Guideline of Videofluoroscopic Swallowing Study (VFSS) in Speech Therapy

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Page 1 of 9 Guideline of Videofluoroscopic Swallowing Study (VFSS) in Speech Therapy Version 1.0 Effective Date Document Number HKIST-C-VFG-v1 Author HKAST AR Sub-committee Custodian Chairperson of HKIST Professional Council Approved / Endorsed By HKIST Professional Council Approval Date 18/09/2017

Page 2 of 9 1.0 Objective This guideline guides Speech Therapists in conducting Videofluoroscopic Swallowing Study (VFSS) for assessment and management of patients with dysphagia. 2.0 Aims of Procedure The aims of Videofluoroscopic Swallowing Study (VFSS) are: 2.1 To provide an objective and dynamic investigation of the anatomical and physiological aspects of oral, pharyngeal and upper esophageal phases of swallowing 2.2 To identify the occurrence and degree of aspiration / penetration, and the corresponding airway protection integrity 2.3 To provide appropriate recommendations in mode of feeding to achieve optimal nutrition and hydration safely 2.4 To determine optimal food texture, fluid consistency and bolus volumes for safe swallow in oral feeding 2.5 To evaluate the applicability and effectiveness of therapeutic and compensatory swallowing strategies or techniques 2.6 To guide the need for further investigation 3.0 Indications for Procedure The indications for conducting VFSS include: i. Suspected oropharyngeal stage of dysphagia ii. Suspected esophageal reflux to pharynx iii. Signs and symptoms that are inconsistent with bedside clinical findings iv. Un-explained history and cause of chest infection v. Suspected silent aspiration vi. Intolerance to endoscopic insertion necessary for Fiberoptic Endoscopic Examination of Swallowing (FEES) vii. Documentation of changes in swallowing functions during rehabilitation viii. Determination of appropriate swallowing intervention strategies

Page 3 of 9 4.0 Contraindications for Procedure The contraindications for conducting VFSS when the patient is: i. Medically unstable ii. Unable to cooperate or participate in an instrumental examination iii. At risk for x-ray exposure, like pregnancy iv. Not able to be adequately positioned for examination v. Having history of adverse physiological reaction to barium, iodinated or other contrast vi. Suspected of having perforation of the gastrointestinal tract 5.0 Information to Patients and/ or Stakeholders Before the conduction VFSS, the following possible risks and complications should be communicated to the patients and/or stakeholders: 5.1 There is rare complication of allergy to barium 5.2 Aspiration of contrast medium into the lung especially in broncho-esophageal fistula and barium peritonitis from unsuspected perforation may happen 5.3 In view of theoretical risk of absorption of iodinated contrast medium into systemic circulation in VFSS, patient with allergy to iodinated contrast medium should be assessed by the referring clinician for steroid premedication as in the practice of intravenous iodinated contrast medium administration 6.0 Limitations of VFSS Speech therapists should aware of the limitations of VFSS: 6.1 Time restraints due to radiation exposure 6.2 The procedure only allows sampling of swallowing function and may not be representative of patient s typical swallowing function during meal-time 6.3 Adequate amount of contrast is required for visualization of swallowing function Addition of contrast may alter viscosity of the bolus 6.4 The test bolus with contrast during VFSS may not equate to the texture of real food taken during meal-time 6.5 Contrast material is an unnatural food bolus with potential refusal by patients

Page 4 of 9 7.0 Personnel Involved VFSS is encouraged to be conducted under management of a multidisciplinary team of professionals including: i. Speech Therapist ii. iii. Radiologist Medical Officer iv. Radiographer v. Nurse 8.0 Preparation of Food and Fluid Speech Therapist determines the food/fluid types, the volumes and the order of presentation for oral trials. Different food and fluid in different consistencies are mixed with a contrast agent to ensure radio-opacity for viewing bolus transfer. Commonly utilized contrast agents include: i. Barium sulphate suspension which is generally used with patients at risk of aspiration as it is relatively benign if aspirated ii. Non-ionic, water-soluble radiographic contrast medium e.g. omnipaque 9.0 Penetration-Aspiration Scale Rosenbek et. al. (1996) 8-point Penetration-Aspiration Scale is recommended to be used to indicate the degree of laryngeal penetration and/or aspiration, which also reflects the severity of dysphagia (see Table I). 10.0 Discontinuation of VFSS The procedure should be ceased if there is evidence of: i. Respiratory compromise due to aspiration of food and/or fluid ii. iii. Laryngospasm Bronchospasm iv. Paroxysmal coughing v. Persistent food refusal vi. Deterioration in medical condition

Page 5 of 9 11.0 Interpretation and documentation of VFSS 11.1 Interpretation of the VFSS Interpretation of anatomy and physiology during the oral, pharyngeal and upper esophageal stages of swallowing should be conducted. Any impacts that food / fluid trials with compensatory strategies may have on swallow function should be determined. 11.2 Documentation of Result The VFSS conducted should be documented in report that should include information on: i. Presence and impact of any anatomical abnormalities on swallowing function and safety ii. iii. Details of the oral, pharyngeal and upper esophageal symptoms of dysphagia and the impact of physiological / dysfunctions on swallowing safety and efficiency Patient s response and tolerance to VFSS (e.g. acceptance to oral trials, presence of fatigue during VFSS) iv. Details of consistencies tried, volumes consumed and the views in which the images are obtained v. Details on the timing, symmetry and flow of the bolus and the severity of the swallowing impairment with regard to presence / absence of laryngeal penetration, aspiration, pooling, airway protection and bolus transit. vi. Recommendations for optimal and safest mode of nutritional and hydration intake vii. Recommendations for posture, positioning, equipment, feeding utensils, compensatory strategies and rehabilitative techniques to enhance the safety and efficiency of swallowing viii. Recommendations on the diet types and fluid consistencies that are safe to patient when oral feeding is allowed. ix. Recommendations for referral(s) to other medical professionals if necessary 12.0 Referral to Other Professionals Upon the completion of the VFSS procedure, the following professionals may be consulted for further management:

Page 6 of 9 i. Physiotherapists for chest physiotherapy ii. Medical professionals including Gastroenterologist, ENT surgeon, Neurologist and Respiratory Physician for further medical investigations 13.0 Education and Counseling Speech Therapists should provide education to patients, caregivers and health professionals to ensure adequate understanding of the VFSS results and the subsequent dysphagia management plan for the patient. 14.0 Radiological Safety Speech Therapists should be aware of the possible negative biological effects due to exposure to x-rays. In order to minimize the exposure to x-rays, the three cardinal radiation safety factors of time, distance and shielding should be considered: 14.1 Time 14.1.1 Fluoroscopy time typically should be kept as lowest as reasonably achievable for all candidates at all times during the procedure. Speech Therapist should coordinate with radiographer through implementation of well-planned and efficient VFSS procedure that keeps radiation exposure as low as reasonably achievable. 14.1.2 Implementing staff roster for exposure consideration 14.2 Distance Speech Therapist or personnel involved should remain as far from the patient and x- ray tube. The amount of radiation exposure one received is inversely related to the distance from the source. 14.3 Shielding Speech Therapist and staff involved should wear appropriate shielding such as lead aprons, eye shields, thyroid shields, and lead gloves to decrease radiation exposure of vulnerable body organs. 14.4 Monitoring of Radiation Exposure Speech Therapist and staff involved in feeding the patient are advised to wear a dosimetry badge under the apron. Involved personnel should not

Page 7 of 9 receive more than 20mSv/year (Radiation Ordinance, Cap. 303, Laws of Hong Kong, 2012). 14.4.1 Caution with Pregnancy Alternative options of instrumental swallowing assessment should be recommended to pregnant patients. Staff or caregivers with pregnancy should not be involved in the procedure. 14.4.2 Acquisition (Frame) Rate and Pulse Rate Steele (2015) mentioned that image acquisition rates of 30 images per second are likely to be optimal in terms of sensitivity for detection of penetration-aspiration.

Page 8 of 9 15.0 References 1. American Speech Language Hearing Association (2004) Knowledge and skills needed by speech-language pathologists performing videofluoroscopic swallowing studies. ASHA Supplement 24. 2. Clinical Guideline of Videofluroscopic Swallowing Study (VFSS), Quality and Safety Committee, COC Speech Therapy, Hospital Authority (December, 2016) 3. Logemann, J.A. (1993) Manual for the videofluorographic study of swallowing. (2nd Ed.).Texas: Pro-ed. 4. Radiation Ordinance (Cap. 303, Laws of Hong Kong), Radiation Board of Hong Kong 2012. 5. Rosenbek, J.C., Robbins, J.A., Roecker, E.B., Coyle, J.L., & Wood, J. L. (1996) A penetration-aspiration Scale. Dysphagia, 11:93-98. 6. Speech Pathology Australia (2006) Position Paper Dysphagia: Modified Barium Swallow. Melbourne, Victoria. 7. Steele C. et. al. (2015) What you need to understand about videofluoroscpy frame rates.co Swallowing Rehabilitation Research Lab (www.steeleswallowinglab.ca)

Page 9 of 9 Appendix I Table I: Rosenbek et. al. (1996) 8-point Penetration-Aspiration Scale Scale Definition 1 Material does not enter airway 2 3 Material enters the airway, remains above the vocal folds, and is ejected from the airway Material enters the airway, remains above the vocal folds, and is not ejected from the airway 4 Material enters the airway, contacts the vocal folds, and is ejected from the airway 5 6 7 8 Material enters the airway, contacts the vocal folds, and is not ejected from the airway Materials enter the airway, pass below the vocal folds, and are ejected into the larynx or out of the airway Material enters the airway, passes below the vocal folds, and is not ejected from the trachea despite effort Material enters the airway, passes below the vocal folds, and no effort is made to eject