we used beads loaded with the chimeric fusion protein along with an anti- antibody to co-activate T-cells. We postulated that the natural ligand might have a higher activation activity than the antibody against. Therefore we created a new generation of beads coated with B7-, B7- or B7-/ as a co-stimulatory molecule instead of the anti- antibody. Three different types of beads were generated as described below and shown schematically: Bead with HLA A-IgG-dimer +B7--IgG Bead with HLA A-IgG dimer +B7- IgG Bead with HLA A-IgG-dimer +B7-IgG and B7- IgG 6

magnetic bead + + aapc HLA-A-IgG dimer magnetic bead + + aapc HLA-A-IgG dimer magnetic bead + + + aapc To further enhance the activation that might be very small because the antigens are known to be weak antigens IL- was added to the cultures in a concentration of U/ml of culture medium. To investigate this new system we compared the stimulation of the new beads with the one of the beads loaded with the AB in the Mart- system. Mart- is a relatively strong antigen and was shown in a recent paper of our group to work well for induction of functional CTL. We found that for out of donors the response to the stimulation was much stronger for the B7- coated bead than for the anti- coated one regarding specificity in staining (see figure below). A much higher proliferation was also found for the stimulation with the B7- bead for the one donor with the higher specificity with the anti- loaded aapc stimulated cells (see below). 7

B7- based aapc stimulate a higher percent antigen-specific CTL than anti- based aapc CD 8 B7- B7- B7-/ Control.5%.%.%.8%.%.%.%.% staining.6% 86.58%.9%86.%.7% 86.9% 9.9% 9.9% Mart- staining.9%.67% 8.% 6.7%.59% 6.56%.% 6.8%.9%.5%.9% 7.68%.68% 5.97%.7% 56.8% nd Generation B7./HLA A-Ig based aapc expand antigen-specific CTL better than anti- aapc Drew Cell Count (x ) 8 6 5 6 Weeks cd8 B7- B7- B7-& Given that the anti- loaded beads were made from a different batch of HLA A-Ig dimer than the B7-, B7- and B7-/ aapc, we made new beads with one batch of HLA-A-Ig dimer to explore the effects of co-stimulation. Three new beads were 8

made: One was loaded with the HLA A-IgG dimer and the anti- antibody, one with the HLA A-IgG dimer and the B7--Ig and one with the HLA A-IgG dimer and an IgGa isotype spacer molecule. All the HLA A-IgG dimer molecules came from the same sample and the co-stimulatory/spacer molecules were added in an equal molar weight ratio. We are currently testing the new batches of beads on expansion of Mart- specific cells and form there will test their ability to support expansion of anti-psa-a and PSA- prostate-specific CTL. Bulleted List of Key Accomplishments: ) Development of two model in vivo prostate tumor growth in SCID mice a. Using LNCaP cells b. PC- ) Obtained IRB approvals ) Obtained material for starting work with human blood products including various different accessory molecules detailed in Specific Aim #. ) Tested several different donors for expansion of anti-psa-a and anti-psa specific CTL. None of the donors showed expansion of specific CTL. 5) Prepared new chimeric proteins for second generation aapc based on B7. and B7. mediated stimulation. 6) Tested second generation aapc in systems for expansion of Mart- specific CTL from multiple donors. Summary: We have highlighted studies that demonstrate the importance of exploring adoptive immunotherapy as a logical method for treatment of prostate cancer. As discussed, the ability to produce clinically relevant amounts of antigen specific T-cells for adoptive transfer has been limited. Our method represents a novel approach, whereby the generation and expansion of antigen-specific CTL starting from low precursor frequency to significant amounts is facile and cost effective. Furthermore, the enhanced stimulatory capacity and specificity of the dimeric peptide-hla-ig constructs, when formulated with co-stimulatory molecules will provide a platform for a straightforward and reproducible cell culture process resulting in CTL activation and expansion useful for therapeutic applications. To summarize, the proposed experiments will continue to compare aapcmediated and DC-mediated T cell induction, expansion and differentiation of antigenspecific CTL. In this application, we proposed to evaluate varying parameters essential to optimize aapc function. These include altering the ratios of signal to signal and the types of signal on the aapc. After establishing the use of these new beads for expanding Mart-specific CTL, we will then look at the ability of the second generation aapc to expand prostate-specific CTL. These results will permit us to move effectively into evaluation of the in vivo efficacy of aapc-expanded prostate-specific CTL. 9

References:. Riddell, S.R., et al., Selective reconstitution of + cytotoxic T lymphocyte responses in immunodeficient bone marrow transplant recipients by the adoptive transfer of T cell clones. Bone Marrow Transplant, 99. Suppl : p. S78-8.. Walter, E.A., et al., Reconstitution of cellular immunity against cytomegalovirus in recipients of allogeneic bone marrow by transfer of T-cell clones from the donor. N Engl J Med, 995. (6): p. 8-.. Rosenberg, S.A., et al., Use of tumor-infiltrating lymphocytes and interleukin- in the immunotherapy of patients with metastatic melanoma. A preliminary report. N Engl J Med, 988. 9(5): p. 676-8.. Dudley, M.E., et al., Cancer regression and autoimmunity in patients after clonal repopulation with antitumor lymphocytes. Science,. 98(559): p. 85-. 5. Meidenbauer, N., et al., Survival and tumor localization of adoptively transferred melan-a-specific T cells in melanoma patients. J Immunol,. 7(): p. 6-9. 6. Levine, B.L., et al., Large-scale production of CD+ T cells from HIV--infected donors after CD/ costimulation. J Hematother, 998. 7(5): p. 7-8. 7. Oelke, M., et al., Ex vivo induction and expansion of antigen-specific cytotoxic T cells by HLA-Ig-coated artificial antigen-presenting cells. Nat Med,. 9(5): p. 69-.