BIOLOGICS STEM CELL AND PLATELET- RICH PLASMA FOR JOINT MANAGEMENT 1/10/ AAOS ANNUAL MEETING 2018 AAOS ANNUAL MEETING

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STEM CELL AND PLATELET- RICH PLASMA FOR JOINT MANAGEMENT BIOLOGICS o Injectable therapies that may suppress inflammation and promote regenerative pathways o Natural products that are harvested and are used to supplement a medical process and/or the biology of healing 1 2 3 4 2018 AAOS ANNUAL MEETING 2018 AAOS ANNUAL MEETING o Explosion of mom-and-pop shops with little or no regulation o Retailing of biologics is a cash businessand is very expensive o Google stem cell centers - 18 million hits o Study that contacted 271 of 317 centers that market directly to consumers o Mean cost of treatment for stem cells and/or PRP was $5,156 (range $1,500- $12,000) 5 6 1

BIOLOGICS : 3 MAIN CATEGORIES 1. Endogenous growth factors- PRP 2. Cells-mesenchymal stem cells derived from bone marrow and adipose tissue and embryonic cells from embryonic tissue 3. Amniotic or placental-derived tissues PLATELET-RICH PLASMA (PRP) 7 8 Aggressive marketing Consumer demand Few regulations safe Lack of effective alternatives Some early positive data HOT TOPIC IN ORTHOPEDICS 6 FACTORS DRIVING POPULARITY OF PRP 9 10 CONSISTS OF AUTOLOGOUS BLOOD WITH A PLATELET CONCENTRATION ABOVE NORMAL BASELINE LEVEL DELIVERY OF GROWTH FACTORS, INFLAMMATION MODULATORS, AND CELL ADHESION MOLECULES FROM A POOL OF DEGRANULATING PLATELETS 11 12 2

BIOACTIVE PROTEINS PDGF INSULIN LIKE GF I/II FGF PLATELET GROWTH FACTORS AND CYTOKINES o Stimulate extracellular matrix synthesis o Stimulate chondrocyte proliferation o Promote boney remodeling o Promote wound healing o Inhibit catabolic pathways 13 14 THOUGHT TO FACILITATE AND ENHANCE THE HEALING OF INJURED TISSUE AUGMENT THE NATURAL HEALING PROCESS BY INCREASING THE CONENTRATION OF THESE CYTOKINES AT THE SITE OF INJURY AUTOLOGOUS MINIMALLY MANIPULATED TISSUE WIDESPREAD USE SAFE ATTRACTIVE AVOIDS REGULATORY HURDLES OF EXTENSIVE TESTING/TRIALS EFFICACY?? 15 16 FDA REGULATES STEM THERAPIES: MINIMAL OVERSITE o CRITERIA TO DETERMINE LOW-RISK o LOW RISK DO NOT REQUIRE TRADITIONAL PRECLINICAL ANIMAL TRIALS OR PHASED CLINICAL TRIALS PRIOR TO HUMAN TREATMENT o STRONG REGULATORY OVERSITE NOT NEEDED FDA: LACK OF REGULATORY HURDLES BECAUSE: Little manufacturing manipulation Utilized in homologous way-original function Autologous with no systematic effect Bone marrow aspirates PRP Cannot combine with other products 17 18 3

PREPARATION OF AUTOLOGOUS BLOOD TWO STAGED CENTRIFUSION SOFT SPIN HARD SPIN HETEROGENOUS PLASMA CONFIGURATIONS SEPARATES PLATELET- CONTAINING PLASMA FROM RBC/WBC 1,200-1,500 RPMs SEPARATES PLASMA INTO PLATELET-RICH AND PLATELET- POOR PORTIONS 4,000-7,000 RPMs 40 + COMMERCIALLY AVAILABLE SYSTEMS DIFFER IN CENTRIFUGATION TIME, INITIAL BLOOD VOLUME, ACTIVATING AGENTS/TECHNIQUES 19 20 TWO MAIN CATEGORIES BASED ON CELLULAR COMPOSITION LEUKOCYTE RICH PRP: LEUKOCYTE CONCENTRATION ABOVE PHYSIOLOGIC BASELINE LEUKOCYTE POOR PRP: LEUKOCYTE CONCENTRATION BELOW PHYSIOLOGIC BASELINE 21 22 PRP SYSTEM 23 24 4

LITERATURE STUDY DESIGN IN LITERATURE ALL USES OF PRP o Wide heterogeneity of preparation methods o Injection methods and frequency vary o Difficult to compare studies 25 26 o Systematic review of literature looking at PRP preparation protocols and PRP composition utilized in clinical trials o 105 trials between 2006 and 2016 27 28 29 30 5

o Only 11 studies(10%) provided comprehensive reporting that included a clear description of preparation protocol that could be used by subsequent investigators to repeat the method o Only 17 studies(16%) provided quantitative metrics on the composition of the final PRP product o Current reporting does not enable comparison of PRP products being delivered to patients 31 32 33 34 OVERVIEW OF TRIALS/STUDIES PRP INJECTIONS IN KNEE META- ANALYSIS 35 36 6

LITERATURE: STEM CELLS/PRP FOR KNEE ARTHRITIS o Meta-analysis scanned 420 reports in literature-prp o Six had level III evidence or stronger o PRP recent meta-analysis-19 higher quality investigations-7 studies good response to treatment, 4 studies reported bad response o Laudy et al. BJSM. 2014 o Meta-analysis: 317 studies/trials-10 meet criteria o 6 randomized control studies, 4 observational studies 37 38 o Laudy et al. BJSM, 2014 o PRP more effective for pain reduction compared with placebo at 6 months post injection o PRP vs hyaluronic acid-significant difference in favor of PRP on pain reduction/improved function at 6 months post-injection o Almost all trials had high risk of bias o Dia et al. Arthroscopy. 2017 o Meta-analysis of randomized control trials o Systemic review and quantitative analysis of 10 level I randomized control studies(1069 patients) 39 40 o Dia et al. Arthroscopy. 2017 o Compared platelet-rich plasma injections with both hyaluronic acid and saline injections for knee OA o Dia et al. Arthroscopy. 2017 o Similar results of PRP and HA at 6 months o At 12 months PRP had significantly better pain relief and functional improvement than HA o 8 of 10 level I studies had a high risk of bias 41 42 7

o Kanchanatawan et al. ESSKA. 2015 o 9 of 551 studies met inclusion criteria of randomized control o Kanchanatawan et al. ESSKA. 2015 o PRP vs HA or placebo o In short term outcomes, PRP injection has improved functional outcomes and improving symptoms vs HA or placebo in mild/mod knee OA 43 44 PRP LEUKOCYTE POOR VS LEUKOCYTE RICH LEUKOCYTE POOR VS RICH PRP AND OA OF KNEE o Riboh et al. Am J Sports Med. 2016 o Meta-analysis o Superior Western Ontario and McMaster Universities Osteoarthritis Index(WOMAC) scores in pts with leukocyte poor PRP vs Hyaluronic acid 45 46 LEUKOCYTE POOR VS RICH PRP AND OA OF KNEE o Riboh et al. Am J Sports Med. 2016 o No difference in those treated with Leukocyte-rich PRP and hyaluronic acid LEUKOCYTE POOR PRP AND OA OF KNEE o Patel et al. Am J Sports Med. 2013 o Prospective, randomized, double blind trial o Leukocyte-poor PRP compared with saline placebo injection for early bilateral knee OA 47 48 8

LEUKOCYTE POOR PRP AND OA OF KNEE o Patel et al. Am J Sports Med. 2013 o 78 patients/156 knees o 3 groups: 1. Single PRP injection 2. 2 PRP injections 3 weeks apart 3. Single saline injection o Followed 6 months LEUKOCYTE POOR PRP AND OA OF KNEE o Patel et al. Am J Sports Med. 2013 o Significant difference(p<0.001) in favor of PRP compared to saline using VAS, WOMAC and patient satisfaction at 6 months 49 50 LEUKOCYTE POOR PRP AND OA OF KNEE o Smith et al. Am J Sports Med. 2016 o FDA-sanctioned, randomized, double-blind, placebo controlled clinical trial o Leukocyte poor PRP vs saline o 30 pts/30 knees-series of 3 weekly injections o Moderate knee OA (LK grade 2-3) LEUKOCYTE POOR PRP AND OA OF KNEE o Smith et al. Am J Sports Med. 2016 o Significantly greater improvement (p<0.001) of WOMAC scores in PRP cohort throughout the study vs saline o 12 months after treatment PRP group improved 78% from baseline WOMAC score vs 7% placebo 51 52 PRP INJECTIONS IN KNEE VS HYLAURNIC ACID(HA) PRP VERSES HYALURONIC ACID AND OA OF KNEE o Feller et al. JBJS. 2016 o Randomized, blinded controlled with 12 month f/u o 96 pts 3 weekly injections PRP vs 96 patients 3 weekly injections HA 53 54 9

PRP VERSES HYALURONIC ACID AND OA OF KNEE o Feller et al. JBJS. 2016 o Modest clinical improvement in both groups o No difference between PRP and HA o Leukocyte Rich PRP PRP VERSES HYALURONIC ACID AND OA OF KNEE o Filardo et al. AM J Sports Med. 2015 o Randomized control o 3 weekly injections of PRP vs Hyaluronic acid o 192 pts with knee OA 55 56 PRP VERSES HYALURONIC ACID AND OA OF KNEE o Filardo et al. AM J Sports Med. 2015 o Both groups reported significant improvements in function and symptoms in all subjective scores used(p<0.0005) o Comparative analysis demonstrated no difference between groups at any follow-up time point PRP VERSES HYALURONIC ACID AND OA OF KNEE o Several Randomized control studies performed comparing efficacy of PRP with that of hyaluronic acid o Superior results with Leukocyte poor PRP vs Leukocyte rich o Majority of studies show improved outcome compared with hyaluronic acid at short-term f/u 57 58 OVERVIEW OF RESULTS OF PRP STUDIES Mixed data/high bias Variety of preparations tested Variety of injection frequencies tested Support for Leukocyte poor PRP in Early/mod OA knee 59 60 10

NOV, 2018 I SUGGEST THAT USE OF PRP IN SOFT TISSUE INJURIES AND POSSIBLY CHRONIC INJURIES IS NOT SUPPORTED 61 62 AAOS GUIDELINES (2016) CONCLUSIONS OF PRP INJECTION FOR KNEE ARTHRITIS Mixed data- lack of standardization among studies with regard to PRP preparation and administration Difficult to draw definitive conclusions from the currently available data but shows promise Support for Leukocyte poor PRP in Early/mod OA knee Insufficient Data supporting use other than knee OA 63 64 STEM CELLS 65 66 11

Harvard Calls for Retraction of Dozens of Studies by Noted Cardiac Researcher Some 31 studies by Dr. Piero Anversa contain fabricated or falsified data, officials concluded. Dr. Anversa popularized the idea of stem cell treatment for damaged hearts. OCT 15, 2018 67 68 STEM CELLS o 1998 first human embryonic stem cell created o Stem cells are undifferentiated cells capable of proliferation, self-renewal, and differentiation into specialized cells 69 70 STEM CELLS o Embryonic and adult stem cells o Adult stems cells (usually from bone marrow or adipose) differentiate into: o Hematopoietic stem cells (HSCs) o Mesenchymal stem cells (MSCs) MESENCHYMAL STEM CELLS SOURCES: Bone marrow Adipose Umbilical cord matrix Potential to differentiate into cartilage, bone, tendon, and ligaments 71 72 12

APPLICATION OF MSCS FDA o Aspiration bone marrow/adipose o Centrifuged to concentrate cells o Placed in culture media increasing number/purity of cells o Injection/placement of cells o Only stem cell products actually approved by FDA are cord blood or placental remnants- typically indicated for pediatric cancer therapy o None approved for any type of orthopedic use 73 74 FDA AAOS 2016 o Public Health Service Act, Section 361 o If you are using the HCT/P (human cells, tissues, and tissue based products) that are minimally manipulated and homologous only, you can proceed without FDA approval 75 76 RESEARCH o Very few level I or II studies-quality of data for efficacy is poor o No data to support its use but groundwork and guidelines being set o Relatively safe o AAOS- We certainly do not have the evidence to tell our patients they can expect good outcomes THANK YOU! 77 78 13