SOLVE-TAV. Holger Thiele, MD on behalf of the SOLVE-TAVI Investigators

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SOLVE-TAV A 2x2 Randomized Trial of Self-Expandable vs Balloon-Expandable Valves and General vs Local Anesthesia in Patients Undergoing Transcatheter Aortic Valve Implantation Holger Thiele, MD on behalf of the SOLVE-TAVI Investigators

Disclosure Statement of Financial Interest I, Holger Thiele DO NOT have a financial interest/arrangement or affiliation with one or more organizations that could be perceived as a real or apparent conflict of interest in the context of the subject of this presentation.

Background I Abdel-Wahab et al. JAMA 2014;311:1503-1514 Feldman et al. JAMA. 2018;319:27-37 - TAVR is developing as standard strategy for symptomatic patients with severe aortic stenosis at high to intermediate risk. - TAVR device design led to relevant technical and clinical improvements (e.g. pacemaker rates, paravalvular leakage, vascular complications). - There is limited evidence for direct valve comparisons (CHOICE, REPRISE III) in particular for latest generation valve designs.

Background II Anesthesia Strategy - In clinical routine TAVR is performed in 50% using general or local anesthesia with conscious sedation. - Registry data suggest a) lower mortality b) lower morbidity c) shorter ICU and hospital stay d) shorter procedure times with local anesthesia. - There is a lack of adequately powered randomized trials. Villablanca et al. Catheter Cardiovasc Interv. 2017;1 13

SOLVE-TAVI Program Symptomatic Aortic Stenosis with TAVR Indication 1:1 CoreValve Evolut R Valve Strategy Edwards Sapien 3 1:1 Local Anesthesia Anesthesia Strategy General Anesthesia

Hypotheses I) Self-expanding CoreValve Evolut R is equivalent to balloon-expandable Sapien 3 (Edwards) valve II) Local anesthesia with conscious sedation is equivalent to general anesthesia in symptomatic aortic stenosis patients undergoing transfemoral TAVR.

SOLVE-TAVI Trial Investigator-initiated German multicenter trial; 1:1 randomization Bremen Kiel Rostock Lübeck Giessen Berlin Leipzig PI: Holger Thiele Study Coordination: Suzanne de Waha-Thiele University Heart Center Lübeck: Thomas Kurz, Roza Meyer-Saraei Ingo Eitel, Matthias Heringlake Klinikum Links der Weser Bremen: Rainer Hambrecht, Harm Wienbergen Heart Center Leipzig: Hans-Josef Feistritzer, Steffen Desch Marcus Sandri, Mohamed Abdel-Wahab David Holzhey, Michael Borger Yvonne Rückert, Jörg Ender University of Giessen: Holger Nef, Oliver Dörr Charité Berlin: Alexander Lauten, Sascha Treskatsch University of Rostock: Hüseyin Ince, Mohamed Sherif University Schleswig-Holstein, Campus Kiel: Norbert Frey, Derk Frank Funding: CROs:

Study Flow Chart - Valve Strategy 447 randomized 225 randomized to Evolut R 4 withdrawal of informed consent 1 death prior to TAVI procedure 1 medical treatment (no aortic stenosis) 219 undergoing TAVI procedure 216 Evolut R as allocated 1 cross-over Sapien 3 1 conventional AVR 1 balloon valvuloplasty only 219 eligible for 30-day follow-up 2 missing data for primary endpoint Allocation Intervention Follow-up 222 randomized to Sapien 3 2 withdrawal of informed consent 1 death prior to TAVI procedure 219 undergoing TAVI procedure 218 Sapien 3 as allocated 1 cross-over Corevalve Evolut R 219 eligible for 30-day follow-up 1 withdrawal of informed consent 3 missing data for primary endpoint Primary endpoint analysis 217 primary endpoint analysis 215 primary endpoint analysis

Baseline Characteristics Valve Strategy Characteristic Evolut R (n=219) Sapien 3 (n=219) Age (years); mean ±SD 81.7 ± 5.3 81.5 ± 5.7 Male sex; n/total (%) 105/219 (47.9) 109/219 (49.8) Risk scores STS score (%); mean ±SD 7.7 ± 7.2 7.6 ± 7.4 Log. EuroScore I (%), mean ±SD 18.4 ± 12.1 18.3 ± 13.1 EuroScore II (%), mean ±SD 6.1 ± 5.5 5.4 ± 4.9 Frailty; n/total (%) 93/216 (43.1) 80/217 (36.9) Peripheral arterial disease; n/total (%) 28/219 (12.8) 27/219 (12.3) Prior myocardial infarction; n/total (%) Prior PCI; n/total (%) Prior CABG; n/total (%) Atrial fibrillation; n/total (%) Pacemaker/ICD; n/total (%) 19/219 (8.7) 84/219 (38.4) 26/219 (11.9) 103/219 (47.0) 24/218 (11.0) 22/219 (10.1) 79/219 (36.1) 18/219 (8.2) 93/219 (42.5) 23/219 (10.5) Prior stroke; n/total (%) 25/219 (11.4) 26/218 (11.9) Renal insufficiency; n/total (%) 177/216 (81.9) 184/214 (86.0) Pulmonary hypertension; n/total (%) 106/216 (49.1) 105/218 (48.2) COPD; n/total (%) 30/219 (13.7) 29/217 (13.4) Cardiovascular risk factors Diabetes; n/total (%) Arterial hypertension; n/total (%) HLP; n/total (%) Current smoking; n/total (%) 79/218 (36.2) 193/219 (88.1) 118/218 (54.1) 8/218 (3.7) 68/219 (31.1) 204/219 (93.2) 80/217 (36.9) 10/219 (4.6)

Primary Endpoint Valve Strategy All-cause mortality, stroke, moderate or severe prosthetic valve regurgitation, permanent pacemaker implantation at 30 days 50 40 Rate difference -1.14 90%CI -8.15 5.87 P equivalence =0.02 P superiority =0.83 % 30 20 27.2% 26.1% 10 0 Evolut R Sapien 3

Endpoints Valve Strategy Individual components primary endpoint 50 40 Evolut R Sapien 3 % 30 20 10 0 P equivalence <0.001 P superiority =0.77 2.8% 2.3% P equivalence =0.003 P superiority =0.01 0.5% 4.7% P equivalence <0.001 P superiority >0.99 1.9% Moderate/severe valve regurgitation Mortality Mortality Stroke Valve Stroke regurgitation 1.4% P equivalence =0.06 P superiority =0.34 22.9% 19.0% Pacemaker implantation Pacemaker implantation

Study Flow Chart - Anesthesia Strategy 447 randomized 222 randomized to local anesthesia 3 withdrawal of informed consent 1 death prior to TAVI procedure 218 undergoing TAVI procedure 217 local anesthesia 13 bailout general anesthesia 1 elective cross over general anesthesia 218 eligible for 30-day follow-up 1 withdrawal of informed consent 2 missing data for primary endpoint Allocation Intervention Follow-up 225 randomized to general anesthesia 3 withdrawal of informed consent 1 death prior to TAVI procedure 1 medical treatment (no aortic stenosis) 220 undergoing TAVI procedure 219 general anesthesia 1 elective cross-over to local anesthesia 220 eligible for 30-day follow-up Primary endpoint analysis 215 primary endpoint analysis 220 primary endpoint analysis

Baseline Characteristics Anesthesia Strategy Characteristic Local Anesthesia (n=218) General Anesthesia (n=220) Age (years); mean ±SD 81.8 ± 5.3 81.4 ± 5.7 Male sex; n/total (%) 107/218 (49.1) 107/220 (48.6) Risk scores STS score (%); mean ±SD 6.9 ± 6.2 8.3 ± 8.2 Log. EuroScore I (%), mean ±SD 17.8 ± 12.6 18.9 ± 12.5 EuroScore II (%), mean ±SD 5.5 ± 4.8 6.0 ± 5.6 Frailty; n/total (%) 91/214 (42.5) 82/219 (37.4) Peripheral arterial disease; n/total (%) 29/218 (13.3) 26/220 (11.8) Prior myocardial infarction; n/total (%) Prior PCI; n/total (%) Prior CABG; n/total (%) Atrial fibrillation; n/total (%) Pacemaker/ICD; n/total (%) 24/218 (11.0) 92/218 (42.2) 22/218 (10.1) 98/218 (45.0) 13/218 (6.0) 17/220 (7.7) 71/220 (32.3) 22/220 (10.0) 98/220 (44.6) 20/220 (9.1) Prior stroke; n/total (%) 24/217 (11.1) 27/220 (12.3) Renal insufficiency; n/total (%) 179/213 (84.0) 182/217 (83.9) Pulmonary hypertension; n/total (%) 100/216 (46.3) 111/218 (50.9) COPD; n/total (%) 27/216 (12.5) 32/220 (14.6) Cardiovascular risk factors Diabetes; n/total (%) Arterial hypertension; n/total (%) HLP; n/total (%) Current smoking; n/total (%) 70/218 (32.1) 199/218 (91.3) 92/216 (42.6) 9/218 (4.1) 77/219 (35.2) 198/220 (90.0) 88/219 (40.2) 9/219 (4.1)

Primary Endpoint Anesthesia Strategy All-cause mortality, stroke, myocardial infarction, infection requiring antibiotic treatment, acute kidney injury at 30 days 50 40 Rate difference -1.52 90%CI -8.47 5.42 P equivalence =0.02 P superiority =0.74 30 27.0% 25.5% % 20 10 0 Local anesthesia General anesthesia

Endpoints Anesthesia Strategy Individual components primary endpoint 50 40 Local anesthesia General anesthesia 30 P equivalence =0.005 P superiority >0.99 % 20 10 0 P equivalence <0.001 P superiority =0.77 2.8% Mortality P equivalence =0.002 P superiority >0.99 2.3% 2.4% 2.8% Stroke P equivalence <0.001 P superiority >0.99 Mortality Stroke Myocardial infarction 0.5% 0.5% Myocardial infarction 21.0% 21.0% Infection requiring requrning antibiotics P equivalence <0.001 P superiority >0.99 8.9% 9.2% Acute kidney kidney injury injury

Summary and Conclusions I In patients with symptomatic aortic stenosis undergoing transfemoral TAVR the self-expanding Corevalve Evolut R valve is equivalent to the balloon-expandable Edwards Sapien 3 with respect to the composite of all-cause mortality, stroke, moderate or severe prosthetic valve regurgitation, and permanent pacemaker implantation at 30 days. The rate of relevant valve regurgitation was low whereas permanent pacemaker rates are still relatively high. There may be a higher stroke rate with the balloon-expandable valve.

Summary and Conclusions II Local anesthesia with conscious sedation is equivalent to general anesthesia with respect to the composite of all-cause mortality, stroke, myocardial infarction, infection requiring antibiotic treatment, and acute kidney injury. General anesthesia is associated with a higher rate of catecholamine use but does not affect procedure times, valverelated outcome, or clinical outcome.

Acknowledgement and Thank You SOLVE-TAVI Patients and Investigators Steering Committee Holger Thiele, MD (Chair) Steffen Desch, MD Suzanne de Waha-Thiele, MD Thomas Kurz, MD Holger Nef, MD Rainer Hambrecht, MD Norbert Frey, MD Alexander Lauten, MD Hüseyin Ince, MD Michael Borger, MD David Holzhey, MD Matthias Heringlake, MD Jörg Ender, MD DSMB Gerhard Schuler, MD Steffen Schneider, PhD Bernd Böttiger, MD Funding German Heart Research Foundation Echo Core lab Heart Center Leipzig:: Georg Stachel, MD Suzanne de Waha-Thiele, MD CRO Leipzig Heart Institute: Yvonne Rückert Anne-Kathrin Funkat, PhD Ina Wagner IMBS Lübeck Inke König, PhD Reinhard Vonthein, PhD Jördis Stolpmann ZKS Lübeck: Arne Schreiber, PhD Alicia Illen