TG4010. Public Information

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TG4010 Public Information 11 May 2017

Public Information 11 May 2017 Page 2 /7 ABBREVIATIONS DNA Deoxyribonucleic acid GMO Genetically modified organism IL2 Interleukin-2 IM Intramuscular IT Intratumoral IV Intravenous MUC1 Mucine 1 MVA Modified virus ankara MVATG9931 Recombinant vector ank Activated natural killer NSCLC Non-small cell lung cancer OS Overall survival PFU Plaque forming unit Q Quarter SC Subcutaneous TG4010 or MVA-MUC1-IL2 Viral suspension of MVATG9931 ULN Upper limit of normal

Public Information 11 May 2017 Page 3 /7 Purpose of the release The release is made in the context of the Phase II clinical trial TG4010.24 entitled «A phase II study evaluating the efficacy and the safety of first-line chemotherapy combined with TG4010 and nivolumab in patients with advanced non-squamous Non-Small-Cell Lung Cancer (NSCLC)». TG4010 is a genetically modified organism (GMO); nivolumab and chemotherapy treatment are not GMO. The purpose of this study is to determine whether the immunotherapy TG4010 and nivolumab in combination improve the benefit of the standard chemotherapy treatment of lung cancer. Name and address of the sponsor TRANSGENE S.A. 400 Boulevard Gonthier d Andernach Parc d Innovation CS80166 67405 Illkirch Graffenstaden cedex France Information relating to the release The TG4010.24 clinical trial is a single arm study meaning that the 39 patients planned to be enrolled will receive the triple combination treatment (TG4010 + nivolumab + chemotherapy). The TG4010.24 is expected to start in Quarter (Q)1 2018 and to be completed by Q1 2020. In Belgium, one clinical site (Centre Hospitalier de l Ardenne - Site de Libramont Dr Forget) is planned to participate and is expected to recruit 5 patients. The administration of TG4010 consists of a SC injection of a small volume of liquid (~ 0.5 ml) under the skin alternately in the thigh or the arm. Patients will receive the injection once a week for the first 6 weeks then once every 3 weeks until progression of the disease or premature discontinuation of the study treatment due to any reason (e.g., adverse event). The same dose of TG4010 will be injected every time i.e. 1x10 8 plaque forming unit (PFU). General description of the genetically modified organism (GMO) TG4010 is a suspension of the recombinant viral vector MVATG9931. The vector MVATG9931, the active substance of TG4010, is a GMO. It is derived from a highly attenuated strain of the Modified Vaccinia virus Ankara (MVA), in which the nucleotide sequences coding for the human mucin 1 (MUC1) and human interleukin-2 (IL2) were inserted. TG4010 has been developed for use as an immunotherapy in cancer patients whose tumors express the MUC1 antigen. Advanced NSCLC is the current lead indication. TG4010 is a vaccine against cancer which is based on the hypothesis that the immune system (the system in the body that fights infection) can be turned on and made to recognize and then destroy cancer cells. The vaccine delivers a protein (MUC1) in such a way that the immune system of the patients recognizes this protein as foreign and rejects or destroys any cells that express this protein (i.e. cancer cells expressing MUC1).

Public Information 11 May 2017 Page 4 /7

Public Information 11 May 2017 Page 5 /7 Benefits Despite the progressive improvement of the standard of care, the medical need in NSCLC still remains enormous and new approaches are necessary to significantly change the outcome of this disease. By modifying the host/tumor relations, immunotherapy products like TG4010 may achieve such a result. As explained above, the desired therapeutic benefit of the TG4010 vaccine is to enhance the beneficial effect of standard treatments in cancer patients whose tumors express the MUC1 protein. The previous Phase II studies in advanced NSCLC, studies TG4010.05, TG4010.09 and the Phase IIb part of TG4010.14 study, met their primary endpoint and suggested a clinical benefit of adding TG4010 to first-line chemotherapy. Nivolumab is a monoclonal antibody, a type of protein designed to recognize and attach to a specific target substance in the body. It attaches to a target protein called programmed death-1 receptor (PD-1) that can switch off the activity of T cells (a type of white blood cell that forms part of the immune system, the body s natural defenses). By attaching to PD-1, nivolumab blocks its action and prevents it from switching off your T cells. This helps increase their activity Nivolumab has already demonstrated activity in NSCLC and then is marketed with an indication granted for the treatment of advanced NSCLC in adults granted by the European Health Authority. It is hypothesized that the combination of TG4010 and nivolumab, two medicines acting on the immune system with different mechanisms of action, when administered with standard chemotherapy treatment can enhance the immune response and lead to an increase in antitumor activity. This will be tested in TG4010.24 study assessing safety and efficacy of the NSCLC patients receiving this triple combination (TG4010 + nivolumab + chemotherapy). Risks The parental virus of the MVATG9931 vector, MVA, is a highly attenuated viral strain, obtained from the Ankara strain of the vaccine that is only able to infect a reduced series of hosts. MVA was specifically developed to immunize high risk patients (children under the age of 3 years and patients presenting nervous disorders, allergies or skin diseases, chronic diseases) against smallpox. It was tested in many animal species and used in the primo vaccination of over 120,000 children and adults. No major problems were observed during the vaccination campaigns (apart from slight redness at the site of injection and fever over 38 C and/or general malaise in a small percentage of subjects) or any serious complications (such as encephalitis or septicemia observed after the injection of other strains of the virus for the vaccine). Until now, 380 patients have been treated with TG4010. Injection of TG4010 may cause slight or moderate redness, swelling, warmth and pain at injection site; this reaction can last for several days. It may also result in tiredness, fever, low blood cell counts, chills and muscles aches of mild or moderate intensity. Rarely, rashes have been observed but were always transient and moderate. Many healthy human cells carry the normal type of MUC1 on their surfaces. It is therefore not possible to rule out the development of an auto-immune response against healthy tissue (the body s immune system attacks its own cells) maybe leading to joint pain, mouth sores, kidney damage. However, this has never been observed so far with the TG4010.

Public Information 11 May 2017 Page 6 /7 Monitoring methods and plans for the operations and interventions in case of an emergency Control of the GMO and gene dissemination Conditions for storage and use: TG4010 is a frozen preparation and should be stored in hospital centers at a temperature not exceeding -20 C, in a freezer with controlled access, under the responsibility of the investigator and/or pharmacist. Access to the place of storage of the TG4010 is restricted to authorized parties, in accordance with in-house hospital procedures. Preparation for administration: A preparation protocol containing detailed instructions for the preparation is provided by TRANSGENE for the trial pharmacist/investigator. The viral suspension is administered by SC route using a syringe with an adapted needle within two hours after the preparation. Patient monitoring: Patients receive TG4010 in a conventional hospital room. Nobody should be present, besides the hospital personnel, at the time of the injection of the product. Patients remain in the hospital room for observation for several minutes and then return at home. Monitoring of the direct and indirect effects of the GMO on patients will be achieved using the following clinical parameters: physical examinations, vital signs, adverse event reporting, assessment of injection site reactions, complete blood cells count, biochemistry analyses, electrocardiogram, auto-immunity evaluation, tumor evaluation, immunological assessments. Destruction of material containing the GMO In hospital units where patients are treated with TG4010, a technical sheet of the product is provided to the personnel trained for product handling. All materials in contact with TG4010 will be decontaminated and/or destroyed according to regular hospital procedure for infectious wastes. Training requirements During the initiation visit organized by a TRANSGENE service provider, all persons involved in the clinical trial (doctor, nurses, pharmacist) are informed in detail of the objectives and the schedule of the clinical trial as well as the nature of product, any possible product-related risks, handling procedures required and measures to take in case of accidental propagation. All of these recommendations are also described in a document summarizing all the product information called «Investigator Brochure» and in the technical sheets distributed to the personnel involved in the trial. Emergency situations Patients receiving TG4010 will be biologically and clinically monitored by the medical team during their entire participation in the trial. An unexpected event may thereby be detected quickly, handled immediately and managed on a case by case basis. Concerning the product handling within hospitals, Transgene will provide recommendations concerning the accidental propagation of the product, skin contamination with or without wound, eye contamination or ingestion in a technical sheet. This technical sheet will be delivered to the medical team and will be available on the sites where the product is handled.

Public Information 11 May 2017 Page 7 /7 Summary of the assessment of the effects and environmental risks The probability of the propagation of TG4010 in the environment is very low, considering the previous clinical experience with this product and other recombinant MVA vectors developed by TRANSGENE. The MVA vector has non-propagative and poor replicative properties, highly limiting the risks of propagation. In addition, a wild-type vaccinia virus, with intact propagation ability would be required to allow for the propagation of the GMO in the environment. This is highly unlikely considering that no wild-type vaccinia virus is currently endemic in the human population. It is also highly unlikely that all of the independent mutations required for the restoration of the genome of the (wild) parental virus occur. This phenomenon has never been observed during the smallpox vaccination in man and a mechanism capable of triggering and selecting an event of this extent is not likely. In addition, studies have shown that the repair of several genes would be required in order to fully restore the ability of the MVA to effectively reproduce in human cells. These results are consistent with the inability to detect spontaneous revertants of the MVA virus and are in favor of the safety of the use of the MVA virus as a vaccine and gene therapy vector.