Childhood Cancer Survivor Study Analysis Concept Proposal. Title: Analysis of Late Mortality by Treatment Era.

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Childhood Cancer Survivor Study Analysis Concept Proposal Title: Analysis of Late Mortality by Treatment Era Working Group & Investigators: Greg Armstrong Todd Gibson Ann Mertens Wendy Leisenring YutakaYasui Qi Liu Marilyn Stovall Melissa Hudson Kevin Oeffinger Smita Bhatia Kevin Krull Paul Nathan Joe Neglia Dan Green Les Robison Epidemiology and Biostatistics Working Group greg.armstrong@stjude.org todd.gibson@stjude.org ann.mertens@choa.org wleisenr@fhcrc.org yutaka.yasui@ualberta.ca qliu@phs.med.ualberta.ca mstovall@mdanderson.org Melissa.hudson@stjude.org oeffingk@mskcc.org sbhatia@coh.org kevin.krull@stjude.org paul.nathan@sickkids.ca jneglia@umn.edu Daniel.green@stjude.org les.robision@stjude.org Background & Rationale: Improvements in therapies for childhood cancer over the last four decades have resulted in significant increases in 5-year survival rates for most malignancies. The 5-year overall relative survival rate is now over 80%. 1 However, long-term survivors of childhood cancer are also at risk of late (>5 years from diagnosis) mortality. 2-8 During more recent decades, risk-stratification of therapeutic intensity has guided primary therapy. In general, primary therapeutic regimens have been intensified for patients with poor prognoses (high risk groups) in an attempt to reduce recurrence or progression of primary disease and, thus, improve five-year overall survival and event free survival. Likewise, among patients identified as having a good prognosis (low risk groups), efforts have been directed toward reduction in intensity to prevent long-term morbidity and mortality from treatment toxicity while maintaining excellent five-year overall and event free survival. While detailed assessments of late mortality (>5 years from diagnosis) have been performed in selected cohorts of 5-year survivors, few have had survivors diagnosed and treated across a time span sufficiently broad to determine whether late mortality has improved among survivors of childhood cancer treated during more recent eras. 3-5 Therefore, in a recent analysis of SEER data among 26,643 five-year survivors of childhood cancer, we assessed temporal trends in causespecific late mortality. 9 We identified that all-cause late mortality has improved in more recent treatment eras largely attributable to reduced mortality from recurrence/progression of the primary childhood malignancy. Thus, it was clear across the entirety of this SEER study population, and within most diagnostic subgroups, that intensification of therapy across this time 1

period, previously established to improve five-year survival, also resulted in durable, long-term remissions (long-term survival). However, what was not clear in this previous analysis was whether nonrecurrence/nonexternal cause late mortality (i.e. late mortality attributable to health conditions other than progression of primary disease, such as death due to subsequent neoplasms, cardiac conditions and other medical conditions that are common therapeutic late effects) is reduced in more recent time periods. In our SEER analysis, there was no significant reduction in cumulative mortality attributable to nonrecurrence/nonexternal cause mortality (i.e. treatment related health conditions). However, multivariable analysis controlling for demographic characteristics suggested that there was a trend toward reduction in risk for nonrecurrence/nonexternal cause mortality (1974-80 HR 1.0; 1981-87 HR 0.87; 1988-94 HR 0.76; 1995-2000 HR 0.67; p for trend=0.007) across the entire population. It is clear that reducing therapy to low-risk patients will reduce risk for certain specific late effects. However, it still remains unknown, whether the sum total of these efforts on a population level has ultimately reduced risk for late mortality attributable to late effects. In short, it is unknown whether our reductions in therapy have improved the life of survivors by extending their lifespan. While the previous SEER analysis was able to assess temporal trends in mortality it lacked specific treatment information needed to truly assess whether changes (reduction) in therapeutic intensity have improved late mortality. The CCSS cohort, with the addition of the expansion population, now includes over 35,000 eligible survivors across thirty years of diagnostic time (1970-1999) and detailed abstraction of both radiation and chemotherapeutic exposure can be utilized to fill this gap in knowledge. Fundamental changes in therapy across this period included reduction in dose and eventual elimination of prophylactic cranial RT in treatment of ALL, reduction and in some cases elimination of RT for treatment of Hodgkin lymphoma, and reduction in radiation and anthracycline exposure for treatment of Wilms tumor, among others. Many of these therapeutic reductions were to reduce risk for subsequent neoplasms and cardiotoxicity, the most common causes of treatment-related late mortality. Completion of this analysis will allow us to understand whether these fundamental changes in treatment ultimately improved the long-term survival of children with cancer. Specific Aims & Hypotheses: 1) To compare cumulative mortality (all cause and cause-specific) and standardized risk of mortality (all cause and cause-specific) by treatment era. 2) To evaluate temporal patterns in mortality (all cause and cause-specific) according to treatment exposure (modality specific and intensity of exposure) Hypotheses: 2

-Cumulative mortality rates will be lower in more recent treatment eras, largely attributable to lower mortality from recurrence/progression of primary disease. These data should establish that historical improvements in early (first 5 years from diagnosis) disease control were durable well beyond the 5 year time point. -Reduced rates of treatment related mortality (i.e. non-recurrence, non-external cause) may be identified within certain cancer diagnoses where historical reduction in therapeutic intensity has occurred including ALL. Hodgkin lymphoma and Wilms tumor. Analysis Framework: A) Population of Interest: All patients eligible to participate in the CCSS cohort (diagnosed 1970-1999, n=35,990). B) Outcome Measures: Vital status (alive/dead) to identify a) cumulative mortality, and 2) standardized mortality ratios (SMR). The National Death Index will be the source for vital status. The CCSS currently has NDI data updated through 2008. This is the same NDI data used during the recruitment of the expansion cohort. Standardized mortality rates will be calculated using age- and sex-specific mortality rates for the U.S. population from the National Center for Health Statistics as per the method established by Dr. Mertens for previous CCSS publications. Information on the underlying cause of death was obtained from death certificates for cases that resided in the U.S. Cause of death has been determined from death certificates and for this analysis will be categorized as: 1) Recurrence/progression of primary childhood malignancy 2) External cause (e.g. accidents, injuries, suicide) 3) nrecurrence/nonexternal cause (attributable to chronic health conditions) a. SMN cause b. Cardiac cause c. Pulmonary cause d. other C) Explanatory Variables: Treatment era. We propose to break the current cohort diagnosed between 1970-99 into 3 treatment eras of 10 years each (i.e. 1970-79, 1980-89, and 1990-99) and assess mortality by treatment era. Shorter treatment eras blocks (five year blocks) will be considered if sufficient power exists with diagnostic sub-groups. Patients will be assigned to a given treatment era based on their date of diagnosis. 3

Additionally, we will evaluate mortality within primary treatment groups (ALL, AML, HD, NHL, etc.) based on: 1) Historical changes in therapy intended to reduce risk for late effects 2) Stage (risk status) of primary cancer (for expansion cohort only) D) Statistical approach: To accomplish the primary aim of assessment of mortality by treatment era, a descriptive analysis of the entire cohort based on treatment era, and to include vital status (life table) will be performed (Table 1). The 10-year cumulative mortality (all cause, recurrence/progression, nonrecurrence/nonexternal cause) will be reported by treatment era (Table 2 and Hypothetical Figure 1) accounting for competing risk of death from other causes. Standardized mortality ratios (SMR) and excess absolute risk (EAR) (Tables 3 and 4) by treatment era will be calculated for all cause and cause specific mortality. To compare CCSS mortality with that expected in the US population, an expected number of deaths each year since diagnosis will be calculated based on US age-, year- and sex-specific mortality rates. To assess the trend over time of all-cause mortality and cause-specific mortality rates, we will use joinpoint methods similar to linear splines. 10 Multivariable Poisson regression will be used to assess the simultaneous impact of multiple factors on the cause-specific SMRs, potentially adjusting for sex, age at diagnosis, year of diagnosis, and/or years since diagnosis (Table 5). With the logarithm of expected numbers of deaths from the US mortality rates incorporated in the models as offset terms, these models will allow for comparisons between SMRs between levels of specific factors of interest, such as treatment era. Since treatment era is really just a surrogate for changes in therapy over time, to truly assess whether changes in therapy resulted in improved treatment-related late mortality, we will examine mortality (all cause, recurrence/progression, nonrecurrence/nonexternal cause) within each primary cancer diagnosis and within therapeutic strata specific for the given diagnosis (Table 6). These specific therapeutic strata were selected as they represent specific examples of where treatment intensity was reduced with the goal of reducing risks of late effects (including SMNs and cardiotoxicity in many cases). Treatment data is available for all eligible subjects in the expansion cohort, but is only available for participating members of the original CCSS cohort who signed a medical release. It is therefore missing completely, or in part, for approximately 8,000 subjects. Using similar methods to those used for the Mertens 2010 JNCI paper, multiple imputation methods will be carried out to impute medical record information for these subjects 4. Sensitivity analyses will be carried out to evaluate the robustness of the imputation, particularly since relatively specific treatment data are required. If the method is not robust, treatment variables will be collapsed to more crude levels. For each primary cancer diagnosis, a specific multivariable Poisson model (Tables 7a-x) will be constructed to include therapeutic exposures and demographic characteristics. It is important to note that changes in race/ethnicity over time had a significant impact on our previous SEER analysis. 9 Additionally, SMRs will be calculated within each diagnostic group for therapeutic exposures (Table 8). A second approach will be to assess 10-year cumulative incidence of mortality based on initial staging (risk) for each patient within primary cancer diagnoses (Table 4

9). As stage information only exists for the expansion cohort this will be an exploratory analysis in a subset of the entire CCSS population. Finally, using the full population, RRs for cause specific mortality will be estimated (Table 10). 5

Table 1. Demographic and treatment characteristics by treatment era and life status of five year survivors of childhood cancer 1970-1979 1980-1989 1990-1999 Total Alive Dead N % N % N % N N N All Survivors Sex Male Female Race/Ethnicity n-hispanic white n-hispanic black Hispanic n-hispanic Asian or Pacific Islander n-hispanic American Indian/Alaskan Native Age at Diagnosis (years) 0-4 5-9 10-14 15-20 Survival after diagnosis (years) 5-9 - - - - - - - - 10-14 - - - - - - - - 15-19 - - - - - - - - 20-24 - - - - - - - - 25=29 - - - - - - - - 30-34 - - - - - - - - Diagnosis Leukemia Acute lymphoblastic leukemia Acute myeloid leukemia Other leukemia Hodgkin lymphoma n-hodgkin lymphoma CNS tumors Medulloblastoma Ependymoma Glioma Other CNS Kidney tumors Neuroblastoma Soft tissue sarcoma Bone tumors Ewing sarcoma Osteosarcoma Other bone tumors Treatment exposure Any radiation Chest radiation Central nervous system radiation 6

Abdominal radiation Pelvic radiation Alkylating agent (CPM equivalents, mg/m 2 ) 0 - <4,000 4000-<8000 8000-12,000 12,000-<16,000 16,000-<20,000 20,000 Anthracycline ( mg/m 2 ) 0-100 101-250 251-400 >400 Epipodophyllotoxin( mg/m 2 ) Bleomycin Platinum 7

Table 2. 10-year cumulative mortality among five year survivors of childhood cancer 1970-1979 1980-1989 1990-1999 N Cumulative 95% N Cumulative 95% N Cumulative incidence CI incidence CI incidence All Cause All diagnoses All leukemias Acute lymphoblastic leukemia Acute Myeloid leukemia Other leukemia Hodgkin lymphoma n-hodgkin lymphoma All CNS tumors Medulloblastoma Ependymoma Glioma Other CNS Kidney tumors Neuroblastoma Soft tissue Sarcoma All Bone tumors Ewing sarcoma Osteosarcoma Other bone tumors Recurrence/Progression All diagnoses All leukemias Acute lymphoblastic leukemia Acute Myeloid leukemia Other leukemia Hodgkin lymphoma n-hodgkin lymphoma All CNS tumors Medulloblastoma Ependymoma Glioma Other CNS Kidney tumors Neuroblastoma Soft tissue Sarcoma All Bone tumors Ewing sarcoma Osteosarcoma Other bone tumors nrecurrence/xternal cause All diagnoses All leukemias Acute lymphoblastic leukemia Acute Myeloid leukemia Other leukemia Hodgkin lymphoma n-hodgkin lymphoma 8 95% CI P*

All CNS tumors Medulloblastoma Ependymoma Glioma Other CNS Kidney tumors Neuroblastoma Soft tissue Sarcoma All Bone tumors Ewing sarcoma Osteosarcoma Other bone tumors *P value based on the comparison of the cumulative mortality curves for the three time periods 9

Figure 1. Hypothetical example of figure to display cumulative incidence of mortality by treatment era 10

All survivors Table 3. All cause and cause specific standard mortality ratios in five year survivors of childhood cancer by treatment era and by demographic status All Causes. of deaths SMR 95% CI nrecurrence/ xternal Cause. of deaths SMR 95% CI. of deaths Subsequent Malignancy SMR 95% CI Cardiac Causes Pulmonary Causes Other nonrecurrent/nonexternal causes. of deaths SMR 95% CI. of deaths SMR 95% CI. of deaths SMR 95% CI Treatment Era 1970-79 1989-89 1990-99 Sex Male Female Race/Ethnicity n-hispanic White n-hispanic Black Hispanic n-hispanic Asian or Pacific Islander n-hispanic American Indian/Alaskan Native 11

Table 4. Absolute excess risk per 1000 person-years compared with the US population Subsequent Malignancy Cardiac Pulmonary Other Causes External Causes All Cases Sex Male Female Diagnosis Acute lymphoblastic leukemia Acute myeloid leukemia Other leukemia Astrocytomas Medulloblastoma/PNET Other CNS tumors Hodgkin lymphoma n-hodgkin lymphoma Kidney tumors Neuroblastoma Soft tissue sarcoma Ewing Sarcoma Osteosarcoma Other bone tumors Years since original diagnosis 5-9 10-14 15-19 20-24 25 12

Table 5. Relative Risk for mortality among five year survivors of childhood cancer by treatment era All Cause Recurrence/Progression of Primary Malignancy nrecurrence/xternal cause Cardiac cause Pulmonary Cause Other Causes RR 95%CI RR 95%CI RR 95%CI RR 95%CI RR 95%CI RR 95%CI Age (continuous) Treatment Era Sex 1970-79 1989-89 1990-99 Male Female Race/Ethnicity n-hispanic White n-hispanic Black Hispanic n-hispanic Asian or Pacific Islander n-hispanic American Indian/Alaskan Native All survivors 13

Table 6. 10-year cumulative incidence of mortality among five year survivors of specific childhood cancers based on historical changes in treatment All Cause Recurrence/Progression of nrecurrence, primary malignancy xternal Cause N Cumulative 95% N Cumulative 95% N Cumulative 95% P* incidence CI incidence CI incidence CI Acute lymphoblastic leukemia Cranial RT 20 Gy <20 Gy Epipodophyllotoxin Any Steroid Prednisone Dexamethasone Both Duration of therapy 4 years 3-4 years 2-3 years Acute Myeloid leukemia Cranial RT BMT BMT, with TBI, non-tbi Hodgkin lymphoma Multimodal therapy RT 30 Gy, no chemo 14

RT<30 Gy, with chemo Chemo only, no RT Chemo regimen MOPP (no ABVD) MOPP + ABVD COPP COPP + ABVD ABVD alone Other Splenectomy Alkylator (CPM equiv. in grams) 20 16 - <20 12 - <16 8 - <12 4 - <8 0 - <4 RT 30 Gy 20-30 Gy 1-20 Gy n-hodgkin lymphoma Alkylator (CPM equiv. in grams) 20 16 - <20 12 - <16 8 - <12 4 - <8 0 - <4 Medulloblastoma 15

>30 Gy Craniospinal <30 Gy Craniospinal Is none included in <30, or no one gets none? Neuroblastoma Surgery alone Surgery + RT Surgery + RT + Chemo S + RT + Chemo +BMT Alkylator (CPM equiv. in grams) 20 16 - <20 12 - <16 8 - <12 4 - <8 0 - <4 Cisplatinum 800 400 - <800 1 - <400 Carboplatinum Kidney tumors RT Dose 30 Gy 18-30 Gy 1 - <18 Gy Rhabdomyosarcoma Anthracycline 16

RT 50 Gy 1-<50 Gy Osteosarcoma Cisplatinum 800 400 - <800 1 - <400 Ewing sarcoma RT (local control) *p value for no recurrence, nonexternal cause mortality 17

Table 7a. Relative risk for mortality among five year survivors of ALL based on historical changes in therapy to reduce risk of late effects All Cause Recurrence/Progression of Primary Malignancy nrecurrence/xternal cause Cardiac cause Pulmonary Cause Other Causes RR 95%CI RR 95%CI RR 95%CI RR 95%CI RR 95%CI RR 95%CI Age (continuous) Cranial RT 20 Gy <20 Gy Epipodophyllotoxin Any Steroid Prednisone Dexamethasone Both Sex Male Female Race/Ethnicity n-hispanic White n-hispanic Black Hispanic n-hispanic Asian or Pacific Islander n-hispanic American Indian/Alaskan Native 18

19

Table 7b. Relative Risk for mortality among five year survivors of Hodgkin lymphoma based on historical changes in therapy to reduce risk of late effects All Cause Recurrence/Progression of Primary Malignancy nrecurrence/xternal cause Cardiac cause Pulmonary Cause Other Causes RR 95%CI RR 95%CI RR 95%CI RR 95%CI RR 95%CI RR 95%CI Age (continuous) Splenectomy Alkylator (CPM equiv. in grams) 20 16 - <20 12 - <16 8 - <12 4 - <8 0 - <4 RT 30 Gy 20-30 Gy 1-20 Gy Race/Ethnicity n-hispanic White n-hispanic Black Hispanic n-hispanic Asian or Pacific Islander n-hispanic American Indian/Alaskan Native 20

Table 8. All cause and cause specific standard mortality ratios in five year survivors of childhood cancer by diagnosis-specific and treatment exposure All Causes Subsequent Malignancy Cardiac Causes Pulmonary Causes Other nonrecurrent/nonexternal All Acute lymphoblastic leukemia Cranial RT 20 Gy <20 Gy Epipodophyllotoxin Any Steroid Prednisone Dexamethasone Both Duration of therapy 4 years 3-4 years 2-3 years Acute Myeloid leukemia Cranial RT. of deaths SMR 95% CI. of deaths SMR 95% CI. of deaths 21 SMR 95% CI. of deaths SMR 95% CI. of deaths causes SMR 95% CI

BMT Hodgkin lymphoma Multimodal therapy RT 30 Gy, no chemo RT<30 Gy, with chemo Chemo only, no RT Chemo regimen MOPP (no ABVD) MOPP + ABVD COPP COPP + ABVD ABVD alone Other Splenectomy Alkylator (CPM equiv. in grams) 20 16 - <20 12 - <16 8 - <12 4 - <8 0 - <4 RT 22

30 Gy 20-30 Gy 1-20 Gy n-hodgkin lymphoma Alkylator (CPM equiv. in grams) 20 16 - <20 12 - <16 8 - <12 4 - <8 0 - <4 Medulloblastoma >30 Gy Craniospinal <30 Gy Craniospinal Neuroblastoma Surgery alone Surgery + RT Surgery + RT + Chemo S + RT + Chemo +BMT Alkylator (CPM equiv. in grams) 23

Cisplatinum Carboplatinum Kidney tumors RT Dose 20 16 - <20 12 - <16 8 - <12 4 - <8 0 - <4 800 400 - <800 1 - <400 30 Gy 18-30 Gy 1 - <18 Gy Rhabdomyosarcoma Anthracycline RT 50 Gy 24

1-<50 Gy Osteosarcoma Ewing sarcoma RT (local control) 25

Table 9. 10-year cumulative incidence of mortality among five year survivors of specific childhood cancers based on stage and risk status at time of diagnosis (expansion cohort only) All Cause Recurrence/Progression of primary malignancy nrecurrence, xternal Cause N Cumulative incidence 95% CI N Cumulative incidence 95% CI N Cumulative incidence 95% CI P* Hodgkin lymphoma Ann Arbor Stage I II III IV Stage not available Other staging system n-hodgkin lymphoma Murphy Stage I II III IV Stage not available Other staging system Medulloblastoma Localized, complete resection Localized, incompletely resected Disseminated Neuroblastoma INSS I II III IV V Stage not available Other staging system Kidney tumors NWTS stage I II III IV V Stage not available Other staging system Rhabdomyosarcoma IRS I 26

II III IV V Localized, Stage not available Disseminated, Stage not available Other staging system Osteosarcoma Localized Disseminated t Available Ewing sarcoma Localized Disseminated t Available 27

Table 10. Relative Risk for cause specific mortality among five year survivors of childhood cancer based on therapeutic exposure nrecurrence/n-external cause Cardiac cause Pulmonary Cause Other Causes RR 95%CI RR 95%CI RR 95%CI RR 95%CI Treatment Era 1970-79 1989-89 1990-99 Sex Male Female Any RT Chest RT Cranial RT Abdominal RT Pelvic RT Alkylating agents Anthracyclines 0-<4,000 4,000-<8,000 8,000-<12,000 12,000-16,000 >16,000-20,000 >20,000 1-100 101-250 28

Epipodophyllotoxin Bleomycin Platinum 251-400 >400 29

30

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