CARDIOVASCULAR EFFECTS OF THE TOBACCO HEATING SYSTEM (THS) 2.2 COMPARED WITH CONTINUED SMOKING

Similar documents
CARDIOVASCULAR EFFECTS OF THE TOBACCO HEATING SYSTEM (THS) 2.2 COMPARED WITH CONTINUED SMOKING

TOBACCO HARM REDUCTION:

Heated Tobacco Technology: Science, Behavior and Avoiding Unintended Consequences

Tobacco Heating System 2.2, A Candidate Modified Risk Tobacco Product: Cardiovascular Disease Risk Assessment

How innovation will deliver a smokefree

Changes in Biological and Functional Markers after Six Months, in Three Populations: THS 2.2 (IQOS ) Users, Continued Smokers, and Smoking Abstinence

Heat-not-Burn Products: Scientific Assessment of Risk Reduction

The IQOS Heating System

Assessment of the Tobacco Heating System (THS) 2.2, A Candidate Modified Risk Tobacco Product: From Concept to Early Clinical Data

The importance of offering adult smokers a portfolio of potentially less harmful products

The IQOS Heating System

The IQOS Heating System

Tobacco Control Research and Education, University of California San Francisco, San Francisco, CA, USA

Non Clinical Toxicology of Nicotine and Aerosol from a Heated Tobacco Product. Patrick Vanscheeuwijck, PhD Director Pre-Clinical Toxicology

Philip Morris International R&D, Philip Morris Products S.A., Switzerland. 2

Biomarker of Exposure Reductions Upon Switching for 5 Days from Cigarettes to a Carbon Heated Tobacco Product (CHTP 1.0)

Smoking and Non-Communicable Diseases in Hong Kong

Cancer and its Causes in Korea

Investor Day Reduced-Risk Products Lausanne, September 29, 2016

What is combustion and why is the absence of combustion important for heat not burn products

Cardiovascular effects of nicotine vs. cigarette smoke

A study to examine changes in exposure to cigarette smoke chemicals when a smoker switches to using a tobacco heating product. Part I: Study Design.

Scientific Evidence for Evaluating Modified Risk Tobacco Products

Air Quality assessment during indoor use of the Tobacco Heating System 2.2

Effects of Switching to the Menthol Tobacco Heating System 2.2, Smoking Abstinence, or Continued Cigarette Smoking on Clinically

Modelling the effects of user exposure to harmful emissions across the spectrum of nicotine delivery

Electronic Cigarettes, Nicotine and Policy Implications

Analysis and Evaluation of a Cross-Sectional Study IEA World Congress of Epidemiology 20 th August Saitama, Japan

Might Smoking Rates go up in Flames? Dr John Schoonbee, Chief Medical Officer, Swiss Re

Actual Use Study of the Potential Reduced-Risk Product (RRP): Tobacco Heating System (THS)

UK E-Cigarette Summit Relative risks of cancer posed by combustible and vapourising forms of nicotine delivery: Evidence from chemical exposures

Air Quality assessment during indoor use of the Tobacco Heating System 2.2

Evaluation of Nicotine Pharmacokinetics and Subjective Effects following Use of a Novel Nicotine Aerosol System

Because PMI application did not report the full range of HPHCs in IQOS aerosol,

The concept that not all tobacco and nicotine products

Carl D. D Ruiz 1*, Donald W. Graff 2 and Edward Robinson 3

E-Cigarettes: Current Perspective

ELECTRONIC CIGARETTES WHAT S THE BOTTOM LINE?

Low-Nitrosamine Dissolvable Tobacco Products Star Scientific, Inc. Part III Initiation and Cessation

RE: Docket No. FDA-2014-N , Electronic Cigarettes and the Public Health

Lung Cancer Epidemiology & Prevention. A/Prof Fraser Brims

Tobacco-related risk perceptions in the regulation of tobacco products at the FDA Center for Tobacco Products

Detailed analysis of the Executive Summary (Section 2.7) submitted by Philip Morris International in support of its MRTP application for IQOS

A FRAMEWORK FOR THE ASSESSMENT OF REDUCED RISK TOBACCO AND NICOTINE PRODUCTS

ΕΝΑΛΛΑΚΤΙΚΕΣ ΜΟΡΦΕΣ ΚΑΠΝΙΣΜΑΤΟΣ

Smoking, e-cigs and reduced risk products. Dr John Schoonbee, IMS November 2017

Summary of Evidence on the Cytotoxic Effects on Bronchial Epithelial Cells of IQOS

UPDATE ON PREMARKET TOBACCO PRODUCT AUTHORIZATION PATHWAY

Reduced-Risk Products Science Update

Experimental trial on the effectiveness of IQOS compared to e-cigarettes and regular tobacco cigarettes

New & Emerging Tobacco Products. Linda Bauld & Kamran Siddiqi

FDLI Annual Conference

Exploring five common claims about e-cigarette use. Lion Shahab, PhD University College

Toxic Contents and Emissions in Smokeless Tobacco Products

The Emergence of JUULs and Heated Tobacco Products

The Tobacco Control Act s Premarket Review Authorities: Reports on Substantial Equivalence and Exemption Requests (905(j))

Responsible Practice in E-Vapour Products (EVP) Product Stewardship

Biomarker (BMK) Sub-Group 2017 Report

Electronic cigarettes: Pre-clinical and clinical assessment

Peter G. Shields, MD Tobacco Products Scientific Advisory Committee (TPSAC) August 16, 2013

Principal Investigator and Study Center: F. Nobuoka, MD Ageo Medical Clinic, 3133 Haraichi, Ageo City, Saitama , Japan

Global impact of FDA-inspired tobacco regulatory science on jobs for chemists

Health Effects of Tobacco Secondhand Smoke [SHS]: focus on Children Health A Review of the Evidence

National Conference of State Legislatures Legislative Summit: Clearing the Air About E-Cigarettes

TOBACCO PRODUCT OR MEDICAL PRODUCT?

Assessing Consumer Responses to RRP: Experience at PMI in Developing Fit-for-Purpose Self-Report Instruments

How to Regulate E-Cigarettes? Are we asking the right questions?

Comparing the Cochrane review of electronic cigarettes to other meta-analyses

Menthol Cigarette Report

SAFETY E-CIGS: CLINICAL STUDIES

Regulatory Support for Tobacco Products. Feeling daunted by the regulatory process for tobacco products? Don t worry Battelle can help.

PROCEDURE FOR GENERATION AND TESTING OF MAINSTREAM TOBACCO HEATING SYSTEM (THS or IQOS) AEROSOL USING A LINEAR SMOKING MACHINE

Physical and chemical properties of cigarette, heated tobacco and e-cigarette aerosols

Rationale for Establishing Tobacco Product Regulation

Study Summary Study THS-PBA-02-US

ISCHEMIC VASCULAR DISEASE (IVD) MEASURES GROUP OVERVIEW

Thirdhand Smoke: A Persistent Environmental Toxin

MODIFIED RISK TOBACCO PRODUCT MARKETING DECISIONS

ENVIRONMENTAL FACTORS IN VIRUS-ASSOCIATED HUMAN CANCERS

Electronic cigarettes for smoking cessation

Diseases caused by Smoking

Technical Appendix I26,I27.1,I28,I43-45,I47.0- I47.1,I47.9,I48,I ,I51.0- I51.4,I52,I77-I84,I86-I97,I98.1-I98.8,I99

A. Incorrect! The alveolus is where gas exchange takes place. B. Correct! Surfactant is the lipid-rich material that permits lung inflation.

Biomarkers in Public Health: Development and Applications

Modified Risk Tobacco Product Applications A Succinct ENDS Industry Perspective

FORMs of TOBACCO. 2 nd of 3 Prep for Session 1

Raze-On. Tobacco 101

Safety/risk assessment of electronic cigarettes

00:08 For decades our scientists have endeavoured to reduce the risks of tobacco use and continue to do so today. 00:15

Biomarker Comparisons Between Adult Menthol and Non-Menthol Cigarette Smokers

Should FDA try to move smokers to e-cigarettes or other less harmful tobacco-nicotine products and, if so, how?

SMOKING CESSATION. Why bother?

E-Cigarettes and Vapes

Update on Lipid Management in Cardiovascular Disease: How to Understand and Implement the New ACC/AHA Guidelines

HOPE OR HAZARD? What Research Tells Us About Potentially Reduced-Exposure Tobacco Products

Nicotine: Everything You Need to Know but Have Never Been Told

The Health Effects of Combustion

Next Generation Products Sandra Costigan, Marianna Gaca, ChuanLiu, Kevin McAdam, James J. Murphyand Christopher Proctor British American Tobacco 21

Clinical Effects. Jane Y. Lewis, Ph.D. Senior Vice President, Health & Analytical Sciences Altria Client Services

Transcription:

CARDIOVASCULAR EFFECTS OF THE TOBACCO HEATING SYSTEM (THS) 2.2 COMPARED WITH CONTINUED SMOKING Athens, Greece Dr. Patrick Picavet, M.D., on behalf of: Baker, Gizelle; Haziza, Christelle; Hoeng, Julia; Ivanov, Nikolai; Luedicke, Frank; Maeder, Serge; Peitsch, Manuel; Phillips, Blaine; Poussin, Carine; Vanscheeuwijck, Patrick Philip Morris International 9 June 2018

The Scientists Our contact details Gizelle Baker Christelle Haziza Julia Hoeng Nikolai Ivanov Frank Luedicke Serge Maeder Manuel Peitsch Blaine Phillips Patrick Picavet Carine Poussin Patrick Vanscheeuwijck

Creating a New Category: Reduced-Risk Products Reduced-Risk Products ( RRPs ) is the term we use to refer to products that present, are likely to present, or have the potential to present less risk of harm to smokers who switch to these products versus continued smoking. Our contact details We have a range of RRPs in various stages of development, scientific assessment, and commercialization. Because our RRPs do not burn tobacco, they produce far lower quantities of harmful and potentially harmful compounds than found in cigarette smoke.

Our contact details Tobacco Harm Reduction

What Is the Objective of Harm Reduction? Smoking is addictive and causes a number of serious diseases Worldwide, it is estimated that more than 1 billion people will continue to smoke in the foreseeable future * Offering smoke-free alternatives to adult smokers is a sensible, complementary addition to existing tobacco control strategies Successful harm reduction requires that current adult smokers be offered a range of Reduced-Risk Products they can fully switched to, should they decide not to quit. * http://www.who.int/tobacco/publications/surveillance/reportontrendstobaccosmoking/en/index4.html Figure adapted from Clive Bates presentation to E-Cigarette Summit (19 Nov 2013) Note: Reduced Risk Products ("RRPs") is the term PMI uses to refer to products that present, are likely to present, or have the potential to present less risk of harm to smokers who switched to these products versus continued smoking. 5

Excess Risk of Smoking-Related Disease Disease-Specific Relative Risk [1] (by age) Relative risk of IHD, Stroke, COPD, and LC for an adult cigarette smoker

Excess Risk (%) % Excess Risk Excess Risk of Smoking-Related Disease Reduction in Excess Risk by Time Reduction of Quit in Excess Risk Over Time 100 80 Lung Cancer IHD COPD Stroke 60 40 20 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Time Since of Quit Quit (years) (years)

Our contact details Combustion

Elimination of Combustion Is Key Eliminating Combustion is Key Scientific studies have shown that as the temperature of tobacco increases, the levels of harmful chemicals formed increases Torrefaction Source: Baker R. R., 1975, Temperature variation within a cigarette combustion coal during the smoking cycle, High Temp. Sci., 7, 236-247. Coloration by PMI. Source: McGrath, T.E., Wooten, J.B., Chan W.G. and Hajaligol, M.R., 2007, Formation of polycyclic Aromatic Hydrocarbons from Tobacco: the Link between Low Temperature Residual Solid and PAH Formation, Food and Chemical Toxicology, 45,6,1039-1050

Our contact details The Tobacco Heating System 2.2

PMI s Reduced-Risk Product Portfolio Heated Tobacco Products Products Without Tobacco Note: The RRPs depicted are subject to ongoing development; therefore, the descriptions are illustrative and do not necessarily represent the latest stages of product development.

Why Heat Tobacco Rather than Burn It? The Tobacco Heating System (THS) (currently commercialized as IQOS in > 38 countries) is designed and has been demonstrated to: Heat tobacco without combustion Preserve elements of the taste, sensory experience, nicotine delivery profile, and ritual characteristics of cigarettes

Our contact details Scientific Assessment Approach

Disease Risk PMI s Scientific Assessment Approach From Epidemiology Assessment Framework Point of Intervention Post-Market Studies and Surveillance Consumer Perception and Behavior Assessment Clinical Trials Systems Toxicology Assessment Standard Toxicology Assessment Aerosol Chemistry and Physics Time Product Design and Control Principles Source: Smith, M.R., et al., Evaluation of the Tobacco Heating System 2.2. Part 1: Description of the system and the scientific assessment program. Regulatory Toxicology and Pharmacology (2016). http://dx.doi.org/10.1016/j.yrtph.2016.07.006 14

Assessment Framework: Informed by Epidemiology High-Level Adverse Outcomes Pathway of Cigarette Smoking Toxic Emissions Exposure Molecular Changes Disruption of Biological Mechanism Cell / Tissue Changes Disease Population Harm Analytical Chemistry Biological Networks Toxicology, Systems Biology, and Clinical Studies Models and Clinical Public Health HPHCs* Biomarkers of exposure *Harmful and potentially harmful constituents Proteomics Transcriptomics Genomics Lipidomics Oxidative stress Inflammation Cell adhesion and migration Cytology Cell death Cell proliferation Cell count Gross pathology Histopathology Lipid profile Atherosclerotic plaque formation Lung function

Our contact details Exposure Reduction and Carbon-Based Nanoparticles

% of Reference Cigarette Reduced Formation of HPHCs by Disease Categories 100% Reference Cigarette 50% 97% 93% 92% 92% 94% THS 2.2 produces an aerosol that contains on average 90-95% lower levels of harmful and potentially harmful chemicals than a reference cigarette 0% No. of toxicants Carcinogens in IARC Group 1 12 Carcinogens (FDA) Cardiovascular toxicants (FDA) Respiratory Toxicants (FDA) Reproductive and Developmental Toxicants (FDA) 29 8 18 7 Note: Intense Health Canada s Smoking Regime; Comparison on a per-stick basis; Excludes Nicotine

NNK (ng/stick) Total NNAL (pg/mg creat) [95% CI] T o t a l N N A L ( p g / m g c r e a t 9 5 % C I ) Carbon monoxide (mg/stick) COHb (%) [95% CI] COHb (%) Changes in Exposure to HPHCsin Healthy Human Subjects Reduced Exposure in Healthy Human Subjects Levels of HPHCs are Drastically Reduced in THS Aerosol Exposure is Significantly Reduced After Switching to THS 35 30 25 20 15 10 5 0 300 250 33.3 282-98.6%* 0.48 Leads to Cigarette THS Smoking Abstinence 8 7 6 5 4 3 2 1 0 0 1 2 3 204 5 Time 40 (days) 30 60 80 60 90 Time (Days) (days) 2 5 0 2 0 0 Carbon CO COHb Monoxide (%) NNK i S C 200 1 5 0 150 100-98.0%* Leads to 1 0 0 5 0 50 0 5.52 0 0 1 2 3 4 5 6 3 0 6 0 9 0 * On equivalent nicotine basis T i m e ( D a y s )

Percent of Cigarette Exposure [95% CI] P e r c e n t o f C i g a r e t t e E x p o s u r e Percent of Cigarette Exposure [95% CI] P e r c e n t o f C i g a r e t t e E x p o s u r e Reduced Exposure Similar to Smoking Abstinence Reduced Exposure in Healthy Human Subjects 1 0 0 THS Smoking Abstinence Cigarettes 8 0 6 0 4 0 2 0 0 o - t o l 1 - O H P 3 - H P M A T o t a l H E M A H M P M A C O H b B [ a ] P 4 - A B P C E M A N N N 2 - N A S - P M A M H B M A 1 - N A 1 0 0 8 0 N N A L Switching to THS achieves almost 95% of the reduction achieved by smoking abstinence Cigarettes 6 0 4 0 2 0 0 o - t o l 1 - O H P 3 - H P M A T o t a l H E M A H M P M A C O H b B [ a ] P 4 - A B P C E M A N N N 2 - N A S - P M A M H B M A 1 - N A N N A L

Reduced Formation of HPHCs by Disease Categories Cigarette smoke Carbon-based nanoparticles Median diameter = 75 nm Amount: 6x10 11 particles ~= 0.7 mg* Blank (Air) THS aerosol No solid particles Scanning Electron Microscopy images of the collected smoke/aerosol after passing through a thermodenuder set at 300º C to remove the volatile portion / collected material characterized by Electron Diffusive X-ray. * Under the Health Canada s Intense Smoking Regime. Pratte et al. Investigation of solid particles in the mainstream aerosol of the Tobacco Heating System THS2.2 and mainstream smoke of a 3R4F reference cigarette. Hum. Exp. Toxicol, 2017; 36:1115-1120 Cohen et al. Estimates and 25-year trends of the global burden of disease attributable to ambient air pollution: an analysis of data from the Global Burden of Diseases Study 2015. Lancet 2017; 1907-1918.

Global Disease Risk Associated with PM 2.5 Cohen et al. Estimates and 25-year trends of the global burden of disease attributable to ambient air pollution: an analysis of data from the Global Burden of Diseases Study 2015. Lancet 2017; 1907-1918. SD-654

Our contact details In Vitro Models of Disease

From Risk Assessment Framework to In Vitro Study Design In vitro model: Adhesion of monocytic cells to human coronary arterial endothelial cells 1. Cell exposure to 3R4F or THS 2.2 (aqueous smoke / aerosol extract) 2. Treatment of human coronary arterial endothelial cells (HCAEC) 3. Adhesion Assay Untreated MM6 cells and 4h-treated HCAECs were nuclearstained for 15 min. and then incubated together for 45 min After cell fixing and washing, remaining adherent MM6 cells and HCAECs were counted The adhesion rate was calculated Poussin et al. Systems toxicology-based assessment of the candidate modified risk tobacco product THS2.2 for the adhesion of monocytic cells to human coronary arterial endothelial cells. Toxicology 2016; 73 86.

From Risk Assessment Framework to In Vitro Study Design In vitro model: Adhesion of monocytic cells to human coronary arterial endothelial cells Poussin et al. Systems toxicology-based assessment of the candidate modified risk tobacco product THS2.2 for the adhesion of monocytic cells to human coronary arterial endothelial cells. Toxicology 2016; 73 86.

From Risk Assessment Framework to In Vitro Study Design In vitro model: Adhesion of monocytic cells to human coronary arterial endothelial cells Conclusions: 3R4F aqueous cigarette smoke extract promoted adhesion of MM6 cells to HCAEC in indirect and fresh direct exposure conditions At the same concentrations, no significant adhesion of MM6 cells to HCAECs The concentrations of THS 2.2 required to be increased by ~10 and 20 times to observe similar effects at functional and molecular levels to the ones observed with 3R4F Poussin et al. Systems toxicology-based assessment of the candidate modified risk tobacco product THS2.2 for the adhesion of monocytic cells to human coronary arterial endothelial cells. Toxicology 2016; 73 86.

Our contact details Animal Models of Disease

Disease Risk From Risk Assessment Framework to in vivo Study Design Animal Model: ApoE -/- mouse Concomitant analysis of CVD and COPD endpoints 8 months duration (approximately 40% of lifetime) Concomitant analysis of CVD and COPD endpoints Comprehensive analysis of molecular changes and mechanistic impact Exposure dose corresponds to ~30 cigarettes per day in human comparison Assessment Framework Group Exposure From Epidemiology Point of Intervention Cigarette Cessation 3R4F 3R4F Cessation Air Switching 3R4F THS Candidate MRTP THS Note: The descriptions in the chart are for illustrative purposes only Time Reference: Air Start Air Month 2 Month 8 Phillips et al. (2015) An 8-Month Systems Toxicology Inhalation/Cessation Study in Apo e-/- Mice to Investigate Cardiovascular and Respiratory Exposure Effects of a Candidate Modified Risk Tobacco Product, THS 2.2, Compared with Conventional Cigarettes. Toxicological Sciences, in press

Mechanism Disruption (% ± SEM) 0 20 40 60 80 100 Mechanism Disruption (% ± SEM) 0 20 40 60 80 100 Mechanism Disruption (% ± SEM) 0 20 40 60 80 100 Mechanism Disruption (% ± SEM) 0 20 40 60 80 100 Reduced Effects on Disease Mechanisms Cell Stress Cell Fate & Apoptosis Cell Proliferation Tissue Repair & Angiogenesis 1 2 3 6 8 3 6 8 3 6 8 1 2 3 6 8 1 2 3 6 8 3 6 8 3 6 8 1 2 3 6 8 Cigarette THS Switch Cessation THS Cigarette THS Switch Cessation THS

NPA 8-month Apoe-/- mouse switching study Interaction between monocytes and endothelial cells Network Perturbation Amplitude of: Inflammation/Endothelial cell activation Inflammation/Neutrophil Signaling Vascular Inflammation/ Endothelial cell monocyte interaction Cigarette THS Cessation THS Switch

Heart (left ventricle) Transcriptomics downregulated upregulated 3R4F vs. sham THS vs. sham Cessation vs. sham THS Switch vs. sham Muscle structure and function Inflammatory response Cardiovascular disease Szostak, J., et al. (2017). "Aerosol from Tobacco Heating System 2.2 has reduced impact on mouse heart gene expression compared with cigarette smoke." Food and Chemical Toxicology 101: 157-167.

From Risk Assessment Framework to in vivo Study Design Phillips, B., et al. (2015). "An 8-month systems toxicology inhalation/cessation study in Apoe / mice to investigate cardiovascular and respiratory exposure effects of a candidate modified risk tobacco product, THS 2.2, compared with conventional cigarettes." Toxicological Sciences 149(2): 411-432.

Atherosclerotic Plaque in the Aortic Arch Data from µct at month 7 Phillips, B., et al. (2015). "An 8-month systems toxicology inhalation/cessation study in Apoe / mice to investigate cardiovascular and respiratory exposure effects of a candidate modified risk tobacco product, THS 2.2, compared with conventional cigarettes." Toxicological Sciences 149(2): 411-432.

Mean ± SEM Mean ± SEM Mean ± SEM Atherosclerotic Plaque in the Aortic Arch Data from µct at month 7 Disease Endpoint for CVD Atherosclerotic Plaque in the Aortic Arch Data from µct at month 7 Plaque surface area (mm 2 ) Aorta mean occlusion (%) Plaque volume (mm 3 ) 30 10 2 20 10 5 1 0 0 0 Fresh Air Cigarette smoke THS Switch Cessation THS Phillips, B., et al. (2015). "An 8-month systems toxicology inhalation/cessation study in Apoe / mice to investigate cardiovascular and respiratory exposure effects of a candidate modified risk tobacco product, THS 2.2, compared with conventional cigarettes." Toxicological Sciences 149(2): 411-432.

Our contact details Exposure Response Study

Clinical Assessment Results to Date High-Level Adverse Outcomes Pathway of Cigarette Smoking Toxic Emissions Exposure Molecular Changes Disruption of Biological Mechanism Cell / Tissue Changes Disease Population Harm Analytical Chemistry Biological Networks Toxicology, Systems Biology, and Clinical Studies Models and Clinical Public Health Reduced Emissions Reduced Exposure Reduced Adverse Health Effects PK / PD Studies 4 single-use studies Reduced Exposure Studies 4 up to 3-month studies Exposure Response Study 6 + 6-month study Nicotine absorption similar to CC 15 biomarkers of exposure significantly reduced vs. CC Directional shift of CREs shift towards cessation *Harmful and potentially harmful constituents Statistically significant changes in CREs linked to smoking-related disease All co-primary CREs shifting in the same direction as they would upon smoking cessation

Primary Objective and Co-Primary Endpoints Smoking Cessation Epidemiologic link to smoking-related disease? Affected by smoking status Reversible upon smoking cessation Co-Primary Endpoints Representative of Patho-Mechanims Lipid Metabolism HDL - C Clotting 11 DTBX - 2 Endothelial function S ICAM - 1 CO acute effect Inflammation Oxidative stress COHb WBC PGF2 - a Assess the changes across a set of the 8 co-primary clinical risk endpoints in smokers who switch from smoking cigarettes to using THS as compared to those continuing to smoke cigarettes for 6 months Lung Function Genotoxicity FEV1 Total NNAL

Study Population Main Eligibility Criteria Healthy subjects. Minimum 30 year of age. 10 years of smoking history with at least 10 CC/day for the last year Subjects did not intent to quit smoking Clinically relevant disorders that would jeopardize the participants safety Female, not pregnant or breast feeding Subjects did use medication with an impact on co-primary endpoints Green Frame: Inclusion Criteria Red Frame: Exclusion Criteria

Run-in period Randomization Study Design and Disposition Exposure Response Study ZRHR-ERS-09-US (Clinical trials.gov: NCT02396381) ZRHR-ERS-09-EXT (Clinical trials.gov: NCT02649556) Adult healthy smokers not willing to quit 15 sites in U.S. Baseline visit 3-month visit 6-month visit 12-month visit

Statistical Analysis Success Criteria: To establish that the risk profile of THS is modified compared to cigarettes 1 All co-primary endpoints shift in the direction of cessation Primary Analysis: Predominant users of THS > 70% Establish Modification of Risk Smokers Health Profile Study-wise =0.05 Test-wise =0.031 2 3 5 out of 8 clinical risk endpoints are statistically significant (Hailperin-Rüger Approach) Majority of the smoking cessation effect is preserved If Modification of Risk is Established 5/8 significant clinical risk endpoints* Results of the study can be verified with the effects measured for smoking cessation *By using a 1-sided test with the Hailperin-Rüger adjusted α level for multiple testing (1.5625%).

Analysis Populations Reduced Exposure Studies vs Exposure Response Study Primary Analysis Population Primary Assessment Objective 3 months Reduced Exposure Study Use of no more than 2 CC in a single day during the 30 days preceding the visit Average product use within a 3-month period of not more than 0.5 CC/day Analysis of the effect of THS after full switching 6 months Exposure Response Study Analysis population: THS 2.2 as it is actually used 70% THS use over the 6-month analysis period 70% THS use on >50% of days in the 6- month analysis period Analysis of the effect of THS as actually used (up to 30% use of cigarettes)

Main Analysis Population THS-Use Randomized Product Use 70% THS use* Distribution of Randomized Subjects by Product Use Categories CC Arm (%) 95.9% 4.1% CC-Use Randomized Product Use 1% THS use* THS 2.2 Arm (%) 59.2 5.8% 0% 20% 40% 60% 80% 100% THS Use Dual Use CC Use Other use * Calculated over the study and on at least 50% of the Study Days

Product Use Time Period Product THS Use Mean / Day (Min, Max) CC Use Mean / Day (Min, Max) Baseline Cigarettes 18.5 (10.0, 65.0) 19.5 (10.0, 90.0) Postrandomization THS 16.5 (3.2, 63.0) < 0.01 (0.0, 0.44) Cigarettes 1.95 (0.0, 14.0) 16.8 (3.0, 43.7) Overall tobacco 18.5 (3.2, 63.5) 16.9 (3.1, 43.7)

NEQ (mg/g creat) ±95% CI Reduction in Exposure and Exposure to Nicotine -32.2% COHb -43.5% Total NNAL -16.2% Total 1-OHP 14 12 THS-use CC-use -28.4% 3-HMPMA 10-27.3% 3-OH-B[a]P 8-48.6% -40.8% CEMA Total NNN 6 4 2 10.1 9.2 9.89 8.85 8.63 9.29-25.0% -42.9% 3-HPMA MHBMA 0 Baseline Month 3 Month 6-70.0-60.0-50.0-40.0-30.0-20.0-10.0 0.0

Clinical Changes After 90 Days Reduced Exposure in Healthy Human Subjects Disease Pathway Endpoint Abstinence Effect at 3m [95% CI] Switching to THS Effect at 3m [95%CI] Lipid Metabolism HDL-C 0.0 mg/dl [-5.77; 5.84] 1.4 mg/dl [-2.3;5.0] Inflammation WBC -0.94 10 9 /L [-2.00; 0.13] 0.17 10 9 /L [-0.47; 0.81] Airway Impairment FEV1 2.0 % pred [-3.37; 7.36] 0.53 % pred [-2.79; 3.85] Endothelial Dysfunction sicam-1-9.9 % [-19.7;1.1] -10.6 % [-16.7; -4.0] Oxidative Stress 8-epi-PGF2α -8.5 % [-25.13; 11.8] -13.5 % [-23.6;-1.95] Clotting 11-DTX-B2-7.2 % [-37.7; 38.3] -3.6 % [-24.6; 23.3] Disease Pathway Endpoint Abstinence Effect at 3m [95% CI] Switching to THS Effect at 3m [95% CI] Lipid Metabolism HDL-C 6.4 mg/dl [2.5; 10.3] 4.5 mg/dl [1.17, 7.88] Inflammation WBC -0.41 10 9 /L [-0.95; 0.14] -0.57 10 9 /L [-1.04, -0.10] Airway Impairment FEV 1 1.94 % pred [-0.44; 4.31] 1.91 % pred [-0.14, 3.97] Endothelial Dysfunction sicam-1-10.9 % [-17.8; -3.4] -8.7 % [-14.94;-2.05] Oxidative Stress 8-epi-PGF 2α -5.9 % [-17.1; 6.8] -12.7 % [-21.81;-2.55] Clotting 11-DTX-B 2-19.4 % [-30.1; -7.0] -8.98 % [-19.52, 2.94] -

Changes in Clinical Risk Endpoints Endpoint Change From CC-use Observed Change LS Mean Difference / Relative Reduction Halparin Ruger Adjusted CI 1-sided p-value (0.0156) THS directional change vs SA (literature) HDL-C Difference 3.09 mg/dl 1.10, 5.09 <0.001* significant WBC Count Difference -0.420 GI/L -0.717, -0.123 0.001* significant sicam-1 % Reduction 2.86 % -0.426, 6.04 0.030 11-DTX-B2 % Reduction 4.74 % -7.50, 15.6 0.193 8-epi-PGF2α % Reduction 6.80 % -0.216, 13.3 0.018 COHb % Reduction 32.2 % 24.5, 39.0 <0.001* significant FEV1 %pred Difference 1.28 %pred 0.145, 2.42 0.008* significant Total NNAL % Reduction 43.5 % 33.7, 51.9 <0.001* significant * denotes significant p value at the 1.5625% level, following test multiplicity adjustment using the Hailperin-Rüger approach All CRE shifted in the same direction as smoking cessation effect observed in the literature 5 out of 8 clinical risk endpoints were statistically significant compared to continued smoking

Changes in Clinical Risk Endpoints When Adjusted for CEMA Exposure Levels Note: The predominant THS Use category group was stratified by CEMA quartiles 1 (bottom) to 4 (top). Note: Higher CEMA levels are indicative of higher levels of cigarette smoking. The panel for sicam-1 shows the THS vs. continued smoking LS means ratios. The panel for leukocytes (WBC) shows the THS minus cigarette smoking LS means differences.

Conclusion of the Exposure Response Study All clinical risk endpoints shifted in the same direction as the smoking cessation effect described in the literature 5 out of 8 endpoints showed statistically significant and favorable changes after switching to THS..despite the fact that up to 30% CC use was allowed in the primary analysis population Full switching is the best option for current adult smokers continuing to use tobacco products

COHb (%) [95% CI] Phillips B, Veljkovic E, Boue S, Schlage WK, Vuillaume G, Martin F, et al. An 8-Month Systems Toxicology Inhalation/Cessation Study in Apoe-/- Mice to Investigate Cardiovascular and Respiratory Exposure Effects of a Candidate Modified Risk Tobacco Product, THS 2.2, Compared With Conventional Cigarettes. Toxicological sciences : an official journal of the Society of Toxicology. 2016 Feb;149(2):411-32. Summary Cardiovascular In Vivo Endpoints Micro CT Exposure Reduction Clinical Risk Endpoints THS 2.2 8 Carbon Monoxide HDL-C WBC count 6 4 Cardiovascular Diseases sicam-1 11-DTX-B2 2 8-epi-PGF 2α 0 0 1 2 3 4 5 30 60 90 Time (days) Respiratory Disease COHb FEV 1 %pred Cancer Total NNAL

Our contact details Thank you for your attention